DWYER, J.
¶ 1 Washington's anti-SLAPP
¶ 2 In the matter before us, Jason Dillon filed suit against Seattle Deposition Reporters, LLC, Davis Wright Tremaine, LLP, and James Grant (collectively SDR), alleging certain violations of the privacy act
¶ 3 Dillon contends that the trial court erred by granting summary judgment, asserting that genuine issues of material fact exist as to whether the telephone conversations he had with Grant and Kennan were private. Dillon also avers that the anti-SLAPP statute does not apply to his claims. Because Dillon presented triable issues of fact, and collateral estoppel does not apply to preclude his privacy act claims, the trial court erred by entering summary judgment in favor of SDR. Furthermore, the anti-SLAPP statute does not apply to Dillon's claims, as SDR's actions did not involve public participation or petition. Thus, we reverse the judgment and remand the cause for further proceedings consistent with this opinion.
¶ 4 Dillon is the former vice-president of NetLogix, a company headed by Scott Akrie and based in San Diego, California. NetLogix contracted with T-Mobile to "perform services in connection with the build out of [T-Mobile's] cellular phone network in California." In 2010, NetLogix sued T-Mobile in the United States District Court, Western District of Washington, for breach of contract. Grant and Kennan represented T-Mobile in the federal court lawsuit. On August 24, 2011, Dillon e-mailed Grant and
¶ 5 Dillon telephoned DWT offices as planned on August 25, 2011. At the start of the conversation, Grant told Dillon,
¶ 6 Thad Byrd was not, in actuality, Grant's assistant. Rather, he was a certified court reporter employed by Seattle Deposition Reporters. DWT had previously made arrangements with Seattle Deposition Reporters to have a court reporter sit in on and transcribe the telephone conversation. Byrd set up his stenographic equipment in the room with Grant and Kennan and transcribed their conversation with Dillon. Neither Grant, Kennan, nor Byrd apprised Dillon of this information.
¶ 7 Before revealing any information, Dillon told Grant,
Grant responded, "Okay, understood. At this time, we just want to hear what you have to say." Dillon also stated, "Just so I protect myself, maybe it's better that I actually just get my own attorney, talk to them about kind of what — you know, about the information and get some advice from them, and then call you guys back."
¶ 8 Nonetheless, Dillon continued the conversation with Grant and Kennan. Dillon proceeded to describe various instances of misconduct by both parties to the federal court action, including a kickback scheme instituted by T-Mobile employees, falsification of records committed by NetLogix employees, and willful destruction of unfavorable evidence committed by Akrie or at Akrie's direction. Dillon also stated that Akrie "offered me 10 percent of the profit of this lawsuit to support him," and that he did not "have a problem writing a declaration for you guys."
¶ 9 Dillon telephoned DWT again on September 16, 2011. This telephone call was also transcribed by an employee of Seattle Deposition Reporters.
Dillon also elaborated on information he had revealed during the first call, and informed Grant and Kennan that Akrie had coached NetLogix employees on what to say in connection with the lawsuit. However, 10 days later, Dillon e-mailed Grant and Kennan stating
¶ 10 On October 6, 2011, T-Mobile filed a motion for dismissal in the federal court action alleging spoliation of evidence, based largely on statements uttered by Dillon in the telephone conversations. Given that Dillon refused to sign the proffered declaration, T-Mobile filed portions of the transcripts of both calls in support of the motion. After Dillon learned of this, he sent an e-mail to Grant and Kennan expressing his "outrage" at them for having "deceivingly record[ed]" the conversations. NetLogix and Dillon then requested copies of the transcripts in their entirety. DWT refused NetLogix's request, asserting that the transcripts were protected by the work product privilege.
¶ 11 On February 2 and February 16, 2012,
¶ 12 The federal court issued its ruling on March 14, 2012. The court found that Dillon's statements in the telephone conversations were credible, and that Dillon's testimony at the evidentiary hearing was "wholly incredible." The court further found that the transcripts presented "overwhelming evidence of spoliation," and concluded that dismissal of the case was "the only appropriate remedy" given the egregious misconduct committed by the plaintiffs. In its written opinion, the court stated, "[T]he Court does not believe that Defendant's counsel violated Washington law by recording their discussions with Dillon." Volcan Grp., Inc. v. T-Mobile USA. Inc., 940 F.Supp.2d 1327, 1338 (W.D.Wash.2012). In a footnote to its opinion, the court stated:
Volcan Grp., 940 F.Supp.2d at 1338 n. 7. The court granted the motion to dismiss, but not before admonishing both parties and their counsel for their unprofessional behavior.
¶ 13 Dillon filed suit against SDR in King County Superior Court, alleging that the various defendants violated the privacy act by recording the telephone conversations of August 25 and September 16. SDR moved for
¶ 14 The trial court heard both of SDR's motions on June 15, 2012. The trial court heard argument and issued its ruling on the summary judgment motion before it considered the anti-SLAPP motion. In ruling on the summary judgment motion, the trial court declined to apply collateral estoppel to preclude Dillon's claims. However, relying on State v. Townsend, 147 Wn.2d 666, 57 P.3d 255 (2002), State v. Clark, 129 Wn.2d 211, 916 P.2d 384 (1996), and State v. Mankin, 158 Wn.App. 111, 241 P.3d 421 (2010), review denied, 171 Wn.2d 1003, 249 P.3d 182 (2011), the trial court ruled that Dillon had no subjective expectation of privacy when he telephoned Grant and Kennan. This was so, the trial court explained, because:
¶ 15 The trial court then went on to consider the anti-SLAPP issue. The trial court began by saying, "It seems like the Court's already ruled on the second part of that, because ... at this point, Mr. Moran[
¶ 16 The trial court agreed, deciding the anti-SLAPP issue as follows:
¶ 17 Dillon filed a motion for reconsideration, which the trial court denied in all substantive respects.
¶ 18 Dillon appeals.
