THERESA L. SPRINGMANN, District Judge.
Indiana Code § 33-33-49-13 ("the Statute" or "the Partisan Balance Statute") establishes the system for the election of judges to the Marion Superior Court in Marion County, Indiana. This system is unique in Indiana, as it is the only office where primary election voters do not vote for as many candidates as there are persons to be elected to that office in the general election. See Ind.Code § 3-10-1-6 ("At a primary election a voter may vote for as many candidates as there are persons to be elected to that office at the general election, except as provided in IC 33-33-49-13 for candidates for judge of the Marion superior court.").
Pursant to the Statute,
A candidate for Marion Superior Court Judge may gain access to the general election
Ind.Code § 3-10-1-6. Thus, only voters who have voted or intend to vote for a majority of candidates from one of the two major parties may vote in that party's primary. A candidate must file a declaration of candidacy between early January and early February of the year of the primary election to be placed on the primary election ballot. The candidate's party affiliation is then determined either by how the candidate voted in the last Indiana primary or by the county chair who can certify that the candidate is a member of that party. Ind.Code §§ 3-8-2-4, -5, -7.
Pursuant to the Statute, a political party may nominate candidates for no more than half of the eligible seats on the Marion Superior Court. Accordingly, for those years in which sixteen positions are at stake, a party may nominate — by way of a primary election — only eight candidates for the general election. In years with twenty positions at stake, a party may nominate only ten candidates. In the general election, the candidates then run at large rather than as a candidate for judge of a particular room or division of the court.
Second, a minor political party "whose nominee received at least two percent (2%) but less than ten percent (10%) of the votes cast for Secretary of State at the last general election" may nominate judicial candidates through a state convention. Ind.Code § 3-8-4-10. Once nominated, the candidates proceed to the general election ballot. Third, an independent candidate or a candidate of a political party whose candidate did not receive two percent (2%) of the votes cast for Secretary of State in the last election may file a certified petition containing the signatures of at least two percent (2%) of the total votes cast in the last election for Secretary of State in Marion County. Finally, a person may file a declaration of intent to be a write-in candidate. However, write-in candidates cannot declare party affiliation with any political party that had received two percent (2%) of the vote for Secretary of State in the last election. Ind.Code §§ 3-8-2-2.5, 3-8-4-1. Thus, a write-in candidate must be either an independent or from a minor political party that received less than the required two percent (2%).
Since the current version of the Statute went into effect on March 24, 2006, there have been four judicial elections for the Marion Superior Court. In each of these elections, the total number of candidates on the general election ballot equaled the total number of available seats, by virtue of each major party's ability to nominate candidates for only half of the available seats. As a result, every candidate ran unopposed and all of the nominees from both major parties were elected — an even split between the Republicans and the Democrats. No independent or third-party
In the forty years that the Partisan Balance Statute has been on the books, there have been only two elections where an alternative candidate, that is, not a Republican or Democrat, appeared on the general election ballot. Five candidates from the Libertarian Party appeared on the ballot in 2000 and one Libertarian candidate appeared on the ballot in 2002.
Common Cause Indiana, the Plaintiff/Appellee, challenges the constitutionality of the Partisan Balance Statute under the First Amendment and 42 U.S.C. § 1983. The Defendants/Appellants, collectively referred to as "the State," defend the Partisan Balance Statute as a constitutional exercise of its power to regulate elections. The parties filed cross-motions for summary judgment before the district court, which denied the Defendant's motion but granted the Plaintiff's motion, finding that "the challenged Statute, Indiana Code § 33-33-49-13(b), is invalid on its face — i.e., in all its applications." The district court permanently enjoined the State from enforcing the Statute, but stayed its ruling pending a final determination by this Court.
We review de novo a district court's decision to grant summary judgment. Advance Cable Co., LLC v. Cincinnati Ins. Co., 788 F.3d 743, 746 (7th Cir.2015). As with any summary judgment motion, we "construe all facts and draw all reasonable inferences in favor of the non-moving party" when reviewing cross-motions for summary judgment. Id. Summary judgment is appropriate only "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(a).
