TJOFLAT, Circuit Judge.
A state prisoner under a sentence of death, who petitions a United States District Court pursuant to 28 U.S.C. § 2254, for a writ of habeas corpus, is entitled to the appointment of one or more attorneys if he is "financially unable to obtain adequate representation." 18 U.S.C. § 3599(a)(2).
In this case, Carlton Gary is a Georgia prisoner on death row. Gary received the appointment of two attorneys under § 3599(a)(2) to prosecute his petition for a writ of habeas corpus in the United States District Court for the Middle District of Georgia.
In these three appeals, Gary challenges three orders. Appeal No. 09-16198 arises from the District Court's denial of a motion for funds to pay two experts to appear in person at Gary's clemency hearing, Dr. Thomas David and Mr. Roger Morrison; Appeal No. 11-10705 involves the District Court's partial denial of a voucher submitted by Gary's counsel for payment of services rendered in pursuing the extraordinary motion for a new trial; and Appeal No. 11-15396 addresses the District Court's denial of a motion for funds to pay an expert, Dr. Greg Hampikian, to assist Gary's attorneys in connection with the DNA motion.
To address these appeals, it is necessary to briefly recall the criminal conduct that led to Gary's death-row status and the rulings the District Court made in denying Gary's petition for a writ of habeas corpus, for they provide the background against which the District Court made the decisions Gary challenges.
Carlton Gary was convicted by a jury in Muscogee County on August 27, 1986, on three counts each of murder, rape, and burglary.
Gary v. State, 260 Ga. 38, 389 S.E.2d 218, 219-20 (1990).
After the United States Supreme Court denied his petition for a writ of certiorari, Gary v. Georgia, 498 U.S. 881, 111 S.Ct. 226, 112 L.Ed.2d 181 (1990), and the Georgia courts denied him habeas corpus relief,
Gary, 558 F.3d at 1248-49 (internal footnote omitted). We affirmed. Id. at 1254.
The District Court held an evidentiary hearing on Gary's bite-mark claim. "The court indulged the assumption that, if armed with the exemplar, defense counsel, with the assistance of a forensic odontologist, could have, at the very least, cast doubt on whether the bite marks were Gary's." Id. at 1256-57. Nonetheless, the court concluded that the unavailability of the bite mark exemplar "d[id] not undermine confidence in the verdict and sentence determined by the jury," id. (internal citation omitted), and thus denied the claim. We affirmed the court's denial of the claim. Gary, 558 F.3d at 1248-49. Our reasons for doing so no doubt informed, at least in part, the District Court's exercise of discretion in denying Gary's request that the District Court provide him with funds to present the expert testimony of Dr. Thomas David at his clemency hearing.
Gary, 558 F.3d at 1256-57.
This brings us to the appeals at hand. We consider them in turn, starting with Appeal No. 09-16198.
On November 30, 2009, the United States Supreme Court denied Gary's petition to review this court's decision affirming the District Court's denial of habeas relief.
On December 9, 2009, Gary moved the District Court for the provision of funds for two experts to appear in person at the clemency hearing, Dr. Thomas David and Roger Morrison. His attorneys would be representing him at the clemency hearing (pursuant to their § 3599(e) appointment), and, according to his motion, the live opinion testimony of these experts was, within the intendment of § 3599(f), "reasonably
Gary asserted that the funds were "reasonably necessary" because Dr. David's and Roger Morrison's opinions would likely create doubt as to his guilt. He asked for $500 to enable Dr. David to appear and opine that a comparison of the bite mark exemplar taken from victim Cofer's left breast to an exemplar of Gary's teeth made it "more likely than not" that Gary was not "the person who ... left [the] bite mark on Ms. Cofer's breast." Gary sought $2,000 to have Morrison testify to the testing of semen samples found on other victims. Morrison would opine that, based on a comparison of Gary's saliva to the semen samples, Gary could not have been the secretor of the semen. Gary concluded his motion by stating that, in denying his § 2254 petition for habeas corpus relief, "this Court may have disagreed with or minimized the conclusions of [the two experts], but [their] testimony is nevertheless important for the [Board] to make its independent and quite different decision."
The District Court denied Gary's motion, concluding that Gary simply wanted to relitigate in another forum the precise issues the court had rejected previously. Indeed, Gary admitted as much; he merely wanted the Board to conduct an "independent" review of the evidence the District Court had considered, hoping that the Board would reach a "quite different decision." Thus, given that Gary merely wanted to relitigate two of his habeas claims, the court found that the appearance of the two experts in person before the Board was not "reasonably necessary." He could present the Board with the transcriptions of the testimony the experts had presented in the hearings held on his § 2254 petition. Gary immediately appealed the court's ruling; meanwhile, the experts appeared at the clemency hearing on December 14.
Gary argues that the District Court abused its discretion in denying the requested funds on the ground that he wanted to relitigate the bite mark and semen issues before the Board.
