MOORE, Circuit Judge.
Ergo Licensing, LLC and Dr. Uvo Hölscher (Ergo, collectively) accused Care-Fusion 303, Inc. (CareFusion) of infringing claims of U.S. Patent No. 5,507,412 ('412 patent) relating to an infusion system. In construing the claims, the district court held that the terms "control means" and "programmable control means" are indefinite. Because the district court correctly held that no corresponding structure is disclosed in the specification, we affirm.
The '412 patent describes an infusion system used to meter and simultaneously deliver fluids from multiple fluid sources into a patient's body. Each fluid is individually metered so that different fluids may be discharged at different rates. '412 patent col.1 ll.6-11, col.2 ll.41-49. To meter the fluids, adjusting means are associated with each fluid source that influences the fluid flow for each source. Id. col.1 ll.9-12. The adjusting means are coupled to a central control device, which permits the selective actuation and control of individual fluid flow sources via the adjusting means. Id. col.1 ll.9-16, col.2 ll.41-49. The control device has data fields that "describe at least the metering of the individual fluid flows," which can be accessed by an operating surface. Id. The operating surface consists of a screen and keypad for viewing and setting the information in the control device, such as the metering rate for each fluid flow source. Id. col.5 ll.23-52.
Ergo sued CareFusion for infringement of claims 1-12, 15-16, and 18-20. Prior to the Markman hearing, the parties stipulated that several terms were means-plus-function terms, including the terms "programmable control means" and "control
The parties agreed that the analysis for both terms is the same and that the function for the terms is "controlling the adjusting means." J.A. 1, 9. The district court held that the "control means" terms are indefinite for failure to disclose corresponding structure. Ergo Licensing LLP v. CareFusion 303, Inc., 744 F.Supp.2d 381, 388 (D.Me.2010). Ergo appeals. We have jurisdiction under 28 U.S.C. § 1295(a)(1).
We review claim construction and indefiniteness de novo. Atmel Corp. v. Info. Storage Devices, Inc., 198 F.3d 1374, 1378 (Fed.Cir.1999). Section 112, ¶ 2 requires that a patent specification "conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention." 35 U.S.C. § 112 (2006). An applicant may express an element of a claim "as a means or step for performing a specified function ... and such claim shall be construed to cover the corresponding structure ... described in the specification and equivalents thereof." 35 U.S.C. § 112 ¶ 6. In exchange for the ability to use a generic means expression for a claim limitation, "the applicant must indicate in the specification what structure constitutes the means." Biomedino, LLC v. Waters Techs. Corp., 490 F.3d 946, 948 (Fed.Cir. 2007). Such structure "must be clearly linked or associated with the claimed function." Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1219 (Fed.Cir.2003). Failure to specify the corresponding structure in the specification amounts to impermissible pure functional claiming. Id. at 1211. "Although [§ 112 ¶ 6] statutorily provides that one may use means-plus-function language in a claim, one is still subject to the requirement that a claim `particularly point out and distinctly claim' the invention." In re Donaldson Co., 16 F.3d 1189, 1195 (Fed. Cir.1994) (en banc). If an applicant does not disclose structure for a means-plus-function term, the claim is indefinite.
Ergo argues that the corresponding structure for "control means" is the recitation of "control device" throughout the specification. Ergo contends that the general disclosure of a "control device" is all that is necessary because a control device is a generic structure known to those skilled in the art. Such a control device, according to Ergo, is synonymous with a general-purpose computer, even though a computer is not recited in the specification. Ergo argues that disclosure of an algorithm was not required, because a general-purpose computer can perform the function. Ergo claims that the specification describes additional structure of the control device, in particular that it has processing capabilities, can generate control commands, and has memory. Ergo also claims that the specification's teaching that the control device has a "programming means" constitutes "the structure with which control and monitoring functions can be performed." Appellant's Reply Br. at 7-8 (emphasis omitted).
None of these disclosures, however, are structure for the function of "controlling the adjusting means." The recitation of
As to Ergo's claim that "control device" is synonymous with computer, even if we were to accept that one skilled in the art would understand a control device to be a general-purpose computer, the specification fails to disclose a corresponding algorithm required by our precedent. In WMS Gaming Inc. v. International Game Technology, we explained that computer-implemented means-plus-function terms are limited to the algorithms disclosed in the specification. 184 F.3d 1339, 1348 (Fed. Cir.1999). We later clarified that WMS Gaming "established that the corresponding structure for a § 112 ¶ 6 claim for a computer-implemented function is the algorithm disclosed in the specification." Harris Corp. v. Ericsson Inc., 417 F.3d 1241, 1249, 1254 (Fed.Cir.2005).
