PETER J. MESSITTE, District Judge.
Daniel H. Ross, pro se, has sued the Federal Bureau of Alcohol, Tobacco, Firearms, and Explosives ("ATFE"), the Federal Bureau of Investigation ("FBI"), and "Unknown Officials" of both agencies (collectively, "Defendants"), asserting various claims arising out of the so-called "appearance" of a felony murder conviction on his record. Defendants have filed a Motion to Dismiss all counts, arguing that some fail to state a claim while, as to others, the Court lacks subject matter jurisdiction. [Paper No. 7]. Defendants' Motion to Dismiss the employment discrimination, state tort, and constitutional tort claims will be
Ross was convicted of two crimes in North Carolina state court in the 1960s: a misdemeanor, in 1965, for assault, and a felony, in 1969, for the murder of his wife. After years of fighting the murder conviction, which resulted in a life sentence, Ross was granted federal habeas corpus relief by the U.S. Court of Appeals for the Fourth Circuit. See Ross v. Reed, 704 F.2d 705 (4th Cir.1983). The Fourth Circuit reversed Ross's murder conviction and remanded the case to the district court with instructions to enter a writ of habeas corpus unless Ross was retried within a reasonable time. Id. at 709. Ross was released from prison on June 1, 1983 and never retried. On appeal, the Supreme Court affirmed, noting that Ross's conviction had been "nullified." See Reed v. Ross, 468 U.S. 1, 21, 104 S.Ct. 2901, 82 L.Ed.2d 1 (1984) (Rehnquist, J., dissenting).
Now, almost three decades after being released from prison and having had his murder conviction nullified, Ross alleges that he is suffering from continuing harm as a result of having the conviction on his
First, on April 1, 2009, he was informed by the Personnel Security Branch of the U.S. Environmental Protection Agency ("EPA") that a background check revealed the felony conviction. As a result, Ross was required to submit proof that the conviction had been nullified. It is unclear from Ross's Complaint whether he was employed by EPA at the time, or whether he was applying for a job at the agency. It is also unclear whether he submitted the required proof and whether he suffered any further consequences as a result of the background check.
Second, on March 11, 2010, Ross was informed that his request to receive a White House tour was denied following a Secret Service background check that revealed the felony conviction. Ross alleges that the Secret Service acquired this information from the FBI's National Instant Criminal Background Check System ("NICS"). He further alleges that the Secret Service offered him an opportunity to submit proof that he was not a convicted felon, but it is unclear whether Ross did so, or whether he eventually received a White House tour.
Finally, on January 5, 2010, Ross attempted to purchase a hunting rifle from a pawnbroker, who was a federal firearms licensee ("FFL").
Believing the denial of his request to be in error, Ross appealed the decision to the FBI's Criminal Justice Information Services ("CJIS") Division. On July 12, 2010, the FBI sent him a letter stating that the denial was based on his felony conviction, which would have made the firearm transfer illegal under 18 U.S.C. § 922(g)(1), which prohibits anyone "who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year" from receiving a firearm. As Ross has pointed out, however, that section is limited by 18 U.S.C. § 921(a)(20), which exempts "[a]ny conviction which has been expunged, or set aside or for which a person has been pardoned or has had civil rights restored" from application of § 922(g)(1). Because he submitted proof that his felony conviction had been nullified in 1983, the FBI advised Ross that "the original prohibitive criteria have been resolved."
However, the FBI also informed Ross that a different aspect of his record presented "potentially prohibitive criteria" and that, accordingly, "any future firearm transactions [would] be subject to a delay." The FBI referenced 18 U.S.C. § 922(g)(9), which makes it unlawful for anyone "who has been convicted in any court of a misdemeanor crime of domestic
Eventually, the FBI identified the agency responsible for submitting to it information as to Ross's criminal record, namely North Carolina's State Bureau of Investigation ("SBI"). Ross was invited to contact the SBI to update his record. It is unclear whether Ross followed the FBI's advice. Nonetheless, Defendants claim that this communication from the FBI constituted its final decision in the matter, and represents a "delay," instead of a denial, of Ross's request to purchase a firearm.
On February 12, 2011, after this Complaint was filed, and apparently in response to Defendants' Motion to Dismiss, Ross attempted to purchase a firearm. He alleges that the firearm was not transferred to him on that day, and that three days later, when he inquired of the FFL why not, the FFL informed him that the FBI had denied his transfer. In support of this allegation, Ross has provided the transaction number of his firearm transfer request, but has provided no other documentary evidence demonstrating that he was, in fact, denied a firearm after the FBI informed him that his future requests would only be subject to delay. In their Reply Memorandum, Defendants did not respond to this allegation, which appears for the first time in Ross's Response. Defendants' position as to this allegation is thus unclear, but presumably the FBI does not agree that the gun request was denied.
