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United States v. Neal, 05-10591 (2006)

Court: Court of Appeals for the Fifth Circuit Number: 05-10591 Visitors: 54
Filed: May 30, 2006
Latest Update: Feb. 21, 2020
Summary: United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS May 30, 2006 FOR THE FIFTH CIRCUIT Charles R. Fulbruge III Clerk No. 05-10591 UNITED STATES OF AMERICA, Plaintiff-Appellee, versus SAINT FLOREL NEAL, also known as Black, Defendant-Appellant. Appeal from the United States District Court for the Northern District of Texas (04-CR-46) Before GARWOOD, HIGGINBOTHAM, and CLEMENT, Circuit Judges. GARWOOD, Circuit Judge:* Defendant-appellant Saint Florel Neal (N
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                                                                              United States Court of Appeals
                                                                                       Fifth Circuit
                                                                                     F I L E D
                     IN THE UNITED STATES COURT OF APPEALS
                                                                                       May 30, 2006
                                 FOR THE FIFTH CIRCUIT
                                                                                 Charles R. Fulbruge III
                                                                                         Clerk

                                        No. 05-10591



       UNITED STATES OF AMERICA,


                                                            Plaintiff-Appellee,
               versus



       SAINT FLOREL NEAL,
       also known as Black,                                 Defendant-Appellant.




               Appeal from the United States District Court
                     for the Northern District of Texas
                                 (04-CR-46)



Before GARWOOD, HIGGINBOTHAM, and CLEMENT, Circuit Judges.

GARWOOD, Circuit Judge:*

       Defendant-appellant Saint Florel Neal (Neal) was tried by a

jury and convicted of possession of a firearm by a convicted felon

in violation of 18 U.S.C. §§ 922(g)(1) & 924(a)(2) (count one) and

of possession of marihuana with intent to distribute in violation

of 21 U.S.C. §§ 841(a)(1) & (b)(1)(D) (count                               two).        He was



       *
        Pursuant to 5TH CIR. R. 47.5 the Court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5TH CIR. R.
47.5.4.
sentenced to 120 months’ imprisonment on count one and 60 months’

imprisonment consecutively thereto on count two.                    Neal challenges

both    an   unfavorable      evidentiary        suppression       ruling     and   his

sentence,       principally      contending,         in   his   challenge     to    the

suppression ruling, that the search and arrest warrant affidavit

contained material misrepresentations, and, in respect to his

sentence (imposed post-Booker), that the district court erred in

holding that his prior conviction for child endangerment was a

crime of violence under the “otherwise” clause of U.S.S.G. §

4B1.2(a)(2) (2003).              We affirm, holding that the good faith

exception applies and rejecting the sentencing challenge.

                        FACTS AND PROCEEDINGS BELOW

       During    January    of    2004,       ATF    agents     were   investigating

complaints of narcotics trafficking at the Sundance Apartments in

northeast    Dallas.       They    executed         two   search   warrants    at   the

complex, the result of which led them to suspect another four

apartment units.       All four of these suspected units — 1166, 1167,

2166, and 2167 — were owned by the defendant, Saint Florel Neal.

Because investigators didn't have search warrants for these four

apartments, they decided to attempt a “knock and talk.”

       An agent knocked on the door of apartment 1166, and, getting

no answer, then knocked on the door of apartment 1167.                   Orvel Hunt,

Jr. answered the door holding a gun.                The ATF agents dove for cover

and Hunt ran back inside.           The agents decided to literally smoke


                                          2
him out, breaking a window and throwing pepper spray grenades into

the apartment. A short time later, Hunt emerged from his apartment

and turned himself in.

     The defendant, Neal, was in 2167, the apartment above Hunt.

During the scuffle, Neal opened his door and peeked down.   When he

saw the ATF agents, he ran back inside.   After Hunt was arrested,

he told the agents that he sold marihuana for Neal out of his

apartment and that Neal had given him a Colt .45 for protection

during the drug deals.