"`No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live.'" Burdick v. Takushi, 504 U.S. 428, 441, 112 S.Ct. 2059, 119 L.Ed.2d 245 (1992) (quoting Wesberry v. Sanders, 376 U.S. 1, 17, 84 S.Ct. 526, 11 L.Ed.2d 481 (1964)); see also Ill. State Bd. of Elections v. Socialist Workers Party, 440 U.S. 173, 179, 99 S.Ct. 983, 59 L.Ed.2d 230 (1979) ("[V]oting is of the most fundamental significance under our constitutional structure."). However, States may prescribe "[t]he Times, Places and Manner of holding Elections for Senators and Representatives," Art. I, § 4, cl.1, and the Supreme Court has recognized that States retain the power to regulate their own elections. Burdick, 504 U.S. at 433, 112 S.Ct. 2059; Tashjian v. Republican Party of Conn., 479 U.S. 208, 217, 107 S.Ct. 544,
A state election law, "whether it governs the registration and qualifications of voters, the selection and eligibility of candidates, or the voting process itself, inevitably affects — at least to some degree — the individual's right to vote and his right to associate with others for political ends." Anderson v. Celebrezze, 460 U.S. 780, 788, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983). To subject every voting regulation to strict scrutiny would "tie the hands of States seeking to assure that elections are operated equitably and efficiently." Burdick, 504 U.S. at 433, 112 S.Ct. 2059. Therefore, we must apply a "more flexible standard" when considering a challenge to a state election law, and must weigh:
Id. at 434, 112 S.Ct. 2059 (quoting Anderson, 460 U.S. at 789, 103 S.Ct. 1564). This balance means that, if the regulation severely burdens the First and Fourteenth Amendment rights of voters, the regulation "must be `narrowly drawn to advance a state interest of compelling importance.'" Id. (quoting Norman v. Reed, 502 U.S. 279, 289, 112 S.Ct. 698, 116 L.Ed.2d 711, (1992)). When the state election law "imposes only `reasonable, nondiscriminatory restrictions' upon the rights of voters, `the State's important regulatory interests are generally sufficient to justify' the restrictions." Id. (quoting Anderson, 460 U.S. at 788, 103 S.Ct. 1564). We apply this standard in considering Common Cause's challenge to the constitutionality of the Statute.
Common Cause contends that the Statute imposes a severe burden on the right to vote. Essentially, Common Cause contends that the Statute works exactly as intended — it ensures that all candidates nominated by the two major parties, the Republicans and the Democrats, will be elected in an uncontested general election, guaranteeing partisan balance between the parties. Therefore, voters are denied an effective and meaningful vote because their vote is irrelevant to the outcome of the general election. The State maintains that the Partisan Balance Statute does not burden the right to vote, or if it does, that such a burden is justified by the State's regulatory interests — namely, to ensure partisan balance on the Marion Superior Court — and that the constitutional right that Common Cause seeks to assert is illusory.
The central issue in this case is whether the Statute burdens "the right of qualified voters, regardless of their political persuasion, to cast their votes effectively." Williams v. Rhodes, 393 U.S. 23, 30, 89 S.Ct. 5, 21 L.Ed.2d 24 (1968); see also Burdick, 504 U.S. at 441, 112 S.Ct. 2059 ("[T]he right to vote is the right to participate in an electoral process that is necessarily structured to maintain the integrity of the democratic system.") In particular, we must consider how the Statute's restrictions on the number of seats each party may seek burdens the right of voters to have an effective voice in the general election. See Munro v. Socialist Workers Party, 479 U.S. 189, 193, 107 S.Ct. 533, 93
In Storer v. Brown, the Supreme Court discussed the correlation between primary elections and general elections and their relationship to the voters' selection of the ultimately successful candidate, noting that:
415 U.S. 724, 735, 94 S.Ct. 1274, 39 L.Ed.2d 714 (1974) (recognizing California's compelling interest in maintaining the integrity of its political processes and upholding California's statutory provisions that denied ballot access to an independent candidate if the candidate had been affiliated with any political party within one year prior to the immediately preceding primary election). Here, the Statute preserves the role of the primary election as the first stage of the election process, whereby "contending forces within a party employ the primary campaign and primary election to finally settle their differences" and select their nominee for the general election. Id. In the normal course, the general election would then give the full electorate the opportunity to consider and choose between the available candidates, id. ("The people, it is hoped, are presented with understandable choices and the winner in the general election with sufficient support to govern effectively."), but the Statute does not contemplate a contested general election. Instead, the Statute burdens the vote by essentially removing all competition and electoral choice before the general election, severely undercutting the second stage of the "two-stage process by which the people choose" the judges for the Marion Superior Court.
