Filed: Jun. 23, 2005
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT June 22, 2005 _ Charles R. Fulbruge III No. 04-70018 Clerk _ TONY EGBUNA FORD, Petitioner - Appellant, versus DOUG DRETKE, Director, Texas Department of Criminal Justice, Institutional Division, Respondent - Appellee. _ Appeal from the United States District Court for the Western District of Texas, El Paso Division District Court Cause No. 01-CA-386 _ Before HIGGINBOTHAM, DAVIS and
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT June 22, 2005 _ Charles R. Fulbruge III No. 04-70018 Clerk _ TONY EGBUNA FORD, Petitioner - Appellant, versus DOUG DRETKE, Director, Texas Department of Criminal Justice, Institutional Division, Respondent - Appellee. _ Appeal from the United States District Court for the Western District of Texas, El Paso Division District Court Cause No. 01-CA-386 _ Before HIGGINBOTHAM, DAVIS and P..
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United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT June 22, 2005
_____________________
Charles R. Fulbruge III
No. 04-70018 Clerk
_____________________
TONY EGBUNA FORD,
Petitioner - Appellant,
versus
DOUG DRETKE,
Director, Texas Department of Criminal Justice,
Institutional Division,
Respondent - Appellee.
_________________________________________________________________
Appeal from the United States District Court
for the Western District of Texas, El Paso Division
District Court Cause No. 01-CA-386
_________________________________________________________________
Before HIGGINBOTHAM, DAVIS and PRADO, Circuit Judges.
PER CURIAM:*
Tony Egbuna Ford, a Texas inmate, appeals from the district
court’s denial of his application for fedeal habeas relief under
28 U.S.C. § 2254. A jury convicted Ford of capital murder, and
the state trial judge sentenced Ford to death. Ford claims that
his conviction was obtained in violation of the federal
constitution. After considering Ford’s arguments, the court
affirms the district court’s judgment.
*
Pursuant to 5TH CIRCUIT RULE 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIRCUIT
RULE 47.5.4.
1
Background of the Appeal
Ford’s conviction arose from a home invasion in which two
young black men forcibly entered a Hispanic woman’s home. At the
time of the break-in, the mother’s teenage son, Armando, and her
two adult daughters, Myra and Lisa, were at the house. After
breaking into the house, the two men demanded that the occupants
give them “the money.” When the family responded that they had
no money, the men demanded jewelry and the family complied. The
men then demanded the keys to the car parked outside the house.
Lisa threw the keys toward one of the men, who wore a long dark
coat. After Lisa threw the keys, the man in the long dark coat
fired a gun at each member of the family. Armando was hit and
died instantly. Lisa and her mother were also hit, but survived;
the mother, however, was left severely disabled. When the
shooter fired at Myra, she fell to the floor and pretended to be
hit.
Shortly after the incident, Myra and Lisa identified Ford as
the shooter using a police photo identification lineup. A Texas
grand jury then indicted Ford for the capital murder of Armando
and the attempted capital murders of Myra, Lisa, and the mother.
Prior to trial, Ford filed a motion asking the trial judge to
appoint him an expert on eyewitness identification. Ford argued
that he needed an expert to dispel common notions that eyewitness
accounts of events are infallible and necessarily accurate. Ford
2
explained that Myra and Lisa were under a great deal of stress
when they observed the shooter and that they did not view the
shooter for an extended period of time. The trial judge denied
the motion, and Ford proceeded to trial without an expert.
Myra and Lisa testified at Ford’s trial and identified Ford
as the shooter. The only other evidence linking Ford to the
crime was a long dark coat Ford was wearing when he was arrested.
Ford testified during his trial and maintained that he never
entered the house. Ford explained that although he drove to the
house with Van Nash Belton and Van Nash’s younger brother, Victor
Belton, he stayed outside while Van Nash and Victor entered the
house. Ford, Van Nash, and Victor are all black. Ford explained
that he gave his coat to Victor to conceal a gun. Although the
State introduced Ford’s coat as evidence, Ford did not admit the
coat was his.
A Texas jury convicted Ford of the capital murder of Armando
on July 9, 1993 and assessed a death sentence. The Texas Court
of Criminal Appeals affirmed the conviction and the sentence.
Later, the Court of Criminal Appeals denied Ford’s state habeas
corpus petition.
Ford filed for federal habeas relief on July 24, 2002. The
district court entered a final judgment denying relief and
denying Ford a certificate of appealability (COA) on April 5,
2004. Ford then filed a notice of appeal, and this court granted
a COA on three issues: (1) whether the trial court erred in
3
denying Ford a court-appointed expert, (2) whether Ford’s trial
attorneys were ineffective for failing to pursue the motion for
an expert on eyewitness identification, and (3) whether Ford’s
appellate attorney was ineffective for failing to challenge the
performance of his trial attorneys on appeal.
