Filed: Apr. 04, 2001
Latest Update: Mar. 02, 2020
Summary: UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 00-40524 _ WILLIE MACK MODDEN, Petitioner-Appellant, versus GARY L. JOHNSON, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION, Respondent-Appellee. _ Appeal from the United States District Court for the Eastern District of Texas _ March 23, 2001 Before JOLLY, JONES, and BENAVIDES, Circuit Judges. BENAVIDES, Circuit Judge:* Petitioner Willie Mack Modden (Modden), convicted of capital murder in Texas and sentenced to
Summary: UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _ No. 00-40524 _ WILLIE MACK MODDEN, Petitioner-Appellant, versus GARY L. JOHNSON, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION, Respondent-Appellee. _ Appeal from the United States District Court for the Eastern District of Texas _ March 23, 2001 Before JOLLY, JONES, and BENAVIDES, Circuit Judges. BENAVIDES, Circuit Judge:* Petitioner Willie Mack Modden (Modden), convicted of capital murder in Texas and sentenced to d..
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UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
__________________
No. 00-40524
__________________
WILLIE MACK MODDEN,
Petitioner-Appellant,
versus
GARY L. JOHNSON, DIRECTOR,
TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
INSTITUTIONAL DIVISION,
Respondent-Appellee.
______________________________________________
Appeal from the United States District Court for the
Eastern District of Texas
______________________________________________
March 23, 2001
Before JOLLY, JONES, and BENAVIDES, Circuit Judges.
BENAVIDES, Circuit Judge:*
Petitioner Willie Mack Modden (Modden), convicted of capital
murder in Texas and sentenced to death, requests from this Court a
Certificate of Appealability (COA) pursuant to 28 U.S.C. §
2253(c)(2). Modden’s sole argument is that his counsel rendered
ineffective assistance by failing to request a psychiatrist.
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that this
opinion should not be published and is not precedent except under the
limited circumstances set forth in 5TH CIR. R. 47.5.4.
Finding that Modden has not made a substantial showing of the
denial of a constitutional right, we DENY the COA.
I. FACTUAL AND PROCEDURAL HISTORY
On October 13, 1984, Modden was indicted for the capital
murder of Deborah Davenport (Davenport) committed during the course
of a robbery. A jury found him guilty as charged and affirmatively
answered the special issues. Pursuant to Texas law, the trial
court sentenced him to death. On direct appeal, the Texas Court of
Criminal Appeals affirmed the conviction and sentence. Modden v.
State,
721 S.W.2d 859 (Tex.Crim.App. 1986), cert. denied,
485
U.S. 1040 (1988). Several years later in an unpublished opinion,
the Court of Criminal Appeals granted Modden state habeas relief on
the claim that he was prevented from presenting and having the jury
consider evidence in mitigation of the death penalty. Ex Parte
Modden, No. 71,312 (Tex.Crim.App. February 12, 1992).
In 1992, Modden was retried for capital murder. During the
guilt-innocence phase of the trial, the State presented evidence
that on July 29, 1984, Davenport was working the night shift by
herself at a Fina gas station and convenience store in Lufkin,
Texas.1 At approximately 1:55 a.m., a customer, David Pinkerton
(Pinkerton), purchased gasoline prior to driving his evening
newspaper route. Pinkerton noticed another male customer in the
1
These facts are taken (in large part verbatim) from the findings
of fact made by the trial court during Modden’s state habeas proceedings
after an evidentiary hearing.
2
store. At first, Pinkerton believed that the other customer was a
co-worker from a previous job.
A few minutes later, Robert Ramsey (Ramsey) and his girlfriend
stopped at the store and could not find a cashier. Ramsey looked
behind the counter and found Davenport lying in a pool of blood.
Ramsey immediately sought help from passing motorists, and
emergency medical services were summoned. Shortly after being
transported to the hospital, Davenport died as a result of multiple
stab wounds. An autopsy revealed that she had been stabbed 17
times in the head and neck region. She also suffered facial
contusions.
Several hours later at a location known as “The Front” in
Lufkin, a deputy sheriff questioned Modden but he denied any
knowledge of the offense. The investigation continued without
success until a “Crimestoppers” tip was received. On October 8,
1984, Texas Ranger Don Morris and Detective Goodwin of the Lufkin
Police Department interviewed Linda McGrew (McGrew) about the
murder. McGrew gave a written statement setting forth the
following information.2 On July 28, 1994, Modden was staying in
her home as a guest of her husband Leroy McGrew. Leroy McGrew left
their home that evening with Modden and Modden’s uncle, Wilt Young
(Young). The men did not return until the next morning.