     The interviewing officers relayed this information to Officer

Woods, who was in the parking lot of the Sundance Apartments and

was tasked with getting a search and arrest warrant for Neal's

apartment.   Officer Woods relayed the information to Agent Don

Kaase, whom he asked to draft the search warrant affidavit.   When

the affidavit was ready, Officer Woods signed it and presented it

to the magistrate judge.   In the affidavit, Officer Woods swore

that “I, the affiant, received information during the execution of

a search warrant on January 9, 2004, from Orvel L. HUNT Jr. . . .”

As Officer Woods later admitted during the suppression hearing,

this statement wasn't entirely true.      Officer Woods had never

talked to Orvel Hunt.

     On the information provided in the affidavit, the magistrate

judge issued a search (and arrest) warrant for Neal's apartment.

When the officers executed the warrant, Neal opened the door and



                                3
was arrested.    Neal asked to see the warrant, but the agents didn’t

produce it until later; nor did they leave a copy of the warrant in

the apartment.     While in custody, Neal waived his Miranda rights

and cooperated with the police, telling them where in the apartment

they could find his Glock pistol (wrapped in a newspaper), the

ammunition for the pistol (in a VCR box), and two pounds of

marihuana (in a vacuum-cleaner bag).                During questioning, Neal

admitted that the pistol was his, claiming that he had bought it

for protection.

       The defendant moved to suppress the evidence, arguing both

that    the   search   and    arrest      warrant    affidavit   contained    a

misrepresentation      and   that   the    search    warrant   was   improperly

executed.     The district court ruled:

       “The Court determines based on the evidence that I have
       heard that the warrant itself is sufficient.        It is
       certainly not perfect. I think at the minimum better
       draftsmanship would have made clear that Mr. Woods talked
       to others, rather than directly to Mr. Hunt, but in light
       of the circumstances where a number of people were being
       interviewed during the execution of a number of warrants,
       the Court concludes that the deficiency is not material
       . . . . So the challenge to the good faith of the
       officers who executed the warrants is denied.”

       “Now, with respect to the execution of the warrant, there
       is an issue raised as to whether the warrant was
       delivered either to Mr. Neal or to Ms. Taylor, who had at
       least an ownership, if not exclusive ownership, in 2167.
       It seems clear that no one gave a full version of the
       warrant and the affidavit that was incorporated into it
       to either Mr. Neal or Ms. Taylor. The question is does
       that error, and error it was, under the rules support the

                                       4
      suppression of the warrant itself, and the Court
      concludes based on Fifth Circuit law that it does not
      support the suppression of the warrant, that there is no
      indication in any of the evidence presented to the Court
      that the warrant would not have been executed, or could
      not have been executed upon merely because a copy was not
      delivered to Mr. Neal or Ms. Taylor. So that challenge
      is denied.”

The case proceeded to a trial by jury, after which Neal was found

guilty on both counts.

      The Presentence Report (PSR), applying U.S.S.G. § 2K2.1(a)(2)

(2003), assessed a base offense level of twenty four, based on two

prior felony guilty plea convictions that it classified as crimes

of violence. The defendant objected to the PSR’s classification of

one   of   these   two   offense,   his   prior    Texas    conviction      for

endangerment of a child, as a crime of violence.                 The district

court overruled the objection. Neal also challenges that ruling in

this appeal.

                                DISCUSSION

I.    The Suppression Hearing

      Neal appeals from the district court's order denying his

motion to suppress the evidence seized from his apartment on

authority of a search warrant.      First, he asserts that the warrant

was insufficient to establish probable cause because the affidavit

on which it was based contained incorrect information.               Next, he

argues that even if the warrant were sufficient, he is still

entitled   to   suppression   because     the   warrant    was   executed   in


                                     5
violation of Federal Rule of Criminal Procedure 41(f).

