Filed: Jul. 28, 2008
Latest Update: Feb. 12, 2020
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 07-4259 UNITED STATES OF AMERICA, Plaintiff - Appellee, v. LEONARD O’BRIEN PARKER, a/k/a Leonard O’Brien Parris, Defendant - Appellant. Appeal from the United States District Court for the Western District of North Carolina, at Bryson City. Lacy H. Thornburg, District Judge. (2:06-cr-00002) Submitted: July 2, 2008 Decided: July 28, 2008 Before WILKINSON, TRAXLER, and GREGORY, Circuit Judges. Affirmed by unpublished per curiam
Summary: UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 07-4259 UNITED STATES OF AMERICA, Plaintiff - Appellee, v. LEONARD O’BRIEN PARKER, a/k/a Leonard O’Brien Parris, Defendant - Appellant. Appeal from the United States District Court for the Western District of North Carolina, at Bryson City. Lacy H. Thornburg, District Judge. (2:06-cr-00002) Submitted: July 2, 2008 Decided: July 28, 2008 Before WILKINSON, TRAXLER, and GREGORY, Circuit Judges. Affirmed by unpublished per curiam o..
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UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 07-4259
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
LEONARD O’BRIEN PARKER, a/k/a Leonard O’Brien Parris,
Defendant - Appellant.
Appeal from the United States District Court for the Western
District of North Carolina, at Bryson City. Lacy H. Thornburg,
District Judge. (2:06-cr-00002)
Submitted: July 2, 2008 Decided: July 28, 2008
Before WILKINSON, TRAXLER, and GREGORY, Circuit Judges.
Affirmed by unpublished per curiam opinion.
Andrew B. Banzhoff, DEVEREUX & BANZHOFF, PLLC, Asheville, North
Carolina, for Appellant. Gretchen C. F. Shappert, United States
Attorney, Charlotte, North Carolina; Don Gast, Assistant United
States Attorney, Asheville, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
PER CURIAM:
Leonard O’Brien Parker appeals his convictions after
being found guilty of two counts of each of the following:
kidnaping in the commission of a bank robbery, in violation of 18
U.S.C. § 2113(e) (2000), possession of a firearm in furtherance of
a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A)(ii)
(2000), and possession of a firearm by a felon, in violation of 18
U.S.C. § 922(g)(1) (2000).1 Parker contends the district court’s
denial of his request for additional expert assistance violated his
Sixth Amendment right to present a complete defense and his
statutory right to appointment of an expert witness. While he was
provided with a clinical psychologist, Dr. Peter Sansbury, Parker
asserts his condition required an additional expert who specialized
in pharmacology and could investigate whether he “suffered from
psychosis from either the overdose or withdrawal from Paxil.”
Parker contends that regardless of Dr. Sansbury’s competency in the
field of psychology, he was unqualified to investigate Parker’s
specific claims, as they “necessarily involve[d] questions which
are medical in character, not psychological.” Finding no error, we
affirm.
1
Parker was also found guilty of two counts of bank robbery by
force or violence, in violation of 18 U.S.C. § 2113(a), and two
counts of assault with a dangerous weapon during the commission of
a bank robbery, in violation of 18 U.S.C. § 2213(d); however, the
district court arrested judgment on those counts in order to avoid
duplicative sentences.
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An indigent criminal defendant has a constitutional right
to the assistance of a psychiatrist once he “has made a preliminary
showing that his sanity at the time of the offense is likely to be
a significant factor at trial.” Ake v. Oklahoma,
470 U.S. 68, 74
(1985). However, a defendant does not have a “constitutional right
to choose a psychiatrist of his personal liking or to receive funds
to hire his own.”2
Id. at 83. While an indigent defendant may
request the district court to expend public funds for expert
services to assist in the preparation of his defense, the defendant
must demonstrate such services are necessary to an adequate
defense. 18 U.S.C. § 3006A(e)(1) (2000). A district court’s
denial of a defendant’s request for funds to procure expert
services is reviewed for abuse of discretion. United States v.
Hartsell,
127 F.3d 343, 349 (4th Cir. 1997). “To show reversible
error in a district court’s refusal to appoint an expert [pursuant
to 18 U.S.C. § 3006A(e)], a defendant must demonstrate that the
court’s refusal was prejudicial to his defense.” United States v.
