Filed: Feb. 24, 2014
Latest Update: Mar. 02, 2020
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS February 24, 2014 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court WILLIE GREEN, Plaintiff - Appellant, No. 13-7068 v. (E.D. Oklahoma) MR. HININGER, a/k/a Henniger; DR. (D.C. No. 6:12-CV-00186-RAW-SPS) DONALD L. SUTMILLER, DO; KATHY MILLER; DR. RIENHOLD, a/ka Reiheld; ROBERT EZELL; and GENESE McCOY, Defendants - Appellees. ORDER AND JUDGMENT * Before KELLY, ANDERSON, and BACHARACH, Circuit Judges. After examining
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS February 24, 2014 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court WILLIE GREEN, Plaintiff - Appellant, No. 13-7068 v. (E.D. Oklahoma) MR. HININGER, a/k/a Henniger; DR. (D.C. No. 6:12-CV-00186-RAW-SPS) DONALD L. SUTMILLER, DO; KATHY MILLER; DR. RIENHOLD, a/ka Reiheld; ROBERT EZELL; and GENESE McCOY, Defendants - Appellees. ORDER AND JUDGMENT * Before KELLY, ANDERSON, and BACHARACH, Circuit Judges. After examining ..
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FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
February 24, 2014
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
WILLIE GREEN,
Plaintiff - Appellant, No. 13-7068
v. (E.D. Oklahoma)
MR. HININGER, a/k/a Henniger; DR. (D.C. No. 6:12-CV-00186-RAW-SPS)
DONALD L. SUTMILLER, DO;
KATHY MILLER; DR. RIENHOLD,
a/ka Reiheld; ROBERT EZELL; and
GENESE McCOY,
Defendants - Appellees.
ORDER AND JUDGMENT *
Before KELLY, ANDERSON, and BACHARACH, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 32.1.
Plaintiff and Appellant Willie Green, an inmate proceeding pro se, appeals
the dismissal of his claims filed pursuant to 42 U.S.C. § 1983, alleging various
constitutional violations by the Defendants. 1 For the following reasons, we
affirm the district court’s dismissal of Mr. Green’s action.
BACKGROUND
Mr. Green is in the custody of the Oklahoma Department of Corrections
(“DOC”) at the Davis Correctional Facility (“DCF”) in Holdenville, Oklahoma.
He is serving a forty-five year sentence for shooting with intent to kill. On
July 27, 2011, during an annual medical check-up, he told defendant Dr. Reiheld
that he had a boil on his back. Dr. Reiheld proceeded to excise the boil, without
the use of local anesthetic, which caused Mr. Green to experience pain. More
specifically, Mr. Green claims the procedure caused him “horrible pain, suffering,
mental and emotional anguish, fright, shock, and other physical, emotional, and
psychological injuries.” Op. & Order at 2; R. Vol. 1 at 579.
We recite the following more detailed factual statement from the district
court’s order, in which the court, considering the Defendants’ motions to dismiss
1
The Defendants in this case are Mr. Hininger (called Henniger by Mr.
Green), the President and CEO of Corrections Corporation of America (“CCA”);
Dr. Donald Sutmiller, the DOC Chief Medical Officer; Kathy Miller, the DCF
Correctional Health Services Administrator; Dr. Reiheld (named in the complaint
as Dr. Rienhold), a CCA physician; Robert Ezell, the DCF Warden; and Genese
McCoy, the DOC Medical Services Administrator. Warden Ezell was never, in
fact, served. We therefore do not address the allegations against him.
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and/or for summary judgment, assumed the facts were as Mr. Green averred they
were:
Dr. Reiheld told plaintiff to lie on his right side. Before
starting the procedure, the doctor allegedly described a movie in
which a warden allowed prison officials to torture inmates who were
disliked by the administration. Plaintiff claims Dr. Reiheld
previously had told plaintiff he had a “personal problem” with him.
As the surgery was about to begin, Sgt. Amatto asked the
doctor if he was going to numb the area before proceeding, and Dr.
Reiheld said he would not use an anesthetic. Plaintiff did not think
the doctor was serious, and he thought the doctor’s answer was
merely a sarcastic reply. Plaintiff then asked the doctor whether he
would numb the area, and again Dr. Reiheld said “no.” Plaintiff
became alarmed and “started to reject the procedure,” but the doctor
proceeded to make an incision and place a sharp instrument inside
his body, causing him to scream in terrible pain. Dr. Reiheld did not
care, and he continued despite plaintiff’s pain. Sgt. Wright was
laughing the entire time and saying, “I want to see you cry. Let me
see you cry.” Sgt. Amatto told Wright it was not funny and that he
would not want a doctor to do it to him, because he knew it was
painful. When the procedure ended, plaintiff said Dr. Reiheld should
be fired for harming him like that, and Sgt. Wright stated it was not
the first time Reiheld had used that method of surgery. . . .
