KENNETH A. MARRA, District Judge.
Donald Alan Tobkin ("Tobkin"), a Chapter 7 debtor, appeals the Bankruptcy Court's Memorandum Opinion Denying
On March 10, 2010, the Florida Supreme Court entered a judgment in favor of The Florida Bar ("Florida Bar") against Tobkin, disbarring Tobkin from the practice of law in the State of Florida for a period of five years (the "Disbarment Judgment"). As part of the disbarment, the Supreme Court of Florida imposed a sanction against Tobkin that required him to pay restitution for the benefit of his former client in the amount of $20,602.04. Additionally, pursuant to its discretionary authority under Rules Regulating the Florida Bar 3-76(q)(2), the Supreme Court of Florida imposed a judgment against Tobkin in favor of the Florida Bar in the amount of $12,217.39 (the "Cost Judgment").
On September 1, 2011, Tobkin filed a voluntary bankruptcy petition under Chapter 13 in the Bankruptcy Court for the Southern District of Florida. In re Donald Alan Tobkin, Case No. 11-34669-LMI. Tobkin listed the Florida Bar on Schedule D as a secured creditor, but failed to list the Florida Bar on the "Creditor Matrix." Opinion at 2. Thus, the Florida Bar did not receive notice of the bankruptcy petition until after the claims bar date. On February 23, 2012, the case was converted from Chapter 13 to Chapter 7. Id.
On January 3, 2012, Tobkin filed an adversary complaint seeking to (1) disallow the Florida Bar's yet-to-be filed claim, (2) strike any yet-to-be filed objection of the Florida Bar to Tobkin's Chapter 13 Plan, (3) determine the validity, priority and extent of the Florid Bar's yet-to-be filed claim, and (4) invalidate and void the Disbarment Judgment. Opinion at 3. Tobkin v. The Florida Bar, Adv. Pro. No. 12-01003 (Bankr.S.D.Fla.) ("Initial Adversary Proceeding"). The Florida Bar moved to dismiss the Initial Adversary Proceeding, which motion was granted. Adv. Pro. No. 12-01003, ECF No. 17. Id.
On May 22, 2012, the Florida Bar filed an adversary proceeding against Tobkin, The Florida Bar v. Tobkin, Adv. Pro. No. 12-01415 (Bankr.S.D.Fla.) ("Dischargeability Action"), seeking a determination that the Cost Judgment against Tobkin is non-dischargeable under 11 U.S.C. § 523(a)(7) [Adv. Pro. No. 12-01415, ECF No. 1]. On July 9, 2012, Tobkin filed a Motion to Dismiss the Adversary Proceeding ("Motion to Dismiss") [Adv. Pro. No. 12-01415, ECF No. 11]. Shortly thereafter, on July 18, 2012, the Florida Bar filed its Motion for Summary Judgment ("Motion for Summary Judgment") [Adv. Pro. No. 12-01415, ECF No. 17].
Prior to the hearing on both the Motion to Dismiss and the Motion for Summary Judgment in the Dischargeability Action, Tobkin served the Florida Bar with several sets of requests for admission. The Florida Bar served answers to Tobkin's First Set of Requests for Admission, but sought a protective order regarding the remaining requests arguing they would not lead to information pertaining to the dischargeability of the Cost Judgment. See Adv. Pro. No. 12-01415, ECF No. 27. In the days after the Florida Bar's Motion for Protective Order, Tobkin filed a Motion to Compel Better Responses from the Florida Bar. On October 15, 2012, the Bankruptcy Court entered an Order Granting the Florida Bar's Motion for Protective Order and a separate Order Denying Appellant's Motion to Compel. [Adv. Pro. No. 12-01415, ECF No. 36, 37]. Tobkin
On October 9, 2012, the Bankruptcy Court conducted a hearing on the Motion to Dismiss and Motion for Summary Judgment. On November 26, 2012, the Bankruptcy Court issued its Opinion [Adv. Pro. No. 12-01415, ECF No. 42], which determined the Cost Judgment to be non-dischargeable under Section 523(a)(7). On December 10, 2012, Tobkin filed a Motion for Relief from Judgment or Order ("Motion for Relief") [Adv. Pro. No. 12-01415, ECF No. 47], which the Bankruptcy Court denied on January 17, 2013 ("Reconsideration Order") [Adv. Pro. No. 12-01415, ECF No. 59]. Tobkin brought the instant appeal seeking review of the Opinion and the Reconsideration Order.
An appellate court reviews de novo a bankruptcy court's grant of summary judgment, applying the same legal standard used by the bankruptcy court. See In re Delco Oil, Inc., 599 F.3d 1255, 1257-58 (11th Cir.2010); Fed. R. Bankr.P. 7056 (making Fed.R.Civ.P. 56's summary judgment standard applicable in bankruptcy adversary proceedings). Summary judgment is proper if the pleadings, discovery, any affidavits and disclosure materials on file show "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a).
Under 11 U.S.C. § 523(a), certain debts are excepted from discharge in bankruptcy proceedings, including any debt "for a fine, penalty, or forfeiture payable to and for the benefit of a governmental unit, [which] is not compensation for actual pecuniary loss," id. § 523(a)(7). Section 523(a)(7) applies both to civil and criminal penalties. See In re Feingold, 730 F.3d 1268, 1276 (11th Cir.2013) citing U.S. Dep't of Hous. & Urban Dev. v. Cost Control Mktg. & Sales Mgmt. of Va., Inc., 64 F.3d 920, 927-28 (4th Cir.1995). Here, Tobkin argues the Bankruptcy Court erred in granting summary judgment because the Florida Bar "fatally failed to allege [it is] a `government' creditor and could never prove [it is] a government entity." DE 9 at 20 of 31. Therefore, the issue on appeal is whether the Cost Judgment the Florida Bar seeks to collect from Tobkin is a fine or penalty payable to and for the benefit of a governmental unit.
On appeal, Tobkin contends that the Florida Bar is not any type of government entity. DE 9 at 26 of 31. He bases this argument on the fact that the Florida Bar, in response to a request for admission, admitted that it is not a "government entity," as well as the Florida Bar's exclusion from the Bankruptcy Code's definition of a "governmental unit" under 11 U.S.C. § 101(27).
At the outset, the Court wishes to point out an important flaw in Tobkin's analysis. Tobkin relies on the fact that the Florida Bar admitted in a request for admission that it is not a governmental "entity" to establish that it is not a governmental unit for purposes of this appeal. This request for admission was improper because it asked for a conclusion of law.
Federal Rule of Civil Procedure 36(a) authorizes a party to serve a request for an admission relating to the application of law to fact, but a party may not seek an admission as to a pure conclusion of law. See In re Krepps, 476 B.R. 646, 649 (Bankr.S.D.Ga.2012) (request for admissions could not be directed towards conclusions of law).
Tobkin argues that 11 U.S.C. § 101(15)
Tobkin attempts to make two final issues with conclusory statements and no further analysis. He argues, (1) "[e]ven if the Florida Bar were deemed a valid governmental unit, then the Florida Bar waived sovereign immunity by filing its proof of claim in Tobkin's bankruptcy case," and (2) the Bankruptcy Court erred as a matter of law by not compelling the Florida Bar to answer all unanswered Requests for Admission. Without factual details, legal argument and supportive authority, the Court rejects these claims out of hand.
This Court concludes that the Bankruptcy Court correctly determined that the Cost Judgment was non-dischargeable because