Upon his return to her home, Modden informed McGrew that he
2
At Modden’s trial, McGrew testified consistent with this
statement.
3
“had to kill a woman a little while ago.” He told her that he “had
stabbed a lady,” and that she begged him not to kill her because
she had three children. Modden “didn’t want to leave any
witnesses.”
George Houston, who was a friend of Modden, also testified at
trial that he had seen Modden, Leroy McGrew, and Young in the early
morning hours of July 29, 1984 at “the Front.” Houston observed
a bleeding wound on Modden’s head that looked like he had been
scratched. When Houston inquired regarding Modden’s scratches,
Modden told him that he “had stabbed a lady.” Modden admitted to
Houston that he had been to a service station to obtain money and
had stabbed a lady fifteen times because his uncle had instructed
him to do so. Modden essentially made the same remarks about the
killing to Houston that he had to McGrew.
On October 8, 1984, Ranger Morris interviewed Young and he
made a voluntary written statement implicating Modden in the
murder. Young also testified at trial that Modden was the one who
entered the station, retrieved the money, and killed Davenport.
A few days later, Modden gave a written statement confessing
to the robbery but not the murder. The State introduced that
confession at trial. The State also introduced portions of
Modden’s prior sworn testimony, including admissions by Modden of
his commission of the robbery, the murder of Davenport, and how
Davenport had given him a free cup of coffee just minutes before
she begged him to spare her life because of her three small
4
children.
The jury found Modden guilty as charged in the indictment. At
the punishment phase, the State offered evidence that on three
occasions Modden previously had been convicted of felony offenses,
including robbery, burglary, and theft. Various prison guards and
police officers testified regarding several incidents involving
Modden, including: hiding razor blades from jailers; attempting
escape; cutting another inmate; and starting a fire outside his
cell.
Dr. Frankie Clark, a psychologist called to testify on
Modden’s behalf, stated that there was a likelihood that Modden
would commit future acts of violence. Additionally, defense
counsel introduced into evidence an evaluation of Modden authored
by Dr. Edward Brownlee, a psychiatrist. In the report, Dr.
Brownlee diagnosed Modden as “suffering a mild mental retardation,”
the same diagnosis as the psychologists who testified at trial.
Dr. Walter Quijano, a psychologist called by the State,
testified that Modden not only acted deliberately in the murder of
Davenport but also would in all probability be a continuing danger
to society based upon both his past and current behavior.
The jury affirmatively answered the special issues, and the
trial court assessed punishment at death. The Court of Criminal
Appeals affirmed this conviction and sentence in an unpublished
opinion. Modden v. State, No. 71,493 (Tex. Crim.App. June 8,
5
1994), cert. denied,
515 U.S. 1145 (1995).
In 1997, Modden filed a state habeas application, alleging two
claims for relief. After conducting an evidentiary hearing, the
state habeas court entered findings of fact and conclusions of law
recommending that relief be denied. On June 4, 1998, the Court of
Criminal Appeals denied relief, finding that the record supported
the trial court’s findings of fact and conclusions of law.
Modden subsequently filed the instant federal habeas petition
in district court. The district court denied Modden’s petition and
his request for a COA. Modden now requests a COA from this Court.
II. ANALYSIS
A. STANDARDS OF REVIEW
Modden filed his section 2254 application for habeas relief on
September 30, 1998, which was after the April 24, 1996 effective
date of the Antiterrorism and Effective Death Penalty Act (AEDPA).
His application is therefore subject to the AEDPA. Lindh v.
Murphy,
521 U.S. 320, 336,
117 S. Ct. 2059, 2068,
138 L. Ed. 2d 481
(1997). Under the AEDPA, a petitioner must obtain a COA. 28
U.S.C. § 2253(c)(2). A COA will be granted only if the petitioner
makes “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). To make such a showing, a
petitioner “must demonstrate that the issues are debatable among
jurists of reason; that a court could resolve the issues [in a
6
different manner]; or that the questions are adequate to deserve
encouragement to proceed further.” Barefoot v. Estelle,
463 U.S.
880, 893 n.4,
103 S. Ct. 3383, 3394 n.4 (1983) (citation and
internal quotation marks omitted). Any doubt regarding whether to
grant a COA is resolved in favor of the petitioner, and the
severity of the penalty may be considered in making this
determination. Fuller v. Johnson,
114 F.3d 491, 495 (5th Cir.
1997).
