McCORMACK, J.
Terence W. Nero appeals his conviction of burglary, a Class III felony, under Neb. Rev.Stat. § 28-507 (Reissue 2008), which states: "A person commits burglary if such person willfully, maliciously, and forcibly breaks and enters any real estate . . . with intent to commit any felony or with intent to steal property of any value." Nero entered a plea of not guilty, and a bench trial was held in the Lancaster County District Court. The district court declined to make a specific finding regarding which felony it determined Nero had intended to commit to support the charge of burglary. The court found Nero guilty of burglary and sentenced him to 24 to 40 months' imprisonment. Nero appeals the conviction. The issues presented in this appeal are whether the State is required to specify the underlying felony or felonies it seeks to prove to support a charge of burglary and whether the evidence presented at trial was sufficient to sustain the conviction. For the following reasons, we reverse, and remand for a new trial.
Nero was charged with burglary, a Class III felony. An information was filed in the district court on May 8, 2009. Nero filed a written waiver of his right to appear at arraignment and entered a plea of not guilty. Nero waived his right to a jury trial, and a bench trial followed.
The evidence adduced at trial was as follows: On February 25, 2009, Jennifer McDonald was at home in her apartment, which she shared with two roommates, including Katie Huenink. The apartment was located on the second floor of a house converted to apartments. The main door to the apartment was at the top of a flight of stairs, at the bottom of which the outside door to the house was located. The door at the bottom of the stairs automatically locked when shut; however, the door to McDonald's apartment needed to be manually locked, and McDonald never locked it.
At approximately 4 a.m., McDonald was lying down on the couch in the living room, and Huenink was asleep in her bedroom. McDonald was half asleep, but she heard the outside door and then the apartment door open and someone enter and walk over to where she lay on the couch. After looking at the man who had entered, McDonald realized she did not recognize him. He carried a magazine, and sat down next to McDonald. When she asked him what he was doing in her house, he said that he just wanted to talk to her. He said that his name was "Steve" and continued repeating that he just wanted to talk to her.
McDonald stood up and offered the man some water, but he pulled her back down to the couch by her hips and said he did not want any. She asked him whether he wanted a cigarette, and he said he did. When McDonald stood to get him a cigarette, he pulled her back down to the couch and said he would get it. After being pulled down to the couch twice, McDonald again asked whether he would like a cigarette. The man "finally" let McDonald go get him a cigarette, which she then gave him. She told the man she had
McDonald called the police to report what had happened. McDonald noticed that the man had left the magazine he had been carrying—which was a pornographic magazine containing photographs of nude men. McDonald and Huenink observed that the downstairs door was damaged where a piece of wood appeared to be "busted out," and on the stairs leading up to the apartment, they found an ice scraper that did not belong to them. Huenink testified that the damage to the door had not been present prior to the man's entering their apartment.
Officers Andrew Nichols and Jeffrey Hanson responded to McDonald's call. Hanson had the magazine processed for fingerprints, and a print belonging to Nero was identified. No other usable prints were found on the scene. The officers issued a broadcast to interview or pick up Nero.
On April 7, 2009, Officer Robert Brenner stopped Nero for a traffic violation. Brenner ran a check of police traffic charges and found that Nero was flagged for a broadcast for burglary. Brenner told Nero he needed to be interviewed regarding a burglary for entering a female's apartment. Nero told Brenner that he had not entered anybody's apartment, and then said that he did not touch anyone and did not hurt anyone. Brenner took Nero to the police station for questioning. Nero was taken to an interview room and read the Miranda warnings, to which Nero waived his rights. Nero consented to a search of his apartment, and following the search, he was arrested for burglary. After Nero was arrested, Nichols showed McDonald and Huenink a photographic lineup which included Nero; neither woman identified any of the suspects as the man who entered their apartment.
Prior to the filing of the information in district court, Nero initially appeared in county court for a preliminary hearing. After hearing testimony from Nichols, the court heard argument on whether there was probable cause to believe a felony had occurred. Nero conceded that his behavior in the apartment was inappropriate and disturbing, and he stated that the circumstances of the case might support a charge of trespass,
Nero filed a plea in abatement in district court, arguing that there was insufficient evidence to bind over the case. At the hearing on Nero's plea in abatement, Nero maintained that there was no evidence of any underlying felony. The State argued
Nero next filed a pretrial motion for a bill of particulars, requesting that the court require the State to specify Nero's alleged intent at the time he entered the apartment relating to the charge of burglary. At the hearing on Nero's motion for a bill of particulars, Nero again argued that the State must specify the underlying felony that supported the charge of burglary. Nero further stated that without being informed of the underlying felony, his ability to defend against the burglary charge was hampered. The State asserted that it is required only to allege crimes in the language of the statute.
At the hearing, the State noted that if the case were tried to a jury, it would request instructions on sexual assault, false imprisonment, and terroristic threats, but argued: "[B]ased on the fact that obviously you [the judge] have the knowledge of all the potential felonies out there, [you] could come to your own conclusion without the State specifically saying what felony was believed to be committed." However, the State was unwilling to limit its theory of the case to the underlying felonies it named. The State argued that the bill of particulars should be overruled:
The district court overruled Nero's motion for a bill of particulars.
