THOMAS L. LUDINGTON, District Judge.
Petitioner Joseph Ambrose filed this petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254, on July 25, 2006. On April 19, 2001, Petitioner was convicted by a jury in Kent County Circuit Court of two counts of armed robbery, one count of carjacking, and one count of felony-firearm. In his petition, Petitioner advances the single claim that he was denied his Sixth Amendment right to be tried before a jury drawn from a fair cross-section of the community because a computer "glitch" systematically excluded minorities from the jury venire at the time of his trial. See Taylor v. Louisiana, 419 U.S. 522, 530, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975) (noting that "the fair-cross-section requirement [i]s fundamental to the jury trial guaranteed by the Sixth Amendment").
With the exception of the filing of the habeas petition and an application to proceed in forma pauperis, Petitioner has been represented by counsel throughout the proceedings in this Court. See [Dkt. # 25, Oct. 15, 2008] (order appointing Kenneth Sasse as counsel for Petitioner). On February 6, 2007, Respondent filed a response [Dkt. # 6] to the habeas petition, arguing that Petitioner's claim was procedurally defaulted because he did not object to the composition of the jury before it was empaneled and sworn and only raised the issue for the first time in state court collateral proceedings.
On June 16, 2008, the Court determined that Petitioner was entitled to an evidentiary hearing and referred the matter to Magistrate Judge Charles E. Binder to conduct the hearing and prepare a report and recommendation. On October 26, 2009, Judge Binder held the evidentiary hearing and directed the parties to file briefs. See [Dkt. #42] (Hr'g Tr.). On November 25, 2009, Petitioner filed a brief in support of his petition [Dkt. # 46]; on January 6, 2010, Respondent filed a brief in opposition to the petition [Dkt. # 50];
On January 15, 2010, Judge Binder issued a report and recommendation [Dkt. # 52]. Judge Binder concluded that Petitioner established a prima facie case that he was denied his Sixth Amendment right to a fair and impartial jury drawn from a fair cross-section of the community. On January 29, 2010, Respondent filed objections [Dkt. # 53] to the report and recommendation, asserting that Petitioner's claim is procedurally defaulted, and that Petitioner cannot establish a prima facie case. Petitioner did not file a response to the objections, but filed supplemental legal authority on March 31, 2010, and July 7, 2010. See [Dkt. # 53, 55].
As explained below, Judge Binder's report and recommendation will be adopted and Respondent's objections overruled. In addition, Respondent cannot rebut Petitioner's demonstration of a prima facie case, because Respondent does not contend that the computer glitch that resulted in the significant underrepresentation of minorities in the jury venire furthered a significant state interest. Thus, Petitioner will be granted a conditional writ of habeas corpus.
Petitioner was convicted by a Kent County jury on April 19, 2001, of two counts of armed robbery, one count of carjacking, and one count of felony-firearm. On June 19, 2001, the Kent County Circuit Court sentenced Petitioner to fifteen to sixty years of imprisonment for each of the armed robbery convictions and ten to fifty years of imprisonment for the carjacking conviction, each sentence to be served concurrently. The court also sentenced Petitioner to two years of imprisonment for the felony-firearm conviction, to be served consecutively.
On direct review, Petitioner's convictions were affirmed by the Michigan Court of Appeals. People v. Ambrose, No. 235591 (Mich.Ct.App. Apr. 10, 2002). Petitioner sought to raise claims regarding the ineffective assistance of counsel, judicial bias, insufficient evidence, and an inaccurate sentence. However, Petitioner's appointed appellate counsel filed a motion to withdraw from representation because counsel was unable to identify any issues of arguable merit. The Michigan Court of Appeals granted counsel's motion and determined that Petitioner's appeal would be frivolous. Id. Petitioner did not file an application for leave to appeal in the Michigan Supreme Court.
