Filed: Feb. 14, 2001
Latest Update: Mar. 02, 2020
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 00-2251 _ Michele LaCroix, * * Appeal from the United States Appellant, * District Court for the District * of Minnesota. vs. * * Sears, Roebuck, and Co., * * Appellee. * _ Submitted: December 15, 2000 Filed: February 14, 2001 _ Before LOKEN and MAGILL, Circuit Judges, and BATTEY,1 District Judge. _ BATTEY, District Judge. Michele LaCroix (LaCroix) appeals from the order of the district court,2 granting summary judgment in favor of appe
Summary: United States Court of Appeals FOR THE EIGHTH CIRCUIT _ No. 00-2251 _ Michele LaCroix, * * Appeal from the United States Appellant, * District Court for the District * of Minnesota. vs. * * Sears, Roebuck, and Co., * * Appellee. * _ Submitted: December 15, 2000 Filed: February 14, 2001 _ Before LOKEN and MAGILL, Circuit Judges, and BATTEY,1 District Judge. _ BATTEY, District Judge. Michele LaCroix (LaCroix) appeals from the order of the district court,2 granting summary judgment in favor of appel..
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United States Court of Appeals
FOR THE EIGHTH CIRCUIT
___________
No. 00-2251
___________
Michele LaCroix, *
* Appeal from the United States
Appellant, * District Court for the District
* of Minnesota.
vs. *
*
Sears, Roebuck, and Co., *
*
Appellee. *
___________
Submitted: December 15, 2000
Filed: February 14, 2001
___________
Before LOKEN and MAGILL, Circuit Judges, and BATTEY,1 District Judge.
___________
BATTEY, District Judge.
Michele LaCroix (LaCroix) appeals from the order of the district court,2 granting
summary judgment in favor of appellee, Sears, Roebuck & Co. (Sears), denying her
1
The Honorable Richard H. Battey, United States Senior District Judge for the
District of South Dakota, sitting by designation.
2
The Honorable John R. Tunheim, United States District Judge for the District
of Minnesota.
retaliation and discrimination claims under Title VII of the Civil Rights Act of 1964,
42 U.S.C. § 2000e et seq., and the Minnesota Human Rights Act. We affirm.
FACTS
LaCroix worked for Sears from 1974 until 1998. At the time of her resignation,
LaCroix was a human resource specialist for the Sears’ Eden Prairie facility in
Minnesota. In the early 1990s, LaCroix became aware of allegations that her
supervisors, Mark Fuller (Fuller) and Charles Riddle (Riddle), were engaging in
sexually harassing behavior with several of the Eden Prairie female employees. At one
point, employee Nancy Lindholm informed LaCroix that Fuller was coercing Lindholm
into engaging in a sexual relationship with him. Other female employees also recounted
unwanted sexual advances to LaCroix. Sometime in December 1995, LaCroix began
reporting this behavior to Sears supervisors, managers, and human resource
representatives.
According to LaCroix, Sears made little effort to curtail the inappropriate
behavior. To the contrary, LaCroix alleges that soon after reporting the sexual
harassment, she became the subject of retaliation in the form of a negative performance
review, a memorandum of deficiency, and an eventual demotion. In addition, LaCroix
contends that her immediate supervisor, William Dziurawiec (Dziurawiec), refused to
speak to her and intentionally withheld the dates and times of mandatory employment
meetings. LaCroix also complains that she was denied training, promotional
opportunities, and employee assistance because she is female.
On August 28, 1997, manager Cay Gliebe (Gliebe) and Dziurawiec informed
LaCroix that her current position at Sears was being eliminated, and that Sears had
upgraded the job requirements for the area human resource manager position to require
a college degree that LaCroix did not possess. On October 31, 1997, LaCroix took a
medical leave of absence. She remained on leave until August 18, 1998, when she left
her employment with Sears.
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DISCUSSION
The district court granted Sears’ motion for summary judgment on all claims
presented. On appeal, LaCroix contends that the district court erred in concluding that
she had failed to establish a prima facie case of retaliation and gender discrimination.