Ford’s Request for an Expert Witness
Ford maintains that Myra and Lisa were mistaken in their
identifications of him as the shooter and that Victor Belton was
the actual shooter. In his petition for federal habeas relief,
Ford argued that the state trial judge denied his due process
right to an eyewitness identification expert. Ford argued that
he was entitled to an expert under the Supreme Court’s opinion in
Ake v. Oklahoma because he demonstrated that the reliability of
the eyewitness testimony would be a significant factor at trial.
To show the importance of an expert to his defense, Ford
presented a report by Dr. Roy S. Malpass, an expert on eyewitness
identification. In the report, Dr. Malpass reported the results
of a study establishing facial similarities between Ford and
Victor, discussing the risk of erroneous identification in cross-
race identifications, and explaining how the presence of a weapon
and stress decrease the reliability of an eyewitness’s
identification. After considering Ford’s argument, the district
court determined that Ford had not rebutted the presumptive
correctness of the state trial court’s factual findings——that
4
Ford was not mistakenly identified by the eyewitnesses and there
was no impropriety in the way the police conducted the photo
lineup that led to Ford’s identification. The district court
observed that no persuasive evidence existed that Myra and Lisa
actually identified the wrong man.
Because Ford’s claim is before the court on collateral
review, the court must first determine whether the relief Ford
seeks would create a new rule.1 “[A] case announces a new rule
if the result was not dictated by precedent existing at the time
the defendant's conviction became final.”2 If resolving the
claim in Ford’s favor would create a new rule of law, the court
will neither announce nor apply the new rule unless it falls into
one of two narrow exceptions.3 “Under the first exception, a new
rule should be applied retroactively if it places certain kinds
of primary, private individual conduct beyond the power of the
criminal law-making authority to proscribe.”4 “Under the second
exception, a new rule may be applied on collateral review if it
requires the observance of those procedures that . . . are
implicit in the concept of ordered liberty.”5
1
Saffle v. Parks,
494 U.S. 484, 487 (1990).
2
Teague v. Lane,
489 U.S. 288, 301 (1989).
3
Saffle, 494 U.S. at 87-88.
4
Butler v. McKellar,
494 U.S. 407, 415 (1990) (internal
quotations and citations omitted).
5
Butler, 494 U.S. at 416.
5
In the instant case, Ford would have the court extend Ake v.
Oklahoma.6 In Ake, the Supreme Court held that, upon request, a
trial court must appoint a psychiatrist for an indigent defendant
if the defendant demonstrates that his sanity will be a
significant factor at trial.7 The Court explained that “when the
State has made the defendant's mental condition relevant to his
criminal culpability and to the punishment he might suffer, the
assistance of a psychiatrist may well be crucial to the
defendant's ability to marshal his defense.”8 Ford contends that
the state trial judge should have granted his request for an
expert because his identification as the shooter was a
significant factor at trial and an expert was crucial to his
defense. The Ake Court, however, did not consider the right of
an indigent defendant to the appointment of an expert on
eyewitness identification. Instead, the Court was concerned with
ensuring that an indigent defendant has access to the basic tools
for an adequate defense.9 Cross-examination of an eyewitness is
the most basic tool for an adequate defense where the defendant
maintains the witness is mistaken. As far as this court has
determined, no authority exists that requires a trial court to
6
Ake v. Oklahoma,
470 U.S. 68, 70 (1985).
7
Ake, 470 U.S. at 70.
8
Id. at 80.
9
See
id. at 77.
6
appoint an expert in eyewitness identification.10 Thus, Ford
seeks a new rule of law because the appointment of an expert “was
not dictated by precedent existing at the time [his] conviction
became final.”11
Because Ford seeks a new rule of law, the court must
determine whether the rule falls into one of the two exceptions
to rule against application of a new rule of law on collateral
review.12 The first exception——where the rule places certain
kinds of primary, private individual conduct beyond the power of
the criminal law-making authority to proscribe13——does not apply
because Ford does not contend that Texas may not proscribe
capital murder.14 The second exception——where the rule requires
the observance of procedures that are implicit in the concept of
ordered liberty——is reserved “‘for watershed rules of criminal
procedure’ implicating the fundamental fairness and accuracy of
the criminal proceeding,”15 such as the right to counsel in
10
Jackson v. Ylst,
921 F.2d 882, 886 (9th Cir. 1990).
11
Teague, 489 U.S. at 301.
12
Jackson, 921 F.2d at 886.
13
Butler, 494 U.S. at 415.
14
See
Jackson, 921 F.2d at 886 (making the same
determination in a case where a California inmate challenged the
denial of his request for an eyewitness expert in a federal
habeas petition).
15
Saffle, 494 U.S. at 495 (quoting
Teague, 489 U.S. at 311).