¶ 19 Dillon first contends that the trial court erred by granting summary judgment in favor of SDR on his privacy act claims. This is so, he asserts, because triable issues of fact exist as to whether the telephone conversations between Dillon, Grant, and Kennan were private. We agree.
¶ 20 In considering this contention, we employ a familiar standard of review.
Green v. Normandy Park Riviera Section Cmty. Club, 137 Wn.App. 665, 681, 151 P.3d 1038 (2007).
¶ 21 Washington's privacy act provides, in relevant part:
RCW 9.73.030(1). Violation of the privacy act is a gross misdemeanor, and is also actionable in tort. RCW 9.73.060, .080. "We engage in a four-pronged analysis to determine whether an individual has violated the Act." State v. Roden, 169 Wn.App. 59, 64, 279 P.3d 461 (citing State v. Christensen, 153 Wn.2d 186, 192, 102 P.3d 789 (2004)), review granted, 175 Wn.2d 1022, 291 P.3d 253 (2012). There must be proof of, "(1) a private communication transmitted by a device, which was (2) intercepted by use of (3) a device designed to record and/or transmit, (4) without the consent of all parties to the private communication." Christensen, 153 Wash.2d at 192, 102 P.3d 789.
¶ 22 Here, only the first element, whether the conversation was private, is at issue. "[T]he question of whether a particular communication is private is generally a question of fact, but one that may be decided as a question of law if the facts are undisputed." Townsend, 147 Wash.2d at 673, 57 P.3d 255 (citing Clark, 129 Wash.2d at 225, 916 P.2d 384). Although the privacy act does not define "private," our Supreme Court has "adopted the Webster's Third New International Dictionary (1969) definition of `private' as "`belonging to one's self ... secret... intended only for the persons involved (a conversation) ... holding a confidential relationship to something ... a secret message: a private communication ... secretly: not open or in public."'" Lewis v. Dep't of Licensing, 157 Wn.2d 446, 458, 139 P.3d 1078 (2006) (alterations in original) (internal quotation marks omitted) (quoting Kadoranian v. Bellingham Police Dep't, 119 Wn.2d 178, 190, 829 P.2d 1061 (1992)). A communication is private within the meaning of the privacy act only "`(1) when parties manifest a subjective intention that it be private and (2) where that expectation [of privacy] is reasonable.'" State v. Modica, 164 Wn.2d 83, 88, 186 P.3d 1062 (2008) (quoting Christensen, 153 Wash.2d at 193, 102 P.3d 789). A court will "generally presume that conversations between two parties" over the telephone "are intended to be private." Modica, 164 Wash.2d at 89, 186 P.3d 1062.
¶ 23 Here, it is disputed whether Dillon manifested a subjective intention that the conversations were private. Dillon stated repeatedly during the August 25 call, and again during the September 16 call, that he was concerned about protecting himself from Akrie. Dillon later submitted a declaration to the trial court asserting that he intended for the conversations to be private, and would not have called Grant and Kennan had he thought otherwise. Given that Dillon later told Akrie about the conversations, it is possible that Dillon did not actually intend for the conversations to be private.
¶ 24 However, summary judgment would still have been appropriate if Dillon's subjective intent was not reasonable as a matter of law. See Modica, 164 Wash.2d at 88, 186 P.3d 1062 (A "`communication is private where ... that expectation [of privacy] is reasonable.'" (quoting Christiansen, 153 Wash.2d at 193, 102 P.3d 789)). Factors bearing on the reasonableness of an expectation of privacy include "(1) duration and subject matter of the conversation, (2) location of
¶ 25 Here, the second factor weighs in favor of Dillon. Dillon spoke with Grant and Kennan over the telephone and had no way of knowing if the conversation was being transcribed without being so told. Grant and Kennan were speaking from DWT offices, a place where one would not expect third parties to be present. Although Grant informed Dillon that "Thad" was present during the first call, Grant disingenuously introduced Byrd as if he were a DWT employee "taking notes," not a third party transcribing the conversation. Even worse, Grant and Kennan never told Dillon about the presence of another person during the second call.
¶ 26 The third factor, on the other hand, weighs in favor of SDR. Grant and Kennan represented T-Mobile, the party adverse to Dillon's former employer in the federal court action. Dillon was aware of the ongoing litigation and Grant's and Kennan's role in it, and purposely divulged information that he knew would benefit T-Mobile.
¶ 27 As to the first factor, the aspect of the subject matter is in dispute.
¶ 28 The State in that case asserted that because Modica intended for his grandmother to relay messages to his wife, Modica's conversations with his grandmother could not be private. Modica, 164 Wash.2d at 89, 186 P.3d 1062. The court explicitly rejected this argument. Modica, 164 Wash.2d at 89, 186 P.3d 1062. In doing so, the court contrasted Modica's conversation with the conversation in State v. Forrester, 21 Wn.App. 855, 587 P.2d 179 (1978). Forrester called the police and confessed to a murder, then stated that unless he was given $10,000, he would kill again. Modica, 164 Wash.2d at 89, 186 P.3d 1062 (citing Forrester, 21 Wash.App. at 861-62, 587 P.2d 179). In Forrester, the court had found that the conversation was not private because "the caller was using the telephone to attempt the commission of a crime and to threaten the commission of other murders if his demands were not met." 21 Wash.App. at 862, 587 P.2d 179. Notably, the Forrester court had contrasted its case with State v. Wanrow, 88 Wn.2d 221, 559 P.2d 548 (1977), in which the court found that even where the caller reported the commission of a crime, the conversation was private.
¶ 29 Dillon's situation is not comparable to that set forth in Forrester. Dillon did not make any threats or demand money; rather, he described T-Mobile's and NetLogix's attempts to do so. Nor is Dillon's situation comparable to that of Modica, who was an
¶ 30 With the balance of the three factors in Dillon's favor, triable questions of fact exist as to whether Dillon subjectively and reasonably believed that his conversations with Grant and Kennan were private. The trial court erred by holding, as a matter of law, that the conversations were not private.
