Filed: May 11, 2007
Latest Update: Mar. 28, 2017
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 05-4389 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus RUBIN C. SLADE, JR., Defendant - Appellant. Appeal from the United States District Court for the Northern District of West Virginia, at Elkins. Irene M. Keeley, Chief District Judge. (CR-03-1) Argued: December 1, 2006 Decided: May 11, 2007 Before NIEMEYER, WILLIAMS, and KING, Circuit Judges. Affirmed by unpublished opinion. Judge Niemeyer wrote the opinion, in whic
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 05-4389 UNITED STATES OF AMERICA, Plaintiff - Appellee, versus RUBIN C. SLADE, JR., Defendant - Appellant. Appeal from the United States District Court for the Northern District of West Virginia, at Elkins. Irene M. Keeley, Chief District Judge. (CR-03-1) Argued: December 1, 2006 Decided: May 11, 2007 Before NIEMEYER, WILLIAMS, and KING, Circuit Judges. Affirmed by unpublished opinion. Judge Niemeyer wrote the opinion, in which..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 05-4389
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
RUBIN C. SLADE, JR.,
Defendant - Appellant.
Appeal from the United States District Court for the Northern
District of West Virginia, at Elkins. Irene M. Keeley, Chief
District Judge. (CR-03-1)
Argued: December 1, 2006 Decided: May 11, 2007
Before NIEMEYER, WILLIAMS, and KING, Circuit Judges.
Affirmed by unpublished opinion. Judge Niemeyer wrote the opinion,
in which Judge Williams and Judge King joined.
ARGUED: Matthew Anthony Victor, Charleston, West Virginia, for
Appellant. Stephen Donald Warner, Assistant United States
Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Elkins, West
Virginia, for Appellee. ON BRIEF: Rita R. Valdrini, Acting United
States Attorney, Wheeling, West Virginia, for Appellant.
Unpublished opinions are not binding precedent in this circuit.
NIEMEYER, Circuit Judge:
After Rubin Slade was convicted for armed bank robbery, in
violation of 18 U.S.C. § 2113(a) and (d), and for brandishing a
firearm in relation to a crime of violence, in violation of 18
U.S.C. § 924(c)(1)(A)(ii), the district court sentenced him to two
consecutive terms of life imprisonment. On appeal, Slade contends
(1) that the district court abused its discretion in refusing to
investigate the suggestion that jurors were unable to hear trial
proceedings; (2) that the district court erred in counting his 1981
Virginia robbery conviction as a “strike” for purposes of the
federal “three strikes” statute, 18 U.S.C. § 3559(c); and (3) that
the district court imposed an unreasonable variance sentence for
his brandishment conviction when it increased a recommended
guideline sentence of seven years to life imprisonment. For the
reasons that follow, we affirm.
I
On the snowy morning of December 5, 2002, Slade walked into
the Chenoweth Creek Branch of the Mountain Valley Bank located on
the outskirts of Elkins, West Virginia, wearing a camouflage army
jacket, sunglasses, a hood, and carrying two flower-print pillow
cases and a small caliber pistol. He approached two bank tellers,
giving each an empty pillow case, and pointed the pistol at them
saying, “Put the money in the bag.” Slade walked out of the bank
with $12,020.90.
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A week later, police apprehended Slade. He was indicted on
two counts -- one charging him with armed bank robbery and the
other charging him with brandishing a firearm during and in
relation to a crime of violence -- and tried before a jury.
During voir dire, two members of the venire informed the court
that they had difficulties hearing. In response, the court adopted
procedures during the trial to assure itself that the jury were
hearing the proceedings. At the close of the government’s case,
Slade’s counsel told the district court that he had been informed
by a court clerk that “the jury has stated that it’s having trouble
hearing the lawyers, and perhaps, the witnesses and the Court.”
When the district court asked Slade’s counsel which court clerk had
told them this, he could not remember. After the court recalled to
counsel the instructions it had given to the jury directing them to
raise their hands if they could not hear and noted that none had
done so, the court refused to investigate counsel’s suggestion
further. The jury convicted Slade on both counts.
