Filed: Aug. 23, 1999
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 99-60147 Summary Calendar _ DEIDRE GLORIOSO, Plaintiff-Appellant, v. MISSISSIPPI DEPARTMENT OF CORRECTIONS; STEVE PUCKETT, Individually and as Commissioner of the Mississippi Department of Corrections; ALTON ELLIS, Individually and as Personnel Officer of the Mississippi Department of Corrections; NICKIE SIMMONS, Individually and as Satellite Director of the Harrison County Community Work Center; DON JOHNSON, Individually and as H
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 99-60147 Summary Calendar _ DEIDRE GLORIOSO, Plaintiff-Appellant, v. MISSISSIPPI DEPARTMENT OF CORRECTIONS; STEVE PUCKETT, Individually and as Commissioner of the Mississippi Department of Corrections; ALTON ELLIS, Individually and as Personnel Officer of the Mississippi Department of Corrections; NICKIE SIMMONS, Individually and as Satellite Director of the Harrison County Community Work Center; DON JOHNSON, Individually and as He..
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
____________________
No. 99-60147
Summary Calendar
____________________
DEIDRE GLORIOSO,
Plaintiff-Appellant,
v.
MISSISSIPPI DEPARTMENT OF CORRECTIONS; STEVE PUCKETT,
Individually and as Commissioner of the Mississippi
Department of Corrections; ALTON ELLIS, Individually and as
Personnel Officer of the Mississippi Department of
Corrections; NICKIE SIMMONS, Individually and as Satellite
Director of the Harrison County Community Work Center; DON
JOHNSON, Individually and as Head of Security at the
Harrison County Community Work Center; JOHN DOES, 1-5,
Defendants-Appellees.
_________________________________________________________________
Appeal from the United States District Court
for the Southern District of Mississippi
(1:97-CV-3810-RG)
_________________________________________________________________
August 20, 1999
Before KING, Chief Judge, HIGGINBOTHAM and STEWART, Circuit
Judges.
PER CURIAM:*
Plaintiff-appellant Deidre Glorioso appeals the district
court’s grant of summary judgment on her Title VII retaliation
claim in favor of defendants-appellees the Mississippi Department
of Corrections, Steve Puckett, Alton Ellis, Nickie Simmons, Don
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that
this opinion should not be published and is not precedent except
under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
Johnson, and John Does 1-5. We reverse and remand for further
proceedings consistent with this opinion.
I. FACTUAL AND PROCEDURAL BACKGROUND
At the time of the events giving rise to this lawsuit,
plaintiff-appellant Deidre Glorioso was employed by defendant-
appellee the Mississippi Department of Corrections (MDOC) as a
clerk typist senior1 at the Harrison County Community Work Center
(the Center) in Gulfport, Mississippi. Glorioso began working at
the Center in December 1994. Shortly thereafter, defendant-
appellee Nickie Simmons, the Center’s director and Glorioso’s
immediate supervisor,2 attempted to procure a raise for her but
failed because Glorioso did not meet the MDOC’s requirements
therefor. In his March and June 1995 employee performance
reports, Simmons rated Glorioso “highly successful” and “fully
successful” in the areas in which he evaluated her work.
On October 19, 1995, Glorioso became involved in an
altercation with defendant-appellee Don Johnson, the Center’s
head of security. According to Glorioso,
I was in my office, and I don’t know if you’ve been out to
the prison or not, but it’s quiet like it is right now. It
was about 2:00 in the afternoon, I think. It was very
unusually quiet. It’s usually turmoil. And I was sitting
at my desk, and some new inmates had come in. And I had, I
remember, four files just like this on my desk because I was
taking information out of them to put on records for Nickie
and the rest of them. I used to put things like their
1
It appears from the record that “clerk typist senior” was
Glorioso’s official job title.
2
Simmons’s duties included making recommendations to hire
and fire Center employees. In December 1994, he recommended that
the MDOC hire Glorioso.
2
tatoos [sic], their date of birth, information Nickie had
asked me to do. And when I was doing it I noticed one of
them was like missing. So I said to myself very softly like
I’m saying right now, I wonder what I did with that other
file, which I often did. That’s all I said. And before you
know it, Sergeant Johnson comes flying out of his office
from this way and stands in front of me and starts screaming
at me. He said, You will get that file when I’m good and
ready to give it to you. And I looked at him like I’m
looking at you right now in disbelief. And I said, What did
you say. And he said it again. He said, God damn, you
heard me. And I was like in shock. And I said, you know, I
really don’t like the way you speak to me. He said, I don’t
give a damn whether you like it or not. He said, You’re a
bitch. And I went, Excuse me. He said, You’ve been
bitching all the time. You’re always a bitch or--three
times he said the bitch word in that sort of order, and he
walked into his office.