¶ 31 SDR contends that we should affirm the trial court's grant of summary judgment on the basis of collateral estoppel. This is so, they assert, because the federal court in Volcan Grp. held that the conversations were not private and that no violation of the privacy act had occurred. 940 F.Supp.2d at 1338. We disagree.
¶ 32 Collateral estoppel, otherwise known as issue preclusion, "`prevents relitigation of an issue after the party estopped has had a full and fair opportunity to present its case.'" Lemond v. Dep't of Licensing, 143 Wn.App. 797, 803-04, 180 P.3d 829 (2008) (internal quotation marks omitted) (quoting Barr v. Day, 124 Wn.2d 318, 324-25, 879 P.2d 912 (1994)). In order for collateral estoppel to apply, the following four elements must be present:
Reninger v. Dep't of Corrs., 134 Wn.2d 437, 449, 951 P.2d 782 (1998) (quoting Southcenter Joint Venture v. Nat'l Democratic Policy Comm., 113 Wn.2d 413, 418, 780 P.2d 1282 (1989)). The party seeking the application of collateral estoppel has the burden of proof and "[f]ailure to establish any one element is fatal to the proponent's claim." Lopez-Vasquez v. Dep't of Labor & Indus., 168 Wn.App. 341, 345, 276 P.3d 354 (2012).
¶ 34 Nor is this a case in which the party against whom collateral estoppel is asserted was in privity with a party to the prior adjudication. Dillon was not a party to the federal court action. Moreover, at the time of the conversations at issue, Dillon was no longer employed by NetLogix.
¶ 35 Nevertheless, SDR asserts that Dillon was in privity with NetLogix because he was a participant in NetLogix's "fraud" and stood to benefit financially from an outcome favorable to NetLogix in the federal court lawsuit. SDR cites to Garcia v. Wilson, 63 Wn.App. 516, 820 P.2d 964 (1991), for the proposition that Dillon, despite his nonparty status, was "virtually represented" by NetLogix in the federal court action. In Garcia, however, we listed a number of factors to consider when determining whether the doctrine of virtual representation applies: (1) "whether the nonparty in some way participated in the former adjudication, for instance as a witness"; (2) "[t]he issue must have been fully and fairly litigated at the former adjudication"; (3) "the evidence and testimony will be identical to that presented in the former adjudication"; and (4) "there must be some sense that the separation of the suits was the product of some manipulation or tactical maneuvering, such as when the nonparty knowingly declined the opportunity to intervene but presents no valid reason for doing so." 63 Wash. App. at 521, 820 P.2d 964.
¶ 36 The fourth factor is notably missing in this case. The separation of Dillon's state court privacy act suit and the federal court suit was not the product of manipulation or tactical maneuvering. The federal court suit was a contract dispute between two companies; Dillon lacked a basis to seek to intervene as a party.
¶ 37 Dillon next contends that the trial court erred, in two respects, in granting SDR's motion to strike his privacy act claims pursuant to the anti-SLAPP statute. Dillon asserts, first, that the trial court erred when it conducted the SLAPP hearing in an order reversed from the requirements of the anti-SLAPP statute, and second, that the trial court erred by holding that SDR met its burden of proving that its conduct was protected by the anti-SLAPP statute. We agree with both assertions.
¶ 38 This appeal presents issues of first impression regarding Washington's anti-SLAPP statute. In 2010, the legislature amended the anti-SLAPP statute by adding RCW 4.24.525 to address "lawsuits brought primarily to chill the valid exercise of the constitutional rights of freedom of speech and petition for the redress of grievances." Laws of 2010, ch. 118, § 1(1)(a). Because the "costs associated with defending such suits can deter individuals and entities from fully exercising their constitutional rights to petition the government and to speak out on
¶ 39 Under the anti-SLAPP statute, a party may bring a special motion to strike "any claim that is based on an action involving public participation and petition." RCW 4.24.525(4)(a). In deciding an anti-SLAPP motion, a court must follow a two step process. A party moving to strike a claim has the initial burden of showing by a preponderance of the evidence that the claim targets activity "involving public participation and petition," as defined in RCW 4.24.525(2). U.S. Mission Corp. v. KIRO TV, Inc., 172 Wn.App. 767, 782-783, 292 P.3d 137, review denied, 177 Wn.2d 1014, 302 P.3d 181 (2013). If the moving party meets this burden, the burden shifts to the responding party "to establish by clear and convincing evidence a probability of prevailing on the claim." RCW 4.24.525(4)(b). If the responding party fails to meet its burden, the court must grant the motion, dismiss the offending claim, and award the moving party statutory damages of $10,000 in addition to attorney fees and costs. RCW 4.24.525(6)(a)(i),(ii).
¶ 40 Dillon contends that the trial court erred when it shifted the burden of proof to him to show a probability of prevailing on his claims before SDR had met its initial burden. We agree.
¶ 41 The anti-SLAPP statute mandates that:
RCW 4.24.525(5)(c) (emphasis added). Here, the trial court heard argument and ruled on the motion for summary judgment before it heard argument on the anti-SLAPP motion. SDR never attempted to establish, nor did the trial court find, good cause to lift the stay on all pending motions. Although the procedure for deciding anti-SLAPP motions is similar to that used in deciding a motion for summary judgment, "`[a] motion to strike under [the anti-SLAPP statute] is not a substitute for a motion for ... summary judgment.'" Tichinin v. City of Morgan Hill, 177 Cal.App.4th 1049, 1062, 99 Cal.Rptr.3d 661 (Cal.App.2009) (alteration in original) (quoting Wilbanks v. Wolk, 121 Cal.App.4th 883, 905, 17 Cal.Rptr.3d 497 (Cal.App.2004)).
