HULL, Circuit Judge:
Plaintiffs own a bar/restaurant in Auburn, Alabama and sued the City of Auburn (the "City") and City employees under state tort law and 42 U.S.C. § 1983 for violations of the Fourth and Fourteenth Amendments. Plaintiffs primarily claim the City and its agents filed false bribery charges and selectively enforced regulatory laws in order to harm the Plaintiffs' business. Defendants moved for summary judgment based on qualified immunity from the § 1983 claims and state-law immunity from the state-law claims, which the district court denied. Upon review, we affirm in part, reverse in part, and remand.
We review the facts in the light most favorable to Plaintiffs.
In 1996, the Griders leased the premises at 122 West Magnolia Avenue in the City. The Griders operated several successive establishments at that location, culminating in Skybar, which opened on August 19, 2005. Since 2001, bars owned by the Griders, including Skybar, have been the subject of private complaints, and warnings by the City of Auburn Police Department ("APD"), for underage drinking, fighting, and patrons consuming alcoholic beverages after 2:00 a.m. on Sunday mornings.
In 2007, Plaintiffs filed suit against the City and ten City employees alleging the City was enforcing its laws in a discriminatory manner to try to harass them and put them out of business. Plaintiffs allege that the City and its employees placed their businesses under surveillance, improperly calculated low occupancy numbers pursuant to building safety codes, issued improper criminal citations and charges, and passed legislation concerning alcohol sales targeted at Plaintiffs.
This appeal involves only certain claims against these Defendants-Appellants: Andrew Meeks, the City's Deputy Director for Administration and Codes, and Officers James Terry Neal III, Jason Crook, Christopher Carver, and Slone Maddox, all City policemen. Each Defendant is sued in his individual capacity.
Defendants Sergeant Maddox and Officer Neal went to the City Prosecutor and asked how they could curtail the citizens' complaints about Skybar for underage alcohol consumption and alcohol consumption after 2:00 a.m. on Sunday mornings. APD Lieutenant Howell authorized surveillance at Skybar to monitor potential illegal behavior. Sergeant Maddox directed Officer Neal to begin surveillance. Neal set up video surveillance across the street from Skybar in a building that was part of the Auburn University campus. The surveillance video thus covered only the front of Skybar and not its rear.
At the time of the surveillance on September 29, 2005, Defendants Corporal Crook and Officer Carver were on a foot patrol downtown. On the early morning of September 29, Corporal Crook and Officer
Around this time, Plaintiff Grider, who was in Skybar, learned that APD Officers Crook and Carver were at the back door of the building. Grider exited the front of the building on West Magnolia Avenue, walked to Wright Street which ran along the side of the Skybar building, and walked around to the back of Skybar. Grider approached the officers and asked if everything "was okay." The officers responded that they were "checking things out." Grider informed the officers that Dale Earnhardt, Jr., was inside the bar.
The parties' recollections diverge sharply at this point. While the three men were at the back of the Skybar building, Officers Crook and Carver state that after Grider told them about Mr. Earnhardt's presence, he told them that he knew people still were at the bar but would appreciate it if Crook and Carver would overlook "the violation." Officer Carver states he told Grider that he could not overlook "the fact that the Sky Bar was serving alcohol after 2:00 a.m. on a Sunday."
Grider allegedly left three $50 bills on the alleyway's sidewalk at the rear of the bar and then walked via Wright Street around the bar and back into its front door on West Magnolia Avenue.
Grider denies these events. Grider agrees he informed the officers that Mr. Earnhardt was in the bar. However, Grider categorically denies attempting to bribe the officers, offering them money, leaving money on the ground, asking them not to enforce any laws, or in any way interfering with the officers' activities or duties. Grider states that neither he nor
Defendant Sergeant Maddox was not at the Skybar scene during the surveillance operation or the alleged bribery. Officer Carver notified Maddox of the alleged incident soon after it occurred, and Maddox informed Carver to collect the money, complete an incident report, and enter the money into evidence.
Shortly after Grider re-entered Skybar after speaking with Officers Crook and Carver, Officer Neal entered Skybar and told Grider, "We got you," and "I told you that we would get your license." When Grider asked what that meant, Neal stated, "You will find out."
The next day, September 30, 2005, Officer Carver signed an affidavit charging Grider with "Bribery of a Public Servant," in violation of Alabama Code § 13A-10-61, and a warrant was issued for Grider's arrest. Carver's affidavit stated Grider attempted to bribe Officers Carver and Crook so that they would overlook a violation of Auburn City Ordinance § 3-1(11), which prohibits alcohol sales after 2:00 a.m.
On the same day, the APD contacted Grider and requested that he come to the police station. Grider arrived and stated his concern that Officer Neal was showing up at Skybar a disproportionate amount compared to other bars. Grider was arrested and charged with bribery.
After his arrest, Grider signed a written statement, prepared by an APD detective. Grider's statement explained that at around 3:00-3:30 a.m. on September 29, 2005, he spoke with an APD officer behind Skybar, explaining to him that a total of about 10 people were in the Skybar, including Mr. Earnhardt, that "nothing illegal was going on in there," that the officers could enter the bar, but that he preferred they not go in because Mr. Earnhardt and those with him likely would leave. Grider's statement says, "I did not give anybody any money."
On November 29, 2005, the state trial court held a preliminary hearing on the bribery charge against Grider. Officers Carver and Crook testified they saw people inside Skybar holding clear plastic cups of what appeared to be alcoholic beverages and drinking from beer bottles, but they also admitted they did not have any proof that Skybar was selling alcohol after 2:00 a.m. on September 29, 2005 and did not see anyone in Skybar serving alcohol to anyone. Neal acknowledged that he had
Grider argued that no probable cause existed to arrest him for bribery because (1) the facts did not show a violation of Auburn's City Ordinance § 3-1(11); (2) section 3-1(11) prohibits only "sales" of alcohol after 2:00 a.m.; and (3) there was no evidence that anyone at Skybar sold or served alcohol after 2:00 a.m., only that patrons continued to consume alcohol in the bar after that time. The state trial court dismissed the bribery charge against Grider for lack of probable cause.
