Filed: Sep. 28, 2010
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS September 28, 2010 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court MIKE PEAY; COLLEEN PEAY; MATTHEW PEAY; MEGAN PEAY, Plaintiffs-Appellees, v. No. 09-4198 JOANN MURPHY; WADE BERRY; (D.C. No. 2:05-CV-01083-DB) ROB RIDING; DAVID SORENSEN; (D. Utah) STEVEN SHAWN CHIPMAN, Defendants-Appellants. ORDER AND JUDGMENT * Before BRISCOE, Chief Judge, McKAY and HARTZ, Circuit Judges. After examining the briefs and appellate
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS September 28, 2010 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court MIKE PEAY; COLLEEN PEAY; MATTHEW PEAY; MEGAN PEAY, Plaintiffs-Appellees, v. No. 09-4198 JOANN MURPHY; WADE BERRY; (D.C. No. 2:05-CV-01083-DB) ROB RIDING; DAVID SORENSEN; (D. Utah) STEVEN SHAWN CHIPMAN, Defendants-Appellants. ORDER AND JUDGMENT * Before BRISCOE, Chief Judge, McKAY and HARTZ, Circuit Judges. After examining the briefs and appellate ..
More
FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
September 28, 2010
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
MIKE PEAY; COLLEEN PEAY;
MATTHEW PEAY; MEGAN PEAY,
Plaintiffs-Appellees,
v. No. 09-4198
JOANN MURPHY; WADE BERRY; (D.C. No. 2:05-CV-01083-DB)
ROB RIDING; DAVID SORENSEN; (D. Utah)
STEVEN SHAWN CHIPMAN,
Defendants-Appellants.
ORDER AND JUDGMENT *
Before BRISCOE, Chief Judge, McKAY and HARTZ, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is,
therefore, ordered submitted without oral argument.
Defendants, a group of law enforcement entities and officers from Utah
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 (eff. Dec.
1, 2006) and 10th Cir. R. 32.1 (eff. Jan. 1, 2007).
County, Utah, have filed this interlocutory appeal seeking to challenge the district
court’s denial of summary judgment as to plaintiffs’ claim that defendants
violated their Fourth Amendment rights during the execution of a search warrant
at plaintiffs’ residence. Plaintiffs have moved to dismiss the appeal for lack of
interlocutory jurisdiction. After reviewing the matter, we agree with plaintiffs
that we lack jurisdiction over the issues presented, and we accordingly grant
plaintiffs’ motion and dismiss the appeal.
I
Factual background
On December 26, 2003, Wade Berry, a deputy with the Utah County
Sheriff’s Office, prepared an affidavit in support of a search warrant for the
residence of Michael Peay and his family, located at 4624 Kestrel Way, Eagle
Mountain, Utah. Berry presented the affidavit to a Utah state district judge who
found probable cause to search the residence for a marijuana grow operation and
authorized a no-knock warrant.
At approximately 11:00 p.m. on January 4, 2004, a group of law
enforcement officers, including a S.W.A.T. team, executed the warrant. In doing
so, the officers used a ram to break down a door and aggressively yelled as they
entered the residence. The officers forcibly removed Mrs. Peay from a couch and
placed her roughly on the floor. Mr. Peay was tackled from behind by the
officers, handcuffed, placed in leg restraints, and tasered. He was also allegedly
2
punched and kicked on repeated occasions. After Mr. and Mrs. Peay were
restrained, the officers searched the residence but found no evidence of a
marijuana grow operation. According to the Peays, the officers ransacked the
residence, broke windows, smashed holes in walls, smashed at least two doors,
and ate some candy and drank a bottle of soda found in one of the bedrooms. The
Peays also alleged that they lost several pets as a result of the officers’ actions,
and that the officers damaged a dresser, the backyard fence, a water bed, and a
rocker/recliner.
Procedural background
On December 29, 2005, the Peays filed this action against Utah County, the
Utah County Sheriff’s Department, the Utah County Major Crimes Task Force,
and numerous law enforcement officers involved in the search of their residence.
The complaint alleged several claims under 42 U.S.C. § 1983, including claims
that the Peays’ Fourth Amendment rights were violated because defendants (a)
lacked probable cause for the search, (b) executed the search warrant in an
improper, unreasonable and excessive manner (the unreasonable execution claim),
and (c) used excessive force in restraining Mr. and Mrs. Peay.
On March 27, 2009, defendants moved for summary judgment, purportedly
“on all of the Plaintiffs’ claims.” Memorandum in Support of Summary Judgment
Motion at 2. The introductory section of the supporting memorandum asserted, in
particular, that “[w]ith respect to the individual defendants, they [we]re all
3
entitled to qualified immunity because their conduct did not violate a clearly
established constitutional right of the Plaintiffs of which a reasonable officer
would have known.”
Id. The body of the supporting memorandum, however,
addressed only the excessive force and lack of probable cause claims. No
mention was made of plaintiffs’ unreasonable execution claim.
Plaintiffs, in their memorandum in opposition to defendants’ summary
judgment motion, noted that defendants’ motion failed to address the
unreasonable execution claim:
Although Defendants’ Memorandum states they are seeking
summary judgment on “all of the Plaintiffs’ claims,” it fails to
address Plaintiffs’ Fourth Amendment claim for the unreasonable
manner in which the search warrant was executed. The Fourth
Amendment forbids every search that is unreasonable. Ker v.