¶ 42 The procedural error committed by the trial court does not warrant appellate relief if the error was harmless. In this case, the error would be harmless if SDR proved by a preponderance of the evidence that Dillon's claims were based on actions involving public participation and petition and if Dillon failed to show by clear and convincing evidence a probability of prevailing on his privacy act claim. See RCW 4.24.525(4)(b).
¶ 43 The anti-SLAPP statute defines "an action involving public participation and petition" as follows:
RCW 4.24.525(2). The trial court found that SDR proved by a preponderance of the evidence that its actions were "lawful activity in connection with a judicial proceeding," and thus constituted actions "involving public participation and petition." See RCW 4.24.525(2)(b), (e). On appeal, SDR also asserts that its actions of recording Dillon's telephone calls were "in a judicial proceeding" and "in furtherance of the exercise of the constitutional right of petition." See RCW 4.24.525(2)(a), (e).
¶ 44 We review the grant or denial of an anti-SLAPP motion de novo.
¶ 45 The trial court ruled that SDR's actions were "action[s] involving public participation and petition," because "the activity that is the subject of the privacy act claim was lawful activity in connection with a judicial proceeding." This was so, the trial court ruled, because "the meeting that took place in Mr. Grant's office was certainly in connection with a judicial proceeding" and SDR's activity was not criminal. "Lawful activity in connection with a judicial proceeding" is not explicitly part of the definition of "an action involving public participation and petition," but rather combines language from two separate subsections of the definition.
¶ 46 With respect to subsection (2)(b), the trial court's ruling fails to account for the first clause of the subsection — "[a]ny oral statement made, or written statement or other document submitted." RCW 4.24.525(2)(b). "[A] defendant in an ordinary private dispute cannot take advantage of the anti-SLAPP statute simply because the complaint contains some references to speech or petitioning activity by the defendant." Martinez v. Metabolife Intern., Inc., 113 Cal.App.4th 181, 188, 6 Cal.Rptr.3d 494 (Cal.App. 2003) (citing Paul v. Friedman, 95 Cal.App.4th 853, 866, 117 Cal.Rptr.2d 82 (Cal. App.2002)). Rather,
Martinez, 113 Cal.App.4th at 188, 6 Cal.Rptr.3d 494 (citation omitted). Here, the principal thrust of Dillon's claims is SDR's acts of transcribing Dillon's telephone calls without his knowledge, not SDR's subsequent submission of the transcripts (or excerpts therefrom) to the federal court.
¶ 47 SDR's acts of transcribing Dillon's telephone calls cannot reasonably be categorized as protected "statements."
City of Dallas v. Stanglin, 490 U.S. 19, 25, 109 S.Ct. 1591, 104 L.Ed.2d 18 (1989). Accordingly, not all conduct can be treated as a "statement." DCR, Inc. v. Pierce County, 92 Wn.App. 660, 671, 964 P.2d 380 (1998). Although there are numerous statements contained in the transcripts of the calls, this does not transform the act of transcribing the conversation into a statement as well.
¶ 48 Nevertheless, SDR contends that the gravamen of Dillon's claim was actually SDR's act of filing the transcripts (or excerpts therefrom) in federal court. This is so, SDR contends, because Dillon requested "actual damages" in his complaint and he could not have been damaged without the act of filing. Therefore, SDR asserts, notwithstanding the language of Dillon's complaint, he must truly be claiming that the act of filing the transcripts constituted a violation of the privacy act.
¶ 49 SDR's assertion is factually incorrect. Dillon quite clearly alleged in his complaint that the violations of the privacy act were SDR's acts of transcribing the telephone calls without his knowledge. Dillon's complaint does not even mention that the transcripts were filed in federal court. Dillon's prayer
¶ 50 The principal authority cited by SDR on this question, Kearney v. Kearney, 95 Wn.App. 405, 974 P.2d 872 (1999), does not dictate otherwise. The Kearney court did not address damages. Rather, Kearney addressed liability, holding that "RCW 9.73.050 does not create civil liability for filing information obtained in violation of the privacy act." 95 Wash.App. at 415, 974 P.2d 872. Furthermore, the defendants in that case disseminated private conversations that someone else recorded. Kearney, 95 Wash. App. at 411-12, 974 P.2d 872. Such is not the case herein. Kearney is inapposite and SDR's reliance upon it is unavailing.
¶ 51 The trial court's ruling is also not supported by subsection (2)(e) defining "an action involving public participation and petition." RCW 4.24.525(2)(e) defines "an action involving public participation and petition" as "[a]ny other lawful conduct ... in furtherance of the exercise of the constitutional right of petition." SDR contends that their actions involved the right of petition because the right of petition includes the right to bring a lawsuit in court. For his part, Dillon asserts that SDR's actions do not fall under this definition because SDR's actions were not lawful. Relying on Gerbosi v. Gaims, Weil, West & Epstein, LLP, 193 Cal.App.4th 435, 445, 122 Cal.Rptr.3d 73 (Cal. App.2011), Dillon avers that allegations of criminal activity bar application of the anti-SLAPP statute. We decide this contention on another basis, holding that SDR's actions did not constitute "the exercise of the constitutional right of petition."
¶ 52 Subsection (2)(e) of the anti-SLAPP statute refers to conduct "in furtherance of the exercise of the constitutional right of petition." RCW 4.24.525(2)(e) (emphasis added). The right of petition is referenced as a singular thing. "Use of a definite rather than indefinite article is a recognized indication of statutory meaning." Dep't of Ecology v. City of Spokane Valley, 167 Wn.App. 952, 965, 275 P.3d 367, review denied, 175 Wn.2d 1015, 287 P.3d 10 (2012). "`The rules of grammar ... provide that the definite article, `the', is used `before nouns of which there is only one or which are considered as one."" Dep't of Ecology, 167 Wash. App. at 965, 275 P.3d 367 (alteration in original) (internal quotation marks omitted) (quoting State v. Neher, 52 Wn.App. 298, 300, 759 P.2d 475 (1988), aff'd, 112 Wn.2d 347, 771 P.2d 330 (1989)). Thus, when RCW 4.24.525(2)(e) refers to "the constitutional right to petition," it is referencing a particular and singular right. The question for us, then, is where this singular right is found.
