Filed: May 20, 2015
Latest Update: Mar. 02, 2020
Summary: Case: 14-70007 Document: 00513049604 Page: 1 Date Filed: 05/20/2015 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 14-70007 United States Court of Appeals Fifth Circuit FILED SHELTON DENORIA JONES, May 20, 2015 Lyle W. Cayce Petitioner–Appellant, Clerk v. WILLIAM STEPHENS, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION, Respondent–Appellee. Appeal from the United States District Court for the Southern District of Texas USDC No. 4:09-CV-1825 Be
Summary: Case: 14-70007 Document: 00513049604 Page: 1 Date Filed: 05/20/2015 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 14-70007 United States Court of Appeals Fifth Circuit FILED SHELTON DENORIA JONES, May 20, 2015 Lyle W. Cayce Petitioner–Appellant, Clerk v. WILLIAM STEPHENS, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION, Respondent–Appellee. Appeal from the United States District Court for the Southern District of Texas USDC No. 4:09-CV-1825 Bef..
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Case: 14-70007 Document: 00513049604 Page: 1 Date Filed: 05/20/2015
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 14-70007
United States Court of Appeals
Fifth Circuit
FILED
SHELTON DENORIA JONES, May 20, 2015
Lyle W. Cayce
Petitioner–Appellant, Clerk
v.
WILLIAM STEPHENS, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,
Respondent–Appellee.
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 4:09-CV-1825
Before PRADO, OWEN, and SOUTHWICK, Circuit Judges.
PER CURIAM:*
Shelton Denoria Jones was convicted of capital murder and sentenced to
death in Texas state court. In a state habeas corpus proceeding, Jones asserted
that he was not afforded a fair trial because of the presence of uniformed police
officers in the gallery during his trial. The Texas Court of Criminal Appeals
(TCCA) concluded that this fair-trial claim was not timely filed, deemed the
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH
CIR. R. 47.5.4.
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claim to have been asserted in a successive application, and denied the claim
without considering the merits. Jones then filed a habeas corpus petition in
federal district court. The district court held that Jones’s fair-trial claim was
dismissed by the TCCA on an independent and adequate state-law ground and
denied the petition without considering the claim’s merits. The district court
granted a certificate of appealability (COA), and Jones appealed. We vacate
and remand.
I
Jones was charged with murdering on-duty Houston police officer Bruno
Soboleski, and Jones pleaded not guilty. Twelve to fifteen uniformed police
officers attended the first day of the guilt–innocence phase of Jones’s trial, and
though the number varied thereafter, uniformed officers continued to attend
each day of the trial. Jones’s counsel made contemporaneous objections to the
presence of the police officers, both on and off the record, but the objections
were overruled. The jury convicted Jones of capital murder and sentenced him
to death. The TCCA affirmed Jones’s conviction and sentence on direct appeal.
On January 27, 1997, the TCCA appointed state habeas counsel for
Jones. The order instructed counsel that an application for a writ of habeas
corpus must be filed in the convicting court no later than the 180th day after
the date of appointment. Because the 180-day deadline fell on Saturday, July
26, 1997, the deadline to file was the next business day, July 28, 1997.
On April 9, 1997, to allow Jones’s counsel to comply with newly enacted
filing deadlines under the Antiterrorism and Effective Death Penalty Act
(AEDPA), the TCCA granted Jones “leave to file an incomplete application for
writ of habeas corpus on or before April 24, 1997, with leave to file a
supplemental and/or amended application before July 26, 1997.” Because July
26 was a Saturday, the parties agree that the deadline was July 28. The order
stated that “[a]ny incomplete application shall not be considered by the trial
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court or this Court until the 180 day period for filing applicant’s original
application, and any extension of this period granted by the trial court, has
elapsed” and that “[a]ny supplemented application shall be deemed an original,
not a successor, application.”