We review the district court’s decision to grant summary judgment de novo. See
Fed. R. Civ. P. 56(c). Summary judgment is appropriate where, viewing the record in
the light most favorable to the nonmoving party, no genuine issue of material fact
exists. See
id. The movant bears the burden of proving that the facts are undisputed.
See Enterprise Bank v. Magna Bank of Missouri,
92 F.3d 743, 747 (8th Cir. 1996).
Recognizing that proof of discrimination often depends upon inferences rather than
direct evidence, our review of the record in this case nonetheless satisfies us that the
district court’s ruling was proper.
Retaliation
LaCroix contends that the district court erred in finding that she had failed to
present a prima facie case of retaliation. Title VII makes it unlawful for an employer
to discriminate against an employee “because [s]he has opposed any practice made an
unlawful employment practice by this subchapter, or because [s]he has made a charge,
testified, assisted, or participated in any manner in an investigation, proceeding, or
hearing under this subchapter.” 42 U.S.C. § 2000e-3(a). To establish a prima facie
case of retaliation under Title VII, LaCroix must show: (1) she engaged in statutorily
protected activity; (2) an adverse employment action was taken against her; and (3) a
causal connection between the two events. See Montandon v. Farmland Industries,
Inc.,
116 F.3d 355, 359 (8th Cir. 1997). The same standards apply to MHRA retaliation
claims. See Cross v. Cleaver,
142 F.3d 1059, 1076 (8th Cir. 1998). Not everything that
makes an employee unhappy is an actionable adverse employment action. See
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Coffman v. Tracker Marine, L.P.,
141 F.3d 1241, 1245 (8th Cir. 1998). Rather, an
adverse employment action is exhibited by a material employment disadvantage, such
as a change in salary, benefits, or responsibilities. See Williams v. City of Kansas City,
MO,
223 F.3d 749, 753 (8th Cir. 2000) (citing Scusa v. Nestle U.S.A. Co.,
181 F.3d
958, 969 (8th Cir. 1999)).
In this case, the district court examined each of the alleged acts of retaliation,
and concluded LaCroix had failed to show that they were causally related to her reports
of sexual harassment. The district court also determined that the alleged actions were
not sufficiently adverse within the meaning of Title VII to establish a prima facie case
of retaliation. We agree.
LaCroix claims that she was given a negative performance review in June 1997,
only a few hours after she made her report of harassment and discrimination to a Sears
attorney. She contends that the negative review was given in retaliation for this report.
This claim is unsupported by the record.
In an attempt to establish a nexus between the alleged conversation with a Sears
attorney and her performance review, LaCroix cites to a note she wrote dated June 6,
1997, in which she states that she will be contacted by an attorney for Sears. Close
scrutiny of the record reveals, however, that the performance evaluation was actually
given to her before she talked to the Sears attorney. In fact, LaCroix testified that she
spoke to an attorney for Sears on or about June 17, 1997, while the record shows that
she wrote a response letter to her supervisor regarding her negative performance
evaluation on June 12, 1997, at least five days before she spoke with the Sears
attorney. Without more than LaCroix’s conclusory allegations that she actually
engaged in a statutorily protected activity before the allegedly adverse action, this
allegation of retaliation must fail. See Stanback v. Best Diversified Products, Inc.,
180
F.3d 903, 909 (8th Cir. 1999) (finding general statements in affidavits and depositions
are insufficient to defeat a properly supported summary judgment motion); Helfter v.
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United Parcel Service, Inc.,
115 F.3d 613, 616 (8th Cir. 1997) (holding conclusory
statements, standing alone, are insufficient to withstand properly supported motion for
summary judgment).
