Filed: May 02, 2007
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-1463 CHARLES E. BEVIS, Plaintiff - Appellee, versus WILLIE BETHUNE; LEROY FRED; MARK BINKLEY; JAMES H. SCULLY, JR., Doctor, in their individual capacities, Defendants - Appellants, and SOUTH CAROLINA DEPARTMENT OF MENTAL HEALTH, Defendant. Appeal from the United States District Court for the District of South Carolina, at Columbia. Matthew J. Perry, Jr., Senior District Judge. (3:03-cv-00135-MJP) Submitted: March 27, 2007 D
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 06-1463 CHARLES E. BEVIS, Plaintiff - Appellee, versus WILLIE BETHUNE; LEROY FRED; MARK BINKLEY; JAMES H. SCULLY, JR., Doctor, in their individual capacities, Defendants - Appellants, and SOUTH CAROLINA DEPARTMENT OF MENTAL HEALTH, Defendant. Appeal from the United States District Court for the District of South Carolina, at Columbia. Matthew J. Perry, Jr., Senior District Judge. (3:03-cv-00135-MJP) Submitted: March 27, 2007 De..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 06-1463
CHARLES E. BEVIS,
Plaintiff - Appellee,
versus
WILLIE BETHUNE; LEROY FRED; MARK BINKLEY;
JAMES H. SCULLY, JR., Doctor, in their
individual capacities,
Defendants - Appellants,
and
SOUTH CAROLINA DEPARTMENT OF MENTAL HEALTH,
Defendant.
Appeal from the United States District Court for the District of
South Carolina, at Columbia. Matthew J. Perry, Jr., Senior
District Judge. (3:03-cv-00135-MJP)
Submitted: March 27, 2007 Decided: May 2, 2007
Before NIEMEYER and WILLIAMS, Circuit Judges, and T. S. ELLIS, III,
Senior United States District Judge for the Eastern District of
Virginia, sitting by designation.
Reversed by unpublished per curiam opinion.
Kathryn Thomas, GIGNILLIAT, SAVITZ & BETTIS, L.L.P., Columbia,
South Carolina, for Appellants. J. Lewis Cromer, CROMER & MABRY,
Columbia, South Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
2
PER CURIAM:
Appellants Willie Bethune, Mark Binkley, and James Scully
appeal the district court’s denial of their motion for summary
judgment on the ground of qualified immunity with respect to
Charles Bevis’s claim under 42 U.S.C.A. § 1983 (West 2003 & Supp.
2006). They argue that Bevis cannot establish a violation of a
constitutional right because he has not shown that he engaged in
constitutionally protected speech, nor has he demonstrated that he
suffered any resulting harm. Because Bevis has failed, as a
threshold matter, to show that he engaged in constitutionally
protected speech, we reverse the district court’s denial of
Appellants’ claim of qualified immunity.
I.
Bevis became the administrative director of the Pee Dee Mental
Health Center (the “Center”), a branch of the South Carolina
Department of Mental Health (the “Department”), in July 1984. He
was promoted to executive director of the Center in 1985 and served
in that position for nearly seventeen years. (J.A. at 279.) After
an investigation revealed serious procurement violations at the
Center, Bevis announced his voluntary retirement, effective
November 2001.
On January 13, 2003, Bevis filed a complaint in the United
States District Court for the District of South Carolina alleging
3
that his retirement was in effect a constructive discharge. He
claimed, inter alia, that Appellants retaliated against him for
exercising his First Amendment rights, in violation of 42 U.S.C.A.
§ 1983. Bevis based his § 1983 claim on his “support” of
complaints made by an employee, Susan Nickles, during a six-month
period in which he served as her supervisor.
Specifically, Bevis alleged that he supported Nickles after
she sent a letter to the South Carolina Mental Health Commission
(the “Commission”) raising concerns about the Department’s
treatment of patients, staff, and Nickles herself. In response,
the Commission arranged a small meeting on June 13, 2000. Although
Bevis had not been invited to attend, he requested to be present
because he was Nickles’s supervisor and wanted to support her.
Mark Binkley, the Department’s General Counsel, attended the
meeting. James Scully, who served as Interim Director of the
Department for much of 2000, and Willie Bethune, who became Bevis’s
supervisor in August of 2001, however, did not attend the meeting.
Bevis claimed to have expressed additional support for Nickles
during a meeting with Binkley and Scully to discuss proposed
disciplinary action against Nickles for improper communications she
had made, specifically comments criticizing the incoming Director
of the Department, George Gintoli. Scully and Binkley wanted to
take more serious action against Nickles than the written warnings
she had already received for other remarks. Bevis opined that “one
4
should err on the side of caution on those kinds of things rather
than take serious steps that you can’t step back from easily.”