Until recently, we have consistently required "that the structure disclosed in the specification be more than simply a general purpose computer or microprocessor." See Aristocrat Techs. Austl. Pty Ltd. v. Int'l Game Tech., 521 F.3d 1328, 1333 (Fed.Cir.2008). "Because general purpose computers can be programmed to perform very different tasks in very different ways, simply disclosing a computer as the structure designated to perform a particular function does not limit the scope of the claim to `the corresponding structure, material, or acts' that perform the function, as required by section 112 paragraph 6." Id. Requiring disclosure of an algorithm properly defines the scope of the claim and prevents pure functional claiming.
In re Katz Interactive Call Processing Patent Litigation identified a narrow exception to the requirement that an algorithm must be disclosed for a general-purpose computer to satisfy the disclosure requirement: when the function "can be achieved by any general purpose computer
The "control means" at issue in this case cannot be performed by a general-purpose computer without any special programming. The function of "controlling the adjusting means" requires more than merely plugging in a general-purpose computer. Rather, some special programming would be required in order to control the adjusting means. Ergo's proposed construction exemplifies this: "any programmable computer or programmable control device suitable for use in a multichannel infusion system and equivalents thereof." A computer would need special programming to be "suitable for use in a multichannel infusion system." A specially adapted computer is not a general-purpose computer.
At oral argument, Ergo argued that Typhoon Touch Technologies, Inc. v. Dell, Inc. supports its position because we held that algorithms may be disclosed "in prose." Oral argument at 5:10-9:10, Ergo Licensing, Inc. v. CareFusion 303, Inc., No.2011-1229, available at http:// oralarguments.cafc.uscourts.gov/default. aspx?fl=2011-1229.mp3 (citing 659 F.3d 1376 (Fed.Cir.2011)). An algorithm may be expressed "in any understandable terms including as a mathematical formula, in prose, or as a flow chart, or in any other manner that provides sufficient structure." Typhoon Touch, 659 F.3d at 1385 (quoting Finisar Corp. v. DirecTV Grp., Inc., 523 F.3d 1323, 1340 (Fed.Cir.2008)). Even described "in prose," an algorithm is still "a step-by-step procedure for accomplishing a given result." Id. at 1385 (quoting In re Freeman, 573 F.2d 1237, 1245-46 (CCPA 1978)). In this case, however, there is no algorithm described in any form for the function of "controlling the adjusting means." The specification merely provides functional language and does not contain any step-by-step process for controlling the adjusting means. As a result, we hold that the district court correctly determined that the "control means" terms are indefinite for failure to disclose corresponding structure.
NEWMAN, Circuit Judge, dissenting.
The court again, irregularly and unpredictably, departs from the established protocols of claim drafting. The claims here at issue were written in the standard straightforward manner of thousands of claims to systems in which, in today's electronic cyber-assisted technologies, digital devices routinely perform some steps of a new system. The claims here are of that
Ergo's Patent No. 5,507,412 (the '412 patent), filed on June 14, 1994 and issued on April 16, 1996, describes a multichannel metering system in which one of multiple components called a "control means" controls various described functions. Claims 1 and 18 are shown, with boldface marking the control means aspect that my colleagues hold is inadequately described, and that they hold thereby invalidates all of the claims:
CareFusion argued that the claims are invalid for lack of described structure for "control means." The patent examiner did not deem the claims inadequate on this ground. PTO expertise in such matters as patent examination for statutory compliance warrants deference, for the PTO is "a qualified government agency presumed to have properly done its job." Am. Hoist & Derrick Co. v. Sowa & Sons, Inc., 725 F.2d 1350, 1359 (Fed.Cir.1984). The Administrative Procedure Act demands no less. And the court wisely established in Exxon Research & Engineering Co. v. United States, 265 F.3d 1371, 1380 (Fed.Cir.2001) that "close questions of indefiniteness in litigation involving issued patents are properly resolved in favor of the patentee."
The content of Ergo's '412 specification including the claims is appropriate and routine. The invention is stated to be the overall system, called a multichannel metering system, as used in medical facilities to administer medicines or nutrients to patients. From the description in the court's opinion, one would not suspect that the system is described in ten columns of specification, plus four figures. The element that the court finds to be inadequately described is the "control device" that performs the described functions.
