Filed: Dec. 30, 2010
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit December 30, 2010 UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker Clerk of Court FOR THE TENTH CIRCUIT TIMOTHY W. OSBORN, Plaintiff-Appellant, v. No. 09-1553 (D.C. No. 1:08-CV-01755-KLM) MICHAEL J. ASTRUE, (D. Colo.) Commissioner of Social Security, Defendant-Appellee. ORDER AND JUDGMENT * Before KELLY and BALDOCK, Circuit Judges, and BRORBY, Senior Circuit Judge. Timothy W. Osborn appeals the district court’s order affirming the Commission
Summary: FILED United States Court of Appeals Tenth Circuit December 30, 2010 UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker Clerk of Court FOR THE TENTH CIRCUIT TIMOTHY W. OSBORN, Plaintiff-Appellant, v. No. 09-1553 (D.C. No. 1:08-CV-01755-KLM) MICHAEL J. ASTRUE, (D. Colo.) Commissioner of Social Security, Defendant-Appellee. ORDER AND JUDGMENT * Before KELLY and BALDOCK, Circuit Judges, and BRORBY, Senior Circuit Judge. Timothy W. Osborn appeals the district court’s order affirming the Commissione..
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FILED
United States Court of Appeals
Tenth Circuit
December 30, 2010
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
TIMOTHY W. OSBORN,
Plaintiff-Appellant,
v. No. 09-1553
(D.C. No. 1:08-CV-01755-KLM)
MICHAEL J. ASTRUE, (D. Colo.)
Commissioner of Social Security,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before KELLY and BALDOCK, Circuit Judges, and BRORBY, Senior
Circuit Judge.
Timothy W. Osborn appeals the district court’s order affirming the
Commissioner’s decision to terminate his Social Security disability benefits as of
June 1, 2000, due to medical improvement and to deny a new application for
benefits alleging disability as of August 8, 2002. Exercising jurisdiction under
28 U.S.C. § 1291 and 42 U.S.C. § 405(g), we AFFIRM.
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I.
Along with other impairments, Mr. Osborn suffers from low back pain
dating back to an accident that occurred during his military service. An
administrative law judge (ALJ) found that he met or equaled the requirements of
then-applicable Listing 1.05. The ALJ declared him disabled and entitled to
disability benefits as of January 23, 1990. Upon review in April 1995, his
benefits were continued. But in another review in 2000, a state disability hearing
officer found that Mr. Osborn no longer met or equaled a listing, that he had
experienced medical improvement related to his ability to work, and that he had
the residual functional capacity (RFC) to perform a full range of light work.
Thus, by decision dated December 1, 2000, the hearing officer discontinued his
benefits as of June 1, 2000.
After some intermediate proceedings, on August 7, 2002, the ALJ issued a
decision that found Mr. Osborn’s disability ceased as of June 1, 2000. While this
decision was under review, in 2004 Mr. Osborn filed a new application for
benefits, alleging disability since August 8, 2002. Eventually the 2002 ALJ
decision was remanded by the district court for further proceedings.
On remand, the ALJ addressed both the termination-of-benefits decision
and the new application in a decision dated December 14, 2005. Once again, he
concluded that Mr. Osborn’s disability terminated as of June 1, 2000. Regarding
the new application, he also concluded that Mr. Osborn was not disabled between
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his alleged onset date and his date last insured, September 30, 2005. On review,
however, the Appeals Council remanded for further proceedings, directing that a
new ALJ further consider a disability award by the Veterans Administration and
other record evidence.
This extended history underlies the decision under review in this appeal:
the new ALJ’s March 25, 2008, determination that Mr. Osborn had medically
improved and was no longer entitled to benefits as of June 1, 2000, and that he
also was not disabled between August 8, 2002, and September 30, 2005. The
Appeals Council denied review, making the ALJ’s decision the final agency
determination. The district court affirmed the Commissioner’s decision.
Mr. Osborn now appeals to this court.
II.
Employing a de novo standard of review, “we independently determine
whether the ALJ’s decision is free from legal error and supported by substantial
evidence.” Wall v. Astrue,
561 F.3d 1048, 1052 (10th Cir. 2009) (quotation
omitted). Substantial evidence “means such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Richardson v. Perales,
402 U.S. 389, 401 (1971) (quotation omitted). “It requires more than a scintilla,
but less than a preponderance.”
Wall, 561 F.3d at 1052 (quotation omitted).
