Filed: Jun. 11, 2013
Latest Update: Feb. 12, 2020
Summary: Case: 12-40136 Document: 00512270105 Page: 1 Date Filed: 06/11/2013 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit FILED June 11, 2013 No. 12-40136 Lyle W. Cayce Clerk UNITED STATES OF AMERICA Plaintiff-Appellee v. JOSE RAFAEL CHAVIRA Defendant- Appellant Appeal from the United States Court for the Southern District of Texas, McAllen Division 7:11-CR-396-8 Before KING, DAVIS, and ELROD, Circuit Judges. PER CURIAM:* Defendant Jose Rafael C
Summary: Case: 12-40136 Document: 00512270105 Page: 1 Date Filed: 06/11/2013 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit FILED June 11, 2013 No. 12-40136 Lyle W. Cayce Clerk UNITED STATES OF AMERICA Plaintiff-Appellee v. JOSE RAFAEL CHAVIRA Defendant- Appellant Appeal from the United States Court for the Southern District of Texas, McAllen Division 7:11-CR-396-8 Before KING, DAVIS, and ELROD, Circuit Judges. PER CURIAM:* Defendant Jose Rafael Ch..
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Case: 12-40136 Document: 00512270105 Page: 1 Date Filed: 06/11/2013
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
June 11, 2013
No. 12-40136 Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA
Plaintiff-Appellee
v.
JOSE RAFAEL CHAVIRA
Defendant- Appellant
Appeal from the United States Court
for the Southern District of Texas, McAllen Division
7:11-CR-396-8
Before KING, DAVIS, and ELROD, Circuit Judges.
PER CURIAM:*
Defendant Jose Rafael Chavira appeals his sentence following a guilty plea
conviction for possession with intent to distribute marijuana in violation of 21
U.S.C. § 841(a)(1), (b)(1)(A); 18 U.S.C. § 2. Chavira argues that the district court
erred by including as relevant conduct under the Sentencing Guidelines a
quantity of cocaine found in the attic of the house where Chavira was arrested.
We agree with this argument because cocaine trafficking was not part of the
same course of conduct or common scheme or plan as Chavira’s offense of
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
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No. 12-40136
conviction which dealt solely with marijuana trafficking. We therefore vacate
his sentence and remand for resentencing.
I.
Jose Rafael Chavira and seven co-defendants were charged, inter alia,
with possession with intent to distribute more than 1000 kilograms of marijuana
(count two). Chavira and five co-defendants were also charged with possession
with intent to distribute 5 kilograms or more of cocaine (count three). Chavira
pleaded guilty, pursuant to a written plea agreement, to count two.
Although the conspiracy was charged to involve three residences, Chavira
was linked to only the residence referred to as the Gardinia residence. Chavira’s
role was to pick up loads of marijuana from unknown locations, transport it to
the Gardinia residence, and assist with the unloading and repackaging at the
Gardinia residence. Chavira was paid by the head of the operation, Edgar
Zapata, to guard the Gardinia residence. Marijuana and guns were found at the
Gardinia residence. However, Chavira was arrested at the I-J residence where
54.45 kilograms of cocaine was located in the attic and additional guns were
found.
The PSR calculated Chavira’s base offense level as 36. Specifically, the
PSR recommended holding Chavira accountable for 3,103.79 kilograms of
marijuana and for 54.45 kilograms of cocaine, which was converted to its
marijuana equivalent of 10,890 kilograms. The total amount of marijuana was
therefore 13,993.79 kilograms, resulting in a base offense level of 36, pursuant
to U.S.S.G. § 2D1.1(c)(2), because Chavira was responsible for at least 10,000
kilograms but less than 30,000 kilograms of cocaine. The PSR added two levels
under § 2D1.1(b)(1) based on the weapons found at the I-J and Gardenia
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residences. A total offense level of 38, combined with Chavira’s criminal history
category of I, resulted in a guidelines range of 235 to 293 months in prison.