During sentencing, the district court applied the three-
strikes law, 18 U.S.C. § 3559(c), which imposes a mandatory life
sentence for those convicted of three “serious violent felonies,”
to the bank robbery count. Slade challenged one of the predicate
offenses -- a 1981 robbery conviction in Virginia -- as not being
a serious violent felony as defined by the statute. After an
extended hearing, during which the district court received
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evidence, the court concluded that the prior Virginia conviction
satisfied the statute because Slade had used a pocketknife in the
course of robbing a hitchhiker. With respect to the brandishing
count, the district court understood that the Sentencing Guidelines
recommended a seven-year sentence and increased that sentence to
life imprisonment because brandishing was at the heart of the bank
robbery and therefore was an essentially equivalent violation.
This appeal followed.
II
Slade contends first that the district court committed
structural error in refusing to investigate whether the jurors had
heard all of the trial proceedings. The district court, concluding
that it had communicated sufficiently with the jury to be assured
that the jury heard the proceedings, rejected Slade’s motion. We
conclude the district court did not abuse its discretion in denying
Slade’s motion.
The issue first arose during voir dire when a member of the
venire complained of having hearing difficulties. The district
court responded that “it is important that you hear all the
questions and it’s very important once we start this, that you hear
the answers from the witnesses.” The court told the juror to
“consider this issue while I am finishing up the voir dire this
morning, and then I’m going to call you up and ask . . . how much
of it you think you heard and how much you may have missed.” As
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promised, the district court revisited the prospective juror’s
hearing issue as voir dire drew to a close, and the juror said that
he “might” have trouble hearing some things. At this point, a
second juror spoke up, stating that he too had a “hearing problem.”
When asked if he had heard “everything this morning,” he replied,
“Most of it, yes.”
During the jury selection process, when counsel were given the
opportunity to strike prospective members of the jury, the district
court brought the hearing difficulties of the two prospective
jurors to the attention of both the prosecution and the defense.
Neither, however, wished to strike the two jurors, either for cause
or with their peremptory strikes. As a result, the two members of
the venire who had complained of having hearing problems were
impaneled as jurors.
Throughout the trial, the district court took steps to ensure
that the jury heard the proceedings. It repeatedly instructed the
jury to inform the court if they had any difficulty in hearing the
proceedings. For example, the court told the jurors, “if you have
any problems hearing raise your hand. I need to know about it as
soon as the problem starts.” The court also repeatedly instructed
witnesses and counsel throughout the trial to speak clearly and
into the microphone, reminding them that the jurors needed to hear
them. For example, the court instructed one witness to speak “in
a nice loud voice so all the jurors can hear you”; another to
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“speak directly into the microphone . . . so everyone can hear
you”; and yet another to speak “out loud, so we can hear.” These
warnings were given to each witness and lawyer, sometimes more than
once.
At the close of the government’s case, Slade’s counsel
requested that the court conduct an investigation as to whether the
jury were hearing the proceedings, inasmuch as counsel had heard
something from a clerk to the effect that the jury was having
trouble hearing the lawyers, perhaps the witnesses, and perhaps the
court. The court responded, “This jury was instructed by me, that
if any member of the jury could not hear, they were to raise their
hand as soon as they could not hear. I have been carefully
scrutinizing this jury during the entire two days of trial. No one
has raised their hand.” Slade’s counsel conceded that fact, and
the court refused to investigate the matter further.
At the end of the trial, prior to charging the jury, the court
told the jury that “[i]f at any time during the delivery of this
charge, any juror does not hear what I am saying, I want you to
raise your hand and I will repeat what I’ve said.” No juror ever
raised his hand then, just as none had during the course of trial.