To determine whether a COA should be granted, we must be
mindful of the deferential scheme set forth in the AEDPA. Hill v.
Johnson,
210 F.3d 481, 484-85 (5th Cir. 2000). Pursuant to 28
U.S.C. § 2254(d), we defer to a state court’s adjudication of
petitioner’s claims on the merits unless the state court’s decision
was: (1) “contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court
of the United States;” or (2) “resulted in a decision that was
based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.” A state court’s
decision is deemed contrary to clearly established federal law if
it reaches a legal conclusion in direct conflict with a prior
decision of the Supreme Court or if it reaches a different
conclusion than the Supreme Court based on materially
indistinguishable facts. Williams v. Taylor,
529 U.S. 362,
120
S. Ct. 1495, 1519-20 (2000). A state court’s decision constitutes
7
an unreasonable application of clearly established federal law if
it is objectively unreasonable.
Id. at 1521.
Further, state court findings of fact are presumed to be
correct, and the petitioner has the burden of rebutting the
presumption of correctness by clear and convincing evidence.
Section 2254(e)(1).
B. INEFFECTIVE ASSISTANCE OF COUNSEL
Modden contends that counsel rendered ineffective assistance
by failing to request the appointment of a psychiatrist. He argues
that a psychiatrist was needed to assist (1) in presenting an
insanity defense at the guilt-innocence phase and (2) in developing
mitigating evidence for the punishment phase. To prevail on an
ineffective assistance of counsel claim, Modden must show that his
counsel’s performance was deficient and that the deficiency
prejudiced the defense. Strickland v. Washington,
466 U.S. 668,
687,
104 S. Ct. 2052, 2064 (1984).
1. Guilt-innocence phase
With respect to the guilt-innocence phase, Modden cites Ake v.
Oklahoma,
470 U.S. 68,
105 S. Ct. 1087 (1985) for the proposition
that whenever sanity is at issue the State must furnish a
psychiatrist. We do not understand Modden to be presenting an Ake
claim per se. Indeed, no request for a psychiatrist was made to the
trial court. Modden argues that, in view of his purported entitlement
to the assistance of a psychiatrist pursuant to Ake, counsel was
8
ineffective for failing to request a psychiatrist.
Sanity, however, was not an issue at Modden’s trial. “Ake
requires that the defendant, at a minimum, make allegations
supported by a factual showing that the defendant's sanity is in
fact at issue in the case.” Volson v. Blackburn,
794 F.2d 173,
(5th Cir. 1986). We have explained that "neither the bare
assertion that the defendant was insane at the time of the offense,
nor evidence of mental problems generally is sufficient to make the
threshold showing required by Ake. Rather, the defendant, at a
minimum, must make a factual showing--must present specific
evidence--that his sanity at the time of the offense is truly at
issue." Williams v. Collins,
989 F.2d 841, 845 (5th Cir. 1993).
Although Modden points to evidence indicating that he has an
IQ of less than 58, he makes no factual showing with respect to his
sanity. Under these circumstances, Modden has not shown that under
Ake he would have been entitled to the appointment of a
psychiatrist to assist him in developing an insanity defense. Ake
therefore offers him no succor in his attempt to demonstrate
ineffective assistance of counsel at the guilt phase. Accordingly,
Modden has failed to make a substantial showing with respect to
whether counsel’s performance during the guilt-innocence phase
constituted ineffective assistance.3
3
Modden cursorily asserts that counsel should have requested
a psychiatrist “because the facts of the case raised issues
involving voluntariness of confession, ability to understand
9
2. Punishment phase
As previously stated, Modden also asserts that counsel
rendered ineffective assistance by failing to request a
psychiatrist to assist with the development of mitigating evidence
at the punishment phase. Again relying on Ake, Modden argues that
when future dangerousness becomes a factor, the State must furnish
a psychiatrist. Inasmuch as we have expressly rejected this
argument, Modden’s reliance on Ake is misplaced.
In Goodwin v. Johnson,
132 F.3d 162, 188 (5th Cir. 1998), the
petitioner argued that Ake compels the appointment of a
psychiatrist if future dangerousness is a “significant factor.” We
disagreed, stating that “[i]n Ake, the Supreme Court held that an
indigent defendant has a due process based right to the appointment
of a psychiatric expert to present rebuttal evidence at sentencing
`when the State presents psychiatric evidence of the defendant’s
future dangerousness.’”