In order to achieve partisan balance, the Statute restricts the two major parties' access to the general election ballot by prohibiting them from nominating candidates for more than half of all available positions. In effect, this guarantees that the two major parties cannot compete against each other in the general election. Stated differently, the Statute removes electoral choice and denies voters any effective voice or ability to choose between candidates of the two major parties. In fact, absent a possible third party or independent candidate on the ballot, the general election is guaranteed to be uncontested, rendering any vote meaningless because there is no choice to be made. It is of no consequence whether voters approve or disapprove of the candidates. So long as each candidate votes for himself or herself, as he or she presumably will, actions taken by other voters in the general election are meaningless, as they lack any opportunity to affect the outcome. The candidate will win, whether he gets a vote from every voter or no voters at all.
According to the State, there is no constitutional right to a contested election, nor a right to vote for a preferred party candidate for every available seat in an election. To support its position, the State relies on New York State Board of Elections v. Lopez Torres, 552 U.S. 196, 128 S.Ct. 791, 169 L.Ed.2d 665 (2008), which involved a First Amendment challenge to New York State's system for electing Supreme Court (trial court) justices. In Lopez Torres, the plaintiffs challenged New York's "delegate primary" convention system, in which each party nominated a single candidate to run for each judicial seat. Id. at 200-01, 128 S.Ct. 791. Despite this allowance, many of the races were uncontested because only one of the major parties chose to nominate a candidate, apparently because the other party decided it was not worth the time and effort to present a challenger. Id. at 207-08, 128 S.Ct. 791. The plaintiffs unsuccessfully sought their party's nomination and brought a First Amendment claim alleging deprivations of their rights to ballot access and political association and arguing for the right to challenge the candidates favored by party leadership through a primary election. Id. at 201, 128 S.Ct. 791.
The Supreme Court held that New York's electoral system for Supreme Court judges did not violate the plaintiffs' First Amendment rights to political association and ballot access. In particular, the Court determined that the plaintiffs' real complaint was that the election process did not give them a realistic chance to secure the party's nomination because party leadership enjoyed greater support and was able to garner more votes for its delegate slate in the convention. Id. at 204-05, 128 S.Ct. 791 (noting that none of the Court's precedent establishes a constitutional right to a "fair shot" at winning a party's nomination). Further, the Court dismissed the plaintiffs' argument that the entrenched "one-party rule" in the state's general election
Despite the State's comparisons, there are important differences in the facts of Lopez Torres that distinguish it from the case at hand. First, the statute in Lopez Torres allowed for each party to nominate one candidate for every available seat in the general election, whereas here the Statute prohibits the major parties from nominating candidates for more than half of the available seats. Second, although the plaintiffs in Lopez Torres were unsuccessful in securing their party's nomination in the convention, they could still get on the general election ballot by providing the requisite number of signatures of voters residing in the district. Id. at 207-08, 128 S.Ct. 791. Here, any candidate who fails to secure the party's nomination in the primary is restricted from access to the general election ballot.
Third, although many races in the general election went uncontested in Lopez Torres, this was the result of private decisions in electoral politics, where, for example, the Republican party chose not to run a candidate in a heavily Democratic district, or vice versa, after assessing its chance for victory. See id. (noting that one-party entrenchment was the result of voter approval of the positions and candidates of that party within a voting district and the opposing party's choice not to run a challenger). Each party still enjoyed the opportunity to field a candidate for each available position. Here, the Statute structurally guarantees that there will be no competition between the two major parties in the general election. Unlike Lopez Torres, the parties are restricted from access to the ballot as to half of the seats. "The States can, within limits, ... discourage party monopoly[, but] [t]he First Amendment creates an open marketplace where ideas ... may compete without government interference." Lopez Torres, 552 U.S. at 208, 128 S.Ct. 791 (citation omitted). Critically, the uncontested elections in Lopez Torres — and the lack of electoral choice for voters — was the result of electoral politics within the market. Here, the State interferes with the market by restricting each major party's access to only half of the ballot, an act that "impinge[s] upon the rights of individuals to associate for political purposes, as well as the right of qualified voters to cast their votes effectively." Munro, 479 U.S. at 193, 107 S.Ct. 533.
