Filed: Jan. 04, 1999
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 97-10648 JAMES H NEWBERRY Plaintiff-Appellant v. EAST TEXAS STATE UNIVERSITY; WILLIAM WADLEY; ROBERT E HOUSTON Defendants-Appellees Appeal from the United States District Court for the Northern District of Texas November 18, 1998 Before GARWOOD, KING, and HIGGINBOTHAM, Circuit Judges. PATRICK E. HIGGINBOTHAM, Circuit Judge: In this disabilities case, plaintiff James H. Newberry appeals the district court’s refusal to instruct the ju
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 97-10648 JAMES H NEWBERRY Plaintiff-Appellant v. EAST TEXAS STATE UNIVERSITY; WILLIAM WADLEY; ROBERT E HOUSTON Defendants-Appellees Appeal from the United States District Court for the Northern District of Texas November 18, 1998 Before GARWOOD, KING, and HIGGINBOTHAM, Circuit Judges. PATRICK E. HIGGINBOTHAM, Circuit Judge: In this disabilities case, plaintiff James H. Newberry appeals the district court’s refusal to instruct the jur..
More
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 97-10648
JAMES H NEWBERRY
Plaintiff-Appellant
v.
EAST TEXAS STATE UNIVERSITY;
WILLIAM WADLEY; ROBERT E HOUSTON
Defendants-Appellees
Appeal from the United States District Court
for the Northern District of Texas
November 18, 1998
Before GARWOOD, KING, and HIGGINBOTHAM, Circuit Judges.
PATRICK E. HIGGINBOTHAM, Circuit Judge:
In this disabilities case, plaintiff James H. Newberry appeals
the district court’s refusal to instruct the jury that a
“perception of disability” or “record of disability” would qualify
as a disability under the Americans with Disabilities Act. Under
the facts of this case, no reasonable jury could have found that
there existed a “perception of disability” or “record of
disability” without first finding that Newberry had a “disability.”
We thus find that he was not entitled to an instruction concerning
“perception of disability” or “record of disability.” We also
affirm the trial court’s dismissal of various other claims.
I
James H. Newberry, a tenured professor of photography at East
Texas State University, was fired in 1994. He filed suit, alleging
that he suffered a psychiatric disability. Newberry claimed that
Dr. William Wadley and Dr. Robert E. Houston, superiors of his at
ETSU, conspired to violate his civil rights and that ETSU dismissed
him illegally on account of his disability.
Newberry’s association with ETSU, which has since moved
underneath the umbrella of Texas A&M University and is called Texas
A&M--Commerce, began in 1979, when he started working as a
professor of photography there. The employment relationship was
troubled from early on, as Newberry’s faculty colleagues
recommended that he be denied tenure. Nonetheless, ETSU granted
Newberry tenure in 1984.
Newberry’s initial appointment was in the Department of
Journalism and Graphic Arts. Tension, however, developed between
Newberry and Dr. Jack Hillwig, appointed as department chair in
August 1989. Newberry, according to Hillwig, worked fewer hours
than his colleagues, preferred to work only on Tuesdays and
Thursdays, did not work in the morning, and kept no office hours.
Hillwig also testified that Newberry threatened and harassed him.
Hillwig subsequently resigned, out of fear, according to ETSU, that
Newberry would undermine Hillwig’s own chance of winning tenure.
At that time, Houston, the Dean of the College of Arts and
Sciences, found Newberry’s conduct to be noncollegial, and
suggested to Newberry that he obtain counseling.
2
In 1992, a group that included Newberry recommended that the
photography program be moved to the Department of Art, and ETSU
acceded to the request. The Department was headed by Dr. Wadley,
and Houston was Wadley’s superior. Soon enough, however, Newberry
wished he was back in the Department of Journalism and Graphic
Arts. Witnesses testified that he threatened to sue Wadley,
refused to attend 8 a.m. faculty meetings, and resisted
participating in graduate reviews of art students. Several faculty
members, apparently concerned that Newberry’s behavior would cause
Wadley to leave, approached Houston. On December 1, 1993, Houston
sent a memorandum to Newberry warning him that if his behavior
towards his colleagues did not become more professional, he might
be dismissed.
Newberry and Houston met several times in the next two weeks,
but the substance of those meetings is unclear. Houston also met
with Newberry’s campus counselor Randy Bodenhemer, who later denied
that he told Houston that Newberry was disabled. On February 15,
1994, Newberry drafted a proposal under which ETSU would grant him
a year’s paid sick leave, during which he would study art in New
York. There is some dispute as to whether Newberry made this
proposal spontaneously or whether Houston had earlier suggested the
year off. In any event, Houston refused to grant the request in
the absence of a letter from a psychiatrist indicating that
Newberry required accommodation.