Defendants' Motion to Dismiss is brought pursuant to Fed.R.Civ.P. 12(b)(1) and 12(b)(6). Under Rule 12(b)(1), a party may seek dismissal for "lack of subject-matter jurisdiction." Fed.R.Civ.P. 12(b)(1). "The plaintiff has the burden of proving that subject matter jurisdiction exists." Evans v. B.F. Perkins Co., 166 F.3d 642, 647 (4th Cir.1999). "When a defendant challenges subject matter jurisdiction pursuant to Rule 12(b)(1), the district court is to regard the pleadings as mere evidence on the issue, and may consider evidence outside the pleadings without converting the proceeding to one for summary judgment." Id. (citation and quotation marks omitted). "The district court should grant the Rule 12(b)(1) motion to dismiss only if the material jurisdictional facts are not in dispute and the moving party is entitled to prevail as a matter of law." Id. (citation and quotation marks omitted).
Rule 12(b)(6) governs dismissal of a complaint for "failure to state a claim upon which relief can be granted." Fed. R.Civ.P. 12(b)(6). "[T]he purpose of Rule 12(b)(6) is to test the sufficiency of a complaint and not to resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses." Presley v. City of Charlottesville, 464 F.3d 480, 483 (4th Cir.2006) (citation and quotation marks omitted). "[I]n evaluating a Rule 12(b)(6) motion to dismiss, a court accepts all well-pled facts as true and construes
Moreover, a plaintiff proceeding pro se is entitled to a "less stringent standard" than is a lawyer, and the court must construe his claims liberally, no matter how "inartfully pleaded." Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976)); see also Brown v. N.C. Dep't of Corr., 612 F.3d 720, 722 (4th Cir.2010) (observing that liberal construction of a complaint is particularly appropriate where a pro se plaintiff alleges civil rights violations).
The Court considers Ross's claims for A) violation of Title VII of the Civil Rights Act of 1964 ("Title VII"), 42 U.S.C. § 2000e et seq.; B) various state tort claims; C) various constitutional tort claims; and D) violations of his constitutional and statutory rights as a result of being denied the purchase of a firearm under § 922(t) of the GCA.
As to the alleged employment discrimination in violation of Title VII, Ross does not identify the specific employment opportunity, employer, or employment practice that involved the alleged discrimination. He notes only that he "enjoys the right to Equal Employment Opportunities."
But "[t]he ultimate question in every employment discrimination case involving a claim of disparate treatment is whether the plaintiff was the victim of intentional discrimination." See Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 153, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000). The plaintiff has the burden of proving that a protected trait, such as race, color, sex, religion, or national origin, "actually motivated the employer's decision." See Hazen Paper Co. v. Biggins, 507 U.S. 604, 610, 113 S.Ct. 1701, 123 L.Ed.2d 338 (1993).
Ross does not contend that any of the Defendants have ever served as his employer, or that he ever applied for, and was denied, a job with any of the Defendant agencies. From all that appears, he is generally unhappy with the appearance of his nullified conviction on his record, describing, for example, an incident with the EPA where he was forced to explain the felony conviction as a result of a background
Additionally, even if Ross were the victim of employment discrimination as a result of Defendants' actions, he has not pled any facts suggesting in any way that an illegal purpose was involved. While, as an African-American man, Ross is a member of a protected class, his Complaint at best alleges that discrimination occurred because of his status as a former felon. Title VII, however, does not establish a cause of action for employment discrimination based on the accuracy vel non of an individual's criminal record.
Because he cannot show that any Defendant discriminated against him in an employment context, Ross has failed to allege a prima facie case of discrimination under Title VII.
Ross alleges several of what purport to be various state tort claims,
The Court agrees with Defendants that the state court claims cannot survive.
To begin, all of the tort claims are subsumed by the Federal Tort Claims Act ("FTCA"), 28 U.S.C. § 2671 et seq., which provides an exclusive remedy for all tort suits against the government and its employees who commit tortious acts in the course of their employment. See 28 U.S.C. § 2679(b)(1) ("The remedy against the United States . . . is exclusive . . . ."); United States v. Smith, 499 U.S. 160, 166, 111 S.Ct. 1180, 113 L.Ed.2d 134 (1991) ("[T]he FTCA [is] the exclusive mode of recovery for the tort of a Government employee even when the FTCA itself precludes Government liability.").
Second, under the FTCA, neither the FBI nor the ATFE, as federal agencies, can be sued for torts. See 28 U.S.C. § 2679(a) ("The authority of any federal agency to sue and be sued in its own name shall not be construed to authorize suits against such federal agency on claims which are cognizable under section 1346(b) of this title . . . ."); Garcia v. United States, 709 F.Supp.2d 1133, 1138 (D.N.M. 2010) ("Congress has explicitly provided. . . that the only proper party in an action under the FTCA is the United States."); Painter v. FBI, 537 F.Supp. 232, 236 (N.D.Ga.1982) ("The FBI may not be sued eo nomine."), aff'd, 694 F.2d 255 (11th Cir.1982). Thus, none of the Defendants are proper parties under these claims.