¶ 53 The first amendment to the United States Constitution contains a guarantee of a right to petition the government. U.S. Const. amend. I ("Congress shall make no law ... abridging the freedom ... to petition the government for a redress of grievances."). Similarly, the Washington Constitution provides, in article I, section 4 that, "The right of petition ... for the common good shall never be abridged." WASH. CONST. art. I, § 4. Given that we have determined that RCW 4.24.525(2)(e), by its express language, applies only to "the right to petition," the question is: does this statute reference the federal constitution or does it reference the state constitution?
¶ 54 We have only two choices. On the one hand, we may conclude that our state legislature sought to legislate with reference to the federal constitution — to the exclusion of the state constitution. On the other hand, we may conclude that the state legislature sought to legislate with reference to the state constitution — to the exclusion of the federal constitution.
¶ 56 On balance, it is illogical to assume that, in passing RCW 4.24.525(2)(e), the Washington legislature sought to legislate by reference to the federal constitution, to the exclusion of the state constitution. On the contrary, it is logical to assume that the Washington legislature chose to legislate with reference to the state constitution, to the exclusion of the federal constitution. Indeed, it is more logical that the Washington legislature sought to vindicate a state constitutional right in limiting access to Washington's courts than it is to conclude that it sought to vindicate a federal right — to the exclusion of the state constitutional right — in limiting access to Washington's courts. Congress, of course, can pass laws designed to vindicate federal constitutional rights. The Washington legislature would be well aware of this. But only the Washington legislature can pass such laws designed to vindicate Washington state constitutional rights. The Washington legislature is presumably also well aware of this.
¶ 57 Thus, it is the state constitutional right to petition, as set forth in article I, section 4, that is referenced in RCW 4.24.525(2)(e).
¶ 58 Further support for our conclusion that "the right of petition" referenced in the statute refers to the state constitutional right is found in the legislative history of the act. As previously noted, Washington's anti-SLAPP statute was modeled after that of California. California's statute, however, provides that it applies to actions "arising from any act of that person in furtherance of the person's right of petition or free speech under the United States or California Constitution." Cal.Civ.Proc.Code § 425.16(b)(1). The California statute, thus, refers to both the federal and state rights to petition. In passing Washington's version of the act, however, our legislature referred only to "the constitutional right of petition." RCW 4.24.525(2)(e). We presume this difference to be intentional: "when the model act in an area of law contains a certain provision, but the legislature fails to adopt such a provision, our courts conclude that the legislature intended to reject the provision." Lundberg ex rel. Orient Found. v. Coleman, 115 Wn.App. 172, 177-78, 60 P.3d 595 (2002). Thus, we find further support for our conclusion that the legislature did not intend for the statutory phrase "the constitutional right to petition" to refer to both the state and federal constitutions.
¶ 59 This conclusion is significant to our decision today. The federal right of petition includes a right to access the courts. Borough of Duryea, Pa. v. Guarnieri, ___ U.S. ___, 131 S.Ct. 2488, 2494, 180 L.Ed.2d 408 (2011); In re Primus, 436 U.S. 412, 426, 98 S.Ct. 1893, 56 L.Ed.2d 417 (1978); In re Addleman, 139 Wn.2d 751, 753-54, 991 P.2d 1123 (2000). To the contrary, the article I, section 4 right of petition includes no such right.
¶ 60 This question has been extensively litigated before our Supreme Court. When first presented with the question, the Supreme Court suggested that article I, section 4 protects access to the courts. Carter v. Univ. of Wash., 85 Wn.2d 391, 398-99, 536 P.2d 618 (1975) (plurality opinion). One year later, however, our Supreme Court explicitly held to the contrary.
Hous. Auth. of King County v. Saylors, 87 Wn.2d 732, 741-42, 557 P.2d 321 (1976).
¶ 61 Thus, our Supreme Court explicitly held that the right addressed in article I, section 4 is a political right that does not encompass within its purview the right to access courts.
¶ 62 Where, then, is the right to access courts guaranteed in the Washington Constitution? Our Supreme Court provided the answer in John Doe v. Puget Sound Blood Center, 117 Wn.2d 772, 819 P.2d 370 (1991). In the John Doe case, the court noted that, "Plaintiff has a right of access to the courts" and attributed the existence of that right to article I, section 10 of the state constitution.
John Doe, 117 Wash.2d at 781-82, 819 P.2d 370.
¶ 63 Thus, the Supreme Court acknowledged that the right of petition, set forth in article I, section 4, does not encompass a right of access to the courts. Instead, it found that such a right is grounded in article I, section 10. John Doe, 117 Wash.2d at 780, 819 P.2d 370.
¶ 64 To summarize, in 1976, our Supreme Court determined that the right to petition did not include a right of access to the courts. Fifteen years later, in 1991, the existence of the right of access to the courts was attributed to article I, section 10.
¶ 65 Eighteen years later, this position was reaffirmed. In Putman v. Wenatchee Valley Medical Center, 166 Wn.2d 974, 216 P.3d 374 (2009), the court struck down RCW 7.70.150's requirement that a certificate of merit be filed in medical malpractice cases. In reaching its decision, the court noted:
Putman, 166 Wash.2d at 979, 216 P.3d 374.
¶ 66 In Putman's discussion of the right of access to the courts, the Supreme Court's opinion cited Marbury v. Madison, 5 U.S. (1 Cranch) 137, 163, 2 L.Ed. 60 (1803), once, while citing John Doe five times. No other authority was cited. Clearly, this reaffirms that our Supreme Court considers John Doe to still be "good law."