On May 23, 1994, Wadley recommended Newberry’s dismissal, and
Newberry was dismissed two days later, though he would continue to
3
receive salary and benefits for a year. Newberry duly filed an
appeal according to ETSU procedures. A faculty committee voted, 6-
5, that Newberry’s tenure should not be revoked, but recommended
that Newberry not be returned to the Department of Art. This vote,
however, was merely advisory, and ETSU President Jerry Morris
upheld Newberry’s dismissal. ETSU’s Board of Regents in turn upheld
this decision.
Newberry filed suit against ETSU, Wadley, and Houston,
alleging numerous claims. The most important of these claims for
purposes of this appeal are that ETSU violated the Americans with
Disabilities Act, 42 U.S.C. §§ 12111-12213, and that the defendants
conspired to violate his civil rights in violation of 42 U.S.C. §§
1985 and 1986. Newberry filed additional federal claims under 42
U.S.C. § 1983 and the Rehabilitation Act, 29 U.S.C. §§ 701-797b.
State claims included intentional infliction of emotional distress,
civil conspiracy, and a claim under the Texas Labor Code.
The trial lasted six days. At trial, a psychiatrist and a
licensed professional counselor who had treated Newberry between
1992 and 1994 both testified. The counselor testified that
Newberry suffered from obsessive compulsive traits, and the
psychiatrist specifically diagnosed him as suffering from obsessive
compulsive personality disorder. Testimony indicated that Newberry
had also seen another psychiatrist for treatment. That
psychiatrist and Newberry’s regular physician made diagnoses of
obsessive compulsive disorder as well.
4
According to Newberry’s testifying witnesses, the obsessive
compulsive disorder had numerous effects on Newberry’s basic
physical and mental functions at work and at home. Newberry
himself testified that he had difficulty cleaning himself, waking
up, sleeping, scheduling his daily routine, and controlling his
bowel function. The disorder, he testified, also interfered with
his relations with others by instilling in him excessive
perfectionism, rigidly ethical behavior, and an insistence on
addressing all details of his interpersonal relationships.
As early as late 1992, according to Newberry, Wadley observed
physical symptoms of depression and suggested that Newberry obtain
counseling. In April 1993, Houston advised Newberry that he
believed Newberry suffered from a serious psychological problem and
should seek psychiatric or other mental health care. In December
1993, Houston, aware that Newberry was seeing a licensed
professional counselor employed by ETSU, met with the counselor and
allegedly indicated that he believed Newberry was suffering from
psychological problems, and suggested to the counselor the
possibility of Newberry’s taking a leave of absence. At around the
same time, Houston discussed Newberry with other faculty members,
who allegedly characterized Newberry with phrases like “paranoid,”
“nuts,” “crazy,” and “having mental difficulties.” Houston also
discussed Newberry with ETSU’s inside counsel and its president.
Finally, between February and April, 1994, Houston was authorized
to visit with Newberry’s psychiatrist to obtain a diagnosis of a
5
mental disorder. Although the psychiatrist contacted him, Houston
decided not to visit with the psychiatrist.
No witness testified that he perceived Newberry to be
disabled. Dr. Alan Harris, Newberry’s psychiatric expert; Randy
Bodenhemer, his psychologist; James Cornehls, Newberry’s economic
expert; two former students of Newberry’s; and various members of
the faculty and administration all testified that they did not
regard him as disabled.
After Newberry rested his case, the defendants moved for
judgment pursuant to Federal Rule of Civil Procedure 50(a). The
court dismissed the §§ 1985 and 1986 claims on the basis that
Wadley and Houston were protected by qualified immunity. In
addition, it dismissed the § 1983 claim, on the basis that ETSU is
not a “person” subject to suit under that section, and the
emotional distress claim, in the absence of evidence of outrageous
conduct. The court refused to dismiss the ADA claim.
While the court did not specifically comment on the remaining
claims, the Rehabilitation Act and Texas Labor Code claims
essentially overlap with the ADA claim, and Newberry’s proposed
jury instructions did not mention these claims specifically.
Newberry’s proposed jury instructions did specifically mention the
Texas civil conspiracy claim. The court’s jury instructions
omitted this claim, perhaps because the court had dismissed the
similar § 1985 claim.