We agree with the district court that there is nothing in the
record to indicate that the jury was not in fact hearing trial
proceedings. The court had repeatedly advised the jury to raise
their hand if they could not hear, and none had done so. The court
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also repeatedly instructed witnesses and lawyers to speak loudly
and clearly into the microphone. Finally, the court indicated that
it had observed the jury throughout the course of the trial and had
no reason to conclude that the jury was not hearing the
proceedings. In these circumstances, we readily conclude that the
district court did not abuse its discretion in denying Slade’s
motion. See United States v. Jones,
542 F.2d 185, 194 (4th Cir.
1976) (stating that we “accord deference to the [district court’s]
informed discretion” whether to investigate a claim of jury
infection).
III
Slade next contends that the district court erred in
sentencing him under the federal three-strikes law on the armed
bank robbery conviction, arguing that his 1981 Virginia robbery
conviction was not a “serious violent felony,” as required by the
three-strikes law. He maintains that there is no evidence that he
used a firearm or other dangerous weapon during the course of the
1981 Virginia robbery, to which he had pleaded guilty.
The three-strikes law mandates a life sentence for “a person
who is convicted . . . of a serious violent felony . . . if the
person has been convicted on separate prior occasions . . . of 2 or
more serious violent felonies.” See 18 U.S.C. § 3559(c)(1)(A)(i).
While the term “serious violent felony” includes robbery, see id.
§ 3559(c)(2)(F)(i), the statute gives the defendant an opportunity
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to disqualify a robbery offense as a predicate offense “if the
defendant establishes by clear and convincing evidence that no
firearm or other dangerous weapon was used [or was threatened to be
used] in the offense and the offense did not result in death or
serious bodily injury . . . to any person,” id. § 3559(c)(3)(A)(i),
(ii).
Slade contends that in connection with his 1981 conviction, no
weapon was involved. Alternatively, he argues that if a weapon was
involved, it was a pocketknife that did not constitute a “dangerous
weapon.”
After the government offered evidence that a pocketknife was
used in accomplishing the robbery, Slade offered the testimony of
his co-defendant in that case who testified that Slade neither used
a dangerous weapon, nor committed the robbery at all. In somewhat
extended findings of fact, the district court found Slade’s co-
defendant incredible. The court stated that the witness testified
in a manner “that this court views to be false . . . in many
material respects.” The court also noted that the 1981 conviction
was based on Slade’s plea of guilty to violating Virginia Code §
18.2-58, which imposes special penalties for committing robbery “by
partial strangulation, or suffocation, or by striking or beating,
or by other violence to the person, or by assault . . ., or by the
threat or presenting of firearms, or other deadly weapon or
instrumentality whatsoever.” (Emphasis added). In the
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circumstances where Slade’s only evidence was discredited by the
district court and was patently inconsistent with the government’s
evidence and Slade’s guilty plea, we conclude that Slade did not
carry his burden of proving by “clear and convincing evidence” that
no “dangerous weapon was involved in the offense.” See 18 U.S.C.
§ 3559(c)(3)(A)(i).
Slade argues that even if a pocketknife was involved in the
robbery, it did not qualify as a “dangerous weapon.” We reject his
contention by applying the definition of dangerousness adopted by
the Supreme Court in McLaughlin v. United States,
476 U.S. 16
(1986). In concluding that an unloaded gun was a “dangerous
weapon” within the meaning of the federal bank robbery statute, the
Supreme Court stated:
First, a gun is an article that is typically and
characteristically dangerous; the use for which it is
manufactured and sold is a dangerous one, and the law
reasonably may presume that such an article is always
dangerous even though it may not be armed at a particular
time or place. In addition, the display of a gun
instills fear in the average citizen; as a consequence,
it creates an immediate danger that a violent response
will ensue. Finally, a gun can cause harm when used as
a bludgeon.
Id. at 17-18.
