BALDOCK, Circuit Judge.
A jury convicted Defendant Eusebio Sierra-Ledesma of the crime of having been found in the United States, without the express consent of the Attorney General, after having been deported, in violation of 8 U.S.C. § 1326(a). Defendant appeals, claiming (1) the district court improperly failed to instruct the jury as to the mens rea required for conviction under Section 1326(a); (2) the Government failed to prove beyond a reasonable doubt that Defendant was not a national of the United States; (3) the district court abused its discretion in admitting Defendant's prior conviction for illegal re-entry; and (4) the Government made improper remarks in its closing argument. To the extent that the sentence imposed for his violation of supervised
On August 28, 2009, local police officers stopped Defendant for speeding outside of Dodge City, Kansas. Once the officers determined Defendant had been previously deported, he was transported to the Immigration and Customs Enforcement (ICE) office in Wichita, Kansas. An ICE agent determined from reviewing Defendant's electronic alien file and searching ICE databases that Defendant neither sought nor gained permission to reenter the United States after he was deported in 2008. Shortly thereafter, a grand jury indicted Defendant with one count of being an alien who was previously deported and later found in the United States without the proper legal authority.
At trial, the Government presented the following evidence. In 1996, Defendant was removed to Mexico. Nonetheless, authorities discovered Defendant in Kansas City, Missouri in 1997. He pled guilty to illegal reentry following deportation in violation of Section 1326(a) and was sentenced to eighty-seven months in prison and three years of supervised release. Defendant was deported to Mexico on August 29, 2008. A year (almost to the day) later, authorities found Defendant yet again in the United States in Kansas. After having waived his rights to silence and an attorney, Defendant gave a sworn statement in response to questions posed by an ICE agent with the assistance of an interpreter:
ROA Supp. Vol. II, Gov. Ex. 15. An ICE agent also testified that a search of all available ICE databases revealed that after Defendant was deported in 2008 he had neither sought nor gained permission to reenter the United States.
Defendant did not call any witnesses. Defense counsel objected to the admission of Defendant's prior conviction for illegal reentry and requested that the district court instruct the jury it must find Defendant acted with knowledge as to each element of the crime charged. Nevertheless, the district court admitted the evidence of Defendant's prior conviction and refused his request to instruct the jury as to intent. In closing, defense counsel argued the Government had not met its burden with regard to the first and fourth elements of the offense, i.e., that the Government failed to prove Defendant was not a United States national and did not have authorization to return to the United
The jury returned a guilty verdict. The court sentenced Defendant to 105 months in prison, followed by three years of supervised release. In a parallel action, Defendant was charged with violating the terms of the supervised release imposed as part of the sentence for his 1997 conviction by committing another federal crime (being found in the United States without authorization) and failing to remain outside of the United States. Taking judicial notice of the jury's verdict, the district court determined Defendant had committed the supervised release violations with which he was charged. As a result, the district court sentenced Defendant to twenty-two months in prison to run consecutively to the 105-months sentence for the newly-convicted offense.
Defendant first argues the district court's failure to instruct the jury as to the intent necessary for conviction pursuant to Section 1326(a) violated his Fifth Amendment right to due process and his Sixth Amendment right to have a jury find all elements of the charged crime beyond a reasonable doubt. He claims Flores-Figueroa v. United States, ___ U.S. ___, 129 S.Ct. 1886, 173 L.Ed.2d 853 (2009), requires that a scienter element applies to all elements of Section 1326's crime of being a previously deported alien found in the United States without authorization. In particular, Defendant protests the district court's omission of "knowingly" from the third element—"found in the United States"—of that crime.