In accordance with the TCCA order, on April 23, Jones filed a skeletal
habeas application. On July 25, 1997, Jones mailed an “Amended Application
for Post-Conviction Writ of Habeas Corpus” (Amended Application). The
Amended Application is stamped as filed on July 25, but a letter from the
Harris County District Clerk’s Office states that the Amended Application was
received and filed on July 28. The Amended Application contained several
grounds for relief but did not raise a claim based on the presence of uniformed
police officers at the trial. Also on July 28, Jones filed a document entitled
“Errata and Corrections to Amended Application for Post-Conviction Writ of
Habeas Corpus” (Errata). It corrected various grammatical omissions and
errors, but it also contained the entire text of Jones’s fair-trial claim regarding
the presence of uniformed police officers, which had been omitted, according to
the Errata, because of a computer software error. Affidavits supporting the
fair-trial claim were filed as part of the Amended Application because they
were not affected by the computer issue.
On October 24, 1997, Jones moved to file a “Supplemental Application
for Post-Conviction Writ of Habeas Corpus” (Supplemental Application) that
combined the Amended Application and Errata into one document for ease of
reading and comprehension. The Supplemental Application raised “no new
claims or matters not previously raised in the” Amended Application or Errata.
Several days later, the state trial court granted leave to file the Supplemental
Application and ordered that “said supplemental application shall be deemed
as an original part of the original and amended applications previously filed,
and not as a successor application.”
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Years later, in 2005, the state trial court ruled on Jones’s habeas
application. By this time, a new the state district judge had succeeded the
judge who presided in 1997, and the district attorney in 1997 had been
succeeded by someone else as well. The State proposed findings of fact and
conclusions of law that did not address the Errata, and the state trial court
adopted these findings and conclusions, recommending that the TCCA deny
relief on all of Jones’s claims. As to the fair-trial claim, the trial court found
that it “was newly presented in [the] October 24, 1997 supplemental
application for writ of habeas corpus” and therefore “constitute[d] a subsequent
application for writ of habeas corpus” under Texas Code of Criminal Procedure
Article 11.071, § 5, without mentioning the Errata. The state trial court also
found that Jones waived the fair-trial claim by failing to raise it on direct
appeal. The trial court added that the officers’ presence at Jones’s trial was
not inherently or actually prejudicial.
The TCCA adopted the state trial court’s findings of fact and conclusions
of law as to the claims raised in Jones’s Amended Application. 1 As to the fair-
trial claim regarding uniformed officers, the TCCA stated:
This Court has also reviewed a document entitled
“Supplemental Application for Post-Conviction Writ for Habeas
Corpus Pursuant to Article 11.071 of the Texas Code of Criminal
Procedure.” Because this document was filed after the deadline
provided for an initial application for habeas corpus, we find it to
be a subsequent application. See Art. 11.071. We further find that
the document fails to meet one of the exceptions provided for in
Section 5 of Article 11.071 and, thus, have no authority to do
anything other than dismiss this subsequent application as an
abuse of the writ. In dismissing the subsequent application, we
1 Jones v. State, Nos. WR-62,589-01, WR-62,589-02 (Tex. Crim. App. Oct. 26, 2005)
(not designated for publication).
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also expressly reject all findings and conclusions related to this
claim and deny any motions pending that relate to the claim. 2
The TCCA’s order made no reference to the Errata.
After further state habeas proceedings not relevant here, Jones filed a
federal habeas petition raising, among other claims, the fair-trial claim
regarding uniformed officers and a claim based on Penry v. Lynaugh. 3 After
the parties each moved for summary judgment, the district court held that
federal habeas review of the fair-trial claim was barred because the TCCA
dismissed the claim based on an independent and adequate state procedural
rule. The district court, however, did issue a COA on the fair-trial claim,
stating that “reasonable jurists could disagree as to whether Jones”
procedurally defaulted the claim. The district court also granted relief on the
Penry claim but denied relief and COAs on all of Jones’s other claims.
On appeal, this court vacated the COA as to the fair-trial claim. We
explained that when a district court dismisses a claim on procedural grounds,
in order for a COA to issue, the district court must determine that jurists of
reason would find debatable whether (1) the claim is procedurally defaulted
and (2) the constitutional claim itself is valid. 4 As the district court only made
the first finding and did not discuss the merits of the fair-trial claim, this court
remanded so the district court could make the second finding. 5 We also
affirmed relief on the Penry claim, entitling Jones to a new sentencing
hearing. 6
2 Id.
3 492 U.S. 302 (1989).