In October 2003, Petitioner filed a motion for relief from judgment in the trial court, raising the following claim:
The trial court denied Petitioner's motion for relief from judgment because Petitioner
People v. Ambrose, No. 00-09844-FC (Kent County Cir. Ct. Oct. 14, 2003). Petitioner's
Petitioner filed an application for leave to appeal in the Michigan Court of Appeals, raising the same claim as in his motion for relief from judgment. Petitioner sought a remand to the trial court for an evidentiary hearing to develop a factual record for his claim. The Michigan Court of Appeals denied leave to appeal, without specifically addressing Petitioner's request for remand. People v. Ambrose, No. 256405 (Mich.Ct.App. Dec. 16, 2004).
Petitioner filed an application for leave to appeal in the Michigan Supreme Court, raising the same jury pool composition claim. Petitioner also filed a motion to remand to the trial court to develop the factual record. On November 29, 2005, the Michigan Supreme Court denied leave to appeal. People v. Ambrose, 474 Mich. 931, 706 N.W.2d 16 (table) (Mich. Nov. 29, 2005). Petitioner's motion for reconsideration was denied. People v. Ambrose, 474 Mich. 1064, 711 N.W.2d 19 (table) (Mich. Feb. 27, 2006).
In the habeas petition now before this Court, Petitioner continues to pursue the single claim that he was denied a jury drawn from a fair cross-section of the community in violation of the Sixth Amendment. Initially, Petitioner attached two newsletter articles to support his claim. One article indicates that the Kent County prosecutor conceded that there was a problem in the jury selection process in Kent County from late 2001 to July 2002, which resulted in the selection of fewer jurors from a section of Kent County where a majority of African Americans reside. The second article provided, in part:
Petitioner's trial commenced on April 16, 2001.
On June 16, 2008, the Court entered an order determining that Petitioner was entitled to an evidentiary hearing on his claim. It was recognized that on habeas review a federal court must presume that all determinations of factual issues made by the state court are correct pursuant to 28 U.S.C. § 2254(d). However, no state court made factual findings regarding Petitioner's claim, despite Petitioner's diligent attempts to develop the factual basis for his claims through the state court collateral proceedings. See Williams v. Taylor, 529 U.S. 420, 437, 120 S.Ct. 1479, 146 L.Ed.2d 435 (2000). Concluding that Petitioner could potentially establish a constitutional violation, the Court determined that Petitioner was entitled to an evidentiary hearing, and referred the matter to Judge Binder for an evidentiary hearing and report and recommendation.
In the report and recommendation, Judge Binder outlined the burden-shifting framework used to analyze an alleged violation of a petitioner's right to be tried before a jury drawn from a fair cross-section of the community. First, to establish a prima facie case, a petitioner must demonstrate the following:
Duren v. Missouri, 439 U.S. 357, 364, 99 S.Ct. 664, 58 L.Ed.2d 579 (1979). Judge Binder noted that it is not disputed that African-Americans are a "distinctive" group in the community. Thus, only the second and third elements are contested.
With respect to the second element, Judge Binder emphasized the utility of a "comparative disparity" analysis as compared to an "absolute disparity" analysis when the percentage of the "distinctive" group in the community is small. "`Absolute disparity' is determined by subtracting the percentage of African Americans in the jury pool ... from the percentage of African Americans in the local jury-eligible population." Berghuis v. Smith, 559 U.S. ___, 130 S.Ct. 1382, 1390, 176 L.Ed.2d 249 (2010). "`Comparative disparity' is determined by dividing the absolute disparity... by the group's representation in the jury-eligible population." Id. This effectively "measures the diminished likelihood that members of an underrepresented group, when compared to the population as a whole, will be called for jury service." Ramseur v. Beyer, 983 F.2d 1215, 1231 (3d Cir.1992).
Both tests are "imperfect" as they "can be misleading when ... members of the distinctive group compose only a small percentage of those eligible for jury service." Smith, 130 S.Ct. at 1386. As the population of eligible members of the distinctive group decreases, the absolute disparity will approach 0%, while the comparative disparity will approach 100%. The U.S. Supreme Court has acknowledged that lower courts have relied on these measurements, and an additional "standard deviation" measurement, but has not "specifie[d] the method or test courts must use to measure the representation of distinctive groups in jury pools." Id. at 1393.