A.   Sufficiency of the Warrant

     Before we determine whether the ATF agents violated Neal's

Fourth Amendment rights, we first determine whether Officer Woods's

good-faith reliance on the warrant would, the asserted Fourth

Amendment   violation    notwithstanding,   make   suppression   of   the

evidence an inappropriate remedy.      See United States v. Leon, 
104 S. Ct. 3405
(1984); United States v. Satterwhite, 
980 F.2d 317
, 320

(5th Cir. 1992). Indeed, “[p]rinciples of judicial restraint and

precedent dictate that, in most cases, we should not reach the

probable cause issue if . . . the good-faith exception of Leon will

resolve the matter.”      United States v. Craig, 
861 F.2d 818
, 820

(5th Cir.1988).1

     The    good-faith    exception    to   the    Fourth   Amendment's

exclusionary rule provides that “where probable cause for a search

warrant is founded on incorrect information, but the officer's

reliance upon the information's truth was objectively reasonable,

     1
     This court makes an exception when the case involves a
“novel question of law whose resolution is necessary to guide
future action by law enforcement officers and magistrates.”
Illinois v. Gates, 
103 S. Ct. 2317
, 2346 (1983) (White, J.,
concurring); United States v. Maggitt, 
778 F.2d 1029
, 1033 (5th
Cir.1985), cert. denied, 
106 S. Ct. 2920
(1986). This case does
not present a novel question of Fourth Amendment law. The Court
has also suggested that “[e]ven if the Fourth Amendment question
is not one of broad import, reviewing courts could decide in
particular cases that magistrates under their supervision need to
be informed of their errors and so evaluate the officers’ good
faith only after finding a violation.” United States v. Leon,
104 S. Ct. 3405
, 3422 (1984). That is inapplicable here.

                                   6
the evidence obtained from the search will not be excluded.”

United States v. Cavazos, 
288 F.3d 706
, 709 (5th Cir. 2002).

However, the Supreme Court has recognized four situations where the

good-faith exception is unavailable.           
Leon, 104 S. Ct. at 3421
; see

also United States v. Maggitt, 
778 F.2d 1029
, 1034 (5th Cir. 1985).

Relevant here is the situation where the “judge in issuing a

warrant was misled by information in an affidavit that the affiant

knew was false or would have known was false except for his

reckless disregard of the truth.”           
Leon, 104 S. Ct. at 3421
.        See

also United States v. Webster, 
960 F.2d 1301
, 1307 n.4 (5th Cir.

1992).     In such a situation, the Court reasoned, it would be

objectively unreasonable for the officers to have relied on the

tainted warrant.      
Leon, 104 S. Ct. at 3421
.

     The    party    attacking   the       warrant   bears   the   burden   of

establishing by a preponderance of the evidence that the affiant’s

misrepresentation was made intentionally or with reckless disregard

for the truth.      United States v. Alvarez, 
127 F.3d 372
, 373–74 (5th

Cir. 1997).      In general, the question of whether an officer's

reliance on a search warrant was objectively reasonable is a

question of law that we review de novo.          United States v. Maggitt,

778 F.2d 1029
, 1035 (5th Cir. 1985). However, the district court's

determination of the affiant's state of mind—whether the affiant

was lying intentionally, lying recklessly, or merely negligently

misstating—is a factual finding that we have reviewed for clear


                                       7
error.    See 
Alvarez, 127 F.3d at 375
(“[W]e are convinced that the

district court clearly erred in holding that the false statement

was ‘at best negligent.’”).2

      Neal argues that Officer Woods's sworn misrepresentation, that

he   “received   information   .   .       .   from   Orvel   Hunt,”   was   made

intentionally or recklessly.3 The government responds that Officer

Woods's misrepresentation was an accidental omission, or, at worse,

a negligent misrepresentation.