We have interpreted the § 3599(f) phrase "reasonably necessary" to mean the same as showing a "`substantial need' for the requested assistance." Brown, 441 F.3d 1330, 1364 (11th Cir.2006) (quoting Riley v. Dretke, 362 F.3d 302, 307 (5th Cir.2004)). Gary contends that requiring the Board to rely on the transcripts of the testimony the experts gave during the § 2254 proceedings would prevent the Board from reaching a fully informed decision. Live testimony was needed to determine "whether there [we]re sufficient doubts about [his] guilt" that would justify a commutation of his sentence. The witnesses needed to appear in person so that the Board could "judge [their] credibility"
The problems Gary raises are not significant, nor are they unique to a clemency proceeding. The decisions of courts and adjudicative bodies are frequently made on cold records. Thus, the mere fact that the Board might have been better able to assess the credibility of Gary's experts if they appeared in person did not mean that their appearances were per se "reasonably necessary," and that testimony they previously gave under oath in an adversary proceeding before the District Court would not suffice.
We find no abuse of discretion here. It is apparent from Gary's submissions to the District Court, and to this court on appeal, that the opinions Dr. David and Morrison would express at the clemency hearing were simply a reiteration of the opinions they gave before the District Court.
Appeal No. 11-10705 arises from the denial of a "CJA 30 Death Penalty Proceedings" fee voucher ("CJA 30" voucher) Gary's appointed counsel submitted to the District Court on December 1, 2010.
We first must ask whether we have jurisdiction to hear this appeal. Ray v. Edwards, 725 F.2d 655, 658 n. 3 (11th Cir. 1984) (stating that "[t]his court has a duty to review its jurisdiction of an appeal"). Our jurisdiction, if any, must be based on the provisions of 28 U.S.C. §§ 1291 or 1292. Section 1292 is plainly inapplicable. See 28 U.S.C. § 1292 (authorizing review of interlocutory decisions, decisions related to injunctions, receiverships or admiralty matters, and issues certified for appeal). Accordingly, if we have jurisdiction, it must lie under § 1291. Section 1291 gives the courts of appeals "jurisdiction of appeals from all final decisions of the district courts." 28 U.S.C. § 1291. The question, therefore, is whether the District Court's January 21, 2011, order is a final decision.
In United States v. Rodriguez, 833 F.2d 1536, 1537-38 (11th Cir.1987), we concluded that a district court's decision denying an appointed attorney's application for compensation under the Criminal Justice Act ("CJA"), 18 U.S.C. § 3006A(d) was not a final decision reviewable under § 1291.
In sum, we conclude that a District Court's partial denial of a CJA fee voucher is not a final decision for the purposes of § 1291. Appeal No. 11-10705 must be dismissed for lack of appellate jurisdiction.
We now address Appeal No. 11-15396. Gary moved the Superior Court of Muscogee County, pursuant to O.C.G.A. § 5-5-41(c), to order DNA testing of vaginal contents or vaginal washings obtained from some of the victims.
Gary appeals the District Court's decision, arguing that the denial of funds for the expert denies him the effective assistance of counsel in obtaining the DNA testing in the Superior Court of Muscogee County, a post-conviction proceeding he claims is within the intendment of § 3599. We have jurisdiction to entertain his appeal.
As in all cases involving the interpretation of a statute, we begin with the language employed by Congress. See Hardt v. Reliance Standard Life Ins. Co., 560 U.S. ___, 130 S.Ct. 2149, 2156, 176 L.Ed.2d 998 (2010). Here, the language of the statute is indeed broad. Section 3599 authorizes the appointment of counsel for an indigent prisoner who seeks a writ of habeas corpus setting aside a death sentence, see 18 U.S.C. § 3599(a)(2), and requires that counsel continue to represent the prisoner "throughout every subsequent stage of available judicial proceedings," including "all available post-conviction process," id. § 3599(e) (emphasis added).
The Supreme Court had occasion to interpret this statute in Harbison v. Bell. In Harbison, the Court said that § 3599 provides indigent defendants with "federally appointed counsel to represent their clients in state clemency proceedings and entitles them to compensation for that representation." 556 U.S. at 194, 129 S.Ct. at 1491. Significantly, however, the Court read the language of § 3599 to limit the right to federally-funded representation in several important ways.
Id. For counsel appointed to represent an indigent § 2254 petitioner, such as Gary, the relevant starting point is the filing of the habeas petition — an indigent petitioner standing in Gary's shoes may receive § 3599 funding only for those proceedings that ordinarily occur subsequent to that starting point.
Elaborating on this limitation, the Court emphasized that an indigent habeas petitioner is not entitled to representation for all proceedings that occur subsequent to his attorney's appointment. Id. at 189-90, 129 S.Ct. at 1488-89. Specifically, the Court discussed a situation where a state proceeding that ordinarily occurs before the filing of a federal habeas petition occurs afterward instead. Such a proceeding, although initiated subsequent to the filing of the federal habeas petition, is not within the scope of § 3599 funding. The Court explained:
Id. (internal citation omitted).
The Court noted, however, that the language of the statute does contemplate some limited federal funding of counsel in state court proceedings. In one footnote, the Court stated that the "other appropriate motions and procedures" language in § 3599(e) indicated that a District Court may determine that counsel appointed to represent a habeas petitioner may need to "exhaust a [federal constitutional] claim [in state court] in the course of her federal habeas representation" and may be compensated for such work. Id. at 190 n. 7, 129 S.Ct. at 1489 n. 7. The Court was equally quick to note, though, that "[t]his is not the same as classifying state habeas proceedings as `available post-conviction process' within the meaning of the statute." Id.