Throughout the APD's investigation of Skybar in 2005, the APD compiled 10 or 11 Incident/Offense ("I/O") Reports on various alleged violations of law. In 2005, APD Lieutenant Howell called off the investigation of Skybar without issuing citations, warnings, or prosecutions other than the dismissed bribery charge against Grider.
Plaintiffs also allege that Defendant Meeks participated in the City's plan to harm the Griders' business by intentionally and arbitrarily assigning Skybar an artificially low maximum occupancy load, while other inspectors assigned similar bars higher occupancy loads, in violation of the Plaintiffs' equal protection rights.
As the City's Deputy Director for Administration and Codes, Defendant Meeks calculated maximum building occupancy loads for facilities like Skybar. On several occasions, Meeks calculated Skybar's occupancy limits.
In 2005, the Griders began renovation and repairs to the Skybar building. During renovations preceding its opening as Skybar, the Griders remodeled approximately 14% of the Skybar location, removed 30% of the roof in the front portion of the Skybar building, and replaced the existing plywood flooring with outdoor decking in the front portion of the Skybar building. On August 19, 2005, the day Skybar opened, City Fire Inspector Thomas Massey informed Grider that Skybar could not open its rear portion until the Griders installed a fire alarm in the entire building. In response, the Griders installed a fire alarm system.
Prior to Skybar's reopening in August 2005, Grider requested that City officials assign a new maximum occupancy number. 603 was the occupancy number set for the building since 1998. In late August 2005, Defendant Meeks again set the occupancy number for Skybar at 603. Meeks arrived at this calculation by splitting Skybar into two sections—front and rear. Meeks assigned a load value of 203 persons to the front portion of Skybar and 400 persons to the rear portion of Skybar.
After this initial re-calculation, Defendant Meeks informed Grider that he could not raise Skybar's maximum occupancy classification until the Griders installed a sprinkler system throughout the entire building. On July 28, 2006, the Griders completed installing the required sprinkler system and requested a new occupancy
Meeks then physically inspected the Skybar's exits, fire alarm, and sprinkler system and re-calculated Skybar's occupancy load as 933 persons in August 2006.
The Griders' main claim is that Meeks should have used a 5 square-feet-per-person calculation for standing areas. Meeks did not use the 5 square-feet-per-person standard in evaluating Skybar because Meeks concluded the resultant number would have permitted occupancy exceeding the capacity of Skybar's exits and fire alarm system. In his August 7, 2006 letter to the Griders' attorney, Meeks explains his safety concerns about Skybar's exits and fire-alarm system. Meeks's August 7 letter states in part, "the fire alarm system installed in the sky bar is not the type system [sic] required for occupancies over 1000 persons." As for Skybar's exits, Meeks's August 7 letter states his concern about "the risk of accidents to occupants trying to evacuate ... in a panic situation," and discusses the violations in Skybar's exits, as follows:
Meeks later testified that because Skybar's exits were "severely impacted," he "reasoned that the capacity was less than any published quotient by Code that had ever been allowed by Code."
In an August 29, 2006 response, the Griders' attorney states: "What The Sky Bar primarily takes issue with is the use of the 7 square feet per occupant verse [sic] the 5 square feet per occupant as required by the applicable code." The Griders' attorney then explains in detail why the
In an August 31, 2006 response letter to the Griders' attorney, Meeks further explained his concerns about the Skybar's exits and how those concerns affect the total occupancy capacity. Meeks's August 31 letter reiterated that he "did not state that the fire alarm system did not enhance the occupancy of the building, only that it could not be used to enhance it to over 1000 persons." Meeks's August 31 letter also noted that the 5 square-feet-per-person minimum standard was changed anyway to 7 square-feet-per-person in the new 2006 edition of the code, which the City planned to adopt the next month, because the occupant load under the lower 5-square-feet standard had been found to be a hazard.
The Griders were not happy with Meeks's revised calculation and requested at least twice that Meeks re-evaluate the occupancy load. In October 2006, the Griders notified Meeks they had improved the rear exits of Skybar.
After yet another physical inspection, Meeks increased Skybar's occupancy load from 933 to 999, allotting 400 persons for the front portion of the bar and 599 persons for the rear portion.
Plaintiffs argue Meeks arbitrarily applied more-restrictive standards to Skybar than to two other A-2 classified bars, "In Italy" and "1716." These two other bars were evaluated by other City inspectors (not Meeks) and received occupancy classifications based on the lowest 5 square-feet-per-person standard. "In Italy" and "1716" were compliant with all City codes at the time, including having adequate fire and sprinkler systems. Plaintiffs do not point us to anything in the record that shows the actual square footage and occupancy limits of "In Italy" and "1716." All we know is that "In Italy" and "1716" were smaller in square footage and total occupancy limit than Skybar and that City regulators other than Meeks used a 5 square-feet-per-person standard as part of their calculations. Plaintiffs do not identify any record evidence showing the layout of "In Italy" or "1716," how many total exits or the type of exits and fire alarm systems they had, or any other details of the other inspectors' calculations as to "In Italy" and "1716."
From September 2006 to October 2007, the Griders and their employees received several overcrowding citations, but no one was ever punished for an overcrowding offense. On October 14, 2006, Fire Inspector Massey issued an overcrowding citation to Grider. A municipal judge found Grider guilty of the offense. When Grider appealed to the Alabama circuit court, the charge was nolle prossed.
