B. FLETCHER, Circuit Judge:
Joseph Christopher
We deny Young's petition for review of the order of removal because he failed to exhaust his claim that his conviction was not for a violation of a law relating to a controlled substance. We grant Young's petition for review, however, with respect to his eligibility for cancellation of removal because the judicially noticeable documents in the record fail to establish that his conviction was necessarily for an aggravated felony.
Young, a native of St. Kitts and Nevis, is a British citizen. He was admitted into the United States as a lawful permanent resident in 1977.
In 2001, Young pled no contest in the Superior Court of California to one count of violating Cal. Health & Safety Code § 11352(a).
Young appeared pro se at a hearing before an immigration judge ("IJ") on April 26, 2006. He admitted the factual allegation in the Notice to Appear that he
The hearing was continued to September 5, 2006. Again, Young appeared pro se. The government produced Young's state-conviction record. After hearing argument, the IJ held Young removable and denied his application for cancellation of removal. The IJ first held that Young was subject to removal as an alien convicted of an offense relating to a controlled substance based on his 2005 conviction.
Young filed a pro se Notice of Appeal and a pro se brief with the BIA. In both, he challenged the IJ's finding that the 2005 conviction constituted an aggravated felony. In November 2006, Young obtained pro bono counsel through the BIA Pro Bono Appeal Project. Pro bono counsel filed a new brief arguing that charging papers are not sufficient to establish an aggravated felony and that a plea of guilty to an overly-inclusive statute stated in the conjunctive cannot establish an aggravated felony.
The BIA dismissed Young's appeal. The BIA first held that Young failed to challenge the IJ's decision that he was removable based on violating a law relating to a controlled substance. Because Young was removable on that ground, the BIA declined to rule on whether he was also removable for being convicted of an aggravated felony.
The BIA then upheld the IJ's finding that Young was ineligible for cancellation of removal. Relying on United States v. Almazan-Becerra, 456 F.3d 949, 953 (9th Cir.2006), withdrawn and superseded on other grounds by United States v. Almazan-Becerra, 482 F.3d 1085 (9th Cir.2007), the BIA stated that when an individual pleads guilty to facts stated in the conjunctive, each factual allegation is taken as true. As a result, the BIA held that Young's guilty plea necessarily admitted that he had committed acts that constituted drug trafficking because the information stated all of the acts prohibited by the
Young filed a timely petition for review in this court.
To the extent we have jurisdiction, it is granted by 8 U.S.C. § 1252. Because the BIA conducted its own review of the evidence and law, our "review is limited to the BIA's decision, except to the extent the IJ's opinion is expressly adopted." Hosseini v. Gonzales, 471 F.3d 953, 957 (9th Cir.2006) (internal quotation marks omitted).
Young contends that the BIA erred in holding him removable based on a violation of a law relating to a controlled substance. Relying on Ruiz-Vidal v. Gonzales, 473 F.3d 1072, 1078 (9th Cir.2007), he argues that the documents in his record of conviction do not unequivocally establish that his 2005 conviction under Cal. Health & Safety Code § 11352(a) involved a substance regulated by the federal Controlled Substance Act.
We may review a final order of removal only if "the alien has exhausted all administrative remedies available to the alien as of right." 8 U.S.C. § 1252(d)(1). A petitioner's failure to raise an issue to the BIA generally constitutes a failure to exhaust, thus depriving this court of jurisdiction to consider the issue. See Barron v. Ashcroft, 358 F.3d 674, 677 (9th Cir.2004). Young "cannot satisfy the exhaustion requirement by making a general challenge to the IJ's decision, but, rather, must specify which issues form the basis of the appeal." Morales-Alegria v. Gonzales, 449 F.3d 1051, 1058 (9th Cir.2006) (quoting Zara v. Ashcroft, 383 F.3d 927, 930 (9th Cir.2004)).
Even construing Young's pro se filings liberally, as we must,
Young challenges the BIA's finding that his 2005 conviction for violating Cal. Health & Safety Code § 11352(a) was an aggravated felony disqualifying him from cancellation of removal. The conduct prohibited by Cal. Health & Safety Code § 11352(a) is stated in the disjunctive. Id. ("[E]very person who transports, imports into this state, sells, furnishes, administers, or gives away ... any controlled substance...."). He argues that because the information in his criminal case merely restated the overly-broad statute in the conjunctive, his guilty plea does not establish that he necessarily committed a drug trafficking offense that would constitute an aggravated felony.