"We review the district court's interpretation of a statute de novo." United States v. Luke-Sanchez, 483 F.3d 703, 705 (10th Cir.2007). Similarly, we review de novo a district court's "jury instructions as a whole and view them in the context of the entire trial to determine if they `accurately state the governing law and provide the jury with an accurate understanding of the relevant legal standards and factual issues in the case.'" United States v. Bedford, 536 F.3d 1148, 1152 (10th Cir.2008) (quoting United States v. Crockett, 435 F.3d 1305, 1314 (10th Cir.2006)). The Supreme Court has held that the Fifth and Sixth Amendments "require criminal convictions to rest upon a jury determination that the defendant is guilty of every element of the crime with which he is charged, beyond a reasonable doubt." United States v. Gaudin, 515 U.S. 506, 510, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995). "[A]n instruction that omits an element of the offense[,]" however, "does not necessarily render a criminal trial fundamentally unfair or an unreliable vehicle for determining guilt or innocence." Neder v. United States, 527 U.S. 1, 9, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999). Therefore, when a defendant protests the omission of an element at trial and on appeal, we must decide whether that error is harmless, that is, "whether it appears `beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.'" Id. at 15, 119 S.Ct. 1827 (quoting Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967)).
Section 1326(a) provides:
Thus, a deported alien may violate Section 1326(a) in three ways: he may (1) illegally reenter the United States, (2) attempt to illegally reenter the United States, or (3) be later found at any time in the United States. Defendant was charged with the last of these three means. Notably, an intent element, such as "knowingly," is absent from the statute's language.
We first discussed at length the mens rea required by Section 1326 in United States v. Miranda-Enriquez, 842 F.2d 1211, 1212 (10th Cir.1988).
If any lingering doubt remained as to the application of Miranda-Enriquez's holding to Section 1326's offense of being unlawfully found in the United States, United States v. Martinez-Morel, 118 F.3d 710 (10th Cir.1997), dispelled it. In that case, the district court instructed the jury the Government must prove "First: the defendant is an alien; Second: who was arrested and deported; Third: and who thereafter voluntarily and knowingly was found in the United States; Fourth: without the permission of the Attorney General." 118 F.3d at 713. The defendant claimed the Government must also "prove that he knowingly was deported and reentered knowing that he did not have the permission of the Attorney General." Id. Rejecting that contention, we held that the Government is not required "to prove a mens rea for those elements of section 1326." Id. We explained that, instead:
Id. (quoting Miranda-Enriquez, 842 F.2d at 1212) (internal citations omitted).
Martinez-Morel, 118 F.3d at 717. Notably, we did not analyze, approve, or reject the district court's instruction that the Government must prove the defendant "voluntarily and knowingly was found in the United States." Id. at 713. Apparently, neither party challenged that instruction.
We returned once again to the issue of Section 1326's intent element in United States v. Hernandez-Hernandez, 519 F.3d 1236 (10th Cir.2008). The Government charged the defendant with being "`found in' the United States illegally after a prior deportation." 519 F.3d at 1237 (quoting 8 U.S.C. § 1326). The district court granted the Government's motion in limine to exclude from trial any evidence of Defendant's asserted defense of voluntary intoxication. We determined that the defendant had no right to present such evidence. In so doing, we first reiterated that the only "mens rea required to secure a Section 1326 conviction for being unlawfully `found in' the United States is limited" to "the intent to do the act of entering the country." Id. at 1239 (internal quotations omitted). Second:
Id. at 1241 (quoting United States v. Quintana-Torres, 235 F.3d 1197, 1200 (9th Cir. 2000)) (internal citations omitted). Because the defendant failed to proffer any evidence suggesting that he was taken across the border against his will, rather than drunkenly crossing the border of his own volition, he was not entitled to present evidence of his intoxication. Id.
With that precedent clearly in mind, we turn to the jury instructions in this case. Defendant requested the district
ROA Vol. 1 at 63 (emphasis added). The district court, however, struck all references to Defendant's knowledge and, instead, instructed the jury that it must find each of the following elements beyond a reasonable doubt:
ROA Vol. 1 at 79.