In late 2007, Plaintiffs filed this suit raising § 1983 and state-law claims. Defendants moved to dismiss, but Plaintiffs then filed a motion to amend their initial complaint, which the district court granted. Defendants filed a motion to dismiss the Amended Complaint, which remains pending.
Defendants later moved for summary judgment based on, inter alia, qualified immunity and state-law immunity. The district court granted summary judgment on certain claims, dismissed certain claims as barred by § 1983's two-year statute of limitations, and denied immunity and summary judgment on other claims. Grider v. City of Auburn, 628 F.Supp.2d 1322 (M.D.Ala.2009).
Defendants appealed, challenging the denial of qualified immunity on the following § 1983 claims: (1) malicious prosecution against Carver for issuing a warrant against Grider for bribery without probable cause; (2) conspiracy against Carver, Crook, Maddox, and Neal (but not Meeks) for conspiring regarding the 2005 bribery charge; and (3) equal protection against Meeks for selectively calculating the occupancy numbers for Skybar. See id. at 1334-51. Defendants also appeal the denial of state-law immunity on these state-law claims: (1) malicious prosecution against Carver for the bribery charge; (2) tortious interference with contractual and business relationships against Carver, Crook, Maddox, Neal, and Meeks; and (3) three fraud claims (deceit, fraudulent suppression, and fraudulent misrepresentation) against Meeks for the occupancy number calculations. See id. at 1352-55.
We first review the immunity doctrines involved in this appeal.
As to Plaintiffs' § 1983 claims, "[q]ualified immunity offers complete protection for government officials sued in their individual capacities if their conduct `does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.'" Vinyard v. Wilson, 311 F.3d 1340, 1346 (11th Cir.2002) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982)). Qualified immunity from suit is intended to "allow government officials to carry out their discretionary duties without the fear of personal liability or harassing litigation, protecting from suit all but the plainly incompetent or one who is knowingly violating the federal law." Lee v. Ferraro, 284 F.3d 1188, 1194 (11th Cir.2002) (internal quotation marks and citations omitted).
Courts utilize a two-part framework to evaluate qualified immunity defenses.
As for Plaintiffs' state-law claims, Alabama recognizes two types of state-law immunity: "state-agent immunity" and "discretionary-function immunity." Brown, 608 F.3d at 741 (discussing Alabama's two types of state-law immunity).
Ex Parte Cranman, 792 So.2d at 405 (third emphasis supplied).
The Alabama Supreme Court established a burden-shifting framework for application of the state-agent immunity test. A defendant initially bears the burden of demonstrating that he was acting in a function that would entitle him to immunity. Ex parte Estate of Reynolds, 946 So.2d 450, 452 (Ala.2006). "If the State agent makes such a showing, the burden then shifts to the plaintiff to show that the State agent acted willfully, maliciously, fraudulently, in bad faith, or beyond his or her authority." Id.
Second, there is statutory, discretionary-function immunity for law enforcement officers in Alabama. Brown, 608 F.3d at 741. Specifically, § 6-5-338 of the Alabama Code contains a provision immunizing law enforcement officers from tort liability for conduct within the scope of their discretionary law enforcement duties. Ala.Code § 6-5-338(a) (1994) ("Every peace officer ... shall have immunity from tort liability arising out of his or her conduct in performance of any discretionary function within the line and scope of his or her law enforcement duties."); id.; Wood v. Kesler, 323 F.3d 872, 883 (11th Cir. 2003). Section 6-5-338(a) protects peace officers, such as Defendants Carver, Crook, Maddox, and Neal, but not Defendant Meeks.
Cranman's test for state-agent immunity also governs whether law enforcement officers are entitled to statutory, discretionary-function immunity under § 6-5-338(a). Hollis v. City of Brighton, 950 So.2d 300, 307-09 (Ala.2006).
Plaintiff Patrick Grider brought malicious prosecution claims under § 1983 and state law against Defendant Officer Carver. On appeal, Defendant Carver argues the district court erred in denying him qualified immunity and Alabama state-law immunity.
This Circuit "has identified malicious prosecution as a violation of the Fourth Amendment and a viable constitutional tort cognizable under § 1983." Wood, 323 F.3d at 881; accord Kjellsen v. Mills, 517 F.3d 1232, 1237 (11th Cir.2008). "[A]lthough both state law and federal law help inform the elements of the common law tort of malicious prosecution, a Fourth Amendment malicious prosecution claim under § 1983 remains a federal constitutional claim, and its elements and whether they are met ultimately are controlled by federal law." Wood, 323 F.3d at 882.
To establish a § 1983 malicious prosecution claim, the plaintiff must prove two things: (1) the elements of the common law tort of malicious prosecution; and (2) a violation of his Fourth Amendment right to be free from unreasonable seizures. Kingsland v. City of Miami, 382 F.3d 1220, 1234 (11th Cir.2004); Wood, 323 F.3d at 881. As to the first prong, the constituent elements of the common law tort of malicious prosecution are: "(1) a criminal prosecution instituted or continued by the present defendant; (2) with malice and without probable cause; (3) that terminated in the plaintiff accused's favor; and (4) caused damage to the plaintiff accused." Wood, 323 F.3d at 882.
As to the second prong, it is well established that an arrest without probable cause is an unreasonable seizure that violates the Fourth Amendment. Brown, 608 F.3d at 734; Wood, 323 F.3d at 882; Crosby v. Monroe County, 394 F.3d 1328, 1332 (11th Cir.2004). Consequently, the existence of probable cause defeats a § 1983 malicious prosecution claim. Kjellsen, 517 F.3d at 1237; Wood,
To receive qualified immunity, an officer need not have actual probable cause, but only "arguable" probable cause. Brown, 608 F.3d at 735; Holmes v. Kucynda, 321 F.3d 1069, 1079 (11th Cir.2003); Montoute v. Carr, 114 F.3d 181, 184 (11th Cir.1997).
