PER CURIAM:
On July 19, 2011, the district court dismissed the habeas petition of Petitioner-Appellant, Sivoris Sutton, as untimely under the one-year statute of limitations prescribed by the Antiterrorism and Effective Death Penalty Act ("AEDPA"), 28 U.S.C. § 2244(d)(1). See No. 10-1240, 2011 WL 2937207 (July 19, 2011 E.D.La.) (unpublished) (adopting magistrate's report, 2011 WL 2937214 (Mar. 17, 2011 E.D.La.) (unpublished)). The court entered final judgment against Sutton on the same day. For the reasons provided herein, we AFFIRM.
Sutton is a Louisiana state prisoner, who was convicted of two counts of second-degree murder and is serving a life sentence without parole. He was convicted on February 6, 1993. On January 31, 1996, the intermediate state appellate court affirmed his convictions and sentence on direct appeal. At that point, Sutton's trial counsel ("Pastor") withdrew from the representation.
Thereafter, Sutton proceeded pro se. He filed a joint petition for certiorari to the La. Supreme Court with co-defendant Charlie Water. Water signed the petition, but Sutton did not.
The La. Supreme Court denied certiorari on June 7, 1996, in a one-word order that simply stated "Denied." See State v. Water, 674 So.2d 980 (La.1996). The La. Supreme Court only addressed Water in its denial of certiorari. Sutton asserts that he did not discover this fact until 1999, upon his retention of new counsel ("Harvey").
On February 9, 1999, Sutton moved the La. Supreme Court for permission to file an untimely petition for certiorari. The La. Supreme Court denied this motion on June 4, 1999. Its one-paragraph order stated as follows:
State v. Sutton, 743 So.2d 1243 (La. 1999). The record does not reflect that Sutton sought certiorari from the U.S. Supreme Court on his direct appeal.
On the same day that Sutton moved the La. Supreme Court for permission to file the untimely petition on direct appeal, February 9, 1999, Sutton filed his state habeas application. On July 21, 2008, the trial-level state habeas court granted partial relief on Sutton's underlying claim for ineffective assistance of counsel ("IAC") at trial. However, the intermediate state appellate court reversed the partial grant of relief. The La. Supreme Court denied Sutton's application for supervisory writ on February 26, 2010.
At some point during this state habeas process, Harvey withdrew. Sutton alleges that the Supreme Court of Georgia disciplined him for doing so.
Sutton filed the instant (federal) habeas petition on April 6, 2010, pursuant to 28 U.S.C. § 2254. Respondent-Appellee, Burl Cain, responded that the petition was untimely under the AEDPA. At that point, Sutton retained his present habeas counsel ("Bartholomew"). Sutton made two arguments in reply.
First: Sutton argued that the La. Supreme Court had implicitly adjudicated his February 9, 1999 motion, for permission to file an untimely petition for certiorari, on the merits. Accordingly, Sutton submitted that his conviction had not become "final" for purposes of AEDPA's one-year statute of limitations, 28 U.S.C. § 2244(d)(1)(a), until the La. Supreme Court denied his motion on June 4, 1999. Since the AEDPA limitations period would have been tolled regardless during the pendency of his state-level habeas proceedings, his federal petition, thus, would have been timely filed. In support of this position, Sutton analogized to the U.S. Supreme Court's decision in Jimenez v. Quarterman, 555 U.S. 113, 121, 129 S.Ct. 681, 172 L.Ed.2d 475 (2009). Sutton asserted underlying claims of (i) actual innocence; (ii) IAC; and (iii) state misconduct.
Second: Sutton also argued that he was entitled to equitable tolling. He asserted the same underlying claims, with the addition of a claim of (iv) injustice pertaining to the La. Supreme Court's failure to address him in its June 7, 1996 denial of Water's petition for certiorari, which Sutton had jointly filed with Water but did not sign.
Upon the magistrate's recommendation, the district court rejected both of Sutton's arguments. On July 19, 2011, the district court dismissed Sutton's petition with prejudice as untimely and entered final judgment against Sutton. On July 21, 2011,
Sutton timely appealed the denial of a COA. We granted a COA on May 11, 2012.