Glorioso verbally reported these events to Simmons, telling him
that Bob Bellman, a Center case worker, and David Randle, an
inmate, might have heard Johnson call her a “bitch.”3 Simmons
questioned Johnson and Bellman, but not Randle, about the
incident. Johnson denied calling Glorioso a “bitch” but admitted
saying that she was always “bitching.” Bellman claimed that he
had not heard Johnson’s remarks. Simmons then told Glorioso “to
try to get along with Johnson.”
On October 31, 1995, however, Glorioso filed a written
grievance with Simmons. Specifically, Glorioso stated:
On October 19, 1995, Sgt. Don Johnson committed unwarranted
abusive language to me. In anger and without hesitation he
used the “bitch” term toward me several times. This loud
abusive style was in the administration office, where in
attendance were inmate David Randle, Case Manager, Bob
Bellman and Captain Nickie Simmons all within hearing
distance.
3
The parties disagree as to when Glorioso first told
Simmons of the Johnson incident. Glorioso testified in her
deposition that she reported it to Simmons on October 19, 1995,
but Simmons claims that she did not do so until October 27, 1995.
3
The next day, November 1, 1995, Simmons dismissed Glorioso’s
grievance as invalid because she was a probationary employee. On
November 6, 1995, Simmons recommended in a written memorandum to
Ray Hinton, the MDOC’s regional director, that Glorioso be
terminated. Simmons stated that although Glorioso had “done an
excellent job performing her clerk typist duties,” she had
“jumped the chain of command” by calling the state personnel
office in December 1994 to ask why she did not qualify for a pay
raise. In addition, Simmons noted that “Mrs. Glorioso’s attitude
toward Sgt. Johnson has not been positive since her first day at
work.” He then described how she had complained both orally and
in writing that Johnson had “verbally abused her.” Finally,
Simmons asserted: “It is my belief that Mrs. Glorioso will never
make an attempt to get along with Sgt. Johnson if she remains
employed with the Mississippi Department of Corrections. I
respectfully request she be terminated immediately for her
actions since she is a probationary employee.” Hinton agreed
with Simmons’s recommendation and forwarded it to Christopher
Epps, the MDOC’s deputy commissioner, for his review. Epps also
recommended that Glorioso be terminated and forwarded Simmons’s
memorandum and his and Hinton’s recommendations to defendant-
appellee Steve Puckett, commissioner of the MDOC, for a final
decision. On November 14, 1995, Puckett notified Glorioso in
writing that her employment was terminated effective November 17,
1995.
4
Glorioso filed a charge with the Equal Employment
Opportunity Commission (EEOC) alleging that she had been
terminated in retaliation for filing a grievance against Johnson.
After receiving a right-to-sue letter, Glorioso filed suit in the
United States District Court for the Southern District of
Mississippi alleging claims under 42 U.S.C. §§ 2000e to 2000e-17
(“Title VII”), 42 U.S.C. § 1983, and 42 U.S.C. § 1985 against the
MDOC, Puckett, Alton Ellis, MDOC’s personnel officer, Simmons,
Johnson, and five John Does (collectively, the defendants). The
parties consented to trial by a magistrate judge. Following
discovery, the defendants filed a Motion to Dismiss or, in the
Alternative, for Summary Judgment, and the magistrate judge
granted summary judgment in their favor on all of Glorioso’s
claims. Glorioso appealed.
II. STANDARD OF REVIEW
We review a district court’s grant of summary judgment de
novo, applying the same standards as the district court. See
United States v. Johnson,
160 F.3d 1061, 1063 (5th Cir. 1998).
After consulting applicable law in order to ascertain the
material factual issues, we consider the evidence bearing on
those issues, viewing the facts and the inferences to be drawn
therefrom in the light most favorable to the non-movant. See Doe
v. Dallas Indep. Sch. Dist.,
153 F.3d 211, 214-15 (5th Cir.
1998). Summary judgment is properly granted if “the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
5
genuine issue as to any material fact and that the moving party
is entitled to a judgment as a matter of law.” FED. R. CIV. P.
56(c).