The specification contains descriptive text in detail and completeness, describing the system in which the control device stores data fields on metering schedules. The specification starts in description of the overall system with Figure 1, and the specification describes the system, starting with reference to this figure:
The '412 specification describes the function and operation of the control device, including that the control device receives information about flow quantity, and generates warning signals and control commands:
Id. at col.3 ll.48-56. At col.3 ll.25-28 the specification further elaborates the operation of the control:
The specification also states that "[a] multichannel metering system of this type" was known in the prior art, and at col.1 ll.25-34 describes a prior-art system of European patent 302,752:
The specification also references another metering system that appears in German
'412 patent, col.1 ll.54-62.
The panel majority is not explicit as to the specific area of inadequacy of structure on which it relies for its rejection as fatally flawed under § 112 ¶ 6. No error is attributed to the patent examiner. The patent specification is clear that the invention is the arrangement of the components of the system, not any special or nonobvious structure of a component. The specification is clear that the inventor is not claiming the control device as its invention. The patent describes the invention that is presented for patenting:
Id. at col.2 ll.6-13. It is a truism that "patent documents need not include subject matter that is known in the field of the invention and is in the prior art, for patents are written for persons experienced in the field of the invention." S3 Inc. v. NVIDIA Corp., 259 F.3d 1364, 1371 (Fed. Cir.2001).
The specification states that the invention is the arrangement of components, not an improvement in a control device: "The advantage of the present invention is essentially the fact that direct access to the data field of a fluid flow source or to the data fields of a predetermined group of fluid flow sources is possible by means of the selector switches." '412 patent, col.2 ll.25-28. The specification describes prior-art structures that perform control functions. See, e.g., Clearstream Wastewater Sys., Inc. v. Hydro-Action, Inc., 206 F.3d 1440, 1445-46 (Fed.Cir.2000) (prior art disclosed in specification included in structure for claimed means when means-plus-function elements were "not the only points of novelty"). The court departs from the routines of patent protocol, in now ruling that the control device is not described in sufficient detail to meet the requirements of § 112 ¶ 6.
No party disputed that a person of ordinary skill in the field of metering systems could routinely instruct the control device how to perform the described control. The PTO examination for compliance with § 112 ¶ 6 did not require whatever additional description my colleagues believe to be lacking, and on which undefined lack my colleagues invalidate all of the claims.
The presentation in the Ergo patent is a typical presentation of a routine step that is performed by a known component, in the form of descriptive text and stylized figures. This court's foray into patent draftsmanship, finding standard presentations now to be fatally deficient, adds grievous unreliability to duly granted patents. The invention patented by Ergo displays the established protocol of specification
The correct focus is "whether one skilled in the art would have understood that the specification of each patent disclosed structure capable of performing the function recited in the claim limitation." Creo Prods., Inc. v. Presstek, Inc., 305 F.3d 1337, 1347 (Fed.Cir.2002). This court, recognizing the ease with which patent claims can later be criticized, stated in Exxon, 265 F.3d at 1375 that "[i]f the meaning of the claim is discernable, even though the task may be formidable and the conclusion may be one over which reasonable persons will disagree, we have held the claim sufficiently clear to avoid invalidity on indefiniteness grounds." Nonetheless, my colleagues take up the opportunistic ploy of the accused infringer, and hold, on summary judgment, that § 112 ¶ 6 has been somehow violated, although we are not told what is missing.
It was not disputed that skilled artisans would understand the "control device" to be a microprocessor or circuitry to perform the steps in accordance with the criteria described in the specification. Ergo's disclosure conforms to the established protocol. As the specification states, the "present invention" is directed to the arrangement of components, of which the "control device" is a "conventional feature," depicted in accordance with PTO practice as set forth in PTO Rule 83:
37 C.F.R. § 1.83 Content of drawing.
Although CareFusion sold its theory to my colleagues, it is curious that the description in CareFusion's own U.S. Patent No. 5,171,301, entitled "Multiple mini-pump infusion system" tracks that herein, for CareFusion recites "programmable electronic means" in some claims and depicts, as the structure that performs the function, a microprocessor as a rectangular box. '301 patent, col.4 ll.37-44; id. at Figure 2. Indeed, so do thousands, perhaps hundreds of thousands, of issued patents. "[A] challenge to a claim containing a means-plus-function limitation as lacking structural support requires a finding, by clear and convincing evidence, that the specification lacks disclosure of structure sufficient to be understood by one skilled in the art as being adequate to perform the recited function." Budde v. Harley-Davidson, Inc., 250 F.3d 1369, 1376-77 (Fed.Cir. 2001); see also Intel Corp. v. VIA Techs., Inc., 319 F.3d 1357, 1366 (Fed.Cir.2003) ("VIA needed to prove, by clear and convincing evidence, that the specification lacks adequate disclosure of structure to be understood by one skilled in the art as able to perform the recited functions."). Such a finding could not be made on summary judgment, on the record in the district court.
