GRIMM, District Judge:
John Stuart Dowell, having pleaded guilty to twelve counts of production of child pornography and one count of transportation of child pornography, appeals his 960-month sentence. On appeal, Dowell argues that his sentence violates the Eighth Amendment's prohibition of cruel and unusual punishment and is both procedurally and substantively unreasonable under 18 U.S.C. § 3553(a).
We hold that the district court erred in its Guidelines calculation when it incorrectly applied an upward adjustment for a "vulnerable victim" pursuant to U.S.S.G. § 3A1.1(b)(1) based upon one of the victims' age-related cognitive development and psychological vulnerability, factors that already were incorporated into an upward adjustment for the young age of Dowell's victims pursuant to U.S.S.G. §§ 2G2.1(b)(1) and 2G2.2(b)(2). However, because we find that error to be harmless and reject the remainder of Dowell's challenges, we affirm.
The relevant facts are undisputed. In late 2010 and early 2011, John Stuart Dowell was staying at a residence in Frederick
A forensic examination of Dowell's computers uncovered over 70,000 pornographic images and videos, of which approximately seventy-five percent depicted child pornography or child erotica, and an additional ten percent comprised sexually explicit drawings of minors. The examination also revealed several videos of Minor A and Minor B, including depictions of Dowell touching, licking, and kissing the genital area of Minor A and exposing the genitals of Minor B. On December 14, 2011, a federal grand jury initially returned an indictment charging Dowell with one count of production of child pornography in violation of 18 U.S.C. §§ 2251(a) and 2251(e). A superseding indictment was returned on April 25, 2012, charging Dowell with twelve counts of production of child pornography — ten with respect to Minor A and two with respect to Minor B — and one count of transportation of child pornography in violation of 18 U.S.C. §§ 2252(a)(1) and (b)(1). On October 3, 2012, Dowell entered a plea of guilty to each count of the superseding indictment.
During a lengthy sentencing hearing lasting over seven and one-half hours and comprising over 250 pages of transcript, the district court heard testimony regarding the quantity and nature of pornographic material on Dowell's computer and viewed the videos that he had produced of Minor A and Minor B. The court also heard expert testimony from a psychologist, who expressed the opinion that Dowell is a pedophile, "sexually attracted to females, nonexclusive type" — meaning that he is attracted to adults as well as to children. J.A. 210.
The court also heard argument on certain enhancements recommended in Dowell's Pre-Sentence Report (the "PSR"). As relates to this appeal, Dowell argued against the PSR's recommendation to apply both a five-level enhancement with respect to count thirteen for transportation of child pornography because Dowell "engaged in a pattern of activity involving the sexual abuse or exploitation of a minor" pursuant to U.S.S.G. § 2G2.2(b)(5) and an additional five-level adjustment to the total offense level for "engag[ing] in a pattern of activity involving prohibited sexual conduct" pursuant to U.S.S.G. § 4B1.5(b)(1). J.A. 348-49; see id. at 361. Relying on the well-established principle that double counting is authorized unless the Guidelines expressly prohibit it, the district court applied both increases.
Following the testimony, arguments from counsel, and Dowell's allocution, the court calculated Dowell's Guidelines range as follows:
With respect to counts one through twelve, the court adopted the recommendations of the PSR, applying a vulnerable victim enhancement to counts one through ten relating to Minor A, as well as several other sentencing enhancements that are not challenged on appeal. This yielded a total offense level of 40 with respect to seven counts (counts one to three, five to seven, and ten); a total offense level of 42 with respect to three counts (counts four, eight, and nine); and a total offense level of 38 with respect to two counts (counts eleven and twelve). For count thirteen, the court rejected the PSR's recommendation for an enhancement for distribution of child pornography under § 2G2.2 (b)(3)(F), but otherwise adopted the PSR's findings, including a vulnerable victim adjustment because of Minor A's extremely young age and an enhancement for a pattern of activity involving the sexual abuse of a minor pursuant to § 2G2.2(b)(5), yielding a final offense level of 42 for that count.