When an election law reduces or forecloses the opportunity for electoral choice, it restricts a market where a voter might effectively and meaningfully exercise his choice between competing ideas or candidates, and thus severely burdens the right to vote. The State contends that where the Supreme Court has referenced a right to a meaningful or effective vote, it has been in the context of a right to vote in a system where candidates have reasonable access to the ballot. The State argues that the Statute provides an adequate opportunity to place independent and third-party candidates on the ballot, and
Having determined that the Statute places a severe burden on the right to vote, we must now consider "`the precise interests put forward by the State as justifications for the burden imposed by its rule,' taking into consideration `the extent to which those interests make it necessary to burden the plaintiff's rights.'" Burdick, 504 U.S. at 434, 112 S.Ct. 2059 (quoting Anderson, 460 U.S. at 789, 103 S.Ct. 1564).
The State asserts that the "Supreme Court has held that partisan balance provisions are reasonable, nondiscriminatory restrictions justified by the State's important regulatory interest in ensuring fair representation." Br. at 16 (arguing that there is no constitutional right for a party to nominate a candidate for every available position or to sweep an election). The State presents three cases in support of this proposition.
In Blaikie v. Power, 13 N.Y.2d 134, 243 N.Y.S.2d 185, 193 N.E.2d 55 (1963), the plaintiffs challenged the procedure for electing members to the New York City Council, which provided that two councilmen were elected at-large from each borough, but that each party could nominate only one candidate per borough and each voter could cast only one vote per borough. Id. 243 N.Y.S.2d 185, 193 N.E.2d at 56. This system of voting, known as "limited voting," was developed "in order to make possible the election of minority representatives," but the plaintiffs alleged their ability to vote for only one candidate deprived them of "a right to vote for a candidate of his choice for both of the elective offices to be filled," an offense against the
In LoFrisco v. Schaffer, 341 F.Supp. 743 (D.Conn.1972), aff'd, 409 U.S. 972, 93 S.Ct. 313, 34 L.Ed.2d 236 (1972), the plaintiff challenged a limited voting scheme for school board elections in which a "town committee or caucus" could nominate candidates for only half of the vacancies on the board, or a bare majority if an odd number, and set the maximum number of individuals of the same political party who may sit on the board to two-thirds.
In Hechinger v. Martin, 411 F.Supp. 650 (D.D.C.1976), aff'd, 429 U.S. 1030, 97 S.Ct. 721, 50 L.Ed.2d 742 (1977), the plaintiffs challenged a law that limited a party to nominating only two candidates for the four at-large seats on the District of Columbia Council. The court considered "whether the Constitution requires that the political party with the majority of registered voters must have the right in an election for a multi-member body to elect all the members of that body." Id. at 652. The court concluded that the provision preventing a party from nominating candidates for all available seats was not a violation. Id. at 653 ("The concept of minority representation, or stated in another fashion, limitations on majority representation, is entirely consistent with First Amendment principles of freedom of expression and association, and appears altogether legitimate as a legislative objective."). In particular, the law's "purpose and effect [wa]s to ensure that political minorities are represented on the Council and that dissident voices are heard in the legislative process," a purpose that is entirely harmonious with that of the First Amendment. Id. at 654.
According to the State, these cases establish that election laws intended to ensure balanced political representation are fully consonant with the First and Fourteenth Amendments.
The State contends that partisan balance promotes its compelling interest in promoting public confidence in the impartiality of the bench.
Partisan balance amongst the judges who comprise the court, alone, has little bearing on impartiality. For instance, let's assume that the court included two equally ultra-partisan, biased judges who allowed their political affiliation to influence their conduct and decisions. One judge is partial for Republican interests; the other for Democratic interests. Once the public became aware of the two problem judges, their confidence in the impartiality of the court would not be restored by the fact that the court still has overall partisan balance. Rather, calls would be made for the removal of both judges and their replacement with judges who would fairly and impartially decide cases, regardless of any political affiliation. If the ratio of ultra-partisan, biased judges was extended to 2 to 2, 3 to 3, or even 18 to 18 (comprising the entire court), the public would become increasingly less confident in the impartiality of the court, notwithstanding that the court still enjoys partisan balance between the major political parties. Simply stated, partisan balance can serve as a check against contrary partisan interests, but it says little about the impartiality of individual members.