Whether an officer possesses arguable probable cause depends on the elements of the alleged crime and the operative fact pattern. Skop v. City of Atlanta, 485 F.3d 1130, 1137-38 (11th Cir.2007); Crosby, 394 F.3d at 1333. Showing arguable probable cause does not, however, require proving every element of a crime. Scarbrough v. Myles, 245 F.3d 1299, 1302-03 (11th Cir.2001). If the arresting officer had arguable probable cause to arrest for any offense, qualified immunity will apply. Skop, 485 F.3d at 1138.
Here, Officer Carver arrested Grider for bribery, in violation of Alabama Code § 13A-10-61, which provides:
Ala.Code § 13A-10-61(a) (1975).
Officer Carver's affidavit charging Grider with bribery stated that Grider's alleged act of bribery was committed to influence Carver's enforcement of City Ordinance § 3-1(11), which prohibited "sales of alcoholic beverages" after 2:00 a.m. Officer Carver argues that the district court erred (1) in finding no arguable probable cause for the bribery charge, and (2) in not finding arguable probable cause to arrest Grider for the "closely related" crime of obstruction of a government function in Ala.Code § 13A-10-2.
Taking the facts in the light most favorable to Grider, the district court correctly denied qualified immunity and statelaw immunity to Carver. Grider and Carver offer completely different versions of the bribery events. Grider admits to speaking to Carver outside Skybar and to asking Carver to leave to avoid scaring off Mr. Earnhardt and other patrons. However, Grider unambiguously denies offering any money to Carver. Absent the offering of funds, there is no bribery and no arguable probable cause for Carver to arrest Grider. Furthermore, Grider claims that the officers wanted to close Skybar and set up video surveillance of the front of the bar but did not uncover violations of law, and therefore Officer Carver fabricated the bribery at the rear as an effort to close Skybar. Thus, assuming Grider's version of events, Officer Carver knew no bribery occurred, knew he had no arguable probable cause to arrest Grider, and acted intentionally and maliciously in an effort to close Skybar. Grider has shown, at least at this juncture, a Fourth Amendment constitutional violation for his seizure without arguable probable cause. And in the qualified immunity context, it is well established that arrests without probable cause violate the Fourth Amendment. See Wood, 323 F.3d at 882-83; Crosby, 394 F.3d at 1332.
The facts, in the light most favorable to Grider, also show the required elements of the common-law tort of malicious prosecution by Officer Carver. Under Grider's version of the events, Officer Carver wholly fabricated the bribery charge against him, lacked probable cause, and had a malicious intent. Carver's bribery charge against Grider was dismissed in Grider's favor and caused him damage. Because this type of § 1983 claim for malicious prosecution is well established, the district court did not err in denying qualified immunity at this summary judgment stage to Carver.
Officer Carver's reliance on Alabama's obstruction of a government function statute is misplaced. Carver argues Grider interfered with his ability to arrest the Griders for violating the City's alcohol laws. However, Grider's version of events was that he told Carver "nothing illegal was going on in" Skybar, that the officers could enter the bar, and that Grider preferred they not go in because Mr. Earnhardt and those with him likely would leave. Thus, Grider did not prohibit any officers from entering the bar. Additionally, Alabama's obstruction offense does not apply to "the obstruction, impairment or hindrance of the making of an arrest." Ala.Code § 13A-10-2(b).
For all these reasons, the district court properly denied qualified immunity and Alabama state-law immunity to Defendant Carver for Grider's malicious prosecution claims brought under § 1983 and state law. Therefore, we remand this case for trial on Grider's malicious prosecution claims against Carver under § 1983 and state law.
The district court denied qualified immunity to Defendants Carver, Crook, Neal, and Maddox from Plaintiffs' claim of conspiracy to maliciously prosecute Grider for bribery.
The first problem for the Plaintiffs is the lack of evidence that Neal and Maddox conspired with Carver to maliciously prosecute Plaintiff Grider. The record does not indicate that either Maddox or Neal knew about the alleged bribery before it was reported to them by Carver. Maddox was not at the Skybar scene at the time of the alleged bribery. There is nothing in the record suggesting that Maddox and Neal reached an agreement or understanding with Carver, before the alleged bribery, to fabricate the bribery charge against Grider.
Likewise, what happened after the alleged bribe also does not show involvement by Maddox and Neal in a bribery conspiracy. The fact that Neal went into Skybar and told Grider "we got you" does not suggest that Neal conspired to wrongfully prosecute Grider for bribery, but rather that he was simply aware of Carver's report of the alleged bribe. At best, Maddox and Neal became aware of the alleged bribe only after it occurred, which is not sufficient. Maddox and Neal also had no involvement in the bribery prosecution after Grider's arrest. Rather, Carver filed an affidavit supporting Grider's arrest warrant. And as noted earlier, it was not unlawful to surveil the front of the building.
As for Crook, however, Grider's evidence, accepted as true at this juncture, indicates that Crook was involved in Carver's bribery charge against Grider. In his affidavit, Crook states that Grider told Crook and Carver that "he had a dollar for each of" them if they would overlook the violations of law, that Grider told the officers he would leave money on the sidewalk for them, and that Grider left three $50 bills for the officers (which Crook states he realized afterward at the police station). Crook filed a Special Report, stating that Crook observed Grider "set the money on the ground ...."
Both Defendants Carver and Crook are law enforcement officers with the APD. No outsiders are involved. The subject of their alleged conspiracy—prosecution of Plaintiff Patrick Grider by making a false bribery charge—involves job-related functions well within Defendants' scope of employment as police officers. We recognize that one might reasonably believe that violating someone's constitutional rights is never a job-related function or within the scope of a police officer's employment. However, the question of whether a defendant acted within the scope of his employment is distinct from whether the defendant acted unconstitutionally. The scope-of-employment inquiry is whether the employee police officer was performing a function that, but for the alleged constitutional infirmity, was within the ambit of the officer's scope of authority (i.e., job-related duties) and in furtherance of the employer's business.