California,
374 U.S. 23, 33 (1963). Destruction of property that is
not reasonably necessary to effectively execute a search warrant may
violate the Fourth Amendment. Tarpley v. Greens,
684 F.2d 1, 9
(D.C. Cir. 1982). The extensive damage to Plaintiffs’ real and
personal property during the execution of the search warrant is
uncontroverted. See Plaintiffs’ Fact Nos. 25, 26, 27. If Defendants
somehow seek summary judgment on this issue, Plaintiffs seek leave
of Court to file an additional response related thereto.
Plaintiffs’ Memorandum in Opposition at 10 n.1. Although defendants filed a
reply brief in support of their motion for summary judgment, it again failed to
mention the unreasonable execution claim.
The district court held a hearing on defendants’ summary judgment motion
on July 31, 2009. At the outset, the district court asked defense counsel to outline
the specific claims that were being asserted by plaintiffs. When asked by the
4
district court whether he agreed with defense counsel’s outline of the claims,
plaintiffs’ counsel stated:
I agree with everything except they are missing a major element
[because] . . . they have not included in any of their briefs – and they
have not responded to my brief – the manner in which the search
warrant was executed, meaning breaking windows, breaking
materials. They have never briefed that. That is an issue for all four
of the plaintiffs, so that’s a still pending claim. It’s a Fourth
Amendment claim for unreasonable execution of the search warrant.
Hearing Tr. at 6-7. Defense counsel responded that he “did not, quite frankly,”
recognize that as a separate claim.
Id. at 7. Defense counsel made no attempt
thereafter to argue that the individual defendants were entitled to qualified
immunity on the claim. After hearing additional argument from plaintiffs’
counsel regarding the unreasonable execution claim, the district court ultimately
ruled:
As to the claim for destruction of property to the house, I find
that [plaintiffs’ counsel] has persuaded me that is an issue. If all of
his facts are taken as true, the breaking of personal property in the
house, and the breaking of the windows into the camper when they
knew they had keys they could try, I suppose in taking those in the
light most favorable to the plaintiff at this juncture, which I must,
and recognizing there will no doubt be actual disputes about what
happened inside the house, taking it all in favor of the plaintiff, I will
find there is a sufficient case to go to the jury and whether there was
excessive force used on the house.
Id. at 66.
On September 24, 2009, the district court issued a memorandum decision
and order memorializing its rulings from the summary judgment hearing. App. at
5
34. The only mention of the unreasonable execution claim was the following:
“concerning the Peays’ claim that the search was unreasonable due to law
enforcement’s destruction of property, the Court denied the defendants’ motion . .
. .”
Id. at 35.
On October 23, 2009, defendants filed a notice of appeal from the district
court’s September 24, 2009 memorandum decision and order.
On February 11, 2010, approximately three days after receiving a copy of
defendants’ opening appellate brief, plaintiffs moved to dismiss the appeal for
lack of jurisdiction.
II
Our jurisdiction generally extends only to “appeals from . . . final decisions
of the district courts.” 28 U.S.C. § 1291. “While a denial of summary judgment
is not the type of order immediately appealable to this court, we do have
interlocutory jurisdiction over denials of qualified immunity at the summary
judgment stage to the extent that they turn on an issue of law.” Zia Trust Co. ex
rel. Causey v. Montoya,
597 F.3d 1150, 1152 (10th Cir. 2010) (internal quotation
marks and brackets omitted). In other words, “a district court’s denial of a claim
of qualified immunity, to the extent that it turns on an issue of law, is an
appealable ‘final decision’ within the meaning of 28 U.S.C. § 1291
notwithstanding the absence of a final judgment.” Mitchell v. Forsyth,
472 U.S.
511, 530 (1985).
6
Given these jurisdictional principles, the threshold question in resolving
plaintiffs’ motion to dismiss is whether the district court’s summary judgment
ruling constituted a denial of qualified immunity from plaintiffs’ unreasonable
execution claim. After examining the record in this case, we are persuaded the
district court did not address whether defendants were entitled to qualified
immunity from this claim; indeed, defendants made no cognizable arguments,
either in their pleadings or at the summary judgment hearing, that would have
squarely presented that issue to the district court. Instead, the district court
denied summary judgment on the unreasonable execution claim for two basic
reasons: (1) because of defendants’ failure to recognize and address the claim in
their summary judgment pleadings and related oral arguments; and (2) because
plaintiffs presented sufficient evidence from which a jury could find in their favor
on that claim. As a result, we conclude the district court’s denial of summary
judgment on the unreasonable execution claim is not an appealable final decision
under 28 U.S.C. § 1291, and we therefore lack jurisdiction to entertain
defendants’ appeal.
Plaintiffs’ motion to dismiss the appeal for lack of interlocutory
jurisdiction is GRANTED and the appeal is DISMISSED.
Entered for the Court
Mary Beck Briscoe
Chief Judge
7
09-4198, Peay v. Murphy
HARTZ, Circuit Judge, concurring:
I am not convinced that we lack jurisdiction to hear this appeal. The
defendants moved for summary judgment on all claims on the ground of qualified
immunity. The district court granted summary judgment on all but one claim.
The defendants now appeal the denial of summary judgment on that claim. The
ground for the denial is irrelevant. Indeed, the defendants could appeal even if
the district court simply held its decision in abeyance while the case proceeded.
See Workman v. Jordan,
958 F.2d 332, 335–36 (10th Cir. 1992). We have
jurisdiction to the extent that the defendants raise abstract issues of law in support
of reversal.
But jurisdiction does not get the defendants very far. We rarely consider an
issue on appeal that was not presented to the district court. In this case, the
defendants raised not a single argument in district court in favor of qualified
immunity on the remaining claim. We should therefore affirm the decision
below.