"An order dismissing a habeas application as time-barred by AEDPA is subject to de novo review." Giesberg v. Cockrell, 288 F.3d 268, 270 (5th Cir.2002) (per curiam) (citation omitted). A district court's denial of AEDPA equitable tolling is reviewed for abuse of discretion. See Henderson v. Thaler, 626 F.3d 773, 779 (5th Cir.2010) (citations omitted).
Sutton raises two issues on appeal:
We address the equitable tolling issue first and the timeliness issue second.
While the parties dispute whether our COA certified the equitable tolling issue, we pretermit a determination of that question. Assuming arguendo that our COA certified this issue, Sutton nonetheless fails to satisfy the U.S. Supreme Court's test for equitable tolling.
A petitioner requesting equitable tolling must show that (i) "he has been pursuing his rights diligently"; and (ii) "some extraordinary circumstance stood in his way." Pace v. DiGuglielmo, 544 U.S. 408, 418, 125 S.Ct. 1807, 161 L.Ed.2d 669 (2005) (citation omitted). Here, the La. Supreme Court denied the unsigned joint petition on June 7, 1996, addressing only Water. Sutton did not seek clarification of that anomaly until 1999, when he filed his February 9 motion. Accordingly, Sutton was not "diligent" within the meaning of Pace.
Nor has Sutton made the requisite showing of "extraordinary circumstances." "A petitioner's failure to satisfy the statute of limitations must result from external factors beyond his control; delays of the petitioner's own making do not qualify." In re Wilson, 442 F.3d 872, 875 (5th Cir.2006) (per curiam) (citation omitted).
"As a general rule, equitable tolling operates only in rare and exceptional circumstances where it is necessary to preserve a plaintiff's claims when strict application of the statute of limitations would be inequitable." Fierro v. Cockrell, 294 F.3d 674, 682 (5th Cir.2002) (alteration, citations, and internal quotation marks omitted). "Equitable tolling thus applies principally where the plaintiff is actively misled by the defendant about the cause of action or is prevented in some extraordinary way from asserting his rights." Id. (citations and internal quotation marks omitted). "As a consequence, neither excusable neglect nor ignorance of the law is sufficient to justify equitable tolling." Id. (citation and internal quotation marks omitted).
Here, the joint petition that Sutton failed to sign had only one signature line, which Water's signature occupied. Far from actively misleading Sutton, the state here simply failed to anticipate Sutton's unawareness of the need to file his own petition. This need should have been clear to Sutton on account of the one signature line on the form and, in any event, ignorance of the law is insufficient to justify equitable tolling. See id. (citation omitted). Accordingly, no "extraordinary circumstance" stood in the way of Sutton filing a timely federal habeas petition.
For these reasons, we deny Sutton's request for equitable tolling of the AEDPA's one-year limitations period. We need not reach the merits of the four underlying bases of Sutton's request.
Sutton argues that, on account of surplus language in the La. Supreme Court's denial of his motion to file an untimely petition for certiorari, our decisions in Melancon v. Kaylo, 259 F.3d 401 (5th Cir.2001), and Grillette v. Warden, Winn Correctional Center, 372 F.3d 765 (5th Cir.2004), compel us to treat the denial as an adjudication on the merits, thereby preserving the timeliness of his eventual AEDPA petition. We are unpersuaded by this argument.
Melancon and Grillette are AEDPA statutory tolling cases that hinged on the operation of Louisiana Courts of Appeal Rule 4-3. Rule 4-3 sets a thirty-day deadline to appeal a denied state habeas application to an intermediate state appellate court (i.e., to apply for a supervisory writ). Notwithstanding the thirty-day deadline, the Rule expressly states that:
The primary import of Melancon and Grillette, even though they arose in the 28 U.S.C. § 2244(d)(2) statutory tolling context, rather than in the § 2244(d)(1) "finality" context, is that they provide guidance as to when an ambiguous state court order amounted to a merits adjudication.