      In Alvarez, this court reviewed a ruling on a motion to

suppress evidence that was obtained pursuant to a warrant that had

been issued based on a misrepresentation in a police officer's


      2
     Determinations of fact made by a district court in ruling
on a motion to suppress are “accepted unless the district court's
findings were clearly erroneous, or influenced by an incorrect
view of the law.” United States v. Gonzales, 
79 F.3d 413
, 419
(5th Cir.), cert. denied, 
117 S. Ct. 183
(1996).
      3
     Neal also complains that the affidavit fails to state
several items, namely that Hunt was a drug dealer and co-
conspirator of Neal, that Hunt gave a written statement which did
not contain some of the statements attributed to him in the
affidavit, and the circumstances under which the statements were
made by Hunt. We note that the affidavit indicates the
information recited was obtained in connection with the execution
of a search warrant at the Sundance Apartments where Hunt lived,
and also that Hunt was a drug dealer and co-conspirator of Neal
(e.g., “Hunt . . . stated that . . . Neal gave him marijuana to
sell and one firearm described as a Colt, Model Commander, .45
caliber . . . for protection during narcotics transactions.”).
Nothing in the affidavit is inconsistent with Hunt’s written
statement and the affidavit neither states nor implies that it is
a complete recitation of everything Hunt stated to the officers;
nor does anything in Hunt’s written statement imply that nothing
else was orally stated to the officers or tend to undermine the
existence of probable cause to search the premises. These
contentions of Neal are wholly without merit.

                                       8
search-warrant affidavit.        
Alvarez, 127 F.3d at 373
–75. There, the

district court had denied the defendant's motion to suppress,

ruling that the misrepresentation was not intentional or reckless,

but was “at best negligent.” 
Id. at 375
(internal quotations

omitted).    This     court      reversed,    holding     that,     based   on

circumstantial evidence, the officer had clearly displayed at least

a reckless disregard for the truth.          
Id. The Alvarez
court listed

the circumstantial factors that it found relevant to overturning

the district court’s ruling: exigency, the materiality of the

misrepresentation, the officer's level of training, non-disclosure

of facts underlying conclusory statements, and whether the officer

consulted with an attorney.        
Id. Here the
district court considered all relevant circumstantial

factors     and     reasonably     concluded       that   Officer     Woods’s

misrepresentation was neither intentional nor reckless, but merely

a problem of “draftsmanship.”         The district court noted that the

Officer Woods’s misrepresentation was immaterial to the magistrate

judge’s finding of probable cause and concluded that “in light of

the circumstances where a number of people were being interviewed

during the execution of a number of warrants . . . . [t]he

challenge to the good faith of the officers who executed the

warrants is denied.”

     We agree with the district court, first, because Officer Woods

was pressed for time, as he was handling multiple interrogations


                                         9
and multiple warrant applications, in contrast to the officer in

Alvarez, who had conceded that he “was not rushed.”           
Alvarez, 127 F.3d at 375
. Second, we agree that the relevant misrepresentation

was immaterial to the magistrate judge’s finding of probable cause,

a fact which, in addition to being directly relevant to the Fourth

Amendment’s probable cause determination (which we here pretermit),

also provides circumstantial evidence of Officer Woods's good

faith.    Accordingly, the district court did not clearly err in

determining that Officer Woods’s misrepresentation was neither

intentional nor reckless, and, as a result, did correctly invoke

the good-faith exception to the Fourth Amendment’s exclusionary

rule.

B.   Improper Execution of the Warrant

      Neal next contends that even if the warrant were sufficient,

he   is still   entitled   to   suppression   because   the   warrant   was

executed in violation of Federal Rule of Criminal Procedure 41(f),

which provides that “[t]he officer executing the warrant must . .

. give a copy of the warrant and a receipt for the property taken

to the person from whom, or from whose premises, the property was

taken . . . .”    FED. R. CRIM. P. 41(f).     However, “[v]iolations of

Rule 41(d) [now 41(f)]4 are essentially ministerial in nature and



      4
     On December 1, 2002, the relevant section governing the
execution of warrants was moved from 41(d) to 41(f). Except for
a revision not relevant here, however, the amendment was only
stylistic. See FED. R. CRIM. P. 41 advisory committee’s note.