Precedent also establishes that the specification disclose structure for performing the claimed means is "not a high bar," Biomedino, LLC v. Waters Technologies
The panel majority argues that a person of skill in the field of the invention would not understand "control device" as "a known structure." Maj. Op. at 1364. That argument is contrary to the specification, for "knowledge of one skilled in the art can be called upon to flesh out a particular structural reference in the specification for the purpose of satisfying the statutory requirement of definiteness." Creo, 305 F.3d at 1347. Indeed, if there were some semblance of substance to this argument, again summary judgment would be negated. Further, precedent does not require a function to be implemented by a single structure. See Linear Tech. Corp. v. Impala Linear Corp., 379 F.3d 1311, 1322 (Fed.Cir.2004) ("That the disputed term is not limited to a single structure does not disqualify it as a corresponding structure, as long as the class of structures is identifiable by a person of ordinary skill in the art."). As the court stated in Telcordia Technologies, Inc. v. Cisco Systems, Inc., 612 F.3d 1365, 1377 (Fed.Cir.2010), "the specification need only disclose adequate defining structure to render the bounds of the claim understandable to an ordinary artisan." See also Typhoon Touch Techs., Inc. v. Dell, Inc., 659 F.3d 1376, 1385 (Fed.Cir.2011) ("[T]he amount of detail that must be included in the specification depends on the subject matter that is described and its role in the invention as a whole, in view of the existing knowledge in the field of the invention."). These standards are met.
The panel majority also complains that no "algorithm" is presented in the specification. My colleagues state that the "narrow exception" of In re Katz Interactive Call Processing Litigation, 639 F.3d 1303 (Fed.Cir.2011) is inapplicable here because the claimed function "requires more than merely plugging in a general-purpose computer." Maj. Op. 1365. My colleagues misread Katz. The court ruled in Katz that the district court interpreted our prior cases too broadly, and reaffirmed that the requirements of § 112 ¶ 6 are met when claimed functions are "coextensive with the structure disclosed." 639 F.3d at 1316. See also, e.g., Telcordia, 612 F.3d at 1376-77 ("controller" provides structure for "monitoring means," for the record showed that "an ordinary artisan would know how to interpret the specification and actually build a circuit"); S3, 259 F.3d at 1370-71 ("selector" shown in specification is structure for "means ... for selectively receiving," for "[t]he uncontradicted evidence was that a selector is of well known electronic structure and performs a common electronic function, and is readily implemented from the description in the specification"); Intel, 319 F.3d at 1366-67 ("core logic" of a computer modified to perform a program is structure for the claimed functions, for "how to modify the core logic to perform [the program] on the circuitry level may also be properly left to the knowledge of those skilled in the art, and need not be specified in the patent"); Linear Tech., 379 F.3d at 1321-22 ("PWM circuit" is structure for "second means for generating a first control signal during a first state of circuit operation," for the evidence showed that "persons of skill in the art would understand that `PWM circuit' references a discrete class of circuit structures that perform known functions"); Tech. Licensing Corp. v. Videotek, Inc.,
The great weight of authority ratifies the presentation in the '412 specification. Neither CareFusion nor my colleagues on this panel have shown by clear and convincing evidence that the '412 claims are invalid for indefiniteness. The court's new position simply taints thousands of heretofore innocent patents, adding a further infusion of unreliability to the patent grant. This is of particular concern because the panel majority is not relying on newly cited references or other possible examination oversights, but is invalidating a patent on purely formalistic grounds— grounds on which the expertise of patent examination is normally superior to that of judges.
This destruction of a granted patent based on a presumably flawed disclosure in the application, at a time when it cannot be remedied, is not only a disservice to inventors who expect a reliable patent upon examination and grant, but an injury to the public that is served by patent-supported innovation. I must, respectfully, dissent.