Gary disagrees, arguing for a broader reading of § 3599 and Harbison. His position is that the filing of the DNA motion is a "subsequent stage of a judicial proceeding" and "post-conviction process." It follows, he says, that because § 3599 requires that counsel be afforded for "every" subsequent stage of available judicial proceedings and for "all" available post-conviction process, he has a right to federally funded counsel and expert assistance for this motion.
We decline to adopt such a broad interpretation and conclude, instead, that § 3599 does not provide for federally-funded counsel to assist someone standing in Gary's shoes in pursuing a DNA motion, the results of which might serve as the basis for an extraordinary motion for a new trial. As the language of § 3599(e) and the Court's opinion in Harbison indicate, federally-funded counsel is available only for certain subsequent proceedings.
Clemency proceedings and hearings on DNA motions are fundamentally different types of proceedings and should be treated differently for purposes of § 3599(a)(2). A clemency proceeding, by its nature, will typically occur subsequent to the prisoner's unsuccessful collateral attack on the constitutional validity of his conviction or death sentence. See Ga. Comp. R. & Regs. § 475-3-.10(2)(b) ("Th[e] [clemency] decision will be made after it appears that all appeals through the courts have ceased or been exhausted or anytime within 72 hours of the earliest time the execution could take place even if court action is still pending.").
Gary relies on a footnote in Harbison in arguing that § 3599 could provide for federal representation in a state court proceeding commenced by a prisoner after he has petitioned a federal district court for a writ of habeas corpus. The footnote reads, in full:
556 U.S. at 190 n. 7, 129 S.Ct. at 1489 n. 7.
The Court is describing a scenario in which the prisoner has filed a mixed § 2254 petition, in that it contains constitutional claims that have been exhausted in state court as well as claims that have not been exhausted and the state courts would still entertain them. In this scenario, the district court is likely to stay the litigation of the habeas case while the prisoner repairs to state court to exhaust the unexhausted claim. Footnote 7 simply acknowledges that the district court, in the exercise of its discretion, may authorize § 3599 counsel to prosecute the unexhausted claim in state court.
This case at hand clearly does not present the scenario contemplated by that footnote. It is one thing for a district court to determine, in its discretion, that it is necessary for court-appointed counsel to "exhaust a claim [in state court] in the course of her federal habeas representation," id., so that counsel can go forward with her prosecution of the prisoner's federal habeas petition. It is quite another matter, however, for an indigent prisoner to expect federally-funded counsel to initiate an entirely new state court proceeding to obtain relief from a conviction and death sentence on a state law ground — in Gary's case, on the ground of newly discovered evidence. The filing of Gary's DNA motion had nothing to do with "exhaust[ing]" a federal
Finally, we note that there are sound policy reasons why Congress would not provide for federally-funded counsel in independent state court proceedings. Two reasons stand out: first, such funding would raise troubling federalism concerns; and second, the funding would create significant practical problems. The Supreme Court has explained on numerous occasions the importance of "the fundamental policy against federal interference with state criminal prosecutions," Younger v. Harris, 401 U.S. 37, 46, 91 S.Ct. 746, 751, 27 L.Ed.2d 669 (1971), and emphasized that "the States' interest in administering their criminal justice systems free from federal interference" is a critical concern of federalism. See Kelly v. Robinson, 479 U.S. 36, 49, 107 S.Ct. 353, 361, 93 L.Ed.2d 216 (1986); see also Arizona v. Manypenny, 451 U.S. 232, 243, 101 S.Ct. 1657, 1665, 68 L.Ed.2d 58 (1981) ("Because the regulation of crime is pre-eminently a matter for the States, we have identified `a strong judicial policy against federal interference with state criminal proceedings.'" (quoting Huffman v. Pursue, Ltd., 420 U.S. 592, 600, 95 S.Ct. 1200, 1206, 43 L.Ed.2d 482 (1975))). Proper respect for the principles of federalism is no less important in the context of federal habeas review of a state prisoner's death sentence.
Based on our reading of § 3599, the language of Harbison clearly limiting the
For the reasons set out above, we DISMISS Appeal No. 11-10705, and we AFFIRM the District Court's decision in Appeals Nos. 09-16198 and 11-15396.
SO ORDERED.
WILSON, Circuit Judge, dissenting:
The majority's disposition of this case delivers a powerful blow to the far-reaching guarantees of representation and expert assistance embodied in 18 U.S.C. § 3599. In the course of the opinion, it unnecessarily forecloses expert funding for practically any individual represented by § 3599 counsel, misstates this circuit's jurisdictional precedent, and misinterprets the scope of a federal statute. I cannot join in its disposition of these appeals.
Gary sought to utilize the clemency hearing to cast doubt on his guilt for the charged crimes. The means by which this could be accomplished entailed the presentation of medical testimony that neither (1) the bite mark on one victim nor (2) the semen found on another victim was consistent with Gary being the perpetrator. The two experts, Gary contends, would testify at the hearing to the high probability that those pieces of evidence were inconsistent with Gary's biology. Because the majority finds that the request for experts merely encompassed "reiteration of the opinions [the experts] gave before the District Court," it concludes that the experts were not reasonably necessary to the clemency-hearing representation. Maj. Op. at 1270. This holding fails to appreciate the unique character of clemency, as opposed to federal habeas, and broadly forecloses funding for expert testimony that has previously been presented to any court.