The only remaining question is whether there are any exceptions to this doctrine. In Dickerson, we observed that other circuits, while applying the intracorporate conspiracy doctrine in § 1985 civil rights cases, have recognized exceptions (1) for "convictions involving criminal charges of conspiracy," (2) where the employee has an "independent personal stake" in his unconstitutional acts and is not acting to further the corporation's illegal objective, or (3) where the employees "engage in a series of discriminatory acts as opposed to a single action" over a significant period of time in the employment setting. Dickerson, 200 F.3d at 768-70 & n. 9 (collecting and discussing cases from other circuits).
Taking McAndrew first, this case involves an alleged civil conspiracy among Officers Crook and Carver and does not involve evidence of conduct constituting a criminal conspiracy in violation of the federal criminal code. As to the other exceptions discussed in Dickerson, there is no evidence Officers Crook or Carver had an "independent personal stake" in charging Grider with bribery. As to the "series of discriminatory acts" exception, the district court granted summary judgment on all § 1983 conspiracy claims except for conspiracy to file the unfounded 2005 bribery charge. This case does not involve a series of discriminatory acts in an employment setting. In fact, Plaintiffs do not show any "series of discriminatory acts" underlying the 2005 bribery charge—all that is claimed is the fabrication of a bribe. Because none of the exceptions discussed in Dickerson would apply on the facts of this case, we, like the Court in Dickerson, do not reach the issue of whether to adopt them.
For all these reasons, we reverse the district court's order denying qualified immunity to Carver, Crook, Neal, and Maddox for Grider's § 1983 conspiracy claim.
Plaintiffs claim a Fourteenth Amendment Equal Protection violation against Meeks for improperly calculating occupancy numbers for Skybar in a different manner from other establishments. On appeal, Officer Meeks argues the district court erred in denying him qualified immunity.
The parties agree this is a "class of one" equal protection claim. See Village of Willowbrook v. Olech, 528 U.S. 562, 564, 120 S.Ct. 1073, 1074-75, 145 L.Ed.2d 1060 (2000). To prevail on a "class of one" equal protection claim, Plaintiffs must show they were intentionally treated differently from others who were "similarly situated" and that there is
The district court concluded Plaintiffs had shown disparate treatment between Skybar and its two "similarly situated" competitors, "In Italy" and "1716." Grider, 628 F.Supp.2d at 1338-41.
Previous "class of one" decisions from the Supreme Court and this Court compel our conclusion that Plaintiffs have not shown sufficient similarity between Skybar and "In Italy" and "1716" to state a "class of one" claim. For example, in Olech, a plaintiff landowner asked the village of Willowbrook to connect her property to the municipal water supply. Olech, 528 U.S. at 563, 120 S.Ct. at 1074. Although the village required a 15-foot easement from other property owners to connect, it demanded a 33-foot easement from the plaintiff. Id. The plaintiff sued, claiming the village's disparate requirement of a larger easement violated her equal protection rights. Id. In Olech, the Supreme Court held that the plaintiff adequately stated a "class of one" equal protection claim. Id. at 565, 120 S.Ct. at 1075. In Olech, there was a single, one-dimensional standard—a 15-foot vs. 33-foot easement—"against which departures, even for a single plaintiff, could be readily assessed. There was no indication ... [of] subjective, individualized determinations ...." Engquist v. Ore. Dep't of Agric., 553 U.S. 591, 128 S.Ct. 2146, 2153, 170 L.Ed.2d 975 (2008). "The similarity between Olech and her neighbors was obvious because the Village, as the governmental decisionmaker, had a policy that did not involve a large number of factors in its application." Griffin, 496 F.3d at 1203.
The Supreme Court's Olech decision relied on two cases that were precursors to Olech's "class of one" formulation. In Allegheny Pittsburgh Coal Co. v. County Commission of Webster County, 488 U.S. 336, 109 S.Ct. 633, 102 L.Ed.2d 688 (1989), the Supreme Court concluded the defendant county denied the plaintiffs equal protection by setting their property tax assessment at 50% of market value based on recent purchase sale prices, but taxing other property owners at 50% of market value based on old appraisal values of their land (that had not been recently sold). Id. at 338-42, 109 S.Ct. at 635-37. "This practice resulted in gross disparities in the assessed value of generally comparable property," thereby denying the plaintiffs equal protection. Id. at 338, 109 S.Ct. at 635.
In Sioux City Bridge Co. v. Dakota County, 260 U.S. 441, 43 S.Ct. 190, 67 L.Ed. 340 (1923), the Supreme Court recognized an equal protection claim where one taxpayer's property was assessed at 100% of its value while all others were assessed at 55%, without the government articulating any differences in the properties that would justify the disparate assessments. Id. at 445-47, 43 S.Ct. at 191-92. See also Engquist, 128 S.Ct. at 2154 (interpreting Allegheny Pittsburgh and Sioux City Bridge).
In Griffin, the plaintiff owned a chicken rendering plant that was subject to stricter regulations by city and state officials than other plants, including odor regulations "more stringent than those imposed on any other chicken rendering facility in the state" and new water quality controls. Griffin, 496 F.3d at 1195. The plaintiff claimed state regulators, pressured by city officials, were selectively enforcing regulations based on animosity towards the plant. Id. The plaintiff alleged another competitor in the Georgia chicken processing business was a similarly situated comparator. Id. at 1202.