¶ 67 Thus, the right of access to the courts is found in article I, section 10, not in article 1, section 4. Accordingly, the right to petition, mentioned in RCW 4.24.525(2)(e), does not encompass a right of access to the courts.
¶ 68 In addition, the language of the statute's subsections supports our conclusion. The legislature did not use the phrase "judicial proceeding" in subsection (2)(e) defining "action involving public participation and petition" as it did in subsections (2)(a) and (b). We presume that this omission was intentional. See Densley v. Dep't of Retire. Sys., 162 Wn.2d 210, 219, 173 P.3d 885 (2007) ("When the legislature uses two different terms in the same statute, courts presume the legislature intends the terms to have different meanings."). Furthermore, "`[s]tatutes must be interpreted and construed so that all the language used is given effect, with no portion rendered meaningless or superfluous.'" G-P Gypsum Corp. v. Dep't of Revenue, 169 Wn.2d 304, 309, 237 P.3d 256 (2010) (internal quotation marks omitted) (quoting State v. J.P., 149 Wn.2d 444, 450, 69 P.3d 318 (2003)). If "[a]ny other lawful conduct ... in furtherance of the exercise of the constitutional right of petition" encompassed all actions that occurred in or in connection with a judicial proceeding, then portions of RCW 4.24.525(2)(a) and (b) would be rendered superfluous. We should not read a statute in such a manner. Accordingly, we do not read RCW 4.24.525(2)(e) to encompass SDR's actions of recording telephone conversations, even though the transcripts (or portions thereof) of those conversations were later filed in court in connection with a judicial proceeding. The trial court erred by ruling to the contrary.
¶ 69 But what if we are wrong, and our legislature did intend for the phrase "the constitutional right of petition" to refer to both the state and federal constitutional rights to petition? In that event, our decision would be the same.
¶ 70 The United States Constitution protects an individual's right "to petition the government for a redress of grievances." U.S. Const. amend. I. As previously mentioned, the First Amendment right to petition includes the right to access the court system. Guarnieri, 131 S.Ct. at 2494; Primus, 436 U.S. at 426, 98 S.Ct. 1893; Addleman, 139 Wash.2d at 753-54, 991 P.2d 1123.
¶ 71 Under California law, which explicitly includes the federal constitutional right to petition within its ambit, "[t]he anti-SLAPP protection for petitioning activities applies not only to the filing of lawsuits, but extends to conduct that relates to such litigation," including the gathering of evidence. Kolar v. Donahue, McIntosh & Hammerton, 145 Cal.App.4th 1532, 1537, 52 Cal.Rptr.3d 712 (Cal. App.2006) (citing Kashian v. Harriman, 98 Cal.App.4th 892, 908, 120 Cal.Rptr.2d 576 (Cal.App.2002)). California courts have held that actions undertaken by attorneys when representing a client are in furtherance of the attorney's right of petition, as well as that of the client. See e.g., Dowling v. Zimmerman, 85 Cal.App.4th 1400, 1418-20, 103 Cal.Rptr.2d 174 (Cal.App.2001) cf. Briggs v. Eden Council for Hope & Opportunity, 19 Cal.4th 1106, 1116, 969 P.2d 564, 81 Cal.Rptr.2d 471 (1999) ("[T]he [anti-SLAPP] statute does not require that a defendant moving to strike ... demonstrate that its protected statements or writings were made on its own behalf."). Furthermore, California courts hold that "public" does not modify "right to petition" as used in the anti-SLAPP statute, and therefore a lawsuit need not be on a public issue in order to trigger the statute. Navellier v. Sletten, 29 Cal.4th 82, 91-92, 52 P.3d 703, 124 Cal.Rptr.2d 530 (2002); Briggs, 19 Cal.4th at 1114, 81 Cal.Rptr.2d 471, 969 P.2d 564.
¶ 72 Although gathering evidence may be an action "in furtherance of the right to petition" under California law, California courts nevertheless do not allow attorneys to
¶ 73 Here, SDR cannot meet its burden of proving that its actions were protected by the anti-SLAPP statute merely by showing that Dillon's complaint was filed after first amendment petitioning activity occurred or that his claims somehow relate to first amendment petitioning activity. Instead, the petitioning activity must actually give rise to and be the basis for the asserted liability. Equilon Enters. v. Consumer Cause, Inc., 29 Cal.4th 53, 66, 52 P.3d 685, 124 Cal.Rptr.2d 507 (2002) ("`[T]he act underlying the plaintiff's cause or the act which forms the basis for the plaintiff's cause of action must itself have been an act in furtherance of the right of petition or free speech.'" (quoting ComputerXpress, Inc. v. Jackson, 93 Cal.App.4th 993, 1003, 113 Cal.Rptr.2d 625 (Cal.App. 2001))). Dillon did not sue SDR because they gathered evidence. Rather, Dillon's claims are based on SDR's method of gathering evidence: transcribing telephone conversations that Dillon avers were private.
