Filed: Jul. 25, 2005
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS July 25, 2005 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 04-20766 Summary Calendar THOMAS JOHN, Plaintiff-Appellant, versus SERAMPORE INDUSTRIES PRIVATE LTD.; SERAMPORE INDUSTRIES PRIVATE LTD., INC., Defendants-Appellees. Appeals from the United States District Court for the Southern District of Texas (USDC No. 4:03-CV-4398) _ Before REAVLEY, JOLLY and HIGGINBOTHAM, Circuit Judges. PER CURIA
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS July 25, 2005 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 04-20766 Summary Calendar THOMAS JOHN, Plaintiff-Appellant, versus SERAMPORE INDUSTRIES PRIVATE LTD.; SERAMPORE INDUSTRIES PRIVATE LTD., INC., Defendants-Appellees. Appeals from the United States District Court for the Southern District of Texas (USDC No. 4:03-CV-4398) _ Before REAVLEY, JOLLY and HIGGINBOTHAM, Circuit Judges. PER CURIAM..
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United States Court of Appeals
Fifth Circuit
F I L E D
IN THE UNITED STATES COURT OF APPEALS
July 25, 2005
FOR THE FIFTH CIRCUIT Charles R. Fulbruge III
Clerk
No. 04-20766
Summary Calendar
THOMAS JOHN,
Plaintiff-Appellant,
versus
SERAMPORE INDUSTRIES PRIVATE LTD.;
SERAMPORE INDUSTRIES PRIVATE LTD., INC.,
Defendants-Appellees.
Appeals from the United States District Court for
the Southern District of Texas
(USDC No. 4:03-CV-4398)
_________________________________________________________
Before REAVLEY, JOLLY and HIGGINBOTHAM, Circuit Judges.
PER CURIAM:*
We affirm for the following reasons.
1. Res judicata bars claims that were or could have been brought in the state
proceedings. All of appellant John’s state claims are either for stock benefits or
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should
not be published and is not precedent except under the limited circumstances set forth in
5TH CIR. R. 47.5.4.
severance pay which could have been brought in the state administrative action before the
Texas Workforce Commission. These alleged benefits would fall under the broad
definition of wages subject to the jurisdiction of the Commission. Wages under the
Payday Law include severance benefits as well as compensation for “labor or services
rendered by an employee, whether computed on a time, task, piece, commission, or other
basis.” TEX. LAB. CODE ANN. § 61.001(7) (Vernon 1996). Proceedings before the
Commission under the Payday Law are subject to the doctrine of res judicata. Igal v.
Brightstar Info. Tech. Group, Inc.,
140 S.W.3d 820, 825 (Tex. App.–Eastland 2004, writ
filed).
2. We agree with appellees that for purposes of res judicata Serampore-India was
in privity with Serampore-USA.
3. Even if we are mistaken as to the scope of the Commission’s jurisdiction, we
agree with appellees that all of John’s claims could have been brought in the suit filed in
state district court, seeking judicial review of the Commission decision. All the claims
arise out the same nucleus of operative facts and are therefore barred by res judicata.
4. As we understand John’s brief, he argues that res judicata does not apply
because the state tribunals lacked jurisdiction over his claims, as his claims for benefits
are exclusively federal by virtue of ERISA preemption. We agree with the district court
that John’s claims are not covered by ERISA because they relate to benefits allegedly due
to a single employee under a unique employment contract, rather than benefits under an
employee benefit plan applicable to a class of beneficiaries. See Mem’l Hosp. Sys. v.
2
Northbrook Life Ins. Co.,
904 F.2d 236, 240 (5th Cir. 1990). Res judicata aside, the
inapplicability of ERISA also means that John’s federal claims in the pending suit fail on
the merits.
AFFIRMED.
3