Jones v. Stephens, 541 F. App’x 399, 408-09 (5th Cir. 2013) (per curiam) (citing Slack
4
v. McDaniel, 529 U.S. 473, 478, 484-85 (2000)).
5 Id. at 410.
6
Id. at 406-07.
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On remand, the district court held that jurists of reason could find it
debatable whether Jones’s constitutional right to a fair trial was violated by
the presence of uniformed officers at his trial and granted a COA on that claim.
II
AEDPA governs our review of Jones’s federal habeas claims, and he is
not entitled to relief unless he is in state custody in violation of the federal
Constitution or laws or treaties of the United States. 7 An application for a writ
of habeas corpus shall not be granted with respect to any claim that was
adjudicated on the merits in state court proceedings unless the adjudication of
the claim “resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined by
the Supreme Court of the United States” or “resulted in a decision that was
based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 8
However, we do not reach the merits of a claim that federal law has been
violated if “the state court has based its rejection of the claim on a state
procedural rule that provides an adequate basis for relief, independent of the
merits of the claim.” 9 The TCCA dismissed Jones’s fair-trial claim on state
procedural grounds because it construed the claim to have been first raised in
the Supplemental Application “after the deadline provided for an initial
7 28 U.S.C. § 2254(a).
8 28 U.S.C. § 2254(d).
9 Hughes v. Quarterman,
530 F.3d 336, 341 (5th Cir. 2008) (citing Coleman v.
Thompson,
501 U.S. 722, 729-32 (1991)); see also Cone v. Bell,
556 U.S. 449, 465 (2009) (“It is
well established that federal courts will not review questions of federal law presented in a
habeas petition when the state court’s decision rests upon a state-law ground that is
independent of the federal question and adequate to support the judgment.”) (internal
quotation marks omitted); Garza v. Stephens,
738 F.3d 669, 675 (5th Cir. 2013) (“Federal
review of the merits of a procedurally-barred claim is permitted, however, where the
petitioner is able to ‘demonstrate cause for the default and actual prejudice as a result of the
alleged violation of federal law.’” (quoting
Hughes, 530 F.3d at 341)).
6
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application for habeas corpus.” 10 The TCCA determined that under Texas
Code of Criminal Procedure Article 11.071, § 5, it had “no authority to do
anything other than dismiss [the claim] as an abuse of the writ.” 11
The federal district court determined it could not consider Jones’s fair-
trial claim on the merits because it was bound by the TCCA’s interpretation of
Texas law and therefore that the claim was procedurally defaulted because it
was dismissed in state habeas proceedings on an independent and adequate
state ground. While the district court is correct that a federal court may not
question the interpretation of state law by the highest court of that state, 12 the
independence and adequacy of a state procedural bar is itself a federal question
that this court reviews de novo. 13
III
To be adequate, a state law ground “must have been ‘firmly established
and regularly followed’ by the time” the state courts applied it to the
petitioner. 14 “If the state law ground is not firmly established and regularly
followed, there is no bar to federal review and a federal habeas court may go to
10 Jones v. State, Nos. WR-62,589-01, WR-62,589-02 (Tex. Crim. App. Oct. 26, 2005)
(not designated for publication).
11 Id.
12Hortonville Joint Sch. Dist. No. 1 v. Hortonville Educ. Ass’n,
426 U.S. 482, 488
(1976) (“We are, of course, bound to accept the interpretation of [the State’s] law by the
highest court of the State.”).
13 Cone, 556 U.S. at 465; Wright v. Quarterman,
470 F.3d 581, 586 (5th Cir. 2006)
(citing Rosales v. Dretke,
444 F.3d 703, 707 (5th Cir. 2006)).
14Ford v. Georgia, 498 U.S. 411, 423-24 (1991) (quoting James v. Kentucky,
466 U.S.
341, 348 (1984)); accord Balentine v. Thaler,
626 F.3d 842, 856 (5th Cir. 2010); see also BRIAN
R. MEANS, FEDERAL HABEAS MANUAL § 9B:29 (2014) (“The state procedural rule must have
been sufficiently clear at the time of the default to have put the petitioner on notice of what
conduct was required.”).