At the charge conference, Newberry did not object to the
omission of the conspiracy claim. He did, however, specifically
6
object to the judge’s truncation of the definition of “disability”
that Newberry had offered with respect to the first element of the
ADA claim. Under the plaintiff’s proposal, Newberry would satisfy
this element by showing “that he had a disability or perceived
disability or record of disability.” The court, however, refused to
include the “perceived disability or record of disability”
language. At the charge conference, the court overruled Newberry’s
objection.
The jury found that Newberry was not a qualified individual
with a disability under the ADA, and the court entered judgment on
the verdict. Newberry appeals. He specifically challenges only
the district court’s charge as to “disability” and the dismissal of
the conspiracy claims.
II
It is uncontested that the definition of “disability” that
appellant requested tracked the statutory language. See 42 U.S.C.
§ 12102(2) (“Disability means ... (A) a physical or mental
impairment that substantially limits one or more of the major life
activities of such individual; (B) a record of such an impairment;
or (C) being regarded as having such an impairment.”). In
addition, at least some evidence indicated that administration
officials and other faculty members believed that Newberry had
mental problems and suggested counseling. A reasonable jury
therefore might have concluded that a perception existed that
Newberry suffered from such conditions, which we assume, arguendo
only, could be found to constitute a perception of disability.
7
Under the facts of this case, however, no reasonable jury could
have concluded both that Newberry did not suffer from a disability
and that he was dismissed because of a perception that he was
disabled.
Newberry was required to show that his disability (or
perception or record thereof) was a motivating factor in the
decision to dismiss him. See, e.g., Hypes v. First Commerce Corp.,
134 F.3d 721, 726 (5th Cir. 1998). Had he been able to show that
he in fact suffered a substantial impairment of major life
functions, then he might have been able to show that this
impairment motivated his dismissal and that ETSU refused to allow
a reasonable accommodation. Now that Newberry must rely only on a
perception of disability, however, he must show that this
perception was a motivating factor in his dismissal.
Newberry cannot show this. All the evidence indicates that
the university dismissed him because of his work performance and
lack of collegiality. In the absence of any evidence that the
university was concerned specifically about Newberry’s being
mentally ill--which would be the case if they believed, for
example, that mentally ill people are inherently dangerous, and
they fired him to avoid the danger--then the perception of him as
mentally ill could not have been a motivating factor in his
dismissal.
Section 12102(2)(C) is concerned not with symptoms, but with
categorization. That is, where an employee engages in conduct that
is legitimately a basis for dismissal, and the employer believes
8
that the employee’s conduct is symptomatic of disability, the
employer may fire the employee on the basis of the conduct itself,
as long as the collateral assessment of disability plays no role in
the decision to dismiss. An employee dismissed for unprofessional
behavior might seek refuge in § 12102(2)(A). But an employer need
not provide reasonable accommodation to an employee who does not
suffer from a substantially limiting impairment merely because the
employer thinks the employee has such an impairment.
The regulations and the EEOC’s “Interpretive Guidance on Title
I of the Americans with Disabilities Act” state:
(l) Is regarded as having such an impairment means:
(1) Has a physical or mental impairment that does not
substantially limit major life activities but is
treated by a covered entity as constituting such
limitation;
(2) Has a physical or mental impairment that
substantially limits major life activities only as
a result of the attitudes of others toward such
impairment; or
(3) Has none of the impairments defined [above] but is
treated by a covered entity as having a
substantially limiting impairment.
29 C.F.R. § 1630.2(l).
Subsection (1) is inapposite. It protects employees from
employers who believe a minor impairment to be more serious than it
is. For example, if Newberry had a mild case of obsessive
compulsive disorder that did not interfere with his work, but ETSU
unnecessarily worried that the disorder would prevent him from
working successfully, this subsection would apply. In this case,
the issue urged by appellant is not whether ETSU exaggerated the
effect of Newberry’s impairment, but rather whether ETSU
misattributed Newberry’s poor work performance to a disability.
9
Subsection (2) is also irrelevant. There is no evidence that
Newberry’s obsessive compulsiveness caused difficulties only
because of others’ attitudes about the disorder. Newberry’s
dismissal came about not because of others’ attitudes about the
disorder, but because his behavior interfered with his job
performance, and perhaps because the behavior displeased others.