The clemency board's "view of a case necessarily differs from that of a local court or law enforcement agency." Georgia State Board of Pardons and Paroles, Clemency, http://www.pap.state.ga.us/ opencms/export/sites/default/clemency/ (last visited June 18, 2012); see also Ohio Adult Parole Auth. v. Woodard, 523 U.S. 272, 284, 118 S.Ct. 1244, 1251, 140 L.Ed.2d 387 (1998) (plurality opinion) (recognizing the differences between judicial and clemency proceedings). Clemency proceedings operate unconstrained by the strictures of AEDPA and federal rules of evidence and procedure. Unlike the federal courts, the clemency board can base its decision on information never presented to state courts for adjudication. That consideration is particularly relevant where, as here, the factual basis of an argument has been developed almost exclusively in federal court.
To deny expert funding on the ground that the testimony has already been presented during the course of collateral review is to render § 3599(f) nearly meaningless. The majority holds that expert services are not "reasonably necessary" for representation in a clemency proceeding because that testimony is available in the form of a transcript. But won't this always be the case? The substantive-type claims for which experts are requested will almost certainly have served as a ground for relief in state postconviction and federal habeas proceedings, and transcripts of that testimony would be available to a clemency petitioner. A death-sentenced inmate would be ill advised to hold on to potentially meritorious claims in hopes that they could serve as the basis of a compelling clemency petition. The majority's reasoning on this point requires denial of the overwhelming majority of (if not all) requests for expert assistance at a clemency hearing because none will be "reasonably necessary." And it is particularly unjust here, as Gary had no indication that during federal habeas proceedings his counsel should be developing testimony for an actual innocence claim to present to a clemency board.
In a footnote, the majority recognizes two cases as disposing of a similar issue involving duplicative testimony. Neither offers a convincing parallel to the issue we confront. The majority points to Fautenberry v. Mitchell, 572 F.3d 267, 269-71 (6th Cir.2009), as affirming the district court on the ground that the evidence was cumulative. Maj. Op. at 1269 n.16. The district court in that case "concluded ... that the service requested was not `reasonably necessary' because Fautenberry had provided no reasons to explain why it would be necessary." Id. at 269. The Sixth Circuit likewise held that, based on the petitioner's failure to put before the district court any argument regarding reasonable necessity, there was no abuse of discretion notwithstanding his relevant
In arriving at its conclusion, the majority construes the statutory phrase "reasonably necessary" to require a "substantial need" for the requested expert services. See Maj. Op. at 1269. This standard is derived from Fifth Circuit case law, e.g. Riley v. Dretke, 362 F.3d 302, 307 (5th Cir.2004), which we cited in United States v. Brown, 441 F.3d 1330, 1364 (11th Cir. 2006). In Brown, although we identified that "the Fifth Circuit has held that the statute requires the defendant to demonstrate `substantial need' for the requested assistance," 441 F.3d at 1364, we did not utilize the "substantial need" standard to decide that appeal. Nor did we even mention the word substantial in the context of evaluating the claim. See id. at 1363-65. Circuit precedent therefore does not require application of this standard, and I do not read the majority opinion here to actually invoke that standard, since it makes an appearance only in passing.
I do not by any means imply that expert testimony is always "reasonably necessary" to representation of a clemency petitioner. But I cannot justify depriving a death-sentenced individual of live, unconstrained, expert testimony on the ground that reciting it from a transcript is an adequate substitute. The duty of the clemency board is to make an independent determination about the sentence that has been handed down to the petitioner, and I believe that the expert testimony seeking to cast doubt on Gary's role in the crimes is reasonably necessary for representation in that proceeding. At the same time, I recognize that under the terms of the statute, the district court could find that expert services were reasonably necessary for representation but nevertheless deny funding. See 18 U.S.C. § 3599(f) ("Upon a finding that ... expert ... services are reasonably necessary for the representation of the defendant, ... the court may authorize the defendant's attorneys to obtain such services ...." (emphasis added)). I would thus vacate the district court's order and remand to the district court to determine whether it will exercise its discretion to allow funding for these reasonably necessary services.
Next, in concluding that we lack jurisdiction to review the district court's order denying reconsideration of its denial of funding, the majority reinterprets circuit
Pursuant to 28 U.S.C. § 1291, we have jurisdiction to consider "all final decisions of the district courts." Where the litigation underlying a challenged order has been conclusively resolved, "[w]e treat the postjudgment proceeding as a free-standing litigation." Thomas v. Blue Cross & Blue Shield Ass'n, 594 F.3d 823, 829 (11th Cir.2010) (quotation omitted). "A postjudgment order is final for purposes of section 1291 only if the order disposes of all issues raised in the motion." Id. In construing § 1291, "the requirement of finality is to be given a `practical rather than a technical construction.'" Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 171, 94 S.Ct. 2140, 2149, 40 L.Ed.2d 732 (1974) (quoting Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1226, 93 L.Ed. 1528 (1949)).
Gary appeals from the order denying reconsideration of the denial of funds for his representation in the state motion for new trial. This was the only issue presented in the motion for reconsideration. In that order, the district court finally, conclusively, and expressly ruled that no payment would be authorized for appointed counsel's work on the state motion — period.