Id. (quoting Ake, 470 U.S. at 83, 105 S.Ct.
Miranda warnings, [and] his capacity to form criminal intent.”
This Court has made clear that conclusory allegations of
ineffective assistance of counsel do not raise a constitutional
issue in a federal habeas proceeding. Ross v. Estelle,
694 F.2d
1008, 1012 (5th Cir. 1983). “In the absence of a specific showing
of how these alleged errors and omissions were constitutionally
deficient, and how they prejudiced his right to a fair trial, we
[can find] no merit to these [claims].” Barnard v. Collins,
958
F.2d 634, 642 (5th Cir. 1992). In any event, after holding a
suppression hearing regarding Modden’s ability to knowingly and
intelligently waive his rights and confess to the crime, the state
court found that Modden’s confession was voluntary. Modden has
failed to rebut this factual finding with clear and convincing
evidence. See Carter v. Johnson,
131 F.3d 452, 462 (5th Cir.
1997).
10
at 1096).
Here, the State did not put on any expert evidence, much less
psychiatric evidence, regarding Modden’s future dangerousness
during its case-in-chief at the punishment phase. However, Modden
called a psychologist to testify on his behalf during the
punishment phase. In response to the testimony of the defense’s
psychologist, the State called a psychologist who testified in
rebuttal with respect to Modden’s future dangerousness.
In Ake, the Supreme Court:
indicated that the due process entitlement to
the assistance of a psychiatrist when the
state presents psychiatric evidence of future
dangerousness is predicated upon the notion
that psychiatric testimony offered on behalf
of the defendant is uniquely capable of
uncover[ing], recogniz[ing], and tak[ing]
account of . . . short-comings in predictions
made by the state’s psychiatrists.
Goodwin, 132 F.3d at 188-89 (quoting
Ake, 470 U.S. at 83, 105 S.Ct.
at 1096). Although the testifying experts at Modden’s trial were
psychologists, this underlying concern in Ake was alleviated in
that Modden had his own psychologist to counter the State’s
psychologist. In sum, Modden has failed to show that the Supreme
Court’s ruling in Ake entitled him to the assistance of a
psychiatrist with respect to the punishment hearing. Thus, his
reliance on Ake to show that counsel was ineffective for failing to
request a psychiatrist is to no avail. Cf. White v. Johnson,
153
F.3d 197, 208 (5th Cir. 1998) (explaining that harmlessness of Ake
11
error precluded finding of Strickland prejudice).
Without further explanation, Modden contends that trial
counsel should have requested a psychiatrist because (1) the
psychologist appointed on behalf of Modden “would testify that the
Petitioner would commit future acts of violence” and (2) defense
counsel “intended to offer into evidence a [four year-old]
psychiatric evaluation report containing mitigating and aggravating
circumstances.”
Even assuming arguendo these two reasons offer some support
for Modden’s argument that counsel rendered deficient performance
by failing to request a psychiatrist, Modden does not even attempt
to show prejudice. In other words, Modden fails to articulate
specifically how a psychiatrist would have assisted at the
punishment stage.4 As stated by the court below, Modden “offers
nothing to demonstrate that additional assistance would have
revealed some facet of petitioner that could be considered in
mitigation of punishment.” Likewise, this Court has opined that
“without a specific, affirmative showing of what the missing
4
As set forth previously, during his state habeas proceedings,
Modden was granted an evidentiary hearing. During this hearing,
Modden’s habeas counsel questioned a psychologist that had examined
Modden in connection with the original capital murder trial. At one
point, habeas counsel was attempting to inquire whether a psychiatrist
would have been better able to explain to a jury any sort of
physiological condition of the defendant. The prosecutor objected,
stating that there was no “evidence as to their being some physiological
cause in regard to Mr. Modden.” In response, habeas counsel stated
“Judge, that’s the whole point. We’ll never know.”
12
evidence or testimony would have been, a habeas court cannot even
begin to apply Strickland’s standards because it is very difficult
to assess whether counsel’s performance was deficient, and nearly
impossible to determine whether the petitioner was prejudiced by
any deficiencies in counsel’s performance.” Anderson v. Collins,
18 F.3d 1208, 1221 (5th Cir. 1994) (internal quotation marks and
citation omitted).
In conclusion, Modden has not made a substantial showing of
the denial of a federal right. He therefore is not entitled to a
COA on his claim of ineffective assistance of counsel.
DENIED.
13