Filed: Jan. 06, 2000
Latest Update: Mar. 02, 2020
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 99-50656 Summary Calendar _ YSLETA DEL SUR PUEBLO, Plaintiff-Appellant, versus STATE OF TEXAS, Defendant-Appellee. _ Appeal from the United States District Court for the Western District of Texas USDC No. EP-99-CV-98-P _ January 6, 2000 Before REAVLEY, SMITH and DENNIS, Circuit Judges. PER CURIAM:* Ysleta Del Sur Pueblo (“Pueblo”), an Indian Tribe, appeals the dismissal of its claims pursuant to F.R.C.P 12(b)(1). Because the distr
Summary: IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 99-50656 Summary Calendar _ YSLETA DEL SUR PUEBLO, Plaintiff-Appellant, versus STATE OF TEXAS, Defendant-Appellee. _ Appeal from the United States District Court for the Western District of Texas USDC No. EP-99-CV-98-P _ January 6, 2000 Before REAVLEY, SMITH and DENNIS, Circuit Judges. PER CURIAM:* Ysleta Del Sur Pueblo (“Pueblo”), an Indian Tribe, appeals the dismissal of its claims pursuant to F.R.C.P 12(b)(1). Because the distri..
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_____________________
No. 99-50656
Summary Calendar
_____________________
YSLETA DEL SUR PUEBLO,
Plaintiff-Appellant,
versus
STATE OF TEXAS,
Defendant-Appellee.
_______________________________________________________
Appeal from the United States District Court
for the Western District of Texas
USDC No. EP-99-CV-98-P
_______________________________________________________
January 6, 2000
Before REAVLEY, SMITH and DENNIS, Circuit Judges.
PER CURIAM:*
Ysleta Del Sur Pueblo (“Pueblo”), an Indian Tribe, appeals the dismissal of its
claims pursuant to F.R.C.P 12(b)(1). Because the district court erroneously granted
dismissal with prejudice, we modify the dismissal to render it without prejudice and
affirm as modified.
A state may be subject to suit in federal court under two circumstances. One is
waiver of immunity and the other is congressional abrogation of 11th Amendment
immunity. Florida Prepaid Postsecondary Education Expense Board v. College Savings
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5TH CIR. R.
47.5.4.
Bank, (Florida Prepaid I)
119 S. Ct. 2199, 2204 - 5 (1999). It is not contended that the
State of Texas expressly consented to this lawsuit, and implied waiver under Parden v.
Terminal Railway of Alabama State Docks Dept.,
377 U.S. 184,
84 S. Ct. 1207 (1964)
has been overruled. College Savings Bank v. Florida Prepaid Postsecondary Education
Expense Board, (Florida Prepaid II)
119 S. Ct. 2219, 2228 (1999). Because there is no
viable argument for express or implied waiver, Pueblo must establish abrogation under
Seminole Tribe of Florida v. Florida,
517 U.S. 44,
116 S. Ct. 1114 (1996).
Two tests must be satisfied for congressional abrogation of 11th Amendment
immunity. The first is that Congress must unequivocally express its intent to abrogate
State immunity. Seminole
Tribe, 116 S. Ct. at 1114. The second is that the abrogation
must be pursuant to a valid exercise of constitutional power.
Id.
Pueblo argues that the Indian Non-Intercourse Act (“INA”) abrogates State
immunity. The act as amended in 1834 and now codified at 25 U.S.C. § 177, provides:
No purchase, grant, lease, or other conveyance of lands, or any title or
claim thereto, from any Indian nation or tribe of Indians, shall be of any
validity in law or equity, unless the same be made by treaty or convention
entered into pursuant to the Constitution. Every person who, not being
employed under the authority of the United States, attempts to negotiate
such treaty or convention, directly or indirectly, or to treat with any such
nation or tribe of Indians for the title or purchase of any lands by them held
or claimed, is liable to a penalty of $1,000. The agent of any State who
may be present at any treaty held with Indians under the authority of the
United States, in the presence and with the approbation of the commissioner
of the United States appointed to hold the same, may, however, propose to,
and adjust with, the Indians the compensation to be made for their claim to
lands within such State, which shall be extinguished by treaty.
Neither this language nor the language of the prior versions meets the “unequivocally
expressed intent” test. Even if a less stringent test were applied, this statute does not
address state immunity at all and provides no basis to find congressional intent to
abrogate immunity.
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Furthermore, the INA was not passed under any constitutional power permitting
abrogation of 11th Amendment immunity. Article I powers are not a valid source of
congressional abrogation authority. Seminole Tribe,
116 S. Ct. 1132; Florida Prepaid
I,
119 S. Ct. at 2205. Neither the Commerce Clause, the Indian Commerce Clause nor the
War Powers Clause provides abrogation authority. Congress did not pass the INA
pursuant to the 14th Amendment because the last amendment of the INA occurred before
adoption of the 14th Amendment. Even if such a claim were credible, Congress must
identify conduct transgressing the 14th Amendment’s substantive provisions, and must
tailor its legislative scheme to remedying or preventing such conduct. Florida Prepaid
I,
119 S. Ct. at 2207.
Pueblo alternatively contends that the self-executing remedy of the takings clause
of the 5th Amendment provides independent abrogation by virtue of incorporation into
the 14th Amendment. The 14th Amendment only provides Congress with power to
enforce the Amendment through legislation, which provides the basis for congressional
abrogation. Remedies against states under the 14th Amendment are created by
legislation, not by other constitutional amendments.
This court has rejected 5th Amendment takings claims on 11th Amendment
immunity grounds in two prior cases. John G. and Marie Stella Kenedy Memorial
Foundation v. Mauro,
21 F.3d 667, 674 (5th Cir. 1993); McMurtray v. Holladay,
11 F.3d
499, 505 (5th Cir. 1993). First Evangelical Lutheran Church v. County of Los Angeles,
107 S. Ct. 2378, 2386 (1987), was a state court action brought against a county in which
the 11th Amendment was completely inapplicable, therefore it has no precedental effect
on our application of state immunity in federal court.
The district court erroneously dismissed with prejudice for lack of jurisdiction.
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F.R.C.P. 41(b). Alden v. Maine,
119 S. Ct. 2240 (1999) may bar a state court action;
However this question was never briefed, argued or decided in the district court and we
will not consider matters raised for the first time on appeal. The only issue decided by
the district court is that the 11th Amendment bars this claim against the State of Texas in
federal court, which has no effect on claims Pueblo may bring in state court.
Accordingly, the judgment of the district court is modified to be dismissal without
prejudice.
AFFIRMED AS MODIFIED.
4