7
criminal proceedings for serious offenses.16 These watershed
rules are ones “without which the likelihood of an accurate
conviction is seriously diminished.”17 A rule requiring the
appointment of an expert on eyewitness identification does not
fall within the second exception because an effective cross-
examination will ordinarily expose an erroneous eyewitness
identification.18 The rule proposed by Ford requiring the
appointment of an expert on eyewitness identification fails the
“watershed test” because it does not implicate fundamental
fairness or the accuracy of a criminal proceeding.19
Because the rule Ford seeks does not fall within one of the
exceptions to the rule against the application of a new rule on
collateral review, the court will not consider Ford’s due process
argument further.
Standard of Review
As for Ford’s remaining claims, the standards established by
the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA)
govern Ford’s application for federal habeas relief. Under the
AEDPA, this court may not grant relief on a claim the state
16
Id.
17
Teague, 489 U.S. at 313.
18
United States v. Christophe,
833 F.2d 1296, 1300 (9th Cir.
1987).
19
See
Jackson, 921 F.2d at 886.
8
courts have adjudicated on the merits “unless the adjudication of
the claim . . . resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United
States.”20 “A state court's decision is deemed ‘contrary to’
clearly established federal law if it relies on legal rules that
directly conflict with prior holdings of the Supreme Court or if
it reaches a different conclusion than the Supreme Court on
materially indistinguishable facts.”21 “A state court's decision
constitutes an unreasonable application of clearly established
federal law if it is objectively unreasonable.”22 This court
presumes the state court findings of fact are correct, and the
petitioner has the burden of rebutting the presumption of
correctness by clear and convincing evidence.23 The court
reviews the district court’s findings of fact for clear error and
its conclusions of law de novo, applying the same standards to
the state court’s decision as did the district court.24
Ford’s Ineffective Assistance of Trial Counsel Claim
20
28 U.S.C. § 2254(d)(1).
21
Busby v. Dretke,
359 F.3d 708, 713 (5th Cir. 2004)
(quoting Williams v. Taylor,
529 U.S. 362, 405-06 (2000)).
22
Pondexter v. Dretke,
346 F.3d 142, 146 (5th Cir. 2003).
23
See 28 U.S.C. § 2254(e)(1).
24
See
Busby, 359 F.3d at 713.
9
Ford’s attorneys filed the motion for the appointment of an
expert on July 6, 1992. The state trial judge first considered
the motion during a hearing on August 5, 1992. During the
hearing, the trial judge expressed his concern that an expert
would invade the province of the jury, but postponed further
consideration of the motion until a second hearing on April 2,
1993. During that hearing, the prosecutor suggested that a state
court opinion existed that held that eyewitness expert testimony
was not admissible at trial. The judge directed the prosecutor
to provide him with a copy of the opinion and stated that he
would hold Ford’s motion in abeyance. The judge then told Ford’s
attorneys, “If it’s not brought to me within the two week period,
then you reurge your motion. Otherwise, it’s overruled.” The
record does not reflect that the prosecutor ever presented the
opinion to the trial judge. Ford’s attorneys did not reurge the
motion.
In his petition for federal habeas relief, Ford argued that
his trial attorneys were ineffective because they failed to
pursue his motion for the appointment of an expert after the
trial judge gave them the opportunity to provide authority for
the motion. The district court considered this claim de novo
because the state habeas court did not make a specific finding
about deficient performance. The district court concluded that
Ford failed to meet his burden to demonstrate ineffective
assistance because he did not show that, as of the date of his
10
trial, a United States Supreme Court opinion established a right
to a court-appointed eyewitness identification expert and that he
failed to overcome the presumption that his attorneys acted
reasonably.
To establish ineffective assistance of counsel, a criminal
defendant must show that his attorney’s assistance was deficient
and that the deficiency prejudiced him.25 “To establish
deficient performance, a petitioner must demonstrate that
counsel’s representation ‘fell below an objective standard of
reasonableness.’”26 “In any case presenting an ineffectiveness
claim, the performance inquiry must be whether counsel’s
assistance was reasonable considering all the circumstances.”27
The circumstances here do not indicate that Ford’s trial
attorneys were ineffective. Even though they were unsuccessful
in obtaining the appointment of an eyewitness expert and failed
to further urge the motion when given the opportunity, Ford’s
attorneys presented Ford’s defense of mistaken identity by
effectively cross-examining Myra and Lisa and demonstrating the
possibility that the sisters were mistaken in their
identification of Ford as the shooter.