Each reason given by the Court in McLaughlin for regarding an
unloaded handgun as a “dangerous weapon” applies with equal force
to a pocketknife. First, a pocketknife is typically and
characteristically dangerous; its blade serves no other purpose but
to cut and wound. Second, the display of a pocketknife in a
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threatening situation, such as a robbery, will certainly instill
fear in the average citizen, raising the possibility of a violent
response. Finally, just as a gun “can cause harm when used as a
bludgeon,” a pocketknife can cause even more harm when so used
because of its sharp blade.
At bottom, the district court did not err in concluding that
the 1981 Virginia robbery conviction was a serious violent felony,
as that term is used in 18 U.S.C. § 3559(c).
IV
Finally, Slade contends that the district court’s upward
variance sentence on Count 2 (the brandishing count) from seven
years’ imprisonment to life imprisonment was unreasonable. The
district court assumed that the Sentencing Guidelines recommended
a sentence of seven years for a violation of 18 U.S.C. §
924(c)(1)(A)(ii), and acting under 18 U.S.C. § 3553(a), it enhanced
the sentence because, as the court stated:
[W]hen one thinks about this at a deeper level, the point
here is that the use of weapons in the count of
conviction is probably the most horrifying fact of the
case. The defendant brandished this -- this gun with the
-- before the tellers, striking them with a tremendous
amount of fear and I am disinclined to believe that the
sentence for the -- on the weapons charge should be any
less than the sentence for the bank robbery, because the
need to protect the public from further crimes is still
the same. The need to afford adequate deterrence is
still the same, and the need to reflect the seriousness
of the offense to promote respect for the law and to
provide just punishment for the offense, is still the
same for both of these counts. The fact that we have
cleared up what the applicable maximum is [life
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imprisonment], leads this Court to conclude that from a
legal perspective the maximum sentence is available to
it, if I make a determination that such a sentence is
sufficient but not greater than necessary to comply with
the purposes of § 3553(a)(2). And I believe that it is
and I, therefore, believe that the sentence of life on
the felony weapons conviction is a reasonable sentence.
If we were to conduct an analysis of so great an enhancement,
we would likely find the variance unreasonable. But because the
district court erred in concluding that the Sentencing Guidelines
recommended a seven-year sentence, rather than life imprisonment,
we need not examine the reasonableness of the variance.
Section 2K2.4 of the Sentencing Guidelines provides that the
recommended guideline sentence for a violation of 18 U.S.C. §
924(c) is the minimum term of imprisonment required by statute.
Section 5G1.1(b), in turn, provides that when the statutory minimum
exceeds the maximum applicable guideline range, the statutory
minimum is the recommended guideline sentence. In this case, the
statutory minimum for a violation of § 924(c) is life imprisonment,
and therefore the recommended Guidelines sentence is life
imprisonment.
Section 924(c) provides a term of imprisonment for brandishing
a firearm of not less than seven years “[e]xcept to the extent that
a greater minimum sentence is otherwise provided by . . . any other
provision of law.” (Emphasis added). Section 3559(c) is such
“other provision.” It states that “[n]otwithstanding any other
provision of law, a person who is convicted . . . of a serious
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violent felony shall be sentenced to life imprisonment” if the
person was previously convicted of two or more “serious violent
felonies.” 18 U.S.C. § 3559(c)(1)(A)(i).
In this case, Slade fulfills the conditions of § 3559(c). He
was convicted under § 924(c) of brandishing a firearm in connection
with a bank robbery, and for purposes of § 3559(c), that offense is
defined to be a “serious violent felony.” See 18 U.S.C. §
3559(c)(2)(F)(i). Because Slade was previously convicted of two
serious violent felonies, his sentence for the brandishing offense
must be life imprisonment.
Because the Sentencing Guidelines thus recommend the same
sentence that the district court imposed by an imperfect
application of 18 U.S.C. § 3553(a), any error attributed to the
district court’s process in arriving at the life sentence is
harmless. The life sentence itself that the district court imposed
on Count 2 was not erroneous; indeed, it was mandated by 18 U.S.C.
§ 3559(c).
Accordingly, we affirm the judgment of the district court.
AFFIRMED
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