The instruction the district court gave mirrors the 2005 Tenth Circuit Criminal Pattern Jury Instruction 2.05 in all but one respect. The third element of that instruction states "the defendant knowingly [entered] [attempted to enter] [was found in] the United States." (emphasis added). Although the district court acknowledged the 2005 Pattern Instruction's language, it determined "[k]nowledge isn't necessary.. . . Knowledge is not necessary when he's charged with being here in the United States." ROA Supp. Vol. I at 49. The court further explained that in its view "knowingly found . . . doesn't mean anything. [Defendant] doesn't have to know that he's found. And anybody who finds him doesn't have to know that he's found. He's found." ROA Vol. II at 136.
We too have expressed our confusion as to "what it would mean to be `knowingly found.'" Hernandez-Hernandez, 519 F.3d at 1239 n. 4. In Hernandez-Hernandez, the Government proposed the district court instruct the jury that it must find the defendant was "knowingly found" in the United States. We explained that, contrary to the suggestion of the notes to the 2005 Tenth Circuit Pattern Jury Instruction 2.05, Martinez-Morel "did not analyze or approve the [`voluntarily and knowingly was found in'] instruction, and it ultimately held that the mens rea element of the offense can be satisfied by showing that the defendant had `the intent to do the act of entering the country.'" Id. at 1240 n. 4 (quoting Martinez-Morel, 118 F.3d at 717). But the defendant in Hernandez-Hernandez only challenged the district court's ruling as to his voluntary intoxication defense and the case did not proceed to trial. As a result, "[w]hether there may be some additional way of satisfying the mens rea associated with Section 1326's `found in' provision—such as by simply proving that the defendant knew he or she was physically within the United States—[wa]s not before us." Id. at 1240 n. 4. Thus, just as we did in Martinez-Morel, we left the "knowingly found" instruction unreviewed.
Adding further complication, as the district court in this case noted, the third element of the then 2011 proposed Tenth Circuit Pattern Jury Instruction 2.05 reads "the defendant [knowingly entered] [knowingly attempted to enter] or [was found in]
We can dodge this "knowingly" question no longer. In contrast to Martinez-Morel and Hernandez-Hernandez, Defendant in this case requested a "knowingly found" instruction and the district court refused to give it. Defendant now protests that the district court's failure to instruct the jury as to any mens rea violated his constitutional rights and does not comport with our interpretation of Section 1326.
As our discussion makes clear, we have long held that to secure a conviction under Section 1326's "found in" provision, the Government must prove the defendant acted only with the "`intent to do the act of entering the country.'" Hernandez-Hernandez, 519 F.3d at 1239 (quoting Martinez-Morel, 118 F.3d at 717).
Defendant's argument is equally unpersuasive. Defendant contends that Flores-Figueroa stands for the proposition that "[u]nless obvious from the statutory text, such mens rea or scienter requirement should apply to all the elements [of a charged crime]." Aplt. Op. Br. at 19. The statute the Supreme Court interpreted in Flores-Figueroa criminalized "knowingly transfer[ring] . . . a means of identification of another person." 129 S.Ct. at 1888 (quoting 18 U.S.C. § 1028A(a)(1)). "The question [was] whether the statute requires the Government to show that the defendant knew that the `means of identification' he or she unlawfully transferred. . . in fact, belonged to another person." Id. Given ordinary English grammar and typical interpretation of a criminal statute, the Court concluded "knowingly" in the statute in question applied to each element, including "means of identification." Id. at 1890-93. Defendant's reliance upon Flores-Figueroa is unavailing for at least one obvious reason. Section 1326's statutory text lacks any mention of a mens rea requirement for courts to apply to all its elements. Instead, courts have inferred that Section 1326(a) requires the Government prove the defendant acted solely with the intent to enter the country to "prevent[ ] one from being liable under § 1326 if he crossed the border involuntarily." Guzman-Ocampo, 236 F.3d at 237; see Carlos-Colmenares, 253 F.3d at 278 ("Intent to reenter is an element—it is hardly likely that Congress would have made it a crime to be transported involuntarily to the United States, say by an airplane hijacker—but not intent to reenter without the requisite permission.")