With respect to the third element, Judge Binder explained that "systematic exclusion" need not be intentional, but the cause of the exclusion must be "inherent in the particular jury-selection process utilized." Id. at 366, 99 S.Ct. 664. After the petitioner establishes a prima facie case, the burden shifts to the respondent to demonstrate that "a significant state interest [is] manifestly and primarily advanced by those aspects of the jury-selection process... that result in the disproportionate exclusion of a distinctive group." Id. at 367-68, 99 S.Ct. 664. Judge Binder's report and recommendation did not address whether Respondent met this burden, likely because Respondent has conceded that the computer glitch did not serve a significant state interest.
Judge Binder summarized the evidence presented at the evidentiary hearing as follows:
[Dkt. #52] (footnotes and emphasis in original).
Based on the record summarized above, Judge Binder concluded that Petitioner established the second and third elements of a prima facie case. With respect to the second element, Judge Binder concluded that the absolute disparity of 3.45% and a comparative disparity of 42% met the requirement that the representation of African-Americans in venires from which juries were selected in Kent County at the time of Petitioner's trial was not "fair and reasonable in relation to the number of such persons in the community." While acknowledging contrary decisions from other federal Courts of Appeals, Judge Binder relied primarily on the Sixth Circuit's determination in Smith v. Berghuis, wherein the requirement was met when there was an absolute disparity of 1.28% and a comparative disparity of 34%. 543 F.3d 326 (6th Cir.2008). As will be discussed further below, subsequent to the issuance of Judge Binder's report and recommendation, the Supreme Court reversed the Sixth Circuit decision on other grounds.
With respect to the third element, Judge Binder concluded that the requirement of "systematic exclusion" was met because the computer glitch was inherent to the selection process, regardless of how the mistake originated. Thus, Judge Binder recommended that Petitioner established a prima facie case of the violation of his Sixth Amendment right to be tried before a fair and impartial jury drawn from a fair-cross section of the community.
Respondent raises three objections to Judge Binder's report and recommendation. First, Respondent argues that Petitioner's claim is procedurally defaulted, an issue that Judge Binder did not address in the report and recommendation. Second, and third, Respondent objects that Petitioner cannot establish the second and third elements of a prima facie case of a Sixth Amendment violation. As explained below, each objection will be overruled.
First, Respondent objects that Petitioner's claim is procedurally defaulted. To determine whether a claim is procedurally defaulted, four "inquiries" are necessary. Greer v. Mitchell, 264 F.3d 663, 672 (6th Cir.2001) (citing Maupin v. Smith, 785 F.2d 135, 138 (6th Cir.1986)). "First, the court must determine whether there is such a procedural rule that is applicable to the claim at issue and whether the petitioner did, in fact, fail to follow it." Id. at 673 (citing Maupin, 785 F.2d at 138). "Second, the court must decide whether the state courts actually enforced its procedural sanction." Id. (citing Maupin, 785 F.2d at 138). "Third, the court must decide whether the state's procedural forfeiture is an `adequate and independent' ground on
Here, Respondent contends that Petitioner was required by a state rule to object to the composition of the jury before it was empaneled and sworn in order to preserve the claim, but did not do so. In addition, the state trial court denied Petitioner's motion for relief from judgment because he did not preserve his claim by objecting at trial. People v. Ambrose, No. 00-09844-FC (Kent County Cir.Ct. Oct. 14, 2003). Therefore, assuming that the state's rule requiring an objection to a jury array prior to the jury being sworn is a firmly established state procedural rule that is regularly followed, Warner v. United States, 975 F.2d 1207, 1213-14 (6th Cir.1992), the primary issue is whether Petitioner can establish "`cause' for him to neglect the procedural rule and that he was actually prejudiced by the alleged constitutional error." Greer, 264 F.3d at 672.