In Melancon, a federal habeas petitioner had filed an application for supervisory writ that was approximately five months
The petitioner subsequently filed a federal petition, which the district court dismissed as time-barred under the AEDPA. Melancon, 259 F.3d at 403-04. We held that AEDPA's statute of limitations had tolled during the literal pendency of the state habeas process. Thus, the petitioner's untimely filing of his state application for supervisory writ did not automatically render his subsequent federal petition untimely as well, in light of the intermediate appellate court's ambiguous order — which may have been on the merits. Id. at 405. We directly connected this logic to Rule 4-3, which would have granted the intermediate court discretion to adjudicate the untimely application even if otherwise time-barred. Id.
Nevertheless, we ruled that the AEDPA limitations period had not tolled during the approximately five months that the petitioner had waited to file his application for supervisory writ (five months beyond the timely period for filing such an application), even though the limitations period had subsequently tolled upon issuance of the intermediate appellate's court ambiguous order (and for the remainder of the state habeas process). Id. at 406-07.
Grillette came before us on a somewhat similar posture to Melancon. However, unlike in Melancon, the intermediate Louisiana appellate court had not expressly stated that the application "appeared to be untimely." Grillette, 372 F.3d at 775. It had done so only by implication and, otherwise, had disposed of the application "on the merits" in its ambiguous order. Id.
As in Melancon, we treated the state court's ambiguous order as turning on the merits by operation of Rule 4-3. However, unlike in Melancon, we proceeded to treat the AEDPA limitations period as tolled during the period before the petitioner had filed his putatively untimely application for supervisory writ.
We explained that express adjudication "`on the merits' is not by itself conclusive proof" that an application's denial had not turned on timeliness. Grillette, 372 F.3d at 775 (citing Carey v. Saffold, 536 U.S. 214, 225-26, 122 S.Ct. 2134, 153 L.Ed.2d 260 (2002) (explaining that there are legitimate reasons a state court might provide alternative merits grounds for denying a clearly stale application, including to show a pro se prisoner "that it was not merely a procedural technicality that precluded him from obtaining relief")). We added, however, that "when the denial of an application is based on untimeliness, Louisiana courts routinely and unmistakably indicate so in their opinions." Id. (citations omitted).
Thus, we distinguished Melancon because, in Grillette, the state court had not used the express words "appeared to be untimely." Therefore, the petitioner's "application was never in an untimely status," and the AEDPA limitations period had tolled throughout the entire state habeas process. Grillette, 372 F.3d at 776. In our conclusion, we expressly cautioned that Grillette was limited to "the particular and highly unusual circumstances presented." Id.
A few years after Melancon and Grillette, the U.S. Supreme Court issued its
Id. at 120-21, 129 S.Ct. 681 (expressly noting that the "plain language of § 2244(d)(1)" encompasses "AEDPA's goal of promoting comity, finality, and federalism by giving state courts the first opportunity to review the claim and to correct any constitutional violation in the first instance" (alteration, citations, and internal quotation marks omitted)).
Cain (Respondent-Appellee) argues that Melancon and Grillette are distinguishable because they hinged on Rule 4-3, which governs the intermediate Louisiana appellate courts. Here, by contrast, the court issuing the ambiguous order was the La. Supreme Court. The corresponding La. Supreme Court Rule succinctly states: "No extension of time ... will be granted." Rule 10, § 5(a).
We agree with Cain that Rule 4-3 is inapplicable. Therefore, Grillette and Melancon do not control because those cases treated the ambiguous state court order as an adjudication on the merits largely (if not only) in light of Rule 4-3's allowance for discretion.
Moreover, unlike the state court in Grillette, the La. Supreme Court here expressly stated: "motion to file out-of-time petition for writ of certiorari denied on the showing made." Sutton, 743 So.2d at 1243 (emphasis added). While the La. Supreme Court proceeded to state that Sutton's "application lacked merit," id., that statement was not dispositive in light of Saffold, 536 U.S. at 225-26, 122 S.Ct. 2134.
For these reasons, the La. Supreme Court did not adjudicate Sutton's motion on its merits. Thus, even were Jimenez applicable, Sutton's habeas petition would not have been timely under the AEDPA.
For the foregoing reasons, we AFFIRM the final judgment of the district court, which dismissed Sutton's habeas petition with prejudice as untimely under the AEDPA.