But I do not even have to independently arrive at this conclusion, as controlling precedent also confounds the majority's jurisdiction-based dismissal. In Harbison, the Supreme Court resolved a question about the scope of representation under § 3599 as related to state clemency. The district court in that case issued an order practically indistinguishable from the one the district court issued here, finding conclusively that the scope of § 3599 did not contemplate federally funded counsel's representation of a petitioner in state clemency proceedings. Compare Harbison v. Bell, No. 97-52, 2007 WL 128954, at *6-7 (E.D.Tenn.2007) (framing the issue as "whether [§ 3599] provides for federally-appointed counsel during state clemency proceedings"), with Gary, 2011 WL 205772, at *1 ("The issue presented ... is whether Petitioner is entitled to federally funded counsel to pursue his extraordinary motion for new trial."). The Sixth Circuit recognized the appeal as challenging "a final order denying counsel in a clemency proceeding" and concluded that controlling precedent foreclosed the appeal on the merits.
What is more, we have previously exercised jurisdiction to consider the scope of representation beyond clemency. In In re Lindsey, a panel of this court considered a petition for mandamus to require appointment of counsel for state proceedings concerning a death-sentenced inmate. 875 F.2d 1502 (11th Cir.1989) (Tjoflat, Vance, and Kravitch, JJ.) (reviewing the petition under the predecessor statute of § 3599). The petition in Lindsey "contest[ed] only the district court's refusal to appoint a psychiatrist and a lawyer ... to assist Lindsey in his pursuit of state-court remedies" for his competency-to-be-executed claim. Id. at 1505. In denying that petition on the merits, we construed the terms of the predecessor to § 3599 to not encompass "any proceedings convened under the
To justify dismissal, the majority cites to United States v. Rodriguez as broadly holding that "a district court's decision denying an appointed attorney's application for compensation under the [CJA] [is] not a final decision reviewable under § 1291." Maj. Op. at 1270 (citing 833 F.2d 1536, 1537-38 (11th Cir.1987) (per curiam)). A brief glance at even just the introductory paragraph of Rodriguez makes its inapplicability obvious. In Rodriguez, the district court awarded a reduced amount of compensation for work done by an appointed attorney pursuant to his CJA representation — representation on matters within the scope of his CJA duties. 833 F.2d at 1537 & n. 1. Dissatisfied with the amount authorized, the appointed attorney appealed the district court's "failure to certify a fee award in the amount requested." Id. at 1537. We ruled that the district court's "fee determination" was a type of "administrative action" — not a judicial decision — and therefore was not a final order under § 1291.
An order administratively approving (or disapproving) of funds within the scope of an attorney's federal representation is not remotely comparable to an order conclusively determining whether certain proceedings fall within the representation authorized by § 3599. The order on appeal in Rodriguez decided fees for work completed within the scope of the attorney's authorized CJA representation. It did not
The Fifth Circuit confronted a case in the same context as ours and explicitly recognized its jurisdiction to resolve the issue. See Clark v. Johnson, 278 F.3d 459 (5th Cir.2002). In Clark, the district court had previously appointed counsel for federal habeas representation under § 3599's predecessor, § 848(q)(8). Id. at 460. After Clark was executed, his attorney filed for reimbursement for "expenses incurred in connection with a state clemency proceeding brought on Clark's behalf." Id. In finding that the appellate court had jurisdiction, the Fifth Circuit explained:
Id. at 461. Clark is indistinguishable from the issue at hand and demonstrates that we have jurisdiction to directly address Gary's claim on the merits.
As a final thought, it seems that the majority's conclusion that we may exercise jurisdiction over the district court's denial of expert fees under § 3599(f) applies with equal force to permit review of the denial of representation under § 3599(e). The majority concludes that the district court had jurisdiction "to determine the scope of duties encompassed under the § 3599(a)(2) appointment," including "whether the DNA motion fell within that ambit of representation." Maj. Op. at 1273 n.26. It then concludes that we have jurisdiction under § 1291 to review that determination, but only in the context of its order denying expert fees. Id. The scope of counsel's federal appointment is exactly what the district court decided in its January 21 order denying reconsideration. Strangely, the majority utilizes the denial of expert fees as a means to review the scope of counsel's representation under § 3599(e), which produces the same result as if it had followed precedent and deemed the January 21 order final in the first place. It strikes me as more straightforward to treat the order actually limiting counsel's
In sum, this is not a situation where the district court found that the petitioner was entitled to a lesser fee than claimed and reduced it accordingly; it is a case where, outright, the district court conclusively ruled that no fee was available under the statute for this work. I therefore find that we have jurisdiction to consider the denial of compensation for representation on the state motion.
I further disagree with the majority's perceived limitation on the scope of § 3599, which is based neither in the text of the statute nor the rationale of Harbison. I recognize that, without consideration of the statute or case law, it appears strange at first glance for federally appointed counsel to receive federal funds for representation in a purely state proceeding. But that is what the Court approved in Harbison based on the language of § 3599 — language that the majority recognizes is "indeed broad" but then quickly narrows. And I conclude that the language of § 3599 and the Court's Harbison decision require that appointed counsel represent Gary in the proceedings at issue.