While the Court did not address this issue prior to the evidentiary hearing, both Petitioner and Judge Binder reasonably concluded that the Court determined that Petitioner's claim was not procedurally defaulted when it ordered an evidentiary hearing. However, a procedural default is not a jurisdictional bar to review of a habeas petition on the merits. Trest v. Cain, 522 U.S. 87, 89, 118 S.Ct. 478, 139 L.Ed.2d 444 (1997). Thus, judicial economy may favor addressing the merits first, particularly if a claim is "easily resolvable against the habeas petitioner, whereas the procedural bar issue involves complicated issues of state law." Lambrix v. Singletary, 520 U.S. 518, 525, 117 S.Ct. 1517, 137 L.Ed.2d 771 (1997).
Two cases addressing habeas petitioners' claims arising out of the same computer glitch in Kent County are particularly instructive as to whether Petitioner can demonstrate "cause" and "prejudice" in this case. First, in Parks v. Warren, a court in the Eastern District of Michigan determined that the claim of a petitioner whose trial took place in Kent County Circuit Court in October 2001 was not procedurally defaulted, because the petitioner demonstrated both "both cause and prejudice that excuse his failure to abide by [the state] rule." 574 F.Supp.2d 737, 744 (E.D.Mich.2008) (Lawson, J.). The court explained that "[a] habeas petitioner shows `cause' where he demonstrates that he failed to raise a constitutional issue because it was `reasonably unknown to him' at the time." Id. (quoting Fautenberry v. Mitchell, 515 F.3d 614, 629 (6th Cir. 2008)) (further quotations & citations omitted). The court concluded that the petitioner "could not have known of Kent County's computer deviation at or before the time of jury selection," because "[c]ounty officials did not even know about it, having discovered it several months after the petitioner's trial." Id.
The court also concluded that "prejudice is presumed," because "the denial of a jury pool comprised of a fair cross-section of the community ... can only be characterized as a structural error." Id.; see also id. at 744-45 (citing Vasquez v. Hillery, 474 U.S. 254, 263-64, 106 S.Ct. 617, 88 L.Ed.2d 598 (1986), for the proposition that "[w]hen potential jurors are excluded from the jury pool on the basis of race, structural error occurs"). The court explained that "structural errors" "defy analysis by `harmless-error' standards because they affect the framework within which the trial proceeds, and are not simply an error
In contrast, a court in the Western District of Michigan determined that the claim of a petitioner whose trial took place in Kent County Circuit Court in May 2001 was procedurally defaulted, because the petitioner could not demonstrate cause for not objecting to the jury panel. Carter v. Lafler, No. 1:09-CV-215, 2010 WL 160814, at *3 (W.D.Mich. Jan. 8, 2010) (Jonker, J.). The court reasoned that the petitioner "did not need to know about the precise nature of the computer problem in the jury selection to see a deficiency in the jury array." Id. (citing Wellborn v. Berghuis, No. 1:05-CV-346, 2009 WL 891708, at *3 (W.D.Mich. Mar. 31, 2009) (Jonker, J.)). The court emphasized that the petitioner "absolutely personally observed the racial composition of his jury venire and finally selected jury." Id. (quoting Wellborn, No. 1:05-CV-346, 2009 WL 891708, at *3).
Finally, the court distinguished Amadeo v. Zant, 486 U.S. 214, 108 S.Ct. 1771, 100 L.Ed.2d 249 (1988), upon which the petitioner relied, because the petitioner did not allege, or advance any evidence of, "any intentional effort to exclude any particular racial or gender group from the jury venire." Carter, No. 1:09-CV215, 2010 WL 160814, at *3. The court explained that in Amadeo, "the district attorney and jury commissioners of Putnam County, Georgia, intentionally engineered a scheme to under-represent African Americans and women in the County's juries, and to conceal the scheme by keeping the under-representation sufficiently subtle to fall within the presumptively acceptable statistical guidelines of prevailing case law." Carter, No. 1:09-CV-215, 2010 WL 160814, at *3 (citations omitted). The petitioner's appeal is now pending. See Carter v. Lafler, No. 10-1332 (6th Cir. filed Feb. 3, 2010).