Pursuant to the Sentencing Guidelines' provisions for multiple counts, § 3D1.4, the court applied a five-level increase. The court then decreased the offense level by three levels for acceptance of responsibility under § 3E1.1(a)-(b), yielding an offense level of 44. The court then applied an additional five-level increase under § 4B1.5(b)(1) for a pattern of activity involving prohibited sexual conduct, yielding a final total offense level of 49, which pursuant to Chapter 5, Part A of the Sentencing Guidelines, is treated as a level 43, the highest possible offense level. For all criminal history categories, the Guidelines range for level 43 is life imprisonment.
Both the Government and the PSR recommended a total sentence of 4,560 months, calculated by adding the statutory maximum for each count consecutively pursuant to U.S.S.G. § 5G1.2. However, the district court found the recommended sentence to be unrealistic and not required by § 5G1.2, and, in light of Dowell's age, determined that a sentence of 960 months was tantamount to a life sentence. As the district court explained, "under this guideline range the defendant will be 127 years [old] when this term runs out.... Given his age, there's no practical reason, no reason under the guidelines or the case law, to calculate the guidelines to run any
After considering the Sentencing Guidelines and the factors set forth in 18 U.S.C. § 3553(a), the court imposed what it characterized as a Guidelines sentence of 960 months' imprisonment, calculated as "the extent necessary to produce a combined sentence equal to the total punishment of life." J.A. 307. In explaining its reasoning, the court said, "[a]s regards that three-year-old child, this crime is predatory. This crime is premeditated. This crime is calculated. This crime was designed to get that child to a point where she, in her young, young, young, and undeveloped cognitive state, became interested in this behavior," id. at 311, and noted as well that the videos that Dowell made in Virginia had been distributed as far away as Denmark. The court also found that "this defendant spent ten years involved in child pornography, touched these children, molested this one girl, videoed it, and kept right on viewing it until he was arrested. To protect the public from Mr. Dowell ... demands a life term." Id. at 313. Dowell appealed.
Dowell challenges his sentence as a violation of the Eighth Amendment's prohibition of cruel and unusual punishment on the grounds it is disproportionate to the severity of his crimes. We review de novo constitutional claims, including whether a sentence is proportional under the Eighth Amendment. United States v. Myers, 280 F.3d 407, 416 (4th Cir.2002).
The Eighth Amendment states: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted." U.S. Const. amend. VIII. "The concept of proportionality is central to the Eighth Amendment. Embodied in the Constitution's ban on cruel and unusual punishments is the `precept of justice that punishment for crime should be graduated and proportioned to [the] offense.'" Graham v. Florida, 560 U.S. 48, 59, 130 S.Ct. 2011, 176 L.Ed.2d 825 (2010) (quoting Weems v. United States, 217 U.S. 349, 367, 30 S.Ct. 544, 54 L.Ed. 793 (1910) (emendation in original)). Accordingly, a disproportionate sentence may be cruel and unusual even if it is not "inherently barbaric." Id.
Solem v. Helm, 463 U.S. 277, 292, 103 S.Ct. 3001, 77 L.Ed.2d 637 (1983). A defendant may raise two types of Eighth Amendment challenges to his sentence: He may raise an "as-applied" challenge on the grounds that "the length of a certain term-of-years sentence [is] disproportionate `given all the circumstances in a particular case,'" or he may raise a "categorical" challenge asserting "that an entire class of sentences is disproportionate based on `the nature of the offense' or `the characteristics of the offender.'" United States v. Cobler, 748 F.3d 570, 575 (4th Cir.2014) (quoting Graham, 560 U.S. at 59-60, 130 S.Ct. 2011).
Dowell raises only an as-applied challenge to his sentence.
Id. (internal citations omitted).
This "`extensive proportionality analysis' is required `only in those cases involving life sentences without parole,' or, alternatively, in cases involving `terms of years without parole' that are functionally equivalent to life sentences `because of [the defendants'] ages.'" Id. at 578 (quoting United States v. Rhodes, 779 F.2d 1019, 1028 (4th Cir.1985) (emendations in original)); cf. Rhodes, 779 F.2d at 1028-29 (requiring only "simple matching" of facts against Solem principles where the sentence is for a term of years). As the First Circuit has observed, "instances of gross disproportionality will be hen's-teeth rare," United States v. Polk, 546 F.3d 74, 76 (1st Cir.2008), and the Supreme Court has held a sentence of life without parole to run afoul of the Eighth Amendment only once, in Solem, where the defendant had pleaded guilty to uttering a "no account" check for $100. 463 U.S. at 281-84, 295, 103 S.Ct. 3001 (noting that Helm was convicted of "`one of the most passive felonies a person could commit'"); see also Cobler, 748 F.3d at 575-76.