(J.A. at 384.)1 As a result, Nickles simply received a “Memo of
Clarification” of a previous Written Warning that detailed a
permissible manner of making complaints and explained that certain
other means of expressing her dissatisfaction were improper and
disruptive. On November 17, 2000, however, Scully initiated
further disciplinary action against Nickles in the form of a
“Notice of Recommendation for [a Five-Day] Suspension.” Bevis
spoke on Nickles’s behalf at a grievance hearing related to the
Notice.
In addition to the § 1983 claim, Bevis’s complaint alleged
“race and religious discrimination and retaliation” in violation of
Title VII against the Department and Leroy Fred, a member of the
Center’s Board; Bevis raised civil conspiracy as “an alternative
third cause of action against the individual defendants.” (J.A. at
13.) The Department, Fred, and Appellants (collectively “the
defendants”) asserted a number of defenses, including a claim of
qualified immunity on behalf of Appellants, and moved for summary
judgment on all claims.
1
Citations to the “J.A.” refer to the joint appendix filed
with this appeal.
5
A magistrate judge recommended that the defendants’ motion for
summary judgment be granted.2 On March 24, 2006, the district
court held a hearing at which Bevis withdrew his objection to the
magistrate judge’s recommendation of summary judgment on his Title
VII claim. The district court summarily denied the defendants’
motion for summary judgment with regard to the remaining claims,
stating that “there are material issues of fact that prevent this
Court from disposing of this case by way of summary judgment.”
(J.A. at 699.) Appellants requested that the district court
reconsider the qualified immunity issue, but the district court
denied their oral motion.
Appellants timely appealed the denial of their motion for
summary judgment on the ground of qualified immunity. We have
jurisdiction pursuant to 28 U.S.C.A. § 1291 (West 2006). See
Mitchell v. Forsyth,
472 U.S. 511, 530 (1985) (holding that “a
district court’s denial of a claim of qualified immunity, to the
extent that it turns on an issue of law, is an appealable ‘final
decision’ withing the meaning of 28 U.S.C. § 1291, notwithstanding
the absence of a final judgment”).
2
Pursuant to D.S.C. R. 73.02(B)(2)(g), the Clerk of the Court
refers to a magistrate judge “[a]ll pretrial proceedings involving
litigation arising out of employment discrimination cases invoking
federal statutes which proscribe unfair discrimination in
employment . . . .”
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II.
We review de novo the district court’s denial of the
individual defendants’ motion for summary judgment based on
qualified immunity. See Johnson v. Caudill,
475 F.3d 645, 650
(4th Cir. 2007). To determine whether Appellants are entitled to
qualified immunity, we must make a two-step inquiry “in proper
sequence.” Saucier v. Katz,
533 U.S. 194, 200 (2001). First, we
must determine whether, taken in the light most favorable to the
party asserting the injury, the facts alleged show that the
defendants’ conduct violated a constitutional right.
Id. at 201.
If the facts, so viewed, do not establish a violation of a
constitutional right, the plaintiff cannot prevail, and “there is
no necessity for further inquiries concerning qualified immunity.”
Id. If, however, a favorable view of the facts does establish such
a violation, the next step is to determine whether the right
violated was clearly established at the time of the alleged
offense.
Id. If the right was not clearly established, the
defendants are entitled to qualified immunity.
Id.
Accordingly, we turn first to the question of whether the
facts, viewed in the light most favorable to Bevis, establish a
violation of a constitutional right. “The Supreme Court’s decision
in Pickering v. Board. of Educ.,
391 U.S. 563[] (1968), and cases
following, established that a state government employer violates
the Constitution if it deprives an employee of a valuable
7
employment benefit in retaliation for the employee’s exercise of
his constitutionally protected speech.” DiMeglio v. Haines,
45
F.3d 790, 805 (4th Cir. 1995). Thus, to establish a violation of
his First Amendment rights, an employee must meet a three-pronged
test, showing that (1) his speech was constitutionally protected,
(2) the alleged retaliatory action deprived him of some valuable
benefit, and (3) the protected speech was the but-for cause of the
retaliatory action. Holland v. Rimmer,
25 F.3d 1251, 1254 (4th
Cir. 1994).
To determine whether a public employee’s speech is
constitutionally protected, we must determine, as a threshold
matter, whether the expressions in question were made by the
speaker “as a citizen upon matters of public concern.” Garcetti v.
Ceballos,
126 S. Ct. 1951, 1956 (2006) (internal quotation marks
omitted) (holding that public employees speaking pursuant to their
official duties are not speaking as citizens for First Amendment
purposes). When a public employee speaks as a citizen upon a
matter of public concern, we must apply the balancing test
established by the Supreme Court in Pickering v. Bd. of Education,
391 U.S. 563 (1968), to determine whether the speech is
constitutionally protected. If, however, the employee is not
speaking as a citizen for First Amendment purposes or comments
“upon matters only of personal interest,”
DiMeglio, 45 F.3d at 805
(internal quotation marks omitted), the Constitution does not
8
insulate his remarks from employer discipline, and our inquiry
ends. “Because almost anything that occurs within a public agency
could be of concern to the public,” the focus of our inquiry is on
“whether the speech at issue . . . was made primarily in the
plaintiff’s role as citizen or primarily in his role as employee.”