¶ 74 Two California cases support our holding. In Gerbosi, an attorney, Gaims, hired a private investigator, Pellicano, to investigate the ex-girlfriend, Finn, of his client, Pfeifer. 193 Cal.App.4th at 440, 122 Cal.Rptr.3d 73. Pellicano installed a wiretap on Finn's telephone, and was eventually indicted on conspiracy and wiretapping charges for doing so. Gerbosi, 193 Cal.App.4th at 441, 122 Cal.Rptr.3d 73. Finn and her neighbor, Gerbosi,
¶ 75 With respect to Gerbosi's claims, the California Court of Appeals held that the claims did not arise from any protected activity on the part of Gaims. Gerbosi, 193 Cal. App.4th at 444, 122 Cal.Rptr.3d 73. In so holding, the court stated, "Gaims's status as a lawyer, unrelated to any representation of any client in relationship to Gerbosi does not bring Gaims under the protective umbrella for acts in furtherance of protected `petitioning' activity." Gerbosi, 193 Cal.App.4th at 444, 122 Cal.Rptr.3d 73. With respect to Finn's claims, the court held that those claims which alleged criminal conduct were not subject to the anti-SLAPP statute, because wiretapping is not "`protected by constitutional guarantees of free speech and petition.'" Gerbosi, 193 Cal.App.4th at 445-46, 122 Cal.Rptr.3d 73 (quoting Flatley v. Mauro, 39 Cal.4th 299, 317, 46 Cal.Rptr.3d 606, 139 P.3d 2 (2006)). The court compared the case to Flatley, which held that California's anti-SLAPP statute "`cannot be invoked by a defendant whose assertedly protected activity is illegal as a matter of law and, for that reason, not protected by constitutional guarantees of free speech and petition.'" Gerbosi, 193 Cal.App.4th at 445-46, 122 Cal.Rptr.3d 73 (quoting Flatley, 39 Cal.4th at 317, 46 Cal.Rptr.3d 606,
¶ 76 The California Court of Appeals reaffirmed Gerbosi in 2013. See Malin v. Singer, 217 Cal.App.4th 1283, 1302, 159 Cal.Rptr.3d 292 (Cal.App.2013). In Malin, Malin filed suit against Arazm and Singer, Arazm's attorney, alleging a violation of civil rights and intentional and negligent infliction of emotional distress. 217 Cal.App.4th at 1289, 159 Cal.Rptr.3d 292. Malin alleged in his complaint that Arazm and Singer had instructed unknown third parties to retrieve his private communications and e-mail messages through the use of wiretapping and computer hacking. Malin, 217 Cal.App.4th at 1290, 159 Cal.Rptr.3d 292. Arazm and Singer filed an anti-SLAPP motion against Malin for bringing claims purportedly based on Arazm's constitutional right to petition. Malin, 217 Cal.App.4th at 1290, 159 Cal.Rptr.3d 292. As SDR does here, Arazm and Singer argued that "`the plaintiff has the burden to establish that the conduct was illegal as a matter of law.'" Malin, 217 Cal. App.4th at 1302, 159 Cal.Rptr.3d 292. The California Court of Appeals held that this was not the plaintiff's burden. Malin, 217 Cal.App.4th at 1302, 159 Cal.Rptr.3d 292. Rather, the court held,
Malin, 217 Cal.App.4th at 1303, 159 Cal.Rptr.3d 292.
¶ 77 Similarly, Dillon's claims are based on the acts of recording telephone conversations, not on SDR's use of the transcripts thereafter. As in Gerbosi and Malin, it is of little moment that the purpose of SDR's actions was to gather evidence.
¶ 78 Policy considerations support our holding. In enacting the anti-SLAPP statute, the legislature found that "[i]t is in the public interest for citizens to participate in matters of public concern and provide information to public entities and other citizens on public issues that affect them without fear of reprisal through abuse of the judicial process." Laws of 2010, ch. 118, § 1(1)(d). The legislature also sought to "[s]trike a balance between the rights of persons to file lawsuits and to trial by jury and the rights of persons to participate in matters of public concern." Laws of 2010, ch. 118, § 1(2)(a). If "[a]ny other lawful conduct ... in furtherance of the exercise of the constitutional right of petition" covered all means of gathering evidence, the anti-SLAPP statute would not strike any sort of balance; rather, it would elevate an attorney's ability to gather evidence above the right of persons to file
¶ 79 SDR has not met its burden under the anti-SLAPP statute because it has not shown that its actions involved public participation and petition. The trial court erred by ruling otherwise.
¶ 80 As SDR has not met its burden to show that Dillon's claims were based on actions involving public participation and petition, it is not strictly necessary for us to consider whether Dillon has met his burden to show, by clear and convincing evidence, a probability of prevailing on his claims. However, we take this opportunity to clarify the scope and manner of analysis to be utilized by trial courts in ruling on the inquiry presented in the second step of the anti-SLAPP motion procedure.
¶ 81 The anti-SLAPP motion procedure statute dictates that after the moving party has shown that the claims at issue are based on an action involving public participation and petition, "the burden shifts to the responding party to establish by clear and convincing evidence a probability of prevailing on the claim." RCW 4.24.525(4)(b). "Clear, cogent and convincing evidence is evidence which is weightier and more convincing than a preponderance of the evidence, but which need not reach the level of `beyond a reasonable doubt.'" In re the Disciplinary Proceeding Against of Deming, 108 Wn.2d 82, 109, 736 P.2d 639, 744 P.2d 340 (1987) (quoting Davis v. Dep't of Labor & Indus., 94 Wn.2d 119, 126, 615 P.2d 1279 (1980); Bland v. Mentor, 63 Wn.2d 150, 154, 385 P.2d 727 (1963)). "It is the quantum of evidence sufficient to convince the fact finder that the fact in issue is `highly probable.'" Tiger Oil Corp. v. Yakima County, 158 Wn.App. 553, 562, 242 P.3d 936 (2010) (quoting In re Welfare of Sego, 82 Wn.2d 736, 739, 513 P.2d 831 (1973)). This standard places a "higher procedural burden on the plaintiff than is required to survive a motion for summary judgment." Intercon Solutions, Inc. v. Basel Action Network, No. 12 C 6814, ___ F.Supp.2d ___, ___, 2013 WL 4552782 at *15 (N.D.Ill., Aug. 28, 2013) (analyzing whether RCW 4.24.525 conflicts with Fed.R.Civ.P. 12 and 56).