Importantly, we recently addressed and rejected a nearly identical challenge to a lengthy sentence in United States v. Cobler. Cobler, who was twenty-eight years old, pleaded guilty to three counts of production of child pornography, one count of transportation of child pornography, and one count of possession of child pornography. Id. at 574. The district court imposed a Guidelines sentence of 1,440 months, or 120 years. Id. On appeal, this Court began by considering "whether a threshold comparison of the gravity of Cobler's offenses and the severity of his sentence leads us to infer that his sentence is grossly disproportionate to his crimes." Id. at 579-80. We rejected Cobler's as-applied proportionality challenge, saying:
Cobler, 748 F.3d at 580 (footnote omitted).
As Dowell's counsel acknowledged at argument, this case is indistinguishable from Cobler. In Cobler, we noted that "Cobler possess[ed] large quantities of child pornography"; "created depictions of his own sexual exploitation, molestation, and abuse of a four-year-old child"; and "was aware that his sexual contact with
Moreover, even were we not bound by our recent case law, Dowell has not shown that his sentence is so grossly disproportionate as to run afoul of the Eighth Amendment. As in Cobler, we may assume, without deciding, that Dowell's eighty-year sentence — lasting until he is 127 years of age — is the functional equivalent of a life sentence without the possibility of parole.
Dowell argues that his punishment is disproportionate because his crimes were nonviolent. According to Dowell, "the child was never placed in any danger"; was "not physically injured in any way, shape, or form"; and was not penetrated, and therefore Dowell has been given an unduly severe sentence for a nonviolent crime. Appellant's Br. 10. We reject out of hand the notion that the sexual abuse of a child can be considered nonviolent merely because it does not lead to physical or life-threatening injuries. Simply put, Dowell's acts of abuse inflicted injuries that may run deeper and last longer than any physical injuries, and the notion that, in abusing his victims, he did not expose them to danger lacks any rational basis. This particularly is so where, as here, the videos Dowell made of his young victims were posted on the Internet, exposing them to future embarrassment, humiliation, and psychological injury. "It has been found that sexually exploited children are unable to develop healthy affectionate relationships in later life, have sexual dysfunctions, and have a tendency to become sexual abusers as adults." New York v. Ferber, 458 U.S. 747, 758 n. 9, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982) (citations omitted). The mere fact that Dowell's acts of abuse did not inflict immediate physical injury does not render his sentence disproportionate. Because Dowell has not raised an inference of gross disproportionality — and because he likely could not do so in light of Cobler — we conclude that his 960-month sentence does not constitute cruel and unusual punishment under the Eighth Amendment.
The reasonableness of a sentence under 18 U.S.C. § 3553(a) is reviewed under an abuse of discretion standard, irrespective of whether the sentence imposed is within or outside of the Guidelines range. Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445
Gall, 552 U.S. at 51, 128 S.Ct. 586. In reviewing the application of the Sentencing Guidelines, "[i]f the issue turns primarily on a factual determination, an appellate court should apply the `clearly erroneous' standard." United States v. Daughtrey, 874 F.2d 213, 217 (4th Cir.1989). However, a question relating to the legal interpretation of the Guidelines is subject to de novo review. United States v. Schaal, 340 F.3d 196, 198 (4th Cir.2003).
Dowell first argues that the district court impermissibly double-counted when it applied both U.S.S.G. § 2G2.2(b)(5) and § 4B1.5(b)(1), both of which provide for five-level increases for a pattern of unlawful sexual conduct. "Double counting occurs when a provision of the Guidelines is applied to increase punishment on the basis of a consideration that has been accounted for by application of another Guideline provision or by application of a statute." United States v. Reevey, 364 F.3d 151, 158 (4th Cir.2004). "[T]here is a presumption that double counting is proper where not expressly prohibited by the guidelines." United States v. Hampton, 628 F.3d 654, 664 (4th Cir.2010).