Federal law entitles a federal habeas petitioner to appointment of counsel when he is financially unable to obtain adequate representation. 18 U.S.C. § 3599(a)(2). An appointed attorney's duties are governed by subsection (e):
18 U.S.C. § 3599(e) (emphases added). Harbison clarified that under the plain language of the statute, federally appointed counsel's duties extend to state clemency proceedings. 556 U.S. at 185-86, 129 S.Ct. at 1486. Specifically, "[b]ecause state clemency proceedings are `available' to state petitioners who obtain representation pursuant to subsection (a)(2), the statutory language indicates that appointed counsel's authorized representation includes such proceedings." Id. Georgia law permits each convicted individual to file one extraordinary motion for a new trial after thirty days have elapsed from entry of judgment in his criminal proceeding. O.C.G.A § 5-5-41(a), (b). Just as state clemency proceedings are "available" to state petitioners with § 3599 counsel, so too is a state motion for new trial an "available judicial proceeding[]" and, thus, encompassed by the plain language of the statute permitting representation in "other appropriate motions and procedures." 18 U.S.C. § 3599(e); see Harbison, 556 U.S. at 188, 129 S.Ct. at 1487 (explaining that the word "available" "indicates the breadth of the representation contemplated" by the statute); see also Felker v. Turpin, 83 F.3d 1303, 1312 & n. 6 (11th Cir.1996) (describing an extraordinary motion for new trial as a "state avenue open to process the claim" made by petitioner (alteration and quotation marks omitted)).
One need only look to relevant case law in order to figure out that death-sentenced petitioners typically file these sorts of extraordinary motions for a new trial after conclusion of their federal habeas proceedings. See, e.g., In re Davis, 565 F.3d 810, 814 (11th Cir.2009) (per curiam) (petitioner filed the state motion after federal habeas proceedings); Felker, 83 F.3d at 1312 & n. 6; Blankenship v. Terry, No. 05-194, 2007 WL 4404972, at *42 (S.D.Ga. Dec. 13, 2007) (quoting state's argument in federal habeas briefing that "[p]etitioner has an available remedy in state court to seek post-conviction DNA testing" (emphasis added)); Jefferson v. Terry, 490 F.Supp.2d 1261, 1345 n. 24 (N.D.Ga.2007) (advising petitioner during federal habeas that he "can pursue a claim of actual innocence in state court by filing an extraordinary motion for new trial"), rev'd in part, 570 F.3d 1283 (11th Cir.2009); Crawford v. State, 278 Ga. 95, 597 S.E.2d 403, 403 (2004) (petitioner filed extraordinary motion after conclusion of federal habeas review). And this is a logical order, given the high standard for granting extraordinary motions for new trial, see Wright v. State, 310 Ga.App. 80, 712 S.E.2d 105, 107 (2011) (noting the six facts a movant must establish for the motion to be granted), and the discretionary procedure for review of their denial, see Crawford, 597 S.E.2d at 404. This motion, much like a clemency hearing, presents the state with a final chance to rectify any fundamental miscarriage of justice. The most appropriate time for an individual to file one of these motions would undoubtedly be after all the evidence has been investigated, the facts developed, and the arguments made in the traditional channels of review (i.e. state postconviction and federal habeas proceedings). Undoubtedly many cases are like this one, where the basis for the extraordinary motion was not fully developed until federal habeas counsel had been appointed. Cf. Harbison, 556 U.S. at 193, 129 S.Ct. at 1490-91 ("Congress likely appreciated that federal habeas counsel are well positioned to represent their clients in the state clemency proceedings that typically follow the conclusion of § 2254 litigation.... [T]he work of competent counsel during habeas corpus representation may provide the basis for a persuasive clemency application."). As a result, I have a hard time believing that habeas petitioners
Our analysis is also informed by looking to what would not be a subsequent stage of proceedings. In Harbison, the Supreme Court provides the quintessential example: state postconviction litigation.
Instead of considering the "ordinary course" of proceedings for a death-sentenced inmate, the majority has crafted a novel standard whereby § 3599(e) is informed by the specific course of proceedings contemplated by the state in which the petitioner is imprisoned. In examining the representation at issue here, the majority relies almost exclusively on the idea that clemency comes after federal habeas proceedings have concluded, while the state motion for new trial can be filed at any time. Maj. Op. at 1276-78. But it is not so invariably true that clemency proceedings occur after the conclusion of federal habeas. In Utah, for example, a death-sentenced inmate can petition for clemency at any time after conclusion of the direct appeal. Utah Admin. Code r. 671-312-3(1); see also Conn. Gen.Stat. § 54-130a(a), (b); State of Delaware, Rules of the Board of Pardons, http:// pardons.delaware.gov/information/rules. shtml#Rule7 (last visited June 15, 2012) (excluding death-sentenced petitioners from the typical rule that applications for commutation must follow the conclusion of collateral review); Louisiana Department of Public Safety and Corrections, Rules, http://www.doc.louisiana.gov/view.php? cat=13&id=83 (last visited June 15, 2012) (requiring under Rule ID that a petition for clemency be made within one year of denial of direct appeal); Washington State Clemency & Pardons Board Policies, http://www.governor.wa.gov/clemency/ documents/policies.pdf (last visited June
Additional considerations bear on the propriety of finding that § 3599 encompasses this request. The representation here involves work on an extraordinary motion for new trial — the only one that Gary can present under state law. If granted, the federal appointment must end because retrial is a new proceeding, and the state would be required to appoint counsel to Gary for retrial. Harbison, 556 U.S. at 189, 129 S.Ct. at 1488. Furthermore, the basis for this motion was developed pursuant to counsel's representation in federal habeas proceedings, which means that counsel is already intimately familiar with the details and arguments. See id. at 193, 129 S.Ct. at 1491 ("[T]he work of competent counsel during habeas corpus representation may provide the basis for a persuasive clemency application. Harbison's federally appointed counsel developed extensive information ... that was not presented during his trial or appeals."). Lastly, the majority's reasoning related to federalism — namely discomfort with federal supervision over purely state proceedings — applies with equal force to representation in clemency proceedings, and the Supreme Court has already considered and flatly rejected those concerns in Harbison. See id. at 192 n. 9, 129 S.Ct. at 1490.