Chavira objected to the PSR, arguing that he was not aware of the cocaine
or the weapons that were found at the I-J residence and that he should receive
a two-level decrease for acceptance of responsibility. At sentencing, during a
sealed bench conference, the Government stated that Chavira had objected to
being held responsible for the cocaine and admitted that the only “tie-in” it had
between Chavira and the I-J residence was the fact that he was found there at
the time of his arrest. The district court then iterated that the cocaine was
discovered there. The Government responded, “[B]ut other than him having - -
other than him being there, it was hidden in the attic and, as far as our
investigation shows, we don’t have anything other than the fact that he was
present at the house.” The court then reiterated that the cocaine and the I-J
house were part of the conspiracy and that one of Chavira’s assignments was to
transfer narcotics between these locations. The Government added that Chavira
transferred only marijuana. Chavira stated that his involvement in the I-J
residence was limited to walking in and walking out on the day of the arrest and
that he normally worked at a different location where he dealt solely with
marijuana. Chavira stated that he had no knowledge of the cocaine and noted
that the PSR provided that it was stored there by other individuals.
The district court did not make any specific findings regarding the cocaine;
it overruled Chavira’s objections, granted a three-level reduction for acceptance
of responsibility, and adopted the PSR. As a result, Chavira’s total offense level
was 35, and his guidelines range was 168 to 210 months. The district court
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sentenced Chavira to 168 months in prison and to five years of supervised
release. Chavira appealed timely.
II.
This court reviews the district court fact findings on drug quantity and
relevant conduct to see if they are clearly erroneous. United States v.
Betancourt, 422 F3d. 240, 246 (5th Cir. 2005) (drug quantity); United States v.
Ekanem, 555 F.3d 172, 175 (5th Cir. 2009) (relevant conduct). A fact finding is
not clearly erroneous as long as it is plausible in light of the record as a whole.
United States v. Alford,
142 F.3d 825, 831 (5th Cir. 1998) (quoting United States
v. Sanders,
942 F.2d 894, 897 (5th Cir. 1991)).1
III.
The base offense level for violations of § 841(a)(1) is determined by the
quantity of drugs involved. See U.S.S.G. § 2D1.1. A defendant convicted of a
controlled substance offense “is accountable for all quantities of contraband with
which he was directly involved and, in the case of a jointly undertaken criminal
activity, all reasonably foreseeable quantities of contraband that were within the
scope of the criminal activity he jointly undertook.” § 1B1.3(a)(1)(A) and (B),
comment. (n.2). With respect to offenses, like drug offenses for which § 3D1.2(d)
would require grouping of multiple counts, relevant conduct also includes “all
acts and omissions . . . that were part of the same course of conduct or common
1
The government argues that Chavira failed to preserve the error on this issue. After
a review of the record, we disagree. Chavira objected to the paragraph in the PSR that
outlined the role assessment for Chavira and recommended that he be held responsible for the
cocaine seized as well as the marijuana. In addition at the sentencing hearing, the
government and Chavira’s counsel engaged in a extensive discussion with the district court
regarding drug quantity in which defense counsel argued that the cocaine drug quantity
should not be counted. The issue was clearly presented to the district court and adequately
preserved.
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scheme or plan as the offense of conviction.” § 1B1.3(a)(2); United States v.
Bryant, 991 F.2d 171, 177 (5th Cir. 1993). Subsection (a)(2) allows a court to
consider a broader range of conduct with respect to offenses to which it applies.
§ 1B1.3, cmt., background. Accordingly we focus, as did the parties, on whether
Chavira’s relevant conduct may include the cocaine under the broader
formulation of relevant conduct under § 1B1.3(a)(2) as part of a common scheme
or plan or part of the same course of conduct. In drug distribution cases, this
court has “broadly defined what constitutes the ‘same course of conduct’ or
‘common scheme or plan.’”