There is no question that the Guidelines provisions in question account for similar conduct. Section 2G2.2(b)(5) provides for a five-level increase above the base offense level for, inter alia, transportation of child pornography where "the defendant engaged in a pattern of activity involving the sexual abuse or exploitation of a minor." Section 4B1.5(b) states:
In United States v. Schellenberger, an unpublished panel opinion, we held that applying both of these provisions to the same conduct was permitted because it was not expressly prohibited by the Guidelines. 246 Fed.Appx. 830, 832 (4th Cir. 2007). Further, we observed that " § 4B1.5(b)(1) states that the five-level enhancement is to be added to the offense levels determined under Chapters Two and Three. Thus, the guidelines intend the cumulative application of these enhancements." Id.
Dowell has cited no case law to the contrary, nor has he provided any support for his position other than to argue that both provisions cover the same conduct in this case. But this is not a sufficient basis to find impermissible double-counting. See Hampton, 628 F.3d at 664. And in any event, though covering
Dowell next contends that the application of a "vulnerable victim" enhancement under § 3A1.1(b)(1) was improper where the district court already applied enhancements under §§ 2G2.1(b)(1)(A) and 2G2.2(b)(2) for victims under the age of twelve. Whether the vulnerable victim enhancement applies in a case such as this is a question of first impression in this circuit.
Section 2G2.1(b)(1) of the Guidelines provides for a four-level enhancement with respect to, inter alia, the production of child pornography "[i]f the offense involved a minor who had (A) not attained the age of twelve years," and a lesser enhancement if the victim had "attained the age of twelve years but not attained the age of sixteen years." U.S.S.G. § 2G2.1(b)(1). Section 2G2.2(b)(2) provides for a two-level enhancement with respect to, inter alia, trafficking in child pornography "[i]f the material involved a prepubescent minor or a minor who had not attained the age of 12 years." U.S.S.G. § 2G2.2(b)(2).
Chapter Three of the Guidelines provides for an additional, two-level upward adjustment with respect to any conviction, not just those involving child pornography, "[i]f the defendant knew or should have known that a victim of the offense was a vulnerable victim." U.S.S.G. § 3A1.1(b)(1). The Guidelines commentary defines a "vulnerable victim" as "a person (A) who is a victim of the offense of conviction and any conduct for which the defendant is accountable under § 1B1.3 (Relevant Conduct); and (B) who is unusually vulnerable due to age, physical or mental condition, or who is otherwise particularly susceptible to the criminal conduct." U.S.S.G. § 3A1.1 cmt. n.2. Importantly, however, the commentary directs:
Id.
At sentencing, the district court relied on recent case law from two of our sister circuits, United States v. Wright, 373 F.3d 935 (9th Cir.2004), and United States v. Jenkins, 712 F.3d 209 (5th Cir.2013), and adopted the PSR's recommendation to apply the vulnerable victim adjustment to
In Wright, the defendants were convicted of producing child pornography involving their eleven-month-old son, as well as other victims. The district court applied the vulnerable victim adjustment based on "the extremely young age of some of the children involved, the extremely small physical size, the extreme vulnerability of these children, and the fact that they were made available to [another individual] as well." 373 F.3d at 942 (internal quotation marks omitted). On appeal, the Ninth Circuit held that the vulnerable victim adjustment was appropriate "because the victims' vulnerability [was] not fully `incorporated' in the victim-under-12 adjustment." Id. at 943. Specifically, Wright found that whereas "[m]ost children under 12 are well beyond the infancy and toddler stages of childhood," the under-twelve enhancement does not account for
Id. According to the court, "[t]he extreme youth and small physical size factors ... account for traits and characteristics — such as an inability to communicate, an inability to walk, and ... increased pain upon sexual penetration — that roughly correlate with age, but are not necessarily related to age," and "can exist independently of age." Id. Thus, the Ninth Circuit approved of the application of the vulnerable victim enhancement on the basis of the district court's factual findings.