“Although we will not reweigh the evidence or retry the case, we meticulously
examine the record as a whole, including anything that may undercut or detract
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from the ALJ’s findings in order to determine if the substantiality test has been
met.”
Id. (quotation omitted).
We have identified seven arguments in Mr. Osborn’s opening brief. 1 The
first two arguments allege a lack of subject-matter jurisdiction in the agency and
the federal courts. The third argument is that the district court omitted step five
of the eight-step sequential evaluation process set forth under 20 C.F.R.
§ 404.1594(f)(1)-(8), and that as a result Mr. Osborn was denied due process.
The fourth argument is that the ALJ’s medical-improvement decision was not
supported by substantial evidence because he did not adequately consider
contemporaneous medical records and reports. For his fifth argument,
Mr. Osborn asserts that the ALJ did not explain what part of the vocational expert
(VE) testimony he accepted. The sixth argument is that the ALJ did not develop
the record as to the demands of Mr. Osborn’s past relevant work. And finally,
Mr. Osborn complains that the ALJ inadequately evaluated the required factors
when he discounted Mr. Osborn’s claims of disabling pain.
Waived Arguments
The government suggests that Mr. Osborn has waived the majority of his
arguments because he failed to present them to the district court and/or failed to
adequately brief them on appeal. See Chambers v. Barnhart,
389 F.3d 1139, 1142
1
Arguments not presented in the opening brief are waived. See Anderson v.
U.S. Dep’t of Labor,
422 F.3d 1155, 1174 (10th Cir. 2005).
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(10th Cir. 2004) (“The scope of our review . . . is limited to the issues the
claimant properly preserves in the district court and adequately presents on
appeal.” (quotation and alteration omitted)); see also
Wall, 561 F.3d at 1065,
1066 (declining to consider issues that were not supported with any “developed
argumentation” on appeal and that were not raised adequately before the district
court (quotation omitted)). We agree that Mr. Osborn’s fifth and sixth arguments
are waived because he failed to present them before the district court. Further,
the due-process component of his third argument and his seventh argument are
waived for failure to adequately present them in his opening brief. For the
reasons discussed below, however, we decline to apply waiver principles to the
remaining arguments.
Nonwaived Arguments
The first and second arguments at least nominally invoke subject-matter
jurisdiction, which cannot be waived. 2 See Ins. Corp. of Ir., Ltd. v. Compagnie
des Bauxites de Guinee,
456 U.S. 694, 702 (1982); Anderson v. U.S. Dep’t of
Labor,
422 F.3d 1155, 1175 (10th Cir. 2005). The first argument is rooted in
certain proceedings between the December 1, 2000, state hearing officer decision
and the 2002 ALJ decision.
2
Inexplicably, Mr. Osborn contradicts both his first and his second
arguments by affirmatively stating in the jurisdictional section of his opening
brief that the district court and this court have subject-matter jurisdiction.
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After Mr. Osborn requested review of the December 1 decision, the ALJ
issued a brief order vacating that decision on the ground that the agency had not
given Mr. Osborn an adequate opportunity to attend a consultive examination.
But the ALJ apparently overlooked that Mr. Osborn had been examined by
Dr. Shebowich on October 27, 2000. Therefore, the December 1 decision was not
based on any failure to attend an examination. In light of these circumstances,
instead of issuing a new decision, the state hearing officer concluded in an
informal order that the matter properly remained before the ALJ. The ALJ then
proceeded to hold a hearing and to issue the 2002 decision.
Mr. Osborn argues that the ALJ’s vacatur of the state agency’s December 1
decision stripped subject-matter jurisdiction from all subsequent proceedings,
leaving the ALJ (and the courts) unable to undertake review until after the hearing
officer promulgated a new formal decision. But Mr. Osborn does not cite any
authority to support his conclusion that this issue is jurisdictional with regard to
the agency proceedings, and we are not convinced that it is. It is not
jurisdictional with regard to the court proceedings. See Mathews v. Eldridge,
424 U.S. 319, 328 (1976) (indicating that the only nonwaivable jurisdictional
elements for Social Security review are “that a claim for benefits shall have been
presented to the [Commissioner]” and “some decision by the [Commissioner]”).
The second argument is that the district court’s vacatur of the 2002 ALJ
decision stripped subject-matter jurisdiction from all subsequent proceedings.