Unlike state postconviction proceedings instituted after the conclusion of federal habeas review, the extraordinary motion for new trial does not constitute a new proceeding any more than state clemency would. It is merely one of the "multiple assurances that are applied before a death sentence is carried out." Kansas v. Marsh, 548 U.S. 163, 193, 126 S.Ct. 2516, 2536, 165 L.Ed.2d 429 (2006) (Scalia, J., concurring). The limitation that the majority crafts is not found in the text of § 3599 or the direction of Harbison. Instead, it is a judgment that Congress must not have meant what it said when using broad phrases like "every subsequent stage," "all available post-conviction process," and "other appropriate motions and procedures." 18 U.S.C. § 3599(e). It is not up to us to determine whether the result of application of the statute "upholds a very bad policy." Harbison, 556 U.S. at 198, 129 S.Ct. at 1494 (Thomas, J., concurring in the judgment) (quotation omitted). Section 3599 means what it says and covers counsel's representation here.
The district court order denying funding for expert services, Appeal No. 11-15396, was premised on the conclusion that § 3599 does not cover counsel's representation on the state motion. Because I find that it does, I would vacate its order and remand for consideration of whether those services were reasonably necessary to counsel's representation under the statute and whether funding should be provided.
The majority's resolution of the issues presented here works to undermine the text of § 3599 and Supreme Court precedent. It also disturbs well-settled law governing our ability to review final orders. With its opinion, the majority offers up
The dissent implies that we should disregard the procedural posture of the case. Even though the District Court's decision was an otherwise non reviewable CJA-voucher compensation decision, such a decision can morph into a reviewable denial of Gary's right to representation, the dissent implicitly argues, because of the reason given to deny Gary's attorneys' compensation. The dissent highlights two controlling cases — Harbison v. Bell, 556 U.S. 180, 129 S.Ct. 1481, 173 L.Ed.2d 347 (2009) and In re Lindsey, 875 F.2d 1502 (11th Cir.1989) (per curiam) — where the orders are "practically indistinguishable" from the CJA denial at issue here. Post at 10.
Such reliance is misplaced. Indeed, to realize why these cases actually support our understanding, we must ask this question: what was the procedural posture in those two cases? In Harbison, the motion at issue was filed in a live controversy and was entitled, "Request for Leave to Expand Appointment Order." See Harbison v. Bell, 1:97-CV-52, 2007 WL 128954, at *1 (E.D.Tenn. Jan. 16, 2007). Likewise, in In re Lindsey, the motion was styled as a "MOTION FOR STAY OF EXECUTION AND FOR APPOINTMENT OF COUNSEL." See In re Lindsey, 875 F.2d at 1503. Both cases involved a request by the indigent defendant for representation, not their attorneys for compensation. Both cases were reviewable because the prisoner's rights were placed squarely at issue by the prisoner himself.
Rodriguez decided that CJA compensation decisions are not appealable. See United States v. Rodriguez, 833 F.2d 1536, 1537-38 (11th Cir.1987) (per curiam). The decision at issue here is a compensation decision, plain and simple. A prisoner's claim pertaining to the scope of his or her statutory entitlement to representation can easily be presented to the District Court in a motion for appointment of counsel or to expand the scope of representation, just as the petitioners in Harbison and In re Lindsey did. That procedural posture, though, is simply not what we have in Appeal No. 11-10705. The dissent thought it strange, post at 1266, that we had jurisdiction to review the denial of expert assistance, but not the partial denial of the CJA fee determination, even though the merits of both turned on the scope of § 3599. As we explain in note 26 infra, however, the motion at issue in Appeal No. 11-15396 was properly presented to the District Court in a motion filed by Gary asserting his rights to additional funds to expand the previous appointment of his expert. We have jurisdiction to review a final determination of Gary's rights, but do not have jurisdiction to review a CJA fee determination rooted in his attorney's right to compensation. There is no paradox about this disparate treatment.
This appeal is of the denial of a motion filed by Gary, asserting his right under § 3599(f) for the District Court to provide funds for services Gary believes are "reasonably necessary" to assist his lawyers in prosecuting his motion for DNA testing in the Superior Court of Muscogee County. Gary properly asserted his right in a motion before the District Court. Cf. supra note 21. Gary also implicitly argued to the District Court that, in addition to the provision of funds to pay for the services of an expert under § 3599(f), the District Court should also expand his lawyers' § 3599(a)(2) appointment in the federal habeas case to include the state proceedings. The District Court disagreed on both fronts. Thus, in appealing the District Court's denial of § 3599(f) funds to hire Dr. Hampikian, Gary also effectively appealed the District Court's refusal to expand the scope of the § 3599(a)(2) appointment that would have allowed his lawyers to represent him before the Superior Court.