III. DISCUSSION
On appeal, Glorioso challenges only the lower court’s grant
of summary judgment on her claim that, in violation of Title VII,
she was discharged in retaliation for protesting Johnson’s sex
discrimination and sexual harassment. The magistrate judge
concluded that Glorioso failed to establish a prima facie
retaliation case because she showed neither that she was engaged
in activity protected by Title VII nor that a causal link existed
between such activity and her termination. Moreover, the
magistrate judge found, “even assuming that Glorioso could
establish a prima facie case of unlawful retaliation, the
Defendants can rebut the prima facie case with a legitimate, non-
retaliatory reason for terminating her. . . . This Court cannot
conclude that but for Glorioso’s filing of the grievance, the
Defendants would not have terminated her. Therefore, the
Defendants’ Motion for Summary Judgment should be granted.”
We begin with first principles. A plaintiff establishes a
prima facie case for unlawful retaliation by proving (1) that she
engaged in activity protected by Title VII, (2) that an adverse
employment action occurred, and (3) that a causal link existed
between the protected activity and the adverse employment action.
See Grimes v. Texas Dep’t of Mental Health & Mental Retardation,
102 F.3d 137, 140 (5th Cir. 1996); Long v. Eastfield College, 88
6
F.3d 300, 304 (5th Cir. 1996). An employee has engaged in
activity protected by Title VII if she has either (1) “opposed
any practice made an unlawful employment practice” by Title VII
or (2) “made a charge, testified, assisted, or participated in
any manner in an investigation, proceeding, or hearing” under
Title VII. 42 U.S.C. § 2000e-3(a); see
Grimes, 102 F.3d at 140;
Long, 88 F.3d at 304. The opposition clause of § 2000e-3(a)
requires the employee to demonstrate that she had at least a good
faith, reasonable belief that the practices she opposed were
unlawful. See Wilson v. UT Health Ctr.,
973 F.2d 1263, 1267 (5th
Cir. 1992); Payne v. McLemore’s Wholesale & Retail Stores,
654
F.2d 1130, 1140 (5th Cir. 1981).
We previously have held that the burden-shifting structure
applicable to Title VII disparate treatment cases, as set forth
in McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802-04 (1973),
is also applicable to Title VII unlawful retaliation cases. See
Grimes, 102 F.3d at 140-41;
Long, 88 F.3d at 304. Therefore,
once the plaintiff establishes a prima facie case, the burden of
production shifts to the defendant to articulate a legitimate,
nondiscriminatory reason for the adverse employment action. See
Grimes, 102 F.3d at 140;
Long, 88 F.3d at 304-05. If the
defendant introduces evidence which, if believed, would permit
the conclusion that the challenged employment action was
nondiscriminatory, the inference of discrimination raised by the
plaintiff’s prima facie case disappears, and the focus shifts to
the ultimate question of whether the defendant unlawfully
7
retaliated against the plaintiff. See
Grimes, 102 F.3d at 140;
Long, 88 F.3d at 305.4
With these principles in mind, we turn to the case at hand.
As we noted above, the first element of a prima facie case for
unlawful retaliation is that the plaintiff engage in activity
protected by Title VII. Glorioso contends that she filed a
grievance voicing her opposition to Johnson’s sex discrimination
and sexual harassment. The defendants respond that “[t]here is
no evidence that when Glorioso complained to Defendant Simmons
regarding her altercation with Johnson that she was complaining
of anything other than general harassment not based on gender.
Her written grievance makes no suggestion that Johnson’s actions
were sexual in nature, or that she considered the incident to be
sexual harassment.” The magistrate judge noted that Glorioso
testified in her deposition that she knew when Johnson called her
a “bitch” that she had been sexually harassed, but concluded that
“[t]he Court does not agree with Glorioso’s contention. In her
grievance, Glorioso did not claim that she had been sexually
4
We have noted that while, at first glance, the ultimate
issue in an unlawful retaliation case--whether the defendant
discriminated against the plaintiff because the plaintiff engaged
in conduct protected by Title VII--seems identical to the third
element of the plaintiff’s prima facie case--whether a causal
link exists between the adverse employment action and the
protected activity--the standards of proof applicable to these
questions differ significantly. See
Long, 88 F.3d at 305 n.4.
Under Title VII, we explained, a plaintiff “need not prove that
her protected activity was the sole factor motivating her
employer’s challenged decision in order to establish the causal
link element of a prima facie unlawful retaliation case,” but is
required to show that the protected activity was a “but for”
cause of the adverse employment action in order ultimately to
prevail.
Id. (internal quotation marks omitted).
8
harassed, or that Johnson’s conduct was in any way directed at
her because of her sex. For this reason, the Court is of the
opinion that Glorioso did not have a reasonable belief that
Johnson’s conduct was unlawful, and therefore, Glorioso cannot
prove the first element of her prima facie case.” This ruling
was error.