Nevertheless, even assuming the existence of a causal nexus between the June
1997 performance review and LaCroix’s reports to the Sears attorney, we agree with
the district court that she has failed to show that the performance review was
sufficiently adverse. See
Williams, 223 F.3d at 753. While LaCroix declares that the
review was “negative,” the evaluation demonstrates that her overall average score was
2.8. According to the performance review’s internal rating guide, an overall score of
2.8 translates to “consistently meets expectations.” Because a score of “consistently
meets expectations” is not inherently “negative,” it cannot constitute an adverse
employment action. See
Montandon, 116 F.3d at 359.
Finally, we also agree LaCroix has failed to demonstrate how the review resulted
in a material employment disadvantage. See Cossette v. Minnesota Power & Light,
188 F.3d 964, 972 (8th Cir. 1999) (observing that a negative performance review does
not in itself constitute an adverse employment action, as it has no tangible effect upon
the recipient’s employment); Spears v. Missouri Dep’t. of Corrections & Human
Resources,
210 F.3d 850, 854 (8th Cir. 2000) (holding a negative review is actionable
only where the employer subsequently uses the evaluation as a basis to detrimentally
alter the terms or conditions of the recipient’s employment) (citing Enowmbitang v.
Seagate Tech., Inc.,
148 F.3d 970, 973-74 (8th Cir. 1998)).
LaCroix next identifies Dziurawiec’s refusal to speak to her, and his failure to
inform her of mandatory meetings as examples of retaliation. She argues his behavior
constitutes an adverse employment action because her unsatisfactory attendance was
later used, at least in part, as a basis for giving her another poor performance review.
Even assuming that Dziurawiec’s refusal to include LaCroix in mandatory meetings
was used as a basis for a subsequent negative performance review, this alone, does not
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establish an adverse employment action. As we have already noted, a negative review
is actionable only where the employer subsequently uses the evaluation as a basis to
detrimentally alter the terms or conditions of the recipient’s employment. See
Spears,
210 F.3d at 854.
The next instance of retaliation alleged by LaCroix is based upon a memorandum
of deficiency she received on October 27, 1997. LaCroix argues the memorandum was
given to her in retaliation after her attorney notified Sears of her intent to name Sears
in a harassment and discrimination suit. In rejecting this claim, the district court
observed that LaCroix had failed to establish that the memorandum of deficiency was
an adverse employment action. We agree.
There is no evidence in the record that the memorandum of deficiency ever
resulted in a material employment disadvantage. See
Cossette, 188 F.3d at 972. In
fact, the record reveals that almost immediately after receiving the memorandum of
deficiency, LaCroix took a medical leave of absence from which she would not return.
Additionally, LaCroix’s claim that the memorandum of deficiency was somehow used
as grounds to reduce her pay and threaten her with termination is simply unfounded.
In support of this claim, LaCroix cites to pages 292-93 of the record in which her
deposition testimony appears. Our review of the record at this point, however, reveals
that she received word of her pending demotion sometime in September 1997, several
months before she was given the memorandum of deficiency. The record at this point
also fails to support her claim that the memorandum of deficiency was used as a basis
to threaten her with termination. In short, LaCroix has failed to show that the
memorandum of deficiency was sufficiently adverse to establish a prima facie case of
retaliation.
LaCroix next alleges that the elimination of her position as a human resource
specialist was in retaliation for her reports of sexual harassment. This claim also finds
little support in the record.
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While Sears did inform LaCroix that her position was eventually going to be
eliminated due to a nationwide restructuring program, LaCroix remained in her job as
a human resource specialist until she took medical leave. Nothing in her job duties,
grade, pay, benefits, or title was actually ever changed. Furthermore, LaCroix was
offered a new position upon the elimination of her job, and while the new position was
a lower grade, there is no evidence in the record, beyond LaCroix’s own assertions,
that she was to be give a reduction in pay. Without more than LaCroix’s own
testimony as to her belief that she was to receive a pay cut, this claim of retaliation
must fail. See
Helfter, 115 F.3d at 616; see also McLaughlin v. Esselte Pendaflex
Corp.,
50 F.3d 507, 511-12 (8th Cir. 1995) (observing that employers have wide
latitude to make business decisions including the right to change an employee’s duties).