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the merits of the claim.” 15 “It is the petitioner’s burden to demonstrate that
the procedural bar is not regularly applied . . . .” 16
If Jones had first raised his claim regarding uniformed officers in the
Supplemental Application filed October 24, 1997, the TCCA’s conclusion that
the claim was not filed timely and that it did not meet any of the exceptions in
Article 11.071 would constitute firmly established and regularly followed
procedural rule. However, the TCCA failed to consider and did not appear to
be aware of the Errata, which was filed before the deadline for filing Jones’s
initial application. Accordingly, our inquiry is whether a rule barring claims
first raised in a document filed on or before the initial-application deadline but
after the filing of an amended application was firmly established and regularly
followed under Texas law.
The Director asserts that the language of the TCCA’s April 9, 1997, order
compels the conclusion that “[o]nce Jones filed his Amended Application, he
subjected himself to the strictures of article 11.071, section 5 for subsequently
filed applications. That the Errata may have been filed within [the initial-
application deadline] is therefore irrelevant.” Specifically, the Director argues
that the April 9 order was merely articulating the same rule set forth by the
TCCA in Ex parte Medina 17 and Ex parte Kerr, 18 that habeas applicants get
“one bite at the apple,” and the Errata was an attempt at a second. These cases
are inapposite. In Medina, in an effort to change the TCCA’s pleading
requirements, appointed counsel intentionally filed an initial habeas
application in a death-penalty case that contained virtually no facts in support
15 Rosales, 444 F.3d at 707 (citing Barr v. Columbia,
378 U.S. 146, 149 (1964)).
16 Wright, 470 F.3d at 586 (citation omitted).
17 361 S.W.3d 633 (Tex. Crim. App. 2011) (per curiam).
18 64 S.W.3d 414 (Tex. Crim. App. 2002).
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of the claims. 19 The TCCA held that the lack of factual support for the claims
did not comply with the rules for an initial application, but notwithstanding
the “one-bite-at-the-apple” rule, it appointed new counsel for the defendant to
file an adequate application. 20 Similarly, in Kerr, appointed counsel in a death-
penalty case filed a document that challenged the constitutionality of the Texas
habeas corpus statutory scheme but did not challenge Kerr’s conviction or
sentence. 21 The TCCA held that the document did not constitute an initial
application, but the court appointed new counsel to file another application and
deemed that application timely. 22
In the present case, there is no dispute that the Amended Application
filed on July 25th was an “initial application” as it sought relief from the
underlying judgment of conviction and death sentence and contained facts to
support the claims made. But the Amended Application’s status as a valid
initial application is not dispositive because the relevant question is whether
there was a firmly established rule that barred Jones from raising the fair-trial
claim in the timely filed Errata. We cannot find such a firmly established rule.
The TCCA relied on Texas Code of Criminal Procedure Article 11.071,
§ 5 to dismiss the fair-trial claim. Section 5(a) provides that, with exceptions
not applicable here, “[i]f a subsequent application for a writ of habeas corpus
is filed after filing an initial application, a court may not consider the merits of
or grant relief based on the subsequent application.” 23 Section 5(f), which
became effective in 1999, further provides that “[i]f an amended or
supplemental application is not filed within the time specified [for filing an
19 Medina, 361 S.W.3d at 635.
20 Id. at 642-43.
21
Kerr, 64 S.W.3d at 419-20.