Thus, the district court correctly refused to instruct the jury it must find Defendant possessed any intent as to the alienage, deportation, or authorization elements of Section 1326. But, our precedent dictates it did err in refusing to instruct the jury that the Government must prove Defendant acted with the limited "intent to do the act of entering the country." Martinez-Morel, 118 F.3d at 717; Hernandez-Hernandez, 519 F.3d at 1239. We, however, whole-heartedly agree with our Hernandez-Hernandez and district court colleagues that "knowingly found" is a confusing way to phrase "the intent to
As the district court noted, "knowingly found" could also be read to mean the person found must know that he was found or discovered by authorities, which we have never held Section 1326's "found in" provision to require. Our precedent, instead, establishes that the Government must prove Defendant acted only with the limited intent to reenter the United States to secure a conviction for being found in the United States in violation of Section 1326. So, deleting "knowingly" altogether from the third element without replacing it with some other intent element does not satisfactorily resolve the issue presented. The district court should have made clear to the jury that the Government must prove beyond a reasonable doubt that Defendant reentered the United States with the intent to do so in order to find him guilty of Section 1326's "found in" offense.
On the facts of this case, however, the district court's error worked no reversible harm. Defendant admitted in a sworn statement that he illegally reentered the United States without permission after his last deportation by walking across the border in Tucson, Arizona in 2008. Furthermore, we, along with other circuits, have recognized "that an alien's presence in the United States gives rise to a natural, common sense inference that his or her presence was intentional in the very limited, Section 1326 sense." Hernandez-Hernandez, 519 F.3d at 1241; see also Quintana-Torres, 235 F.3d at 1200 ("[A] reasonable juror may well infer that the alien had the intention to be here when the alien is discovered at any location in the country other than the border."). Defendant was found in Kansas, a considerable distance from the United States-Mexico border, giving rise to the reasonable inference that he intended to reenter the United States. At no point has Defendant provided any evidence to suggest he reentered the United States against his will or without his knowledge. The only evidence presented to the jury demonstrated Defendant acted with the limited intent necessary to support a conviction under Section 1326's "found in" provision—the intent to do the act of reentering the country, i.e. that he voluntarily and intentionally reentered the United States. Miranda-Enriquez, 842 F.2d at 1212. Therefore, we conclude the court's error was harmless because we find "beyond a reasonable doubt that the omitted element was uncontested and supported by overwhelming evidence, such that the jury verdict would have been the same absent the error." Neder, 527 U.S. at 17, 119 S.Ct. 1827.
We next turn to Defendant's contention that the Government did not prove his alienage. Defendant concedes the Government proved he was not a United States citizen but contends the Government did not meet its burden of proving he was an alien at the time he is alleged to have committed the offense in the indictment—August 31, 2009—because it failed to prove he was not a United States national at that time. Aplt. Op. Br. at 16. We review challenges to the sufficiency of the evidence supporting a jury's verdict de novo, viewing the evidence in the light most favorable to the Government. United States v. Parker, 553 F.3d 1309, 1316 (10th Cir.2009). "We will only overturn a guilty verdict on sufficiency grounds if no reasonable juror could have reached such a verdict on the evidence presented." Id.