In this case, Respondent concedes that exclusion need not be intentional. In addition, Petitioner challenges the composition of the jury pool, the source of the jury venire, rather than the specific venire selected for his trial. See Smith, 130 S.Ct. at 1387 ("The Sixth Amendment secures to criminal defendants the right to be tried by an impartial jury drawn from sources reflecting a fair cross section of the community.") (citation omitted) (emphasis added).
Moreover, Carter was transferred to the Western District of Michigan from the Eastern District of Michigan, and prior to the transfer, the court in the Eastern District concluded that the petitioner had not procedurally defaulted his claim. Carter v. Lafler, No. 06-10552, 2009 WL 649889, at *2 (E.D.Mich. Mar. 10, 2009) (Borman, J.). As in Parks, the court explained that "the factual basis of petitioner's fair cross-section claim was reasonably unknown to Petitioner and his counsel at the time the jury was sworn" when "[t]he alleged systematic exclusion resulted from an unknown computer glitch that was not discovered until several months after Petitioner's conviction." Carter, No. 06-10552, 2009 WL 649889, at *3. Underlying the district court's decision was a report and recommendation by a magistrate judge, which accurately and persuasively observed that "[t]he composition of petitioner's venire alone should not have spurred counsel to lodge an objection, because it is ... well established that `evidence of a discrepancy on
While neither of the Eastern District of Michigan decisions in Parks nor Carter are binding on this Court, their reasoning is persuasive. Thus, even assuming that the state's rule requiring an objection to a jury array prior to the jury being sworn is a firmly established state procedural rule that is regularly followed, Petitioner's claim is not procedurally defaulted. Petitioner has demonstrated cause for failing to raise the issue, since the underrepresentation caused by the computer glitch was "reasonably unknown" to Petitioner and his counsel at the time of trial. Respondent's objection that Petitioner's claim is procedurally defaulted will be overruled.
Respondent next objects that Petitioner cannot establish the second element of a prima facie case, that is, that the representation of African-Americans in the jury pool in Kent County at the time of Petitioner's trial was not "fair and reasonable in relation to the number of such persons in the community." Respondent acknowledges that the absolute disparity at the time of Petitioner's trial was at least 3.45% and that the comparative disparity was at least 42%. Making a prediction that the Sixth Circuit's decision in Smith would be reversed, as it now has been, Respondent urges this Court to rely on United States v. Buchanan, wherein the Sixth Circuit determined that there was no violation of the fair cross-section requirement when there was an absolute disparity of 1.72% and a comparative disparity of 37.5%. 213 F.3d 302, 310 (6th Cir.2000).
Respondent contends that other federal Courts of Appeals have rejected fair cross-section claims supported by "similar" statistics. See, e.g., United States v. Orange, 447 F.3d 792, 798-99 (10th Cir.2006) (rejecting an absolute disparity of 3.57% and comparative disparity of 51.22%, and collecting cases); United States v. Weaver, 267 F.3d 231, 241, 243 (3d Cir.2001) (rejecting an absolute disparity of 1.23% combined with a comparative disparity of 40.01%, and an absolute disparity of 0.71% combined with a comparative disparity of 72.98%); United States v. Royal, 174 F.3d 1, 10 (1st Cir.1999) (rejecting absolute disparity of 2.97%); United States v. Rioux, 97 F.3d 648, 657-58 (2d Cir.1996) (rejecting absolute disparity of 2.14%); United States v. Ashley, 54 F.3d 311, 313-14 (7th Cir.1995) (rejecting an absolute disparity of 3% when nothing suggests that "this discrepancy amounts to anything more than a statistical coincidence").