¶ 82 California's anti-SLAPP statute does not utilize a clear and convincing evidence standard. Therefore, we do not find California law to be persuasive on this issue. See Lundberg, 115 Wash.App. at 177-78, 60 P.3d 595. Instead, we find Minnesota law to be persuasive. Minnesota's anti-SLAPP statute incorporates a clear and convincing evidence standard. Minn.Stat. § 554.02(3) ("[T]he court shall grant the motion and dismiss the judicial claim unless the court finds that the responding party has produced clear and convincing evidence that the acts of the moving party are not immunized from liability."). Minnesota also interprets the clear and convincing evidence standard in a manner similar to Washington. See Nexus v. Swift, 785 N.W.2d 771, 781 (Minn.App.2010) ("Clear and convincing evidence `requires more than a preponderance of the evidence but less than proof beyond a reasonable doubt.' This standard is met when the matter sought to be proved is `highly probable.'" (quoting Weber v. Anderson, 269 N.W.2d 892, 895 (Minn. 1978); State v. Kennedy, 585 N.W.2d 385, 389 (Minn.1998))).
¶ 83 In Nexus, the Minnesota Court of Appeals interpreted the clear and convincing evidence standard in Minnesota's anti-SLAPP statute. 785 N.W.2d at 780-82. The court recognized that the statute does not require that the plaintiff prove his or her claim in response to an anti-SLAPP motion, as such a requirement would violate the state "constitutional right to have the jury determine all triable issues of material fact."
Nexus, 785 N.W.2d at 782. Additionally, the court held that "[t]he clear-and-convincing standard mandated by the anti-SLAPP statute" looks not only to whether the plaintiff has demonstrated a prima facie claim, but "also requires consideration of the defenses raised by" the moving party. Nexus, 785 N.W.2d at 783: see also Phoenix Trading, Inc. v. Loops LLC, 732 F.3d 936, 942 n. 6 (9th Cir.2013). Courts in Washington should utilize a similar approach when assessing whether the plaintiff has met his or her burden under the second step of the anti-SLAPP motion to dismiss inquiry.
¶ 84 The role of the trial court in determining whether the plaintiff has met his or her burden under the second step of the anti-SLAPP motion to dismiss analysis is akin to the trial court's role in deciding a motion for summary judgment. The trial court may not find facts or make determinations of credibility. Gerbosi, 193 Cal.App.4th at 444, 122 Cal.Rptr.3d 73; Ampex Corp. v. Cargle, 128 Cal.App.4th 1569, 1576, 27 Cal.Rptr.3d 863 (2005). Instead, "the court shall consider pleadings and supporting and opposing affidavits stating the facts" and may permit additional discovery upon a motion for good cause. RCW 4.24.525(4)(c), (5)(c). CR 56(e) similarly allows parties to submit affidavits in connection with motions for summary judgment, and the court may permit parties to submit "depositions, answers to interrogatories, or further affidavits" in support of the motion or response to the motion. Thus, when considering a motion to strike under the anti-SLAPP statute, the court should apply a summary judgment-like analysis to determine whether the plaintiff has shown, by clear and convincing evidence, a probability of prevailing on the merits.
¶ 85 Such an approach is necessary in order to preserve the plaintiff's right to a trial by jury.
¶ 86 Accordingly, the anti-SLAPP statute does not violate the right to trial by
¶ 87 As RCW 4.24.525(4)(b) does not evince the intent to apply two different procedures in deciding motions to strike, this same summary judgment-like standard also applies to the trial court's analysis under the first step of the anti-SLAPP motion to dismiss procedure. Thus, when deciding whether the moving party has shown, by a preponderance of the evidence, that the claim was based on an action involving public participation and petition, the court also must view the facts and all reasonable inferences therefrom in the light most favorable to the nonmoving party. Mountain Park, 125 Wash.2d at 341, 883 P.2d 1383; Gerbosi, 193 Cal. App.4th at 444, 122 Cal.Rptr.3d 73.
¶ 88 We reverse the judgment of the trial court, vacate the award of statutory damages and attorney fees and costs, and remand for further proceedings. SDR's request for an award of attorney fees and costs in connection with this appeal is denied.
¶ 89 Reversed and remanded.
We concur: SPEARMAN, A.C.J., and LAU, J.
Volcan Grp., 940 F.Supp.2d at 1338 (footnote omitted). The court further noted, "The Court has no doubt that Defendant initially redacted the Transcripts in order to conceal Dillon's statements regarding the kickback scheme." Volcan Grp., 940 F.Supp.2d at 1338 n. 8.
RPC 4.1 states, in relevant part, "In the course of representing a client a lawyer shall not knowingly: (a) make a false statement of material fact or law to a third person."
Wallin, 174 Wash.App. at 776 n. 11, 301 P.3d 45. Additionally, anti-SLAPP motions are procedurally similar to summary judgment motions, Gerbosi, 193 Cal.App.4th at 444, 122 Cal.Rptr.3d 73, which this court reviews de novo. Green, 137 Wash.App. at 681, 151 P.3d 1038.
RCW 4.24.525(2)(e) reads, "As used in this section, an `action involving public participation and petition' includes: ... (e) Any other lawful conduct in furtherance of the exercise of the constitutional right of free speech in connection with an issue of public concern, or in furtherance of the exercise of the constitutional right of petition."
In its ruling on Dillon's motion for reconsideration, the trial court cited to RCW 4.24.525(2)(e), focusing solely on the phrase "[a]ny other lawful conduct."
1. Neither Grant County nor Richmond dealt with the question of the origin of the right of access to the courts. Grant County dealt with a dispute over an annexation petition and Richmond was a defamation case. Thus, the issue in this case was not present in either case.
2. Both Grant County (2004) and Richmond (1996) were decided after both John Doe (1991) and Saylors (1976). In neither Grant County nor Richmond did the Supreme Court even mention Saylors or John Doe. In neither Grant County nor Richmond does the Supreme Court purport to overrule Saylors or John Doe. We adhere to the principle that the Supreme Court does not overrule its own decisions on clear rules of law sub silentio. Lunsford v. Saberhagen Holdings, Inc., 166 Wn.2d 264, 280, 208 P.3d 1092 (2009).
3. In the most recent case of all, Putman (2009), the Supreme Court reaffirmed the validity of its decision in John Doe.