Pursuant to 8 U.S.C. § 1326(a), the Government bore the burden of proving Defendant was an alien. Section 1101(a)(3) of the same title defines an alien as "any person not a citizen or national of the United States." In turn, Section 1101(a)(22) defines "national of the United
(quoting Miller v. Albright, 523 U.S. 420, 467 n. 2, 118 S.Ct. 1428, 140 L.Ed.2d 575 (1998) (Ginsburg, J., dissenting)). We therefore adopted, without repeating its analysis, the Ninth Circuit's conclusion "that `the term "national," when used to describe non-citizens, refers only to those born in territories of the United States.'" Id. (quoting Perdomo-Padilla v. Ashcroft, 333 F.3d 964, 968 (9th Cir.2003)); see also Omolo v. Gonzales, 452 F.3d 404, 408-09 (5th Cir.2006); Sebastian-Soler v. U.S. Att'y. Gen., 409 F.3d 1280, 1286 (11th Cir. 2005). Consequently, we upheld the following instruction on the definition of a "national" for purposes of Section 1326:
Jimenez-Alcala, 353 F.3d at 860. In the instant case, after defense counsel stated in its closing argument that the Government had failed to prove that Defendant was not a national of the United States, the district court read the above instruction from Jimenez-Alcala to the jury.
Despite our explanation in Jimenez-Alcala, defense counsel seemed to suggest at trial and at oral argument one might "owe[ ] permanent allegiance to the United States" without being a citizen or having been born in select territories of the United States. Such an argument overlooks the fact that "owes permanent allegiance to the United States" is essentially a term of art. The Second Circuit explained "national":
Marquez-Almanzar v. I.N.S., 418 F.3d 210, 218 (2d Cir.2005) (internal citations omitted). Again, the only people to whom this term of art presently applies are those from American Samoa and Swains Island. See 8 U.S.C. §§ 1408, 1101(a)(29); see also T. Alienikoff, D. Martin, & H. Motomura, Immigration: Process and Policy 30 (6th ed. 2008) ("As of today, however, the regular jus soli rules are in effect in all territories except American Samoa and Swains Island—meaning that children now born in any U.S. territorial possessions except those two become full citizens at birth.").
Because Defendant admits he is not a United States citizen, the Government need only prove Defendant is not a noncitizen national. As our discussion above makes clear, birth in certain United States territories is the only path to noncitizen national status. At trial, the Government introduced into evidence Defendant's sworn statement, given on August 31, 2009, in which he said he was a citizen of Mexico and that he was born in Mexico. We feel safe in concluding that generally one cannot be born in two places. And, one's place of birth does not change over the course of time (absent alteration of a place's boundaries—a factual scenario not presented here). Because Defendant admitted he was born in Mexico, a jury could reasonably conclude he was not born in the United States or in the only two United States territories in which birth does not accord citizenship but only national status: American Samoa and Swains Island. As a result, the Government presented sufficient evidence from which a reasonable jury could conclude Defendant was neither a citizen nor a national of the United States at the time alleged in the indictment.
Having dispensed with the elements of conviction, we now turn to the evidence. Over Defendant's objection, the district court permitted the Government to introduce his 1997 conviction for illegal reentry pursuant to Fed.R.Evid. 404(b). Upon the admission of that evidence, the district court instructed the jury that it may only consider that evidence "as it bears on this Defendant's identity, intent, knowledge, and for no other purpose. The fact that he may have previously committed a crime similar to the one charged in this case does not necessarily mean that he committed the crime charged in this case." ROA Vol. II at 49-50. Defendant argues no valid ground existed for the admission of his 1997 conviction; rather, the Government introduced it to demonstrate Defendant's propensity to commit the crime charged, and that prejudicial effect overcame any of its probative value.
We consider the district court's evidentiary rulings pursuant to Fed.R.Evid. 404(b) for abuse of discretion. United States v. Mares, 441 F.3d 1152, 1156 (10th Cir.2006). But even if we conclude the district court abused its discretion, such "error is considered harmless unless it had a substantial influence on the outcome or leaves one in grave doubt as to whether it had such effect." United States v. Becker, 230 F.3d 1224, 1233 (10th Cir.2000) (internal quotations omitted). "`Where the evidence against a defendant is overwhelming, any error in mentioning a defendant's criminal record is harmless.'" Id. (quoting United States v. Sloan, 65 F.3d 861, 865 (10th Cir.1995)). In a sworn statement, Defendant admitted he was a citizen of and born in Mexico, had been previously deported, and last entered the United States without permission by walking across the border in Tucson, Arizona in 2008. Therefore, Defendant's own statement provided
Lastly, Defendant contends that the Government's rebuttal closing argument improperly shifted the burden to Defendant and included other comments so prejudicial as to require reversal. Defendant points to the Government's stating that "there is no evidence that the Defendant is a national of the United States. Only evidence that he is a citizen of Mexico" and claiming Defendant's defense theory amounts to a red herring and speculation. ROA Vol. II at 175-76. Defense counsel objected to this allegedly improper conduct at trial, but the district court overruled his objections.