We have jurisdiction to review questions of law presented in petitions for
In order to qualify for cancellation of removal under 8 U.S.C. § 1229b(a), a lawful permanent resident must show that he: "(1) has been an alien lawfully admitted for permanent residence for not less than 5 years, (2) has resided in the United States continuously for 7 years after having been admitted in any status, and (3) has not been convicted of any aggravated felony." Toro-Romero v. Ashcroft, 382 F.3d 930, 937 (9th Cir.2004) (internal quotation marks omitted).
To determine whether a petitioner's prior conviction fits within the statutory definition of an aggravated felony, we use the "categorical approach" and "modified categorical approach" first announced in Taylor v. United States, 495 U.S. 575, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). Alanis-Alvarado v. Holder, 558 F.3d 833, 836 (9th Cir.2009). Under the categorical approach, if the "full range of conduct" covered by the state statute falls within the scope of 8 U.S.C. § 1101(a)(43)(B), then the petitioner's conviction is categorically an aggravated felony and our inquiry is complete. Id. at 836. If the statute of conviction prohibits conduct that is not covered by the aggravated felony provision, then we must use the modified categorical approach, under which we conduct a limited examination of documents in the record of conviction to determine whether there is sufficient evidence to conclude that the petitioner was convicted of an aggravated felony. Id. Where the prior conviction was based on a guilty plea, our inquiry "is generally limited to examining the statutory definition, charging document, written plea agreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which the defendant assented." Shepard v. United States, 544 U.S. 13, 16, 125 S.Ct. 1254, 161
The BIA held that Young was ineligible for cancellation of removal because he had not carried his burden to show that he was not an aggravated felon under 8 U.S.C. § 1103(a)(43)(B). Under this section, Young would be an aggravated felon if he had been convicted of illicit trafficking in a controlled substance under 21 U.S.C. § 802 (the Controlled Substance Act), including a drug trafficking crime under 18 U.S.C. § 924(c).
The government concedes that a conviction under Cal. Health & Safety Code § 11352(a) is not categorically an illicit trafficking crime. See also Sandoval-Lua, 499 F.3d at 1128 (holding that a conviction under the nearly identical Cal. Health & Safety Code § 11379 is not categorically an aggravated felony). Because Cal. Health & Safety Code § 11352(a) is overly inclusive, we turn to the modified categorical approach to determine whether the judicially noticeable documents in the record satisfy Young's burden to establish by a preponderance of the evidence that his conviction was not for an aggravated felony.
The record before us contains the following documents which we may consider under the modified categorical approach: a felony complaint alleging that Young violated Cal. Health and Safety Code § 11352(a); an information charging Young with violating § 11352(a); and a printout of the Superior Court of California's electronic docket sheet for Young's case.
The information charged Young as follows:
The electronic docket sheet entry for February 8, 2005, shows that Young was "advised of the following: the nature of the charges against him, the element[sic] of the offense in the information, and possible defenses to such charges" and that Young pled guilty. The electronic docket does not include any findings of fact by the judge, nor does it include a stipulation of facts by Young.
The BIA held that when Young pled guilty he admitted every act alleged in the information, and therefore the conviction necessarily was for conduct constituting an illicit trafficking offense. The BIA relied upon Almazan-Becerra, in which we stated that "when a defendant pleads guilty to facts stated in the conjunctive, each factual allegation is taken as true."
We have also said that "an indictment that merely recites the language of the statute ... is insufficient to establish the offense as generic for purposes of a modified categorical analysis." United States v. Vidal, 504 F.3d 1072, 1088 (9th Cir.2007) (en banc). In Vidal, the issue was whether the defendant necessarily was convicted of a theft offense which would subject him to a sentence enhancement for being deported after an aggravated felony. Id. at 1074-75. Vidal pled guilty to violating Cal.