This Court distinguished Olech's "one-dimensional" inquiry from the "multi-dimensional" inquiry presented in Griffin. Id. at 1203. Where "the government's regulatory action was undeniably multi-dimensional, involving varied decisionmaking criteria applied in a series of discretionary decisions made over an extended period of time," the "similarly situated" comparators "`must be prima facie identical in all relevant respects.'" Id. at 1203-04 (quoting Campbell, 434 F.3d at 1314). In such cases, the government's challenged decision "must be evaluated in light of the full variety of factors that an objectively reasonable governmental decisionmaker would have found relevant in making the challenged decision." Id. at 1203. This is a more difficult standard to meet. Id. at 1204; Leib v. Hillsborough Cnty. Pub. Transp. Comm'n, 558 F.3d 1301, 1307 (11th Cir.2009) (affirming dismissal of "class of one" claim over regulatory commission's consideration of "a variegated set of factors," including aesthetics and comparison with industry standards, to determine whether Toyota Prius qualified as a "luxury" limousine); Douglas Asphalt Co. v. Qore, Inc., 541 F.3d 1269, 1275 (11th Cir.2008) (plaintiff paving contractor failed to allege other contractors were similarly situated "in light of all the factors that would have been objectively reasonable" to government officials).
Similarly, in this case, the occupancy calculation for Skybar reflected a multi-dimensional decisionmaking process. Meeks was required to consider various factors including the establishment's square footage, its segments, its emergency exit capacity, its fire and sprinkler systems, and its overall compliance with the codes and regulations. As Meeks testified, his calculation of a 999-person occupancy limit is partly formulaic but also involves discretion and judgment on the part of the regulator in determining that the overall occupancy classification adequately complies with all provisions of the codes and regulations. More importantly, the overall goal of an occupancy number is safe occupancy of buildings.
Plaintiffs argue Meeks miscalculated the maximum occupancy limits in several ways. The problem for the Griders is that this is not an appeal of Meeks's calculations to the City courts or relevant City authorities, but rather it is a § 1983 claim against Meeks in his individual capacity for denial of Plaintiffs' constitutional equal
Plaintiffs' equal protection claim fails for several reasons. First, other City inspectors made the on-site calculations as to the standing areas for "In Italy" and "1716." This difference in calculators alone is enough to negate a "class of one claim." Second, the record evidence, in any event, is insufficient to show the two other establishments—"In Italy" and "1716"—are similarly situated to Skybar. For instance, the parties do not offer record citations showing: (1) how the emergency exits and fire-suppression systems in "In Italy" or "1716" compared to Skybar; (2) the layout of the exterior or interior of Skybar, "In Italy," or "1716," or even how the other two facilities were organized; and (3) the square footage of "In Italy" or "1716," much less how it compared to Skybar. Rather, the record evidence, where any is cited, shows that Skybar was different from "In Italy" and "1716" at the time of Meeks's calculations because "In Italy" and "1716" were smaller than Skybar and were fully compliant "with all Codes of the City."
In sum, Plaintiffs have not shown an equal protection violation by Defendant Meeks (sued individually), and the district court accordingly erred in denying Meeks qualified immunity on Plaintiffs' equal protection claim.
Alternatively, at a minimum, Plaintiffs have not shown Meeks violated clearly established federal law. In determining whether a constitutional right was clearly established at the time of violation, "[t]he relevant, dispositive inquiry ... is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted." Saucier, 533 U.S. at 202, 121 S.Ct. at 2156; see also Hope v. Pelzer, 536 U.S. at 741, 122 S.Ct.
Plaintiffs also brought state-law claims for fraud against Meeks and for tortious interference with contractual and business relations against Carver, Crook, Maddox, Neal, and Meeks. As to Plaintiffs' fraud claims against Meeks, the district court denied Meeks "discretionary-function immunity" because "the Griders have produced evidence that Meeks acted willfully, maliciously, fraudulently, in bad faith, beyond his authority, or under a mistaken interpretation of the law." Grider, 628 F.Supp.2d at 1354-55 (quotation marks omitted). As noted earlier, Meeks was not a law enforcement officer, so he cannot rely on statutory, discretionary-function immunity. However, "state-agent" immunity may extend to Meeks, which the district court also implicitly recognized by citing Cranman's state-agent immunity standards in denying immunity to Meeks. Grider, 628 F.Supp.2d at 1354 (citing Ex parte Cranman, 792 So.2d at 405). To be clear, we refer to the immunity potentially available to Meeks as "state-agent immunity."
As to Plaintiffs' tortious interference claims, the district court denied summary judgment without explicitly discussing any state-law immunity defenses of Defendants
For either type of state-law immunity to apply, Defendants first must show they were performing duties within their discretionary functions when the alleged torts occurred. Ex parte Estate of Reynolds, 946 So.2d at 452 (state-agent immunity); Wood, 323 F.3d at 883 (discretionary-function immunity). Plaintiffs argue Defendants cannot meet this threshold requirement because "[n]o [Defendant] can prove that committing various tortious acts in furtherance of a conspiracy to put the Griders out of business is within the line and scope of any of their duties ...."
Considering the APD officers first, investigating and prosecuting violations
As to Meeks, Alabama's common-law state-agent immunity protects him. State-agent immunity requires that Meeks first show he was acting within a defined class of discretionary acts. Ex parte Estate of Reynolds, 946 So.2d at 452. State-agent immunity protects a state agent for, among other things, "exercising his or her judgment in the administration of a department or agency of government, including, but not limited to, ... making administrative adjudications; ... [and] discharging duties imposed on a department or agency by statute, rule, or regulation, insofar as the statute, rule, or regulation prescribes the manner for performing the duties and the State agent performs the duties in that manner ...." Cranman, 792 So.2d at 405; see also Wood, 323 F.3d at 883 ("Discretionary acts are `those acts as to which there is no hard and fast rule as to the course of conduct that one must or must not take and those acts requiring exercise in judgment and choice and involving what is just and proper under the circumstances.'") (quoting Sheth, 145 F.3d at 1239). Meeks's occupancy determinations easily fall within the administrative adjudications over which he was given responsibility by the City.