Plaintiff claims Defendant Kathy Miller, Administrator of
Correctional Health Services, advised him that it would have taken
numerous injections to attempt to anesthetize the small area where
the boil was located, and there was no guarantee the area would have
been numb. Miller also told him the injections to anesthetize the
area usually are more painful than one small incision. Plaintiff
disagrees with Miller, because he previously had a similar surgery on
his wrist for another boil, and in that instance the doctor used a local
anesthetic.
Op. & Order at 1-2; R. Vol. 1 at 578-79.
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Mr. Green claims that the Warden (Defendant Warden Ezell, who was
never served) “condon[ed]” the surgery and knew that Dr. Reiheld was
performing these types of procedures on inmates. Compl. at 27; R. Vol. 1 at 33.
He avers that Defendant Sutmiller has the responsibility to ensure that facility
doctors, like Dr. Reiheld, “are in strict compliance with policy.”
Id. at 25; R.
Vol. 1 at 31. He also claims that Defendant Kathy Miller obstructed his access to
the grievance policy. Finally, with respect to DOC Defendants Genese McCoy
and Hininger, he asserts that they are the final policy makers with respect to these
types of procedures.
Mr. Green filed the instant action on April 23, 2012. He alleged multiple
counts, including conspiracy, by which the Defendants violated his Eighth and
Fourteenth Amendment rights, in violation of, inter alia, 42 U.S.C. § 1983.
Defendants McCoy and Sutmiller moved for dismissal of the complaint, arguing
that Mr. Green failed to allege personal participation. They also asserted that
they were shielded by qualified immunity and that there was insufficient evidence
to support Mr. Green’s claim of conspiracy. Defendants Hininger, Miller and
Reiheld also moved for dismissal, claiming that Mr. Green failed to first exhaust
administrative remedies and arguing that he failed to state valid claims against
them.
The district court granted both sets of Defendants’ motions to dismiss and
dismissed the action in full. The court also considered dismissal on its “own
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motion to consider dismissal of this action as frivolous.” Op. & Order at 1; R.
Vol. 1 at 578. After examining the Defendants’ arguments for dismissal, the
district court dismissed the action, declared it frivolous, and counted the dismissal
as a strike, pursuant to 28 U.S.C. § 1915(g). This appeal followed.
DISCUSSION
We review the district court’s grant of the Defendants’ motion to dismiss
de novo. Weise v. Casper,
593 F.3d 1163, 1166 (10th Cir. 2010); Hollonbeck v.
U.S. Olympic Comm.,
513 F.3d 1191, 1194 (10th Cir. 2008). To the extent the
district court dismissed Mr. Green’s complaint as frivolous, under 28 U.S.C.
§ 1915(e), we review the decision for abuse of discretion. Conkle v. Potter,
352
F.3d 1333, 1335 n.4 (10th Cir. 2003). And although we liberally construe the
pleadings of pro se litigants, we do not and cannot serve as the pro se litigant’s
advocate. Hall v. Bellmon,
935 F.2d 1106, 1110 (10th Cir. 1991).
The district court addressed the two groups of defendants separately. With
respect to Defendants McCoy and Sutmiller (the DOC Medical Services
Administrator and DOC Chief Medical Officer, respectively), the court noted that
“[p]ersonal participation is an essential allegation in a § 1983 claim.” Bennett v.
Passic,
545 F.2d 1260, 1262-63 (10th Cir. 1976) (citations omitted); see Mitchell
v. Maynard,
80 F.3d 1433, 1441 (10th Cir. 1996) (same). “[S]upervisor status by
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itself is insufficient to support liability.”
Mitchell, 80 F.3d at 1441. Mr. Green
failed to demonstrate any personal participation by these DOC Defendants.
Regarding the conspiracy allegations against these Defendants (along with
the other Defendants), the district court stated:
To the extent plaintiff is alleging a conspiracy among the
defendants, this claim is meritless. Conclusory allegations of a
conspiracy will not suffice. In order for a plaintiff to recover on a
conspiracy claim under § 1983, he must establish an actual
deprivation of his rights, in addition to proving that a conspiracy
actually exists. The court finds plaintiff has failed to meet this
burden of providing evidence to support his claims against
Defendants McCoy and Sutmiller.
Op. & Order at 3-4; R. Vol. 1 at 580-81 (citing Wise v. Bravo,
666 F.2d 1328,
1333 (10th Cir. 1981); Dixon v. City of Lawton,
898 F.2d 1443, 1449 (10th Cir.
1990)); see Hunt v. Bennett,
17 F.3d 1263, 1266 (10th Cir. 1994) (”Conclusory
allegations of conspiracy are insufficient to state a valid § 1983 claim.”) (further
quotation omitted); see also Brooks v. Gaenzle,
614 F.3d 1213, 1227-28 (10th
Cir. 2010). We agree fully with the district court’s analysis and dismissal of the
claims against Defendants McCoy and Sutmiller.