At trial, the State presented its theory that Nero intended to commit first or second degree false imprisonment and that his plans were interrupted by Huenink's presence in the apartment. After the State rested, Nero moved for a directed verdict on the ground that the State had failed to establish a prima facie case. The court heard argument on the motion, found that the State had met its burden, and overruled Nero's motion for directed verdict. Nero offered no evidence. In closing argument, Nero argued that the State failed to adduce evidence to show that Nero intended to commit a felony to support the charge of burglary.
On January 15, 2010, the district court found that the evidence presented against Nero supported a finding of guilt beyond a reasonable doubt. After the court's pronouncement of guilt, Nero inquired as to what underlying felony the court determined Nero tried to commit. Nero argued that if the case had been heard by a jury, the court would have instructed the jury on a specific felony, and that due process required the court to inform him of the basis on which he was convicted. The State objected, and the court denied Nero's request that it announce a finding of what underlying felony supported the conviction. Nero was sentenced to 24 to 40 months' imprisonment. Nero now appeals.
Nero assigns that (1) the district court erred in failing to require the State to specify at any stage of the proceedings what underlying felony Nero intended to commit when prosecuting him for burglary under § 28-507 and (2) the evidence adduced at trial was insufficient to sustain a conviction for burglary.
When dispositive issues on appeal present questions of law, an appellate court has an obligation to reach an independent conclusion irrespective of the decision of the court below.
In reviewing a sufficiency of the evidence claim, whether the evidence is direct, circumstantial, or a combination thereof, the standard is the same: An appellate court does not resolve conflicts in the evidence, pass on the credibility of witnesses, or reweigh the evidence; such matters are for the finder of fact.
Section 28-507(1) defines burglary: "A person commits burglary if such person willfully, maliciously, and forcibly breaks and enters any real estate or any improvements erected thereon with intent to commit any felony or with intent to steal property of any value." Nero does not contest that he entered McDonald's apartment unlawfully. However, there is no allegation that Nero stole or intended to steal any property from the apartment he entered. Therefore, the basis for charging Nero with burglary rests on the proposition that Nero unlawfully entered the apartment with the intent to commit a felony. We must determine whether the State is required to specify the underlying felony upon which the charge of burglary is based in order to sustain a conviction under § 28-507. This presents a question of law for which we have an obligation to reach an independent conclusion irrespective of the decision of the court below.
Nero asserts that the district court's failure to require the State to specify an underlying felony to support the charge of burglary violated his rights to due process and a fair trial.
The State argues that in the information, it is not obligated to include anything other than the applicable statutory language, and that Nero was adequately apprised of the State's theories of guilt during the pretrial proceedings. The State concedes that, were this case tried to a
At the hearing on Nero's motion for a bill of particulars, the State argued that the judge, based on his knowledge "of all the potential felonies out there," could come to his own conclusion without the State specifically saying what felony was believed to be committed. But the issue is whether Nero had an opportunity to prepare an adequate defense, not whether the court had a proper knowledge of the law to analyze the State's theory on what underlying felony Nero intended to commit.
The federal Constitution guarantees criminal defendants a meaningful opportunity to present a complete defense.
The jurisdictions that have addressed this issue are split, but the relevant statutory language accounts for the difference in treatment. In states where the burglary statute requires only intent to commit "an offense," "a crime," or "any crime," specific intent to commit a particular crime upon entry is not a material element of the offense.
In those states where the burglary statute is in terms of "intent to commit a felony" or "intent to commit any felony or steal property," such intent is considered an essential element of the offense, and the State must specify the particular felony that the defendant intended to commit after the breaking and entering.
Nebraska's burglary statute is comparable to the common-law definition of burglary and those statutes in jurisdictions which require the State to specify an underlying felony.
The jurisdictions that have adopted this reasoning have generally done so in the context of a jury trial.
The issue is whether Nero had such an opportunity, not whether the court had a proper knowledge of the law to analyze the State's theory on what underlying felony Nero intended to commit. Nero was made to speculate as to the State's apparently limitless theory of guilt. This did not provide Nero an opportunity to prepare an adequate defense. The federal Constitution guarantees Nero an opportunity to prepare an adequate defense,
We therefore conclude that it was error for the district court to deny Nero's motion for a bill of particulars. Still, whether an assigned error was prejudicial, requiring reversal, is at issue in every appeal.
In Stirone v. United States,
Nero was not charged by indictment, but by information. However, analogous to the right recognized in Stirone, this court has determined that a defendant must be given notice of information vital to the preparation of a defense.
Having found reversible error, we must determine whether the totality of the evidence admitted by the district court was sufficient to sustain Nero's conviction. If it was not, then concepts of double jeopardy would not allow a remand for a new trial.
In reviewing a sufficiency of the evidence claim, whether the evidence is direct, circumstantial, or a combination thereof, the standard is the same: An appellate court does not resolve conflicts in the evidence, pass on the credibility of witnesses, or reweigh the evidence; such matters are for the finder of fact.
Intent sufficient to support a conviction for burglary may be inferred from the facts and circumstances surrounding an illegal entry.
For the foregoing reasons, we reverse the judgment of the district court and remand the cause for a new trial.
REVERSED AND REMANDED FOR A NEW TRIAL.
WRIGHT, J., not participating.