Finally, LaCroix alleges that she was denied necessary training and promotions
in retaliation for her protected activities. Like many of her previous allegations,
however, these claims are also unsupported by the record. See
id. As the district court
correctly observed, the record is devoid of any evidence that LaCroix ever asked for
or was denied training opportunities. While LaCroix was not promoted to the new
position of area human resource manager created in response to Sears’ nationwide
restructuring plan, the record supports Sears’ position that LaCroix was denied the
promotion because she lacked the four-year college degree required by the position.
Nationally, three women and one man were hired to fill the position of area human
resource manager during Sears’ restructuring, and each had a four-year college degree.
LaCroix has come forward with no evidence to establish that this motive was
pretextual. See Scott v. County of Ramsey,
180 F.3d 913, 916 (8th Cir. 1999)
(observing that once the defendant has advanced a legitimate reason for its actions, the
burden shifts to the plaintiff to present evidence of pretext) (citing Ryther v. KARE 11,
108 F.3d 832, 836 (8th Cir. 1997)). Because LaCroix’s allegation that she was denied
training and promotions are supported only by LaCroix’s conclusory statement,it too
must fail. See
Stanback, 180 F.3d at 909;
Helfter, 115 F.3d at 616.
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Discrimination
LaCroix next contends that the district court erred in granting summary judgment
as to her discrimination claim. Because LaCroix’s claim is based on indirect evidence
of discrimination, the familiar McDonnell Douglas burden-shifting analysis applies.
See Breeding v. Arthur J. Gallagher & Co.,
164 F.3d 1151, 1156 (8th Cir. 1999) (citing
McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802-03,
93 S. Ct. 1817,
36 L. Ed.
2d 668 (1973)). To establish a prima facie case of sex discrimination, LaCroix must
demonstrate she: (1) is a member of a protected class; (2) was qualified to perform her
job; (3) suffered an adverse employment action; and (4) was treated differently than
similarly situated persons of the opposite sex. See
id. at 1156.
In this case, it appears to be undisputed that LaCroix is a member of a protected
class and that she was qualified to perform her job. The question is whether she has
shown any adverse employment action and that similarly-situated males were treated
differently.
In support of her discrimination claim, LaCroix incorporates by reference the
allegedly adverse incidents already described in her retaliation charge. She also alleges
that the male supervisor of the technical section at the Eden Prairie facility was given
an additional assistant because he is male, while LaCroix was denied an assistant
because she is female. Finally, she asserts that she was denied a telephone answering
system, and other requested equipment, that would have made her job easier.
As we have previously discussed, LaCroix has failed to present evidence from
which a reasonable jury could find that any of the allegedly retaliatory acts were
sufficiently adverse. Because this conclusion also applies to LaCroix’s claims of
discrimination, she has failed to present a prima facie case under Title VII in this
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regard. Even if we assume for the purposes of our review that LaCroix established the
requisite level of adverseness, we agree with the district court that there is nothing in
the record which would support LaCroix’s claim that she was treated any differently
than similarly situated males. While she does allege that Jim Osbeck was given an
extra employee while she was not, Osbeck worked in an entirely different department
and had a different position with Sears and therefore was not “similarly situated” to
LaCroix in all relevant respects. See
Breeding, 164 F.3d at 1156. Finally, we note that
the record is completely devoid of any evidence that LaCroix was ever denied
requested equipment or that similarly situated males were provided such equipment.
See
id. Since LaCroix bears the initial burden of establishing a prima facie case of
discrimination, see Rothmeier v. Investment Advisers, Inc.,
85 F.3d 1328, 1339 (8th
Cir. 1996) (citing Texas Dep’t. of Community Affairs v. Burdine,
450 U.S. 248,
252-53,
101 S. Ct. 1089, 1093-94,
67 L. Ed. 2d 207 (1981)), the district court did not
err in granting Sears’ motion for summary judgment as to this claim.
CONCLUSION
For the foregoing reasons, the decision below is affirmed.
A true copy.
ATTEST:
CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.
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