Rhine, 583 F.3d at 885 (internal quotation marks and
citation omitted). However, “the analysis cannot be too broad, otherwise almost
any uncharged criminal activity can be painted as similar in at least one respect
to the charged criminal conduct.” United States v. Ortiz,
613 F.3d 550, 557 (5th
Cir. 2010) (internal quotation marks and citation omitted).
A common scheme or plan involves two or more offenses that are
“substantially connected to each other by at least one common factor, such as
common victims, common accomplices, common purpose, or similar modus
operandi.” § 1B1.3, cmt. (n.9(A)); see United States v. Rhine, 583 F.3d 878, 885
(5th Cir. 2009). In this case, there is no evidence that the two offenses were
substantially connected by common victims or a similar modus operandi. See
§ 1B1.3, comment. (n.9(A)). Officers found large quantities, 299 bundles, of
marijuana in two bedrooms of the Gardenia residence as well as drug packaging
materials. The 55 bricks of cocaine were hidden in an attic at the I-J residence.
Although Chavira admitted that he routinely dealt with marijuana, the record
is devoid of any evidence linking him to cocaine distribution. None of Chavira’s
co-defendants indicated that he knew about the cocaine or that he participated
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in transporting, handling, or guarding the cocaine. Edgar Zapata stated that
he had recently moved into the I-J residence and that “‘higher-ups’” had
informed him that it was his job to guard the cocaine. Padilla and De La Paz
admitted that they knew that the cocaine was in the attic, and De La Paz
admitted that he helped Edgar Zapata move the cocaine into the attic. No
marijuana was discovered at the I-J residence. Although Chavira’s boss and
accomplice, Edgar Zapata, was clearly common to both the marijuana conspiracy
and the cocaine conspiracy, there is no evidence to suggest that Chavira was
involved in the cocaine conspiracy. Nothing in the record suggests that any
other co-defendant was substantially connected to both offenses. Moreover, the
Government admitted that other than the fact that Chavira was arrested at the
I-J residence, no other evidence connected him to the cocaine found in the attic.
Accordingly, the cocaine cannot be treated as relevant conduct to Chavira’s
marijuana conviction on the basis that the two offenses were part of a common
scheme or plan.
“Offenses that do not qualify as part of a common scheme or plan may
nonetheless qualify as part of the same course of conduct if they are sufficiently
connected or related to each other as to warrant the conclusion that they are
part of a single episode, spree, or ongoing series of offenses.” Id., cmt. (n.9(B)).
“To qualify as relevant conduct, the prior conduct must pass the test of
similarity, regularity, and temporal proximity.” United States v. Bethley,
973
F.2d 396, 401 (5th Cir. 1992). When one of these factors is absent, a stronger
showing of at least one other factor is required. § 1B1.3, cmt. (n.9(B)).
Based on the record outlined above, the purported relevant conduct
involving the cocaine was not part of the “same course of conduct” as the offense
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of conviction. See Rhine, 583 F.3d at 886-91; § 1B1.3, cmt. (n.9(B)). Factors to
consider in making this determination include “the degree of similarity of the
offenses, the regularity (repetitions) of the offenses, and the time interval
between the offenses.”
Rhine, 583 F.3d at 886 (internal quotation marks and
citation omitted). The temporal proximity factor is present because the cocaine
was discovered during the same general time frame as the marijuana offense.
See
Ortiz, 613 F.3d at 558. However, the purported relevant conduct involving
the cocaine and the marijuana offense do not share a high degree of similarity,
and the regularity factor--“repeated, pattern of similar unlawful conduct directly
linking the purported relevant conduct and the offense of conviction”–is lacking.
Id.; see United States v. Wall,
180 F.3d 641, 646 (5th Cir. 1999) (determining
that two offenses were not substantially similar because, inter alia, there was
no evidence that the marijuana in each offense shared a common source or
supplier and because one offense involved large loads of marijuana hidden in the
wheels and gas tanks of two trucks and the other offense involved a smaller load
hidden in the defendant’s car).