Regarding Defendants Hininger, Miller and Reiheld (the President and CEO
of CCA, the DCF Correctional Health Services Administrator, and the CCA
physician, respectively), the court concluded that “[b]ecause plaintiff has not
alleged the personal participation of Defendants Hininger and Miller, [Mr.
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Green’s] claims against them also fail.” Op. & Order at 4; R. Vol. 1 at 581. We
agree fully with that analysis.
With respect to Defendant Dr. Reiheld, the physician who actually
performed the challenged procedure on Mr. Green, the district court began by
reciting the applicable standard by which we measure Eighth Amendment claims
of cruel and unusual punishment in the context of medical attention:
[D]eliberate indifference to serious medical needs of prisoners
constitutes the “unnecessary and wanton infliction of pain”
proscribed by the Eighth Amendment. This is true whether the
indifference is manifested by prison doctors in their response to the
prisoner’s needs or by prison guards in intentionally denying or
delaying access to medical care or intentionally interfering with the
treatment once prescribed. Regardless of how evidenced, deliberate
indifference to a prisoner’s serious illness or injury states a cause of
action under § 1983.
Id. (quoting Estelle v. Gamble,
429 U.S. 97, 104-05 (1976) (citations and
footnotes omitted)). The court went on to state:
With this standard in mind the court is of the view that the acts
complained of do not show deliberate indifference to plaintiff’s
medical needs as alleged. Even assuming a boil is sufficiently
serious, it is clear from the record that medical care was provided.
Where there is such evidence of a “series of sick calls, examinations,
diagnoses, and medication . . . it cannot be said there was a
‘deliberate indifference’ to the prisoner’s complaints.” To the extent
plaintiff is complaining about Dr. Reiheld’s decision to lance the boil
without a local anesthetic, the court finds plaintiff is merely asserting
a difference of opinion as to the kind and quality of medical
treatment necessary under the circumstances. It is well settled that
this type of disagreement fails to give rise to a cause of action under
§ 1983.
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Id. at 5; R. Vol. 1 at 582 (quoting Smart v. Villar,
547 F.2d 112, 114 (10th Cir.
1976)). See McCracken v. Jones,
562 F.2d 22, 24 (10th Cir. 1977) (and cases
cited therein). The district court accordingly correctly concluded that “the
allegations in plaintiff’s complaint are vague and conclusory, and the allegations
do not rise to the level of a constitutional violation.” Op. & Order at 5; R. Vol. 1
at 582. “Constitutional rights allegedly invaded, warranting an award of
damages, must be specifically identified. Conclusory allegations will not
suffice.”
Wise, 666 F.2d at 1333.
The district court therefore dismissed the action. The court also noted that
it had earlier authorized Mr. Green to commence the action “in forma pauperis
under the authority of 28 U.S.C. § 1915. Subsection (e) of that statute permits the
dismissal of a case when the court is satisfied that the complaint is without merit
in that it lacks an arguable basis either in law or fact.” Op. & Order at 5; R. Vol.
1 at 582 (citing Neitzke v. Williams,
490 U.S. 319 (1989); Yellen v. Cooper,
828
F.2d 1471, 1475 (10th Cir. 1987)). As indicated above, the court also counted the
dismissal as a strike under 28 U.S.C. § 1915(g).
We find that this appeal is frivolous. Mr. Green’s arguments are contrary
to settled law; he makes no reasoned argument for modification of that law; and
he fails to identify any particular error in the district court’s analysis. We dismiss
it as required by 28 U.S.C. § 1915(e)(2)(B)(i). We, like the district court, impose
a strike under 28 U.S.C. § 1915(g). Mr. Green therefore has two strikes. See
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Jennings v. Natrona Cnty. Det. Ctr.,
175 F.3d 775, 780-81 (10th Cir. 1999). We
remind Mr. Green that he remains obligated to complete payment of his filing
fees until they are paid in full. 2
CONCLUSION
For the foregoing reasons, we DISMISS this action. We also IMPOSE a
STRIKE pursuant to 28 U.S.C. § 1915(g). We remind Mr. Green, as stated above,
of his obligation to continue making payments until all fees are fully paid.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
2
Mr. Green filed a “Notice of the Court,” which has been referred to us to
address. Mr. Green asks our court to “have the Defendants not physically attack
the plaintiff.” Notice at 1. Mr. Green earlier filed a motion for a temporary
restraining order or an injunction ordering his transfer to another facility. We
denied the motion by order dated January 30, 2014. We note the similarity
between the “relief” sought in the two matters Mr. Green has presented to our
court. To the extent Mr. Green seeks some action by our court in response to his
latest “Notice,” we deny that request.
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