Subsection (3) might appear to apply literally but the
Guidelines clearly explain its purpose with the following example:
“This situation could occur, for example, if an employer discharged
an employee in response to a rumor that the employee is infected
with Human Immunodeficiency Virus (HIV). Even though the rumor is
totally unfounded and the individual has no impairment at all, the
individual is considered an individual with a disability ....” 29
C.F.R. pt. 1630 app. Here, Newberry was dismissed not because of
rumors that he was obsessive compulsive, but because of his
conduct.
We must uphold a jury verdict if “based upon the record . . .
the challenged instruction could not have affected the outcome of
the case.” Bender v. Brumley,
1 F.3d 271, 276-77 (5th Cir. 1993)
(internal quotation marks omitted); see also Russell v. Plano Bank
& Trust,
130 F.3d 715, 719 (5th Cir. 1997). A judgment will be
reversed based on a faulty jury charge only where “the charge as a
whole leaves us with substantial and ineradicable doubt the jury
has been properly guided in its deliberations.” Hall v. State Farm
Fire & Cas. Co.,
937 F.2d 210, 214 (5th Cir. 1991) (internal
quotation marks omitted). Because under the facts of this case,
10
there are no circumstances in which the change in the jury charge
could have affected the verdict, no such doubt exists.
III
The evidence furnishes no support for Newberry’s § 1985(3)
claim that he was dismissed because of animus directed against him
on account of his alleged disability.1 In Burns-Toole v. Byrne,
11
F.3d 1270 (5th Cir. 1994), we refused to consider a claim that §
1985(3) extends to religious discrimination. We acknowledged that
the scope of § 1985(3) was an “interesting” question.
Id. at 1275
n.25.2 Nonetheless, we held that § 1985(3) could not be applied in
the absence of evidence of “some class-based animus.”
Id. at 1276.
We noted: “[The plaintiff] contends that she was discriminated
against because she is a Seventh Day Adventist. She has failed,
however, to present any evidence in support of the proposition that
1
Given this finding, we need not address whether the claims
were barred under the intra-corporate conspiracy doctrine or the
approach taken in Great American Fed. S&L Ass’n v. Novotny,
99
S. Ct. 2345 (1979).
2
In Deubert v. Gulf Fed. Sav. Bank,
820 F.2d 754 (5th Cir.
1987), we held that to state a claim under § 1985(3), plaintiffs
must allege that they are victims of a race-based conspiracy. This
holding was clouded by the Supreme Court’s statement that “some
racial or perhaps otherwise class-based, invidiously discriminatory
animus” is a prerequisite to a § 1985(3) action. Griffin v.
Breckenridge,
403 U.S. 88, 102 (1971). The Court, however, has
never held that nonracial animus is sufficient. See United Bhd. of
Carpenters v. Scott,
463 U.S. 825 (1983) (refusing to extend §
1985(3) to commercial or economic conspiracies); Bray v. Alexandria
Women’s Health Clinic,
506 U.S. 263 (1993) (refusing to extend §
1985(3) to conspiracies against women seeking abortions). Thus,
Deubert remains the law in this circuit.
11
the defendants discriminate against Seventh Day Adventists as a
class.”
Id.
Even if Newberry has presented some evidence that he was
discriminated against because of his mental illness, he has
presented no evidence that ETSU discriminated against the mentally
ill or disabled as a class. Therefore, Newberry cannot maintain
his §§ 1985 and 1986 claims.3
IV
Newberry has not contested the dismissal of his § 1983 claim
or of his emotional distress claim, and they are waived. See Fed.
R. App. P. 28(a). He failed to object to the jury instruction that
omitted the civil conspiracy claim under Texas law, and it is also
waived. See Latuso v. Uniroyal, Inc.,
783 F.2d 1241, 1242 (5th
Cir. 1986); see also Fed. R. Civ. P. 49(a). To the extent that
Newberry’s Rehabilitation Act claim does not overlap his ADA claim,
that claim is also defeated, because Newberry has offered no
evidence that he was adversely treated solely because of his
handicap. See Chandler v. City of Dallas,
2 F.3d 1385, 1390 (5th
Cir. 1993). Finally, the Texas Labor Code claim overlaps entirely
with the ADA claim. See Tex. Lab. Code § 21.001(3) (Vernon 1996).
V
For the above reasons, we AFFIRM the judgment.
3
If the § 1985 claim fails, so must the § 1986 claim. See 42
U.S.C. § 1986 (“Every person who, having knowledge that any of the
wrongs conspired to be done, and mentioned in section 1985 of this
title, are about to be committed ... shall be liable ....”).
12
AFFIRMED.
13