In sum, we conclude that the District Court had retained jurisdiction to determine the scope of duties encompassed under the § 3599(a)(2) appointment and the availability of expert funds under § 3599(f), and whether the DNA motion fell within that ambit of representation. We have jurisdiction under 28 U.S.C. § 1291 to review the District Court's determination on Gary's motion, which is a final decision. See Harbison v. Bell, 556 U.S. 180, 183, 129 S.Ct. 1481, 1485, 173 L.Ed.2d 347 (2009) (holding that a district court's denial of representation for an indigent prisoner contending that he has a statutory right to representation is a final appealable order under § 1291).
A clemency proceeding is, as the Supreme Court observed, a final chance to rectify any fundamental miscarriage of justice. See Herrera v. Collins, 506 U.S. 390, 415, 113 S.Ct. 853, 868, 122 L.Ed.2d 203 (1993); see also Utah Admin. Code r. 671-312-3(5) (allowing for a second clemency review, despite an earlier proceeding); David Schwartz, Arizona Executes Killer Who Fought Clemency Board, Chi. Trib., June 27, 2012, http://articles. chicagotribune.com/2012-06-27/news/sns-rt-us-usa-execution-arizonabre85q1cm-20120627_1_estafana-holmes-clemency-board-reprieve (noting that the Arizona clemency board rejected the inmate's application on the Friday preceding his execution); Andrew Welsh-Huggins, Gov. Kasich Grants Two-Week Reprieve to Death-row Inmate, News-Messenger (Fremont, Ohio), June 6, 2012, http://www.thenews-messenger.com/ article/20120606/NEWS01/206060312/Gov-Kasich-grants-two-week-reprieve-death-row-inmate (stating that the Ohio Parole Board voted against mercy in the month preceding the execution date); Mississippi Gov. Phil Bryant Won't Stop Execution for 1990 Slayings, Gulflive.com, June 05, 2012, http://blog. gulflive.com/mississippi-press-news/2012/06/ mississippi_gov_phil_bryant_wo.html (reporting that the Governor of Mississippi refused mercy on the afternoon of the execution date).
An extraordinary motion for a new trial is entirely different. Georgia law, for example, is clear in that an extraordinary motion for a new trial is subject to stringent limitations and cannot be used as a "final" chance for relief.
Drane v. State, 728 S.E.2d 679, 2012 WL 2369437, at *5 (Ga.2012) (quoting Llewellyn v. State, 252 Ga. 426, 314 S.E.2d 227, 229 (1984)); see also Davis v. State, 283 Ga. 438, 660 S.E.2d 354, 359 (2008) ("Thus, it appears that Davis has not been diligent in presenting these affidavits to the trial court, which is another of the requirements in an extraordinary motion for new trial."); Llewellyn, 314 S.E.2d at 229 (Ga.1984) (requiring both due diligence to discover the information and prompt filing of the motion once information is in hand). Other States provide different post-conviction procedures for seeking a new trial based on newly-discovered evidence; such procedures must be invoked promptly, after the new evidence has been discovered. See, e.g., Ala. R.Crim. P. 32.1(e)(1) (providing that an individual can bring a newly-discovered evidence claim if "[t]he facts relied upon were not known by the petitioner or the petitioner's counsel at the time of trial or sentencing or in time to file a posttrial motion pursuant to Rule 24, or in time to be included in any previous collateral proceeding and could not have been discovered by any of those times through the exercise of reasonable diligence"); Ky. R.Crim. P. 10.06(a) ("The motion for a new trial shall be served not later than five (5) days after return of the verdict. A motion for a new trial based upon the ground of newly discovered evidence shall be made within one (1) year after the entry of the judgment or at a later time if the court for good cause so permits."); Fields v. State, 151 Idaho 18, 253 P.3d 692, 699 (2011) (describing post-conviction procedure to bring a newly-discovered evidence claim and noting that "[the defendant] was required to bring those claims within a reasonable time after they were known or should have been known. Claims not raised within that reasonable time are deemed waived" (citation omitted)); State v. Unsworth, 2010 WL 415415, at *2 (Ohio Ct.App.2010) ("Although [Ohio R.Crim. P. 33(B)] itself does not provide a specific time limit for the filing of a motion for leave to file a delayed motion for new trial, [a] trial court may require a defendant to file his motion for leave to file within a reasonable time after he discovers the evidence." (alteration in original) (internal quotation marks omitted)).
Thus, unlike a clemency proceeding, which commonly occurs as a final chance to prevent a miscarriage of justice, the time for filing a motion for a new trial based on newly discovered evidence depends entirely on when the prisoner discovered the evidence. It is simply incorrect to assert that an extraordinary motion for a new trial is "typically" filed after a federal habeas petition or that an extraordinary motion for a new trial would be held in reserve as a measure of last resort. On the other hand, a prisoner who obtains evidence that would support a clemency application can sit on that evidence until the last possible moment. In sum, if a prisoner discovers new evidence that might prompt the court in which he was convicted and sentenced to grant a new trial (or a new sentencing hearing), the prisoner must act with dispatch. This means that if, after filing a § 2254 petition, a prisoner discovers evidence that would warrant the granting of a new trial, the prisoner runs the risk of having his motion for new trial declared untimely if he does not file his motion immediately.