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Because of the vacatur, Mr. Osborn submits, “there was, and is now no order in
effect, and the last ALJ Decision, as well as the District Courts’ Decision
affirming same are illegal, and in violation [of] law and they must be vacated as a
matter of law based on lack of subject matter jurisdiction.” Aplt. Opening Br. at
11. After the district court’s vacatur, however, the agency duly promulgated new
decisions, and Mr. Osborn duly availed himself of his opportunities to have those
decisions reviewed. There is no lack of subject-matter jurisdiction. See
Mathews,
424 U.S. at 329 (“[Section] 405(g) requires only that there be a ‘final decision’ by
the [Commissioner] with respect to the claim of entitlement to benefits.”).
The sequential-evaluation portion of the third argument could not have
been raised earlier because it challenges the structure of the court’s analysis (by
arguing that the district court improperly omitted step five of the appropriate
eight-factor test). But this issue is easily resolved. Any error in omitting step
five is immaterial, first because it appears that the omitted step does not apply in
the circumstances of this case, and second because “we independently determine
whether the ALJ’s decision is free from legal error and supported by substantial
evidence,”
Wall, 561 F.3d at 1052 (quotation omitted).
The only remaining issue is Mr. Osborn’s fourth argument, in which he
contends that the ALJ’s finding of medical improvement is not supported by
substantial evidence because the ALJ did not adequately consider
contemporaneous opinions and medical records (specifically, the reports and
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opinions of Dr. Barklow, Dr. Miller, and Dr. Shebowich and the results of a July
2000 MRI). This argument concerns only the termination-of-benefits decision,
not the denial of the new application covering the period from August 8, 2002, to
September 30, 2005.
With regard to termination-of-benefits issues, the 2008 decision adopted, in
large part, the factual findings and legal conclusions of the 2005 decision. The
2005 decision discussed the opinions of Dr. Miller and Dr. Shebowich and also
acknowledged Mr. Osborn’s complaints to Dr. Barklow. The ALJ specifically
noted that the July 2000 MRI results showed some increase in the size of the
L5-S1 disc protrusion and that Dr. Miller documented exacerbation of problems
and setbacks. But the ALJ also identified positive medical findings and
ultimately concluded that the records showed improvement over time. Covering
some of the same ground, the 2008 decision reiterated that the medical records
supported a finding of medical improvement and gave great weight to the
testimony of the impartial medical expert.
There is substantial evidence to support the ALJ’s decision that Mr. Osborn
medically improved. “Medical improvement is any decrease in the medical
severity of [the claimant’s] impairment(s) which was present at the time of the
most recent favorable medical decision that [the claimant was] disabled or
continued to be disabled.” 20 C.F.R. § 404.1594(b)(1). As the ALJ noted, “in
1995, the claimant had trace to absent deep tendon reflexes, decreased sensation,
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unsteady tandem gait, decreased range of motion of the cervical spine, decreased
grip strength and diminished calf musculature.” Aplt. App. at 91. In contrast,
Dr. Shebowich’s October 2000 examination showed
a full range of motion [of his neck] without discomfort . . .
tenderness at the L5-S1 junction in the midline[, but] no significant
tenderness elsewhere in the midline, no paraspinal muscle
tenderness, and no muscle spasm. . . . no SI joint tenderness . . . [no]
pain with rotation of his trunk. Straight leg raising was negative in
the supine and the sitting position. . . . a full range of motion in his
shoulders, elbows, wrists and hands without evidence of arthritis or
any discomfort . . . a full range of motion in his hips . . . full flexion
and extension of both knees . . . no pain through a full range of
motion [of his lower extremities].
Admin. R., Vol. I at 334. Further, the impartial medical expert testified that
Mr. Osborn had experienced medical improvement, and his testimony rebutted
Dr. Miller’s opinion.
While there also is evidence in the record supporting Mr. Osborn’s
position, this is not a case in which the record evidence overwhelmingly
contradicts the ALJ’s opinion or in which the ALJ neglected to discuss material
evidence that favors the claimant. Instead, Mr. Osborn essentially asks this court
to reweigh the evidence. That we cannot do. See
Wall, 561 F.3d at 1069 (where
substantial evidence supports the decision, “we may not reweigh the evidence or
try the issues de novo in order to advance a different view” (quotation omitted));
Oldham v. Astrue,
509 F.3d 1254, 1257-58 (10th Cir. 2007) (“Although the
evidence may also have supported contrary findings, we may not displace the
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agency’s choice between two fairly conflicting views, even though the court
would justifiably have made a different choice had the matter been before it de
novo.” (quotation and alteration omitted)).
III.
Mr. Osborn’s Motion for Remand is DENIED. The judgment of the district
court is AFFIRMED.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
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