22 Id. at 419-20.
23 TEX. CODE CRIM. PROC. ANN. art. 11.071, § 5(a).
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initial application], the court shall treat the application as a subsequent
application under this section.” 24 Section 5, however, “does not explicitly
address an applicant’s right to amend an application or to file supplemental
applications after an initial application has been filed” 25 and thus does not
explicitly address whether a document filed after the initial application but
before the filing deadline is a “subsequent” application. While we have held
that “since 1994, the Texas abuse of the writ doctrine [codified in Article
11.071, § 5(a)] has been consistently applied as a procedural bar, and that it is
an independent and adequate state ground,” 26 we have done so in cases in
which the doctrine was applied to habeas applications filed after the deadline
for filing the initial application. 27
Decisions of the TCCA further indicate that there is no firmly
established and regularly followed rule barring claims raised in the unique
posture of the Errata. For example, the TCCA has rejected documents filed by
a habeas applicant “which purport to be motions to amend the original petition
for habeas corpus” because “an untimely amendment adding new claims is not
allowed under Article 11.071.” 28 The TCCA has also rejected a petitioner’s
attempt to supplement his habeas application because the “filing was an
24Id. § 5(f); accord GEORGE E. DIX & JOHN M. SCHMOLESKY, 43B TEXAS PRACTICE
SERIES, CRIMINAL PRACTICE AND PROCEDURE § 58:69 (3d ed. 2014).
25 43B DIX & SCHMOLESKY, supra, § 58:69.
26Reed v. Stephens, 739 F.3d 753, 766 (5th Cir. 2014) (quoting Hughes v. Quarterman,
530 F.3d 336, 342 (5th Cir. 2008)) (internal quotation marks omitted).
27 E.g., id. at 762-63, 766 & n.4 (holding that, as applied to a third state habeas petition
filed over three years after the TCCA denied the first habeas petition, the abuse of the writ
doctrine was an independent and adequate state ground); Balentine v. Thaler,
626 F.3d 842,
844-45, 856-57 (5th Cir. 2010) (same as applied to second habeas petition filed about eight
and a half years after initial habeas petition was filed);
Hughes, 530 F.3d at 340-42 (same as
applied to second habeas petition filed over four years after initial habeas petition).
28Ex parte Medina, 361 S.W.3d 633, 637 (Tex. Crim. App. 2011) (per curiam)
(emphasis added).
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‘untimely supplement’ to the initial application” that did not comply with
Article 11.071. 29 These cases appear to leave open the possibility that had the
supplemental documents been timely filed, the Texas courts would not
necessarily be barred from considering them.
Likewise, in referring to Jones’s Supplemental Application that
combined the Amended Application and the Errata, the TCCA said: “Because
this document was filed after the deadline provided for an initial application
for habeas corpus, we find it to be a subsequent application.” This language
suggests that if the TCCA had been aware of and considered the timely filed
Errata as the first document raising the fair-trial claim, it would not have held
it to be a subsequent application.
Therefore, we cannot say that Jones’s fair-trial claim, raised in the
Errata prior to the initial application deadline, was procedurally barred
pursuant to a firmly established and regularly followed rule. The Director has
pointed to no Texas statute or case that compels us to hold otherwise. The
procedural bar was thus inadequate, and federal courts may review the merits
of Jones’s claim regarding the presence of uniformed police officers in the
gallery during his trial. 30 Accordingly, we remand to the district court to
evaluate Jones’s fair-trial claim on the merits. 31
* * *
29 Ex parte Graves, 70 S.W.3d 103, 106 (Tex. Crim. App. 2002) (emphasis added).
30 Ford v. Georgia, 498 U.S. 411, 423-24 (1991) (“[O]nly a ‘firmly established and
regularly followed state practice’ may be interposed by a State to prevent subsequent review
by this Court of a federal constitutional claim.”) (quoting James v. Kentucky,
466 U.S. 341,
348-51 (1984)); Woodfox v. Cain,
609 F.3d 774, 822 (5th Cir. 2010) (“A novel state procedural
rule, inconsistently applied, and about which a litigant might have no knowledge, cannot be
used to block review in federal court of [a] constitutional claim.”).
31 Rosales v. Dretke, 444 F.3d 703, 710 (5th Cir. 2006) (vacating the district court’s
decision holding the state’s procedural bar of a Batson claim to be independent and adequate,
and remanding for a determination of the claim on the merits).
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We VACATE the decision of the district court dismissing Jones’s fair-
trial claim regarding uniformed officers and REMAND for further proceedings
consistent with this opinion.
12