We review allegations of prosecutorial misconduct de novo. United States v. Pulido-Jacobo, 377 F.3d 1124, 1134 (10th Cir.2004). In conducting that review, we first decide whether the conduct was improper and then, if so, whether the Government has demonstrated that error was harmless beyond a reasonable doubt. Id. "To determine whether prosecutorial misconduct is harmless, `we must look to the curative acts of the district court, the extent of the misconduct, and the role of the misconduct within the case as a whole.'" Id. (quoting United States v. Martinez-Nava, 838 F.2d 411, 416 (10th Cir.1988)).
In this case, "`[w]e need not decide whether [these allegations] represent prosecutorial misconduct, because we are satisfied that' any error was harmless." Id. (quoting Martinez-Nava, 838 F.2d at 416). First, the district court instructed the jury multiple times throughout the trial that Defendant was innocent until the Government carried its burden of proving he was guilty beyond a reasonable doubt. Second, the controverted comments constituted only a small portion of the Government's entire closing argument. Lastly, as discussed above, the Government presented substantial evidence at trial to support the jury's guilty verdict. Consequently, even if the Government's comments constituted prosecutorial misconduct of a constitutional magnitude, we conclude they were harmless error beyond a reasonable doubt.
For the reasons given herein, we AFFIRM the jury's verdict. As a result, we also AFFIRM the sentence imposed in Defendant's supervised release case that was based upon the jury's verdict.
PAUL KELLY, JR., Circuit Judge, concurring.
The district court instructed the jury on the third element that "defendant was found in Sedgwick County, Kansas on or about August 31, 2009," although Mr. Sierra-Ledesma requested an instruction that "the defendant knowingly was found in the United States on the date alleged in the indictment." In pertinent part, the Tenth Circuit Pattern Jury Instruction 2.05 (2005) then required that "the defendant knowingly was found in the United States."
The 2005 instruction on the elements appears similar to the Fifth Circuit Pattern Jury Instruction 2.05 (2001) which required: "That thereafter the defendant knowingly was found in the United States." In United States v. Hernandez-Hernandez,
Thus, the statement in the commentary to the 2011 Pattern Jury Instruction 2.05 that the "knowingly" element does not pertain to being found in the United States, while literally correct given the prior formulation, should be supplemented with the explanation that the defendant must have re-entered voluntarily (or the like). See Guzman-Ocampo, 236 F.3d at 238-39; United States v. Tovias-Marroquin, 218 F.3d 455, 457-58 (5th Cir.2000); 11th Cir. Pattern Jury Instruction 97 (2010) ("the Defendant [knowingly reentered] [was found to be voluntarily back in the United States]"); 9th Cir. Pattern Jury Instruction 9.8 (2010) ("thereafter, the defendant voluntarily entered the United States"). I agree with the court that the failure to so instruct was harmless error.
United States v. Villarreal-Ortiz, 553 F.3d 1326, 1330 (10th Cir.2009). Defining when an alien was "found" has obvious importance in determining issues of venue, statutes of limitation, and sentencing. See e.g., id.; United States v. Hernandez-Noriega, 544 F.3d 1141 (10th Cir.2008); United States v. Hernandez, 189 F.3d 785 (9th Cir. 1999); United States v. Rivera-Ventura, 72 F.3d 277 (2d Cir.1995). But this appeal involves none of those issues. Instead, we are solely concerned with Defendant's state of mind.