                                    10
a motion to suppress should be granted only when the defendant

demonstrates legal prejudice or that non-compliance with the rule

was intentional or in bad faith.”        United States v. Marx, 
635 F.2d 436
, 441 (5th Cir. 1981) (“Failure to deliver a copy of the search

warrant to the party whose premises were searched until the day

after the search does not invalidate a search in the absence of a

showing of prejudice.”); see also United States v. Gantt, 
194 F.3d 987
, 1005 (9th Cir. 1999)("Violations of [Rule 41(f)] do not

usually demand suppression, however.").             The defendant has the

burden of proof in challenging the validity of the search warrant's

execution.      See 
Marx, 635 F.2d at 441
.

       Neal has failed to discharge this burden because he has failed

to even assert legal prejudice or intentional non-compliance, let

alone demonstrate either of these requirements. Indeed, even if we

assume from Neal’s heavy reliance on Gantt (a Ninth Circuit case

where the officer’s good faith was challenged) that Neal is also

asserting intentional non-compliance, albeit implicitly, his appeal

would still be unavailing.         For in Gantt, although the Ninth

Circuit did affirm a suppression order based on the officer’s

failure to present a warrant after the defendant requested a copy,

that    court   reached   its   conclusion   that    “the   violation   was

deliberate,” by noting that the government “provided no explanation

or justification for the agents’ failure.”            
Gantt, 194 F.3d at 1005
.    In this circuit, however, as discussed above, it is the



                                    11
defendant,     not    the   government,         who   bears     the    burden   of

demonstrating intentional non-compliance by the searching officers.

Because Neal has failed to discharge this burden, and because, as

discussed above, the good faith exception applies, we affirm the

district court’s denial of Neal’s motion to suppress.5

II.   Sentence Enhancement

      Neal’s base offense level was set at twenty four, based on two

prior     felony   convictions   that        were   classified    as   crimes   of

violence.     See U.S.S.G. § 2K2.1(a)(2) (2003).              He challenges this

determination, contending that one of his prior convictions, a

Texas conviction for endangerment of a child, is not a crime of

violence under the relevant guideline.                Although this court has

previously held that Texas’s endangerment-of-a-child statute is not


      5
     Neal raises two other issues related to his conviction.
First, he asks this court to reverse his felon in possession
conviction because if his custodial statements are suppressed as
fruits of an invalid search and arrest warrant, then there is
insufficient evidence to support his conviction. Because we
affirm the district court’s denial of his motion to suppress, we
also affirm the district court's denial of the defendant's motion
for acquittal based on insufficient evidence. Second, Neal
asserts in wholly conclusory fashion (and without any reference
to any specifics) that the prosecutor violated his right to
exculpatory evidence under Brady and Giglio. A docket entry
reflects that in response to a defense discovery motion the
government produced evidence which was inspected in camera on
June 15th by the district court and that a government report
concerning the evidence was also reviewed in camera (but
apparently not filed in the record) on July 21st. Neither the
evidence nor the report is in the record, and Neal never
requested that either the evidence or the report be included in
the record or made available to us. Because there is nothing
before us to support Neal’s Brady and Giglio complaints, we
decline to set aside his conviction or sentence on that basis.

                                        12
a crime of violence under the “has as an element” clause of

U.S.S.G. § 2L1.1,6 here the district court found that the conduct

charged in the indictment to which Neal pled guilty constituted a

crime of violence under the residual “otherwise” clause of section

4B1.2(a)(2), to which section 2K2.1 refers.7           For the reasons

discussed below, we agree with the district court’s ruling and hold

that,    under   section   4B1.2's   otherwise   clause,   Neal’s   prior

conviction for child endangerment was a violent felony.

     We review the district court’s application of the Sentencing


     6
     See United States v. Calderon-Pena, 
383 F.3d 254
(5th Cir.
2004) (en banc). Calderon-Pena involved the application of §
2L1.1, which does not have the residual “otherwise” clause
included in § 4B1.2(a)(2).
     7
      The guideline applicable to the felon in possession offense
is § 2K2.1 which provides in relevant part:
     “(a) Base Offense Level (Apply the Greatest):
           (2) 24, if the defendant committed any part of the
     instant offense subsequent to sustaining at least two
     felony convictions of either a crime of violence or a
     controlled substance offense;”.