Thus, because all Defendants were performing discretionary acts, Plaintiffs must show sufficient "bad intent"—willfulness, malice, fraud, bad faith, actions beyond authority, or actions taken under a mistaken interpretation of law. See Ex Parte Cranman, 792 So.2d at 405. For the reasons outlined above, Grider's version of events meets that requirement for Officers Carver and Crook, but not for Officers Maddox and Neal. Thus, as to Plaintiffs' tortious interference claim, we affirm the denial of both state-agent immunity and statutory, discretionary-function immunity to Carver and Crook and reverse the denial as to Maddox and Neal.
As to Meeks, Plaintiffs have not shown Meeks's actions in regulating Skybar were willfully wrong, malicious, in bad faith, beyond his authority, or were made under a mistaken interpretation of law. Meeks's occupancy calculations were the product of a complex, multi-dimensional evaluation. There is no evidence that Meeks acted fraudulently, maliciously, or in bad faith in making his occupancy calculations.
In sum, we affirm the district court's denial of qualified immunity as to Grider's § 1983 malicious prosecution claim against Carver. We reverse the denial of qualified immunity (1) to Carver, Crook, Maddox, and Neal from Grider's § 1983 conspiracy claims, and (2) to Meeks from Plaintiffs' § 1983 equal protection claim.
As to Plaintiffs' state-law claims, we affirm the district court's denial of state-law immunity (1) to Carver from Grider's state-law malicious prosecution claim, and (2) to Carver and Crook from Plaintiffs' tortious interference claim. We reverse the district court's denial of state-law immunity to Maddox and Neal from Plaintiffs' tortious interference claim. We reverse the denial of state-agent immunity to Meeks from Plaintiffs' tortious interference and fraud claims.
The bottom line is the case will proceed on remand against Defendant Carver on Plaintiff Grider's § 1983 malicious prosecution claim, against Defendant Carver on Plaintiff Grider's state law malicious prosecution claim, and against Defendants Carver and Crook on Plaintiffs' tortious interference claims under state law.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
KRAVITCH, Circuit Judge, concurring in part and dissenting in part:
I concur in parts A, B, and C of the majority opinion's discussion section. I respectfully dissent, however, from the majority's conclusion in parts D and E that Andrew Meeks was entitled to qualified and state-agent immunity.
Determining whether Meeks is entitled to immunity is a fact-intensive inquiry. Because this is an interlocutory appeal from an order on the defendants' motion for summary judgment, my dissent relies on the version of these facts that is most favorable to the Griders.
First, the record contains evidence that Meeks calculated the square-footage standard for standing space in Skybar differently than for the two comparator establishments. Although the majority opinion correctly states that other inspectors made the on-site calculations for the comparator establishments (In Italy and 1716), Meeks admitted in his deposition testimony to ultimately approving a five-square-feet-per-person standard for standing space in the two comparator establishments.
Meeks explained in an August 7, 2006 letter to the Griders that he derived the higher seven-square-feet-per-person standard for Skybar's standing space from the 1997 Standard Building Code (SBC).
The Griders identify several problems with Meeks's explanations. First, they argue that under the IBC(2003), Skybar's exit capacity has no effect on the square-footage standard for standing space. They point out that § 1005.1 of the IBC(2003) requires the building inspector to factor in exit capacity only when calculating an alternative maximum occupancy figure based on the "minimum required egress width." See IBC § 1005.1. If this alternative number is lower than the maximum occupancy based on a square-footage standard, the IBC(2003) requires the building inspector to calculate the maximum occupancy for the structure based on this "egress-width" number. In this case, it is undisputed that Meeks did not use this number to calculate Skybar's maximum occupancy.
Second, the Griders argue that Skybar's fire-suppression systems were up to code because Skybar was an existing building that was "grandfathered in" under § 3401.1 of the IBC(2003) and because they had added a fire alarm and sprinkler system. They also argue that the IBC(2003) only required a fire alarm for the front portion of Skybar because only that section had been recently altered. See IBC § 3401.1. They thus conclude that the building code only properly limited the front portion of Skybar to 1,000 people.
On these facts, construed in the Griders's favor, Andrew Meeks both violated clearly established federal law and acted beyond his authority. Accordingly, I respectfully dissent from the majority opinion and submit that Meeks is not entitled to either qualified or state-agent immunity.
The majority concludes that Meeks was entitled to qualified immunity because the Griders failed to state a valid class-of-one equal-protection claim. See Vill. of Willowbrook v. Olech, 528 U.S. 562, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000). In particular, the majority concludes that the Griders did not establish that Skybar and its two comparator establishments—In Italy and 1716—are "prima facie identical in all relevant aspects." Griffin Indus. v. Irvin, 496 F.3d 1189, 1203-04 (11th Cir.2007). The majority, however, fails to limit its analysis to evidence relevant to whether Skybar was similarly situated to the two comparator establishments for the purposes of assigning a square-footage standard to standing space. In particular, the
Most of this information, however, is irrelevant to determining the square-footage standard for standing space. First, the IBC(2003) does not state that the overall size of a facility is relevant to the square-footage standard to be applied to a building's standing space. Second, the exact layout of the exterior or interior of Skybar is not relevant because it is undisputed that Meeks applied a different standard to Skybar's standing space than he did to the same kind of standing space in the two comparator establishments. Finally, table 1004.1.2 of the IBC(2003) explicitly states that the building inspector should assign a five-square-feet-per-person standard to standing space; exit capacity is only relevant to the alternative maximum-occupancy load based on "egress width" that ultimately did not control Meeks's calculations.