We based our holding in Vidal on two principles. First, we held that in order to identify a conviction as a generic offense through the modified categorical approach when the record contains only the charging document and the judgment, the judgment must contain "the critical phrase `as charged in the information[.]'" Id. at 1087. We drew our requirement that the judgment contain the words "as charged in the information" from United States v. Bonat, 106 F.3d 1472, 1477-78 (9th Cir.1997), in which we made clear that the information charged the defendant only with the elements of generic burglary even though the statute proscribed broader conduct. Second, we stated that an indictment that merely recites the language of the statute is insufficient to establish an offense as generic under the modified categorical approach. Vidal, 504 F.3d at 1087.
We have applied Vidal in the immigration context to hold that a guilty plea to a charge that simply recited the language of the statute was insufficient to establish an aggravated felony that would render the petitioner removable and ineligible for cancellation of removal. Penuliar v. Mukasey, 528 F.3d 603, 613-14 (9th Cir.2008). The issue was whether Penuliar's conviction under Vehicle Code § 10851(a) was a theft offense constituting an aggravated felony under 8 U.S.C. § 1101(a)(43)(G). See id. at 614. The record of conviction consisted of the felony complaint and an abstract of judgment which indicated a guilty plea. See Penuliar, 528 F.3d at 612. As in Vidal, we held that Penuliar did not necessarily commit a theft offense where there was a possibility that he pled as an accessory after the fact. Id. at 613. We held the record insufficient to establish that Penuliar pled guilty as a principal because (1) the indictment merely recited the language of the overly-inclusive statute and did not narrow the charge to generic limits; (2) there were no admissions or accepted findings of fact confirming the basis for the plea; and (3) the abstract of judgment did not contain the language "as charged in the [i]nformation." Id. at 612-13.
The lesson of Malta-Espinoza, Vidal, and Penuliar is that a court conducting a modified categorical analysis cannot rely on only the fact of a guilty plea and a charging document that merely recite the multiple theories under which a defendant can be convicted under an overly-inclusive statute to hold that the defendant actually committed a generic offense. Applying this rule to the present case, we find that the record is inconclusive and that therefore it cannot be said that Young's conviction was necessarily for a drug trafficking offense that would constitute an aggravated felony.
First, Young pled guilty to an overly-inclusive charge. The information alleged fourteen possible theories under which Young could have violated the statute. The fourteen listed acts are alternate forms of conduct which satisfy the actus reus element of the crime. The government is not required to prove that a defendant did every one of those fourteen acts in order to convict. Rather, it must prove
Second, Young's record of conviction contains no evidence of the specific facts underlying his plea. The information contains no factual allegations beyond specifying that the crime involved cocaine; the judge made no findings of fact; and there is no transcript of the plea colloquy or written plea agreement that would narrow the factual basis for Young's conviction to an act constituting an illicit trafficking offense. See Shepard, 544 U.S. at 26, 125 S.Ct. 1254.
Finally, the electronic docket states only that Young was "advised of the ... nature of the charges against him [and] the element [sic] of the offense in the information[.]" This statement does not establish that Young pled guilty "as charged in the information" as Vidal requires. Vidal, 504 F.3d at 1088. It establishes only that Young was informed of the elements of the offense with which he was charged.
Thus, we hold that the record is inconclusive as to how Young violated the statute. Because the record is inconclusive, it cannot be said that he necessarily was convicted of an illicit trafficking offense. Young has therefore met his burden under Sandoval-Lua to show by a preponderance of the evidence that he is eligible for cancellation of removal.
The BIA improperly concluded that Young's prior conviction qualifies as an aggravated felony that would render him statutorily ineligible for cancellation of removal. That Young has satisfied his burden to establish that he is eligible for cancellation of removal does not guarantee that he will receive relief. See 8 U.S.C. § 1229b(a) ("The Attorney General may cancel removal in the case of an alien who is inadmissible or deportable from the United States....") We therefore remand this case to the BIA for further proceedings not inconsistent with this opinion. See INS v. Ventura, 537 U.S. 12, 16-17, 123 S.Ct. 353, 154 L.Ed.2d 272 (2002); Sandoval-Lua, 499 F.3d at 1133.
The petition is