When deciding a motion for summary judgment, a court must
consider the evidence and all reasonable inferences to be drawn
therefrom in the light most favorable to the non-movant, in this
case Glorioso. See
Doe, 153 F.3d at 214-15. Although Glorioso’s
written grievance made no explicit reference to sex
discrimination or sexual harassment, she stated unequivocally in
her deposition, “I knew the moment he called me a bitch that I
was sexually harassed.” In addition, she testified that she
“knew it was some sort of sexual harassment” and that she
believed that Johnson’s calling her a “bitch” was “[s]exual
discrimination maybe, but not discrimination from my job.”5 This
evidence is sufficient to raise a genuine issue of fact as to
whether Glorioso held a good faith, reasonable belief that the
practices she opposed were unlawful. See
Wilson, 973 F.2d at
1267;
Payne, 654 F.2d at 1140.6
5
Glorioso’s deposition testimony distinguishes her case
from Watts v. Kroger Co.,
170 F.3d 505, 511 (5th Cir. 1999), in
which we held that the plaintiff’s complaint that her supervisor
“was making comments about her personal life” was not protected
activity under Title VII because the plaintiff herself admitted
that she did not report any sexual harassment in that complaint.
6
We note that neither the magistrate judge nor the
defendants appear to dispute Glorioso’s contention in her brief
9
Next, we turn to the magistrate judge’s conclusion that
“[e]ven assuming that Glorioso could meet the first element of
her prima facie case, she is unable to meet the third element,
which is that a causal link existed between the protected
activity and the adverse employment action.” The summary
judgment evidence establishes that Glorioso filed a grievance
with Simmons against Johnson and that Simmons recommended
Johnson’s termination within a week after he received the
grievance. In addition, Simmons explained in a memorandum
recommending Glorioso’s termination that Glorioso’s “attitude
toward Sgt. Johnson has not been positive since her first day of
work,” cited her October 1995 grievance as the only example of
this allegedly negative attitude, and requested that “she be
terminated immediately for her actions.” This evidence is
sufficient to raise a genuine issue of fact as to whether there
was a causal link between Glorioso’s grievance and Simmons’s
decision to recommend her termination. Cf.
Long, 88 F.3d at 306
(“The summary judgment evidence establishes that Long and Reavis
filed complaints against Clark and Kelley, that Clark and Kelley
that her belief in the unlawfulness of the practices she opposed
was objectively reasonable. Rather, the magistrate judge found
that there is no genuine issue of fact as to whether Glorioso in
fact believed that Johnson’s actions violated Title VII. While
the defendants note that “the use of the word ‘bitch’ towards a
female employee is not sexual harassment per se,” they ground
their argument on the contention that Glorioso did not actually
believe that Johnson’s behavior violated Title VII, not that such
a belief would be objectively unreasonable. We therefore express
no opinion as to whether a woman could reasonably believe that
being called a “bitch” under the circumstances of this case was a
practice unlawful under Title VII.
10
had knowledge of these complaints, and that Clark and Kelley
recommended that Long and Reavis be terminated after learning of
these complaints. Accordingly, we have no trouble finding
sufficient evidence, for prima facie case purposes, to establish
a causal link between Long and Reavis’s protected activities and
Clark and Kelley’s recommendations.”) (citation omitted).
As in Long, however, we must consider whether the fact that
Simmons did not himself terminate Glorioso but instead
recommended her termination to Hinton, who made the same
recommendation to Epps, who in turn recommended termination to
Puckett, who made the final decision to fire Glorioso, severs the
causal link between Simmons’s allegedly retaliatory
recommendation and Glorioso’s final termination. In Long, the
plaintiffs were fired by a college president on the
recommendations of their immediate supervisors. See
id. at 306.
We held that if the college president based his decisions on his
own independent investigation, the causal link between the
supervisors’ allegedly retaliatory intent and the plaintiffs’
terminations would be broken. See
id. at 307. If, on the other
hand, the president did not conduct his own investigation, and
instead merely “rubber stamped” the supervisors’ recommendations,
the causal link between the plaintiffs’ protected activities and
their subsequent terminations would remain intact. See
id. The
degree to which Hinton’s and Epps’s recommendations and Puckett’s
ultimate decision were based on their own independent
investigations is, of course, a question of fact. See
id.