     Application note 5 to § 2K2.1 states that “[F]or purposes of
this guideline: . . . ‘Crime of violence’ has the meaning given
that term in § 4B1.2(a) and Application Note 1 of the Commentary
to § 4B1.2.”
     Section 4B1.2 defines the term “crime of violence” as “any
offense under federal or state law, punishable by imprisonment
for a term exceeding one year, that – (1) has as an element the
use, attempted use, or threatened use of physical force against
the person of another, or (2) is burglary of a dwelling, arson,
or extortion, involves use of explosives, or otherwise involves
conduct that presents a serious potential risk of physical injury
to another.” U.S.S.G. § 4B1.2(a) (2003) (emphasis added).
Application note 1 of that section provides that “[o]ther
offenses are included as ‘crimes of violence’ if . . . the
conduct set forth (i.e., expressly charged) in the count of which
the defendant was convicted . . . by its nature, presented a
serious potential risk of physical injury to another.”

                                     13
Guidelines de novo. United States v. Charles, 
301 F.3d 309
, 312-14

(5th Cir.2002)( en banc).      See also United States v. Riva, 
440 F.3d 722
, 723 (5th Cir. 2006).            The Texas endangerment-of-a-child

statute provides that:

     “[a] person commits an offense if he intentionally,
     knowingly, recklessly, or with criminal negligence, by
     act or omission, engages in conduct that places a child
     younger than 15 years in imminent danger of death, bodily
     injury, or physical or mental impairment.”

Tex. Pen. Code Ann. § 22.041(c) (2004).             Neal's indictment, to

which   he   plead   guilty,   for    his   child   endangerment   offense

conviction charged that he:

     “did then and there intentionally, knowingly, recklessly,
     or with criminal negligence, engage in conduct that
     placed, Daysha Taylor, a child younger than 15 years in
     imminent danger of death, bodily injury, or physical or
     mental impairment, by fleeing from police officers in a
     motor vehicle traveling in excess of 90 mph . . . .”

Finally, the relevant sentencing guidelines provision, section

2K2.1 note 5, cross references the crime of violence definition

found in section 4B1.2(a), which defines crime of violence as

including, inter alia: “any offense . . . that . . . otherwise

involves conduct that presents a serious potential risk of physical

injury to another.”       U.S.S.G.        § 4B1.2(a)(2).   The “involves

conduct” language of the “otherwise” clause allows the sentencing

court to look beyond the elements of the statute of conviction, to

the defendant’s actual conduct as set forth “in the count of which

defendant was convicted.” § 4B1.2 note 1;               United States v.


                                     14
Charles, 
301 F.3d 309
, 313 (5th Cir. 2002) (en banc) (“[W]e hold

that a crime is a crime of violence under § 4B1.2(a)(2) only if,

from the face of the indictment, the crime charged or the conduct

charged presents a serious potential risk of injury to a person.”);

United States v. Calderon-Pena, 
383 F.3d 254
, 258 n.6 (5th Cir.

2004) (en banc) (comparing the “as an element” language, which

makes the facts alleged in the indictment relevant only to pair

down disjunctive statutes, with the broader “involves conduct”

language, which puts the facts alleged in the indictment squarely

at issue); see also U.S.S.G. § 4B1.2 Application Note 1 (“[o]ther

offenses are included as ‘crimes of violence’ if . . . the conduct

set forth (i.e., expressly charged) in the count of which the

defendant was convicted . . . by its nature, presented a serious

potential   risk   of   physical   injury   to   another.”).   Where   the

defendant's actual conduct is still not clear from the face of the

charging document, we proceed “under the assumption that his

conduct constituted the least culpable act satisfying the count of

conviction.” United States v. Houston, 
364 F.3d 243
, 246 (5th Cir.

2004).