25
Hopkins v. Cockrell,
325 F.3d 579, 586 (5th Cir.), cert.
denied,
504 U.S. 968 (2003).
26
Wiggins v. Smith,
539 U.S. 510, 521 (2003) (quoting
Strickland v. Washington,
466 U.S. 668, 688 (1984)).
27
Strickland v. Washington,
466 U.S. 668, 688 (1984).
11
During his cross-examination of Myra, Ford’s attorney cast
doubt on Myra’s identification of Ford by showing that Myra
avoided looking at the intruders because she recognized Van Nash
as a familiar face and did not want him to recognize her. During
cross, Myra admitted that she looked down much of the time the
men were in the house. The attorney also explored the
discrepancies in Myra’s description of Ford. Myra testified that
the shooter was between five-four and five-five, wore a knitted
cap that covered his hair and ears, and had a clear face. Cross-
examination also established that on the night of the shootings,
Myra described the shooter as being small-framed and with a clear
complexion. These descriptions contrasted sharply with Ford’s
actual height of five-eight and his complexion which was marred
by seven scars. Myra admitted that she never told the police
that the shooter had any scars on his face. The attorney also
established that although Myra testified on direct that she saw
Ford shoot her brother and her mother, on the night of the
incident, she did not tell the police that she actually saw the
shooter shoot them. Instead, Myra told the police that she saw
the back of the shooter and heard gunshots. Myra’s cross-
examination also showed that Myra viewed the shooter for a very
short period of time; Myra estimated the shooting incident took
between two and five seconds.
The attorney also cast doubt on Lisa’s identification.
During cross, Ford’s attorney established that Lisa did not see
12
the shooter shoot members of the family because she had buried
her face in a pillow; instead, the attorney showed that Lisa
simply heard the gunshots. The attorney also showed that very
shortly after the incident, Lisa was unable to give the police an
accurate description of the men who entered her mother’s house.
Like Myra, Lisa described the shooter as having a very clear
complexion and never mentioned that the shooter had scars on his
face. The attorney confirmed with Lisa that the shooting
incident occurred in a very short time period——in just five
seconds, emphasizing the short period of time the sisters viewed
the shooter.
Notably, the attorneys succeeded in getting a photo of
Victor Belton admitted into evidence. The photo was taken very
shortly after the murder. Using the photo, the attorneys
compared the physical characteristics of Ford and Victor Belton
and explained how Ford and Victor Belton were the same height and
were very close in weight and age. During closing arguments for
the guilt-innocence phase of trial, Ford’s attorney compared the
relative weight, height, skin color, and facial features of Ford
and Victor to show the jury how the sisters could be mistaken in
their identifications of Ford. In addition, he emphasized how
the physical similarities between Ford and Victor Belton, the
stress of the situation, and the short period of time that the
shooting occurred would have made it difficult for the sisters to
remember precisely what the intruders looked like and could have
13
resulted in a mistaken identity. Thus, although they did not
reurge the motion, the attorneys presented the substance of what
an eyewitness expert would have contributed. In the absence of
controlling authority requiring the appointment of an expert on
eyewitness identification, the district court was correct: the
performance of Ford’s attorneys was not objectively unreasonable.
Whether Appellate Counsel Was Ineffective
Ford also complained in his federal habeas petition that his
appellate attorney was ineffective for failing to raise a due
process claim based on the failure of Ford’s trial attorneys to
reurge the motion for an expert. The district court dismissed
this argument after concluding that Ford’s trial attorneys were
not ineffective for failing to pursue his motion and that the
trial judge did not deny Ford due process by denying his request
for an expert. The district court reasoned that an attorney’s
failure to present a meritless argument cannot give rise to an
ineffective assistance claim because such performance is not
deficient and the result of the proceeding would not have been
different.
To show ineffective assistance of counsel on appeal, the
petitioner
must first show that his counsel was objectively
unreasonable in failing . . . to discover nonfrivolous
issues and to file a merits brief raising them. If
[he] succeeds in such a showing, he then has the burden
of demonstrating prejudice. That is, he must show a
reasonable probability that, but for his counsel’s
14
unreasonable failure to file a merits brief, he would
have prevailed on his appeal.28
The court’s discussion of Ford’s argument about the performance
of his trial attorneys shows the argument had no merit. Ford’s
appellate counsel was not required to raise an argument without
merit. The district court was correct in holding that Ford’s
appellate counsel was not deficient.
Conclusion
The adjudication of Ford’s claims about ineffective
assistance of counsel did not result in a decision that was
contrary to, or involve an unreasonable application of, clearly
established federal law, as determined by the Supreme Court.29
The state court's resolution of Ford’s arguments does not rely on
legal rules that directly conflict with prior holdings of the
Supreme Court or reach a different conclusion than the Supreme
Court on materially indistinguishable facts.30 Thus, the
district court properly denied Ford’s application for federal
habeas relief. Consequently, the court AFFIRMS the district
court’s judgment.
AFFIRMED.
28
Smith v. Robbins,
528 U.S. 259, 285 (2000).
29
28 U.S.C. § 2254(d)(1).
30
Busby, 359 F.3d at 713.
15