The only arguably relevant factor cited by the majority is whether Skybar's fire-suppression systems are similar to those of the two comparators. It is undisputed that the fire-suppression systems of the two comparator establishments were up to code. The Griders, however, cited the IBC(2003) to assert that their installation of a fire alarm and sprinkler system in Skybar brought Skybar's fire-prevention systems up to code and that the fire alarm only limited the front part of Skybar to 1,000 people. Meeks did not dispute these assertions. Thus, the Griders have provided enough information at this stage in the litigation to establish that Skybar's fire-suppression systems were similar to those of the two comparator establishments.
The Griders have otherwise produced evidence that all three businesses have the same zoning classification, have areas of standing space, are "existing buildings," and were assigned maximum-occupancy loads by Meeks while the IBC(2003) was in effect. These facts are enough to convince a reasonable juror that Skybar warranted similar treatment to In Italy and 1716 for the purposes of assigning a square-footage standard to standing space.
The majority also concludes that Meeks had a rational basis for treating Skybar differently from its two similarly situated comparators. See Olech, 528 U.S. at 564, 120 S.Ct. 1073. The majority accepts two purportedly rational bases for Meeks's calculations: (1) Skybar's poor exit capacity, and (2) Skybar's fire-suppression system. The first of these is not persuasive because a reasonable juror could conclude that exit capacity does not have any bearing on the square-footage standard for standing space. The second reason is similarly unavailing because Meeks did not dispute that the installation of the fire alarm and sprinkler brought Skybar's fire-prevention systems up to code.
Finally, to avoid qualified immunity, the Griders must establish that Meeks's allegedly discriminatory calculations violated clearly established law. See Vinyard v. Wilson, 311 F.3d 1340, 1351-52 (11th Cir. 2002). On this point, "the salient question... is whether the state of the law ... gave [the officers] fair warning that their alleged treatment of [the plaintiff] was unconstitutional." Hope v. Pelzer, 536 U.S. 730, 741, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002). The Supreme Court has held that under the Equal Protection Clause, "a person has a right to be free from intentional and arbitrary discrimination, whether occasioned by express terms of a statute or by its improper execution through duly constituted agents." Olech, 528 U.S. at
The majority also concludes that Meeks is entitled to state-agent immunity because his occupancy calculations were discretionary and the Griders did not allege facts sufficient to establish that his actions were "willfully wrong, malicious, in bad faith, beyond his authority, or ... made under a mistaken interpretation of law." Ex Parte Cranman, 792 So.2d 392, 405 (Ala.2000). I believe, however, that the Griders have provided enough evidence to establish that Meeks acted beyond his authority in determining the square-footage standard for Skybar.
"A State agent acts beyond [his] authority and is therefore not immune when he or she `fail[s] to discharge duties pursuant to detailed rules or regulations, such as those stated on a checklist.'" Giambrone v. Douglas, 874 So.2d 1046, 1052 (Ala.2003) (quoting Ex parte Butts, 775 So.2d 173, 178 (Ala.2000)). It is undisputed that all of the calculations of Skybar's maximum occupancy in 2005 and 2006 were governed by the IBC(2003). Meeks, however, admits to employing the SBC to calculate the maximum occupancy number for Skybar's standing space. In his deposition, Meeks claimed that he departed from the IBC(2003) because Skybar was not up to code. But, as explained above, there is evidence suggesting that Skybar was not in violation of the IBC(2003) and that its exit capacity should not have affected the square-footage standard. Thus, under the version of the facts most favorable to the Griders, there was no relevant safety reason for Meeks to depart from the IBC(2003) when calculating Skybar's square-footage standard.
Furthermore, even if Skybar had not been up to code, nothing in the record suggests that Meeks had the discretion to completely ignore the IBC(2003) and select a square-footage standard from the SBC. Meeks initially testified that he was authorized to depart from the IBC(2003) under § 104.10. But this section would only have mattered if the Griders had petitioned for a modification. See IBC § 104.10 (allowing for modifications "upon application of the owner or the owner's representative"). Furthermore, although the IBC(2003)'s "purpose" is to safeguard the "public health, safety and general welfare," see id. § 101.3, it does not allow a building inspector to completely ignore its provisions. In fact, although § 104.1 of the IBC(2003) affords building officials the authority to render "interpretations" of the IBC(2003) and to adopt "policies and procedures," it specifically states that those policies and procedures "shall not have the effect of waiving requirements specifically provided for in this code." Id. Construed in the Griders's favor, this provision suggests that Meeks exceeded his authority when he chose a square-footage standard from the SBC.
Thus, in my view, the Griders have alleged sufficient evidence to show that Meeks acted outside of his authority, and he is therefore not entitled to state-agent immunity.
The current version of the Auburn code prohibits sales of alcoholic beverages after 2:00 a.m. on Sundays and 2:30 a.m. on other days. Auburn City Code § 3-51(b)(1), (2). Alabama state law prohibits the selling or serving of alcohol after 2:00 a.m. on Sundays, but does not apply to any other day of the week. Ala.Code § 28-3A-25(a)(20), (21) (1975).
In an August 29, 2006 letter, the Griders' attorney then argues the total limit should be 1262, consisting of 408 in the front and 854 in the rear. Plaintiffs now argue the correct maximum occupancy calculation is 1492, comprising 600 persons in the front portion of the bar, and 892 persons in the rear portion of the bar.
Ala.Code § 13A-10-2. "A `governmental function' is defined at § 13A-10-1, Ala.Code 1975, as `[a]ny activity which a public servant is legally authorized to undertake on behalf of a government.'" A.A.G. v. State, 668 So.2d 122, 126 (Ala.Crim.App.1995) (emphasis in original).
Further, there is no allegation in this case that the corporate entity here was formed for illegitimate purposes.