     Neal argues that his crime (as set forth in the indictment) is

not a crime of violence under 4B1.2(a)(2) for two reasons.        First,

he disputes that his conduct risked physical (as opposed to mental)

injury, and second, he disputes that his conduct involved a serious




                                     15
potential risk of that injury.8


     8
     All parties have proceeded to this point on the tacit
assumption that the indictment may be read as alleging that the
child was in the speeding car.

     See, e.g., the following from the sentencing hearing:
          “THE COURT: . . . I’m looking at 4B1.2(a)
     application note 1(b), the conduct set forth, i.e.,
     expressly charged, by its nature presented a serious
     potential risk of physical injury to another.
          The charge in the indictment is that the defendant
     was fleeing from police in a motor vehicle traveling in
     excess of 90 miles per hour with a child in the
     vehicle, and by its nature that would present a serious
     potential risk of physical injury to another.
          MR. WEST [defense counsel]: Well, for the Court to
     come to that conclusion the Court would be saying that
     any time somebody is speeding, then by its nature
     itself that’s when it poses, quote, a serious risk.
          The ‘serious’ is the qualifying word, your Honor.
     A serious risk of danger to the child. That’s why –
     and because there is allege[d] various mental states,
     the Court cannot – this does not allow the Court to
     determine, one, what the mental state is, because there
     is [sic]so many; and two, that the serious danger is
     another issue.
          THE COURT: All right. I hear you, Mr. West, and
     that is a good and interesting issue for appeal. This
     Court is prepared to hold that a person fleeing from
     the police in a vehicle with a child in the vehicle
     traveling at a speed of more than 90 miles per hour by
     the nature of that activity present a serious potential
     risk of physical injury to another?” (emphasis added).

At no time was it brought to the attention of the district court,
or this court, that the indictment did not expressly allege that
the child was in the speeding vehicle (or otherwise expressly
state a particular specific relationship between the child and
the vehicle) or argued below or in this court that that omission
in the indictment rendered it insufficient for purposes of §
4B1.2 note 1. Because of this, we decline to sua sponte address
that matter. We note that the PSR states in regard to this
conviction that when the defendant’s fleeing vehicle was finally
stopped by the police the officers found the 18 month old child
in the vehicle. There has never been any suggestion of a dispute
as to those facts. No miscarriage of justice arises in holding
that the conduct charged in the offense of conviction necessarily

                                  16
       On the first question, Neal notes that the Texas statute

protects a young victim from either physical or mental impairment,

while the sentencing guidelines are concerned only with the risk of

physical     injury.      Indeed,     a    defendant     may    be     convicted   of

endangerment    in     Texas   even   if       the   young    victim    risked   only

psychological damage.          See Vaughn v. State, 
530 S.W.2d 558
, 561

(Tex.Crim.App.       1975).       Compounding         this     ambiguity,      Neal's

indictment isn't very specific; it tracks the disjunctive language

of the statute, charging that he “engage[d] in conduct that placed

. . . a child . . . in imminent danger of death, bodily injury, or

physical or mental impairment.”

       As discussed above, however, we are free to look beyond the

language of the Texas statute and to consider the conduct set forth

in the relevant count of the indictment.                 In so doing, we agree

with   the   district     court’s     conclusion,       and    hold     that   Neal’s

indictment, which charged him with “fleeing from police officers in

a motor vehicle traveling in excess of 90 mph,” sufficiently

describes conduct that, by its nature, put Daysha Taylor, as well

as others around him, at risk of physical injury.

       On the second question, Neal argues that his conviction for

child endangerment isn't a crime of violence under 4B1.2(a)(2)

because his conduct, as charged in the indictment, doesn't present



included a physical relationship between the child and the car
such as to present a serious potential risk of physical injury to
the child from the alleged operation of the car.

                                          17
a   “serious    potential   risk”    of   physical    injury,   which   Neal

interprets to mean that physical injury must be “more likely than

not.”