Id. (internal quotation marks omitted); see also Urofsky v.
Gilmore,
216 F.3d 401, 407 (4th Cir. 2000) (en banc) (stating that
“critical to a determination of whether employee speech is entitled
to First Amendment protection is whether the speech is made
primarily in the employee’s role as citizen or primarily in his
role as employee” (internal quotation marks and alteration
omitted)).
Bevis identified three instances of speech or association that
form the basis for his claim: (1) his comments at the June 2000
meeting, coupled with his nodding and generally showing agreement
with Nickles; (2) his statements at the meeting in which he,
Scully, Binkley, and Rosin discussed reprimanding Nickles; and (3)
his statements at Nickles’s grievance hearing. He also stressed
his belief that there was a general awareness that he “supported
Susie Nickles and stood by what she was trying to accomplish.”
(J.A. at 388.)
With regard to the three specific instances described above,
Bevis has not established that he was speaking as a citizen on a
matter of public concern. He made his comments at the meeting to
9
discuss the appropriate means of reprimanding Nickles and at
Nickles’s grievance hearing pursuant to his duties as Nickles’s
supervisor. Moreover, his remarks did not implicate matters of
public concern, as they pertained only to internal employee
discipline. See
Ceballos, 126 S. Ct. at 1960 (emphasizing that the
controlling factor in Ceballos’s case was “that his expressions
were made pursuant to his duties” as an employee);
Holland, 25 F.3d
at 1256 (explaining that “[b]oth the content, internal employee
discipline, and the context, in-house communications between
employees speaking as employees,” of a public employee’s speech
showed that the speech was not on a matter of public concern
(emphasis in original)).
Because Bevis was not invited to the June 2000 meeting, he can
show that his expression on that occasion was not made pursuant to
his official duties as Nickles’s supervisor. That he was not
required to engage in the particular expression at issue, however,
is not dispositive, as Bevis’s expression of support was
nevertheless made in his capacity as an employee. Nickles
explained that “Bevis was [her] supervisor and he requested to be
present and so that was why he was there.” (J.A. at 268.) Bevis
used his role as Nickles’s supervisor to access the meeting, and
those in attendance understood his presence to be in his
supervisory capacity. Although Bevis attempts to claim a “dual
role” for himself, asserting that he “wanted to be present both as
10
her supervisor and as someone who wanted to hear all of the issues
that she was going to present,” (J.A. at 390-91), he effectively
concedes that he attended the meeting as Nickles’s supervisor and
expressed his support for her in that capacity. Bevis explained
that although his supervisory responsibilities did not require him
to attend the meeting, he considered it appropriate that he do so,
because he considered it “a major meeting,” and Nickles had asked
him to be present. (J.A. at 390.)
Bevis’s vague claim of a violation of his right to freedom of
association based on his general “support” of Nickles must fail as
well. The First Amendment protects a person’s right to associate
with another person for the purpose of engaging in protected speech
and assembly, exercising one’s religion, and petitioning for the
redress of grievances, Kidwell v. Transp. Comm. Int’l. Union,
946
F.2d 283, 301 (4th Cir. 1991), and “[l]ogically, the limitations on
a public employee’s right to associate are closely analogous to the
limitations on his right to speak,” Edwards v. City of Goldsboro,
178 F.3d 231, 249 (4th Cir. 1999) (internal quotation marks
omitted). To establish a First Amendment violation based on his
relationship with Nickles, Bevis cannot allege generally that he
supported all that Nickles did and said; he must associate himself
with protected expression made by Nickles. Bevis, however, has
offered no means of connecting the alleged retaliation to protected
speech. He has only noted that (1) Binkley, like himself, nodded
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and expressed agreement with certain points made by Nickles at the
June 2000 meeting, and (2) Scully felt that some of Nickles’s
communications evidenced a need for closer supervision and more
severe disciplinary action than Bevis believed were required
(although he too agreed that the manner in which Nickles made her
complaints was improper). Accordingly, Bevis cannot establish a
violation of a constitutional right.
III.
In sum, we conclude that, because Bevis has not shown that he
engaged in or was associated with expression that was made as a
citizen on a matter of public concern, he has not shown that he
engaged in constitutionally protected speech. Accordingly, he
cannot establish a violation of a constitutional right, and
Appellants are entitled to qualified immunity against his § 1983
claim. We therefore reverse the judgment of the district court.
We dispense with oral argument because the facts and legal
contentions are adequately presented in the materials before the
court and oral argument would not aid the decisional process.
REVERSED
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