Petitioner acknowledges that the U.S. Supreme Court reversed the Sixth Circuit's decision in Smith, 543 F.3d 326. Petitioner emphasizes, however, that the Supreme Court declined the state's invitation to establish a bright line rule requiring that an absolute disparity exceed 10% for a petitioner to establish the second element
More importantly, Petitioner emphasizes that the Court reversed the Sixth Circuit's decision with respect to the third element of a prima facie case, systematic exclusion.
In Bryant, the Michigan Court of Appeals recognized that absolute disparity analysis is of little use when the distinct group is small, particularly because the court's previous decisions concluded that absolute disparities ranging from 2% to 11.5% were legally insignificant. Bryant, No. 280073, slip op., at *3. Thus, in Kent County, where African-American voters make up only 8.25% of eligible voters, the absolute disparity would never be sufficient to establish a constitutional violation. Id. at *3-4. In contrast, the court concluded that "the comparative disparity method at least yields a calculation that is indicative of the underrepresentation of African-Americans in defendant's venire." Id. at *4. The court found that the venire's comparative disparity of 73.1% was sufficient to establish the second element of a prima facie case under Duren. Id. at *5 (citing United States v. Rogers, 73 F.3d 774, 777 (8th Cir.1996) (finding a comparative disparity of 30.96% to be sufficient)).
The question this Court now faces is whether to follow the course that the Sixth Circuit chartered in Smith and decide, based on the similar comparative disparities, that the second element is met in this case. In fact, the comparative disparity in this case, 42%, is even higher than the 34% in Smith. It is higher than the 31% that
Of the cases cited by Respondent in its objection, that leaves only the Tenth Circuit's decision in Orange, wherein the court rejected an absolute disparity of 3.57% and comparative disparity of 51.22%. 447 F.3d at 798-99. The court relied on its earlier cases rejecting similar, and larger disparities. Id. However, a review of the Tenth Circuit cases does not reveal a persuasive rationale. Despite its reversal on other grounds, it is prudent to follow the Sixth Circuit's decision in Smith. Petitioner has established that the representation of African-Americans in the jury pool in Kent County at the time of his trial was not "fair and reasonable in relation to the number of such persons in the community." Thus, Respondent's objection will be overruled.
Third, and finally, Respondent objects that Petitioner did not establish the third element of a prima facie case, systematic exclusion, because the underrepresentation of African-Americans in the jury pool was the result of a "class-neutral" computer error, as opposed to social or economic factors tied to a distinct group. Respondent emphasizes that "the erroneous data parameter that caused the underrepresentation was a misstatement of the total population of potential jurors," that "entry of the records into the system was not tied to any group, but rather numerical and chronological order," and that "[t]his error had the effect of excluding residents based on their zip code and the length of time living at their address, not on any category limited to a distinctive group."
As Petitioner points out, however, exclusion of the majority of residents from particular zip codes from the jury pool had a disproportionate effect on minorities, particularly African Americans, because those zip codes had significant minority populations, as compared to the zip codes from which residents were not erroneously excluded. While it is true that minorities were not the only eligible individuals excluded, there is undisputed evidence that they were disproportionately excluded. Thus, the error was not "class-neutral" as Respondent now asserts. The computer glitch in Kent County resulted in the systematic exclusion of African Americans from the jury pool at the time of Petitioner's trial. Thus, Respondent's objection will be overruled.
Accordingly, it is
It is further
Petitioner contends that here, unlike in Smith, the racial impact of the challenged procedure is not debatable, or disputed. While the computer glitch did not exclude only African Americans or other minorities, it undisputably affected them disproportionally and actually caused the documented underrepresentation in the jury pool. Moreover, Petitioner emphasizes that here, the Court is not bound by the AEDPA's deferential standard of review, because the state courts did not reach the merits of Petitioner's claim. Cone v. Bell, ___ U.S. ___, 129 S.Ct. 1769, 1784, 173 L.Ed.2d 701 (2009) (citations omitted). "Instead, the claim is reviewed de novo." Id. (citations omitted).