      In defining “serious potential risk,” we have held that

“[i]njury to another need not be a certain result, but it must be

clear from the indictment that the crime itself or the conduct

specifically charged posed this serious potential risk.”           
Charles, 301 F.3d at 314
. We have refrained, however, from assigning a

certain probability to that phrase, and have relied instead on

common sense.    In Charles, for example, we held that simple motor

vehicle theft, under Texas law, did not categorically involve

conduct that posed a serious potential risk of injury to another.

Id. Following Charles,
however, we have often identified conduct

that does satisfy that requirement. See, e.g., United States v.

Riva, 
440 F.3d 722
, 725 (5th Cir. 2006) (“[S]erious potential risk

of injury is created when a child is confined without his or her

consent”); United States v. Valenzuela-Quevedo, 
407 F.3d 728
, 732

(5th Cir. 2005) (Serious potential risk of injury is created by the

“discharge [of]a dangerous weapon or firearm from an automobile .

. . in the direction of any vehicle.”); United States v. Golding,

332 F.3d 838
, 840 (5th Cir. 2003) (“[A]n offense of unlawfully

possessing a machine gun . . . constitutes conduct that presents a

serious risk of physical injury to another.”).          We also note that

the   statute   which   Neal   was   convicted   of    violating   requires



                                     18
“imminent danger of death, bodily injury, or physical or mental

impairment.” Tex. Pen. Code Ann. § 22.041(c) (emphasis added).

Texas courts have defined the term “imminent” in this statute as

“ready   to   take   place,     near        at     hand,     impending,   hanging

threateningly over one's head, menacingly near”9 and have held that

“[i]t is not sufficient that the accused placed the child in a

situation that is potentially dangerous.                   The accused's conduct

must threaten the child with immediate, impending death, bodily

injury, or impairment.”       Millslagle v. State, 
81 S.W.3d 895
, 898

(Tex.App.—Austin 2002, pet. ref’d).

     Applying these Fifth Circuit and Texas cases to our present

facts, we hold that “fleeing from police officers in a motor

vehicle traveling in excess of 90 mph” constitutes conduct that

posed a serious potential risk of physical injury to the passengers

in Neal’s car, to his pursuing officers, to pedestrians in or near

the road, and to those in any other car he might have encountered

on the road, among others.      Neal’s conduct here certainly posed a

more serious risk of physical injury than did the defendant’s

conduct in Charles, where the defendant had merely exercised

control over a car and drove it without the owner's consent, and

where this court held that the conduct presented a risk of injury

to property, not to another person.              See also 
Riva, 440 F.3d at 725

     9
     Elder v. State, 
993 S.W.2d 229
, 230 (Tex.App.-San Antonio
1999, no pet.) (quoting Devine v. State, 
786 S.W.2d 268
, 270
(Tex.Crim.App. 1989)).

                                       19
(stating that, where the defendant locked a child in a closet, “a

serious potential risk of injury is created when a child is

confined without his or her consent.        Children are more vulnerable

than adults . . . .”).      We are also persuaded that, in cases such

as this, which are based on commissions, not omissions, and which

implicate physical, not mental injury, the Texas child endangerment

statute’s “imminent danger” requirement categorically satisfies the

“serious   potential   risk”   requirement     of   section   4B1.2(a)(2).

Accordingly, we affirm the district court's decision to categorize

the   defendant's   child   endangerment    conviction   as   a   crime   of

violence under section 4B1.2(a)(2).10

                               CONCLUSION

      For the foregoing reasons, the judgment of the district court

is

                                AFFIRMED.




      10
      Although Neal was sentenced on April 29, 2005, months after
the Supreme Court’s Booker decision, he contends in another point
of error that the district court erred by making factual
determinations using a preponderance of the evidence standard.
We are bound by United States v. Mares. 
402 F.3d 511
, 519 (5th
Cir. 2005) (“The sentencing judge is entitled to find by a
preponderance of the evidence all the facts relevant to the
determination of a Guideline sentencing range . . . .”).

                                   20

Source:  CourtListener

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