We disagree that partisan balance in the context of judicial elections improves the public's confidence in an impartial judiciary. The emphasis on partisan balance could just as easily damage public confidence in the impartiality of the court. Similarly, the interest in ensuring minority party representation in the context of administrative or legislative bodies has been sufficient to justify the burden on the right to vote in those contexts, but we fail to see how it is applicable or necessary in the judicial context.
The State argues that its interest in keeping the cost of judicial elections to a minimum is a compelling reason in support of the Statute. The State contends that the Statute removes the need for judicial candidates to raise and spend large sums of campaign money, which make elections more partisan and rancorous. The State argues that successful candidates would likely feel indebted to their donors, creating a perception of bias, and that the Statute "alleviates these concerns by eliminating head-to-head election contests that devolve into nothing more than high-cost partisan battles." Br. at 32. A brief look at the history of elections for the Marion Superior Court under the Statute reveals that it has achieved this desired purpose — the general election has been uncontested. Voters in the general election are presented with a ballot asking them to vote for either 16 or 20 candidates to fill the 16 or 20 available positions in any given election. Half of them are Republicans. Half of them are Democrats. Neither half can challenge the other half, and so long as the candidate votes for himself, he will win. Thus, the State's purported interest in minimizing the cost of judicial elections and achieving partisan balance has succeeded, but at the expense of removing any meaningful vote for the voter in the general election. The major party primaries, however, often are contested and judicial candidates must still raise and spend campaign money as a part of that election.
Of course, the State can serve its interest in protecting judicial elections from the often contentious and extreme partisanship prevalent in elections for the other branches
The State contends that partisan balance is critical to ensuring stability and public confidence in the court. The State argues that partisan balance is particularly important in the Marion Superior Court because it accounts for approximately twenty percent (20%) of all cases filed and disposed of in the State each year, many of which have a statewide impact because petitions for judicial review of State agency actions are often filed in Marion County. The State also argues that the Statute ensures stability on the court by removing the possibility that one party could sweep the election. Such a provision is necessary, the State contends, to prevent a turnover such as occurred in the wake of the Watergate Scandal, in which the Republicans swept all of the seats in the 1970 election and the Democrats swept all of the seats in the 1974 election.
These interests provide little justification for the severe burden imposed upon the right to vote, however. We do not see why the fact that the Marion Superior Court ultimately decides a relatively significant percentage of the State's annual cases, including cases with statewide impact, necessitates a unique electoral system ensuring partisan balance. The Indiana Code of Judicial Conduct applies the same for judges in Marion County as it does for judges in every other county of the State, yet only the Marion Superior Court has a partisan balance requirement. We do not appreciate how a court with comparatively greater influence, by virtue of the quantity of its decisions or their statewide impact, has sufficient interests in partisan balance to justify the severe burden on the right to vote, but that these interests are not present for any other county in the State, or, for that matter, the country. A case in any other jurisdiction is just as important to the litigants, and the judge is under the same obligations to apply the law to the facts of the case. If the State decides that a partisan judicial election is the best-suited system for filling judicial vacancies in a particular jurisdiction, as it of course may, voters must have the opportunity to cast a meaningful vote in that election.
As for the stability of the court, or stated differently, the State's asserted interest in avoiding a sweeping turnover of judicial personnel, this interest may be served in ways that do not necessarily burden the right to vote. For example, the current version of the Statute already provides for staggered elections, a procedure that allows the State to avoid a complete turnover in any one election that might upset the operation of the court without restricting voters' opportunity to exercise their voice as to which candidates should fill the open positions.
In balancing the asserted injury to the plaintiff with the interests of the State, "the Court must not only determine the legitimacy and strength of those interests; it also must consider the extent to which those interests make it necessary to burden the plaintiff's rights." Anderson, 460 U.S. at 789, 103 S.Ct. 1564. In light of the burden placed upon the right to vote, the interests put forward by the State do not
We agree with the district court that the Statute at issue burdens the right to cast a meaningful vote without sufficiently weighty interests to justify such a burden. In the context of partisan judicial elections, which the State has chosen to adopt as its preferred system for selecting judges for the Marion Superior Court, the asserted benefits and interests surrounding partisan balance do not justify the burden placed on the right to vote. The judgment of the district court is AFFIRMED.