Subsequently, the Ninth Circuit extended the reasoning that applied to infants in Wright to reach toddlers as well, finding that the notion that it "should distinguish Wright on the ground that the victim in Wright was an infant, whereas [] a toddler victim could have walked away, [was] so weak as to be frivolous," as a toddler also has a diminished ability to resist that an older child might possess. United States v. Holt, 510 F.3d 1007, 1011-12 (9th Cir. 2007).
More recently, the Fifth Circuit adopted the holding of Wright in Jenkins. Jenkins was charged with several counts arising out of his possession and distribution of child pornography primarily involving seven- to ten-year-olds but including a number of "infants/toddlers," some of whom were depicted being penetrated, visibly hurt, or bound. Jenkins, 712 F.3d at 211. Jenkins' pre-sentence report recommended application of a vulnerable victim adjustment based on the existence of images "depict[ing] sexual abuse and exploitation of young and small children who are unable to resist or object to the abuse or exploit [sic], making them susceptible to abuse and exploitation and thus, vulnerable victims." Id. (internal quotation marks omitted). The district court agreed with that recommendation over Jenkins's objection and applied the adjustment.
The Fifth Circuit upheld the vulnerable victim adjustment, and explained its reasoning as follows:
Id. at 213-14.
The Fifth Circuit found no "logical reason why a `victim under the age of twelve' enhancement should bar application of the `vulnerable victim' enhancement when the victim is especially vulnerable, even as compared to most children under twelve." Id. at 214. Because the extreme youth of the victims was not fully encompassed in the "under twelve" enhancement, the Fifth Circuit found that it therefore was not "incorporated in the offense guideline" as required by U.S.S.G. § 3A1.1 application note 2.
Over the course of the lengthy sentencing hearing, the district court gave careful consideration to the facts of this case, and analyzed them thoroughly in light of Jenkins and Wright. On the applicability of the vulnerable victim adjustment, the court explained as follows:
J.A. 172-73.
There is no question that, read alone, §§ 2G2.1(b)(1) and 2G2.2(b)(2) appear to treat the abuse of a mature and knowledgeable eleven-year-old the same as that of an infant for sentencing purposes. For this reason, Jenkins, Wright, and the ruling below all hold an inherent appeal. However, the Supreme Court has recognized that "commentary in the Guidelines Manual that interprets or explains a guideline is authoritative unless it violates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guideline." Stinson v. United States, 508 U.S. 36, 38, 113 S.Ct. 1913, 123 L.Ed.2d 598 (1993). And here, the commentary clearly states that "if the offense guideline provides an enhancement for the age of the victim, [the vulnerable victim adjustment] would not be applied unless the victim was unusually vulnerable for reasons unrelated to age." U.S.S.G. § 3A1.1 cmt. n.2. Therefore, the question we must consider is not whether Minor A was particularly vulnerable for reasons distinct from those that would apply to, for example, a child of twelve, but whether she was vulnerable for reasons that do not relate to her age at all.
With this in mind, we find that, although the district court made detailed and careful factual findings, its ultimate reasons for applying the vulnerable victim adjustment relied on age-related factors. Most importantly, the court noted that Minor A's "cognitive abilities just do not allow her to appreciate what is going on with her, what is being done to her," J.A. 172, as compared with Minor B, who was better able to understand the abuse to which she was exposed because she was two years older. And it specifically found that Minor A was "much more psychologically susceptible to accepting and welcoming this conduct than an older child would be." Id. at 173. This justification unavoidably rests on the extremely young age of Minor A, because the record is devoid of any facts that would suggest that Minor A's cognitive ability and psychological state was a product of anything other than her age. These reasons simply are not "unrelated to age," but focus closely on the differences between a three-year-old and an older child under twelve. Accordingly, it was error to apply the vulnerable victim adjustment on the basis of these findings.
To the extent that Wright and Jenkins can be read to approve of applying the adjustment for conditions that, like Minor A's cognitive development or psychological susceptibility, necessarily are related to her age, we respectfully disagree with those cases. Because Minor A's characteristics were "related to [her] age," we find that their consideration is foreclosed by the application note to § 3A1.1.