Specifically, there is no evidence that the cocaine and marijuana shared
a common source or supplier. In fact the evidence suggests that the marijuana
operations were kept completely separate from the cocaine operations, making
the offenses highly dissimilar. Based on the facts of this case, the only factor
leaning in favor of finding that the two drug offenses were part of the same
course of conduct is temporal proximity because the cocaine was discovered at
the I-J residence on the same day the marijuana was discovered at the Gardinia
residence and Chavira was arrested at the I-J residence where the cocaine was
found.
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Temporal proximity alone is insufficient to establish that the two offenses
are part of the same course of conduct. In a similar case, United States v. Ortiz,
613 F.3d 550, 555-59 (5th Cir. 2010), this court concluded that the district court
clearly erred in determining that Ortiz was responsible for cocaine found hidden
in a suitcase under a bed where he had spent the night. Ortiz pleaded guilty to
possession with intent to distribute marijuana,
id. at 552, and the Government
admitted that the only evidence tying Ortiz to the cocaine was the fact that he
rented the apartment in which it was found; Ortiz’s girlfriend claimed ownership
of the suitcase.
Id. at 553, 555-56.
This court found that there were no common victims or accomplices and
that the modus operandi of the marijuana and cocaine offenses were not similar;
thus, the offenses were not part of a common scheme.
Id. at 557. Likewise, this
court determined that the offenses were not part of the same course of conduct
because there was no evidence that there were common accomplices, suppliers,
or buyers.
Id. at 558. In addition, the marijuana offense involved “massive
quantities” of marijuana found in plain view, but the cocaine was found hidden
in a suitcase.
Id. Although the court noted that (1) the cocaine and marijuana
offenses occurred temporally and physically together in the stash apartment,
(2) Ortiz rented the stash apartment, and (3) Ortiz had “central responsibility”
for a significant marijuana trafficking operation, this court also noted that his
girlfriend claimed ownership of the suitcase containing the cocaine and that
Ortiz regularly engaged in marijuana, not cocaine, trafficking.
Id. Based on the
foregoing, this court concluded that the district court clearly erred by attributing
the cocaine to Ortiz as relevant conduct.
Id. at 559. Subtracting the amount of
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cocaine resulted in a lower drug quantity and a lower sentencing range; this
court therefore vacated the sentence. Id.
In Ortiz, this court found that the district court erred in holding Ortiz
responsible for hidden cocaine although he had significant ties to the apartment
in which the cocaine was found and in spite of the fact that he was in charge of
a significant marijuana-trafficking operation. In the instant case, it appears
that Chavira had fewer ties to the I-J residence than Ortiz had to his stash
apartment, and that Chavira had less responsibility for the marijuana operation
than Ortiz. In light of the foregoing, the district court’s drug-quantity
determination including the cocaine as relevant conduct was not plausible in
light of the record as a whole. See
Alford, 142 F.3d at 831.
The government does not analyze the facts of this case under Ortiz or
Rhine. It relies generally on the breadth of the conspiracy and the fact that
Chavira did not counter the information in the PSR. However, as admitted by
the government, there is nothing in the PSR linking Chavira to the cocaine in
the attic of the I-J house other than the fact that he happened to be there when
arrested. This is insufficient under the case law cited above.
Without the inclusion of the cocaine found in the attic, Chavira’s base
offense level would have been 34, which, after applying the various adjustments,
would have resulted in a total offense level of 33. See § 2D1.1(c)(3). With a total
offense level of 33 and a criminal history category of I, Chavira’s guideline range
would have been 135 to 168 months, which is lower than the original range of
168 to 210 months.
IV.
Accordingly, we vacate Chavira’s sentence and remand for resentencing.
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SENTENCE VACATED and CASE REMANDED.
10