Perrera,
842 F.2d 73, 77 (4th Cir. 1988).
Despite Parker’s claim that he was entitled to a
“medically trained psychiatrist,” he has failed to demonstrate that
the district court’s prior appointment of an admittedly competent
psychologist was statutorily or constitutionally deficient. As
2
The Supreme Court noted that a defendant’s constitutional
right is limited to the provision of “one competent psychiatrist.”
Ake, 470 U.S. at 78-79.
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this court has noted, “the decision in Ake reflects primarily a
concern with ensuring a defendant access to a psychiatrist or a
psychologist, not with guaranteeing a particular substantive
result.” Wilson v. Greene,
155 F.3d 396, 401 (4th Cir. 1998)
(emphasis added). Accordingly, the district court’s provision of
public funds for procurement of expert psychological services, and
defense counsel’s decision to retain Dr. Sansbury, did not violate
Parker’s due process rights, as there is no obligation under Ake
that a defendant be provided with a psychiatrist rather than a
psychologist.
Furthermore, Parker has not demonstrated that an
additional psychiatric expert was required under Ake or that his
appointed psychologist was unqualified to evaluate his claims
relating to Paxil. See Page v. Lee,
337 F.3d 411, 417 (4th Cir.
2003) (petitioner failed to provide any evidence his appointed
experts fell below the standard of competency). While Parker
contends that Dr. Sansbury was simply unable to provide the expert
services his case required, there is no evidence in the record to
support this allegation. At the hearing on this matter, Parker
repeatedly asserted that he needed a psychiatric expert with
specific knowledge regarding Paxil; however, there was no evidence
presented regarding Dr. Sansbury’s lack of qualifications or
inability to adequately address Parker’s claims. See
id. at 420
n.5 (“Even the simplest form of evidence, such as an affidavit on
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this point from either expert, from trial counsel, or from
petitioner himself is absent from the record.”).
Parker offered little more than conclusory assertions
that a specialized expert who “knows about Paxil” was needed, and
he failed to demonstrate that the psychological assistance provided
by Dr. Sansbury would be insufficient to prepare a defense
regarding his sanity at the time of the offense.3 See Caldwell v.
Mississippi,
472 U.S. 320, 323 n.1 (1985) (no due process violation
in denial of expert where petitioner “offered little more than
undeveloped assertions that the requested assistance would be
beneficial”); see also
Ake, 470 U.S. at 82-83 (defendant must make
“threshold showing” for psychiatric expert). Dr. Sansbury was not
called as a witness at trial, and there is no evidence or proffer
in the record indicating what his testimony would have included in
regard to Parker’s mental state or his use of Paxil. Accordingly,
because there is no evidence in the record demonstrating that
Parker’s appointed psychologist could not provide the assistance
necessary to prepare an adequate defense, we find that Parker’s
claim is without merit.
Even assuming the existence of evidence indicating that
Dr. Sansbury was unqualified to properly analyze Parker’s
3
Additionally, Parker’s counsel contradicted almost all of his
client’s contentions, as he stated that Dr. Sansbury was a
“sufficient expert” for the case and that “asking for further
experts would be frivolous and unwarranted.”
-5-
pharmacological claims, Parker has still failed to demonstrate that
the district court’s refusal to appoint another expert was
prejudicial to his defense, as his claims regarding Paxil were
contradictory and unsupported by the testimony in this case. See
Perrera, 842 F.2d at 77. At trial, Parker claimed he stopped
taking his prescription a week before the robberies; however, this
testimony contradicted Parker’s earlier assertions made in his
motion to suppress, where he claimed that his statements to police
were involuntary because the officers supplied him with cigarettes
and coffee despite knowing he was on both Paxil and Soma.
Furthermore, the FBI agent in charge of Parker’s interrogation
testified that Parker stated, prior to his confession, that he was
currently taking Paxil and that it would not affect his ability to
understand his rights. Finally, Parker’s ex-wife testified that
she provided him with his medication every day, and that while she
did not always see him take his daily Paxil pill, Parker never told
her that he had stopped taking his prescription. Therefore, in
light of the lack of evidentiary support for Parker’s contentions
regarding his use of Paxil, we find the district court did not
abuse its discretion in denying the motion for additional expert
services.
Accordingly, we affirm Parker’s convictions. We dispense
with oral argument because the facts and legal contentions are
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adequately presented in the materials before the court and argument
would not aid the decisional process.
AFFIRMED
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