This is not to say that conditions that make a three-year-old more vulnerable than an eleven-year-old cannot support the application of the vulnerable victim adjustment allowed by § 3A1.1(b)(1), provided that they are unrelated to age. See, e.g., United States v. Grubbs, 585 F.3d 793, 805-06 (4th Cir.2009) (upholding adjustment based on defendant giving higher grades, gifts, and promises of a scholarship to certain children and gaining the trust of another victim's ill single mother); see also United States v. Willoughby, 742 F.3d 229, 241 (6th Cir.2014) (approving of adjustment for sixteen-year-old based on her status as "a homeless runaway with a history
Our view is buttressed further by the fact that, although the Guidelines provisions relating to production of child pornography provide offense-specific enhancements for victims under the age of sixteen, § 2G2.1(b)(1)(B), and Guidelines provisions relating to various child pornography convictions provide offense-specific enhancements for victims under the age of twelve, §§ 2G2.1(b)(1)(A) and 2G2.2(b)(2), the Sentencing Commission has not defined a younger age bracket (such as children under the age of four) that would merit an additional enhancement. Although the Government speculated at argument that this is because the Guidelines have not yet caught up to changes in the patterns of abuse that have occurred over the last decade, the distinction between the inherent vulnerability of an eleven-year-old child and a toddler is not new. In placing the relevant line at twelve years of age, the Sentencing Commission divided the abuse of a prepubescent child from the abuse of a pubescent or post-pubescent child, and implicitly precluded courts from drawing additional lines below that point. We read this not as a statement that three-year-olds and eleven-year-olds are the same for all purposes, but that, in weighing the proper level of punishment for child pornography offenses, the considered judgment of the Sentencing Commission is that, once the offense involves a child under twelve, any additional considerations based solely on age simply are not appropriate to the Guidelines calculation. We will not upset the comprehensive and delicate balancing by the Sentencing Commission in crafting the Guidelines.
Although the vulnerable victim enhancement should not have been applied, "sentencing error is subject to harmlessness review. Sentencing `error is harmless if the resulting sentence [is] not longer than that to which [the defendant] would otherwise be subject.'" United States v. McManus, 734 F.3d 315, 318 (4th Cir.2013) (quoting United States v. Mehta, 594 F.3d 277, 283 (4th Cir.2010) (alterations in original)). A review of the record shows that the application of the vulnerable victim adjustment did not affect the ultimate Guidelines range or Dowell's sentence.
Finally, Dowell argues that his sentence is substantively unreasonable and "failed to comply with the objectives of the Federal Sentencing Statute," 18 U.S.C. § 3553(a). Appellant's Br. 15. "As we have held repeatedly, a sentence within a properly calculated advisory Guidelines range is presumptively reasonable. [A] defendant can only rebut the presumption by demonstrating that the sentence is unreasonable when measured against the § 3553(a) factors." United States v. Montes-Pineda, 445 F.3d 375, 379 (4th Cir.2006). Section 3553(a) requires a district court to impose a sentence that is "sufficient, but not greater than necessary, to comply with the purposes" of the statute, considering, inter alia:
"A sentence that does not serve the announced purposes of § 3553(a)(2) is unreasonable.... Likewise, a sentence that is greater than necessary to serve those purposes is unreasonable." United States v. Shortt, 485 F.3d 243, 248 (4th Cir.2007).
Dowell primarily argues that a sentence of 960 months necessarily is unreasonable for a first offense that is not a homicide. See Appellant's Br. 15-20. But
Further, the record in this case demonstrates that the district court meticulously considered the § 3553(a) factors in crafting a sentence that, in the court's opinion, was sufficient but not greater than necessary to punish Dowell's conduct, deter future crimes, and prevent him from being able to reoffend. See J.A. 311-15. We found a similar sentence to be reasonable in Cobler, 748 F.3d at 582, and Dowell has provided no reason to upset the judgment of the district court here.
Accordingly, we conclude that the district court's sentence properly considered the applicable Guidelines range, the nature and the circumstances of the offenses, and the other necessary factors under § 3553(a), and that the sentence therefore is substantively reasonable.
For these reasons, we affirm the district court's judgment.
AFFIRMED