11
Viewing the evidence in the light most favorable to Glorioso, we
must conclude that Hinton, Epps, and Puckett each merely “rubber
stamped” Simmons’s recommendation. Hinton testified at his
deposition that he had forwarded Simmons’s memorandum to Epps
“with a recommendation of termination based on Mr. Simmons’s
request.” Epps stated that he had never refused to approve a
recommendation for termination. Puckett averred that he
“probably would have asked” Epps about Simmons’s recommendation
that Glorioso be terminated but could not remember whether he in
fact had done so. None of the three officials who reviewed
Simmons’s recommendation testified that he had conducted an
independent investigation of Glorioso’s case. Accordingly, for
purposes of this appeal, we hold that Glorioso has presented
sufficient evidence to establish a causal link between her
protected activities and her termination.
Finally, we address the magistrate judge’s conclusion that
“even assuming that Glorioso could establish a prima facie case
of unlawful retaliation, the Defendants can rebut the prima facie
case with a legitimate, non-retaliatory reason for terminating
her.” The defendants offered the following explanations for
Glorioso’s termination: She was a probationary employee; she had
on one occasion jumped the chain of command; she sometimes
refused to type reports; and she did not get along with her
coworkers. These explanations, if believed, would support a
finding that the MDOC’s termination of Glorioso was non-
retaliatory. Because the defendants have satisfied their burden
12
to articulate a legitimate, non-retaliatory reason for Glorioso’s
termination, McDonnell Douglas’s burden-shifting framework drops
from the case. See
Long, 88 F.3d at 308 (citing St. Mary’s Honor
Ctr. v. Hicks,
509 U.S. 502, 511 (1993)).
We are now left with the ultimate question: whether the
defendants unlawfully retaliated against Glorioso. As we noted
earlier, a plaintiff must show that the adverse employment action
would not have occurred “but for” the protected activity in order
to prove unlawful retaliation. See
id. To defeat a motion for
summary judgment, a Title VII plaintiff, like plaintiffs in any
other civil case, must show that there is a “conflict in
substantial evidence” on this ultimate issue. Rhodes v.
Guiberson Oil Tools,
75 F.3d 989, 993 (5th Cir. 1996) (en banc)
(internal quotation marks omitted). Evidence is “substantial” if
it is “of such quality and weight that reasonable and fair-minded
men in the exercise of impartial judgment might reach different
conclusions.” Boeing Co. v. Shipman,
411 F.2d 365, 374 (5th Cir.
1969) (en banc). We must therefore determine whether reasonable
and fair-minded persons could conclude from the summary judgment
evidence that the MDOC would not have terminated Glorioso “but
for” her activity protected by Title VII.
In response to the defendants’ proffered explanations for
her termination, Glorioso presented evidence tending to show that
the but-for cause of her termination was retaliatory animus, not
the reasons the defendants gave. First, she showed that Simmons
rated her “fully successful” or “highly successful” in all
13
evaluation categories in March and June 1995. Neither evaluation
noted that Glorioso had any difficulty getting along with her
coworkers or refused to perform her duties as a clerk typist
senior. Second, she produced evidence that in response to
inquiries from the EEOC and the Mississippi Employment Security
Commission about Glorioso’s termination, the MDOC had explained,
not that she had jumped the chain of command, refused to carry
out assigned tasks, or had difficulty getting along with her
colleagues, but simply that she was a probationary employee
subject to termination without cause. Third, with respect to
Simmons’s claim that he recommended Glorioso’s termination in
part because she jumped the chain of command, Glorioso produced
evidence that the incident in question occurred within the first
six weeks of her MDOC employment and that it apparently did not
affect subsequent performance evaluations. Fourth, Simmons’s
memorandum to Hinton describes in detail Glorioso’s altercation
with Johnson, including her grievance, and then recommends that
“she be terminated immediately for her actions.” In addition,
Simmons admitted in his deposition that he told Glorioso that
there would be “problems” if she filed a grievance:
Q. [by counsel] Do you deny that it would caused some
problems if she filed a grievance?
A. No. I don’t deny that. What I said was, I said, Dee,
this is a very small office. We don’t have that many people
here. I said, Are you sure this is what you want to do as
far as filing a grievance. She said, Yes. I said, Okay.
Finally, Simmons stated that the “only reason” he mentioned
Johnson in the termination memorandum as an example of the
14
individuals with whom Glorioso did not get along was “because she
wanted to file a grievance.” We find that a reasonable
factfinder could conclude based on this evidence that Glorioso
would not have been terminated but for the fact that she engaged
in activity protected under Title VII. The district court erred
in granting summary judgment in favor of the defendants.
IV. CONCLUSION
For the foregoing reasons, we REVERSE and REMAND for further
proceedings consistent with this opinion.
15