Indeed, he cannot do so. The FTCA provides that no claim may be brought against the United States "unless the claimant shall have first presented the claim to the appropriate Federal agency and his claim shall have been finally denied by the agency in writing. . . ." 28 U.S.C. § 2675(a). This requirement may not be waived. Henderson v. United States, 785 F.2d 121, 123 (4th Cir.1986) ("It is well-settled that the requirement of filing an administrative claim is jurisdictional and may not be waived."). Since Ross does not allege that he filed an administrative claim and since Defendants have provided affidavits from employees of both the FBI and ATFE swearing that he has not in fact done so, Ross has not met the exhaustion of remedies requirement of the FTCA, or otherwise shown a waiver of sovereign immunity by the United States. Accordingly, the Court lacks subject matter jurisdiction over Ross's state tort claims.
In addition to state tort claims, Ross alleges violations of various federal constitutional rights, including those supposedly established by the Second, Fifth, Ninth, Tenth, and Fourteenth Amendments, and the Commerce Clause. U.S. CONST. art. I, § 8, cl. 3, amends. II, V, IX, X, XIV. Essentially Ross is arguing that Defendants violated all these purported rights when they denied him the ability to purchase a gun.
Defendants correctly argue that these claims must also go out by reason of sovereign immunity. See Reinbold v. Evers, 187 F.3d 348, 355 n. 7 (4th Cir.1999) ("[T]he United States has not waived sovereign immunity in suits claiming constitutional torts . . . ."). As in claims covered by the FTCA, the plaintiff has the burden to demonstrate a waiver of sovereign immunity before he can sue the United States for constitutional tort claims. See Makarova v. United States, 201 F.3d 110, 113 (2d Cir.2000). Because Ross has not demonstrated such a waiver, his constitutional tort claims against the FBI and ATFE, construed liberally to be against the United States, must be dismissed for lack of subject matter jurisdiction under Fed. R.Civ.P. 12(b)(1).
In addition to the FBI and ATFE as agencies, Ross has also sued "Unknown Officials" of the agencies. He claims the Court has subject matter jurisdiction over the constitutional torts committed by them, based on Bivens v. Six Unknown Named Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). In Bivens, the Supreme Court held that individual federal agents were liable for damages based on constitutional violations that occurred in the course of their work. Id. at 397, 91 S.Ct. 1999. Here, Ross argues that individual agents of the FBI and ATFE are liable for damages caused by
Finally, Ross alleges that he has been denied a firearm under § 922(t) of the GCA. He argues 1) that the GCA is unconstitutional, or, in the alternative, 2) that he was improperly denied a firearm according to the terms of the GCA itself.
Ross raises constitutional challenges to the GCA insofar as it regulates gun ownership in general, and specifically as to its provision denying gun purchases to individuals previously convicted of a felony, 18 U.S.C. § 922(g)(1), and to those previously convicted of a misdemeanor of domestic violence, 18 U.S.C. § 922(g)(9).
His first challenge is that the GCA violates his Second Amendment right to bear arms. U.S. CONST. amend. II.
The right to bear arms was recently held to be an individual right in District of Columbia v. Heller, 554 U.S. 570, 595, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008) ("There seems to us no doubt, on the basis of both text and history, that the Second Amendment conferred an individual right to keep and bear arms."). However, the Supreme Court explicitly noted that the right is not unlimited, but is properly regulated by certain "longstanding prohibitions," such as those against "the possession of firearms by felons and the mentally ill . . . or laws imposing conditions and qualifications on the commercial sale of arms." Id. at 626-27, 128 S.Ct. 2783. Based on this language, many courts since Heller have upheld § 922(g)(1) against Second Amendment challenges. See, e.g., United States v. Brunson, 292 Fed.Appx. 259, 261 (4th Cir.2008) (dismissing a Second Amendment challenge to § 922(g)(1) as "meritless" under Heller); United States v. Lunsford, 2011 WL 145195, at *2 (S.D.W.Va. Jan. 18, 2011) ("[Section] 922(g)(1) falls squarely within the list of presumptively lawful measures announced in Heller"); United States v. Mohamadi, 2010 WL 2490960, at *2 (E.D.Va. June 17, 2010) (collecting post-Heller cases upholding § 922(g)(1)). The Court agrees that Ross's Second Amendment challenge to any restriction of access to guns is without foundation.
With respect to the provision of § 922(g)(9) restricting firearm transfers to individuals convicted of a misdemeanor involving domestic violence, Ross raises a question the Fourth Circuit recently avoided answering. In United States v. Chester, the court vacated a West Virginia district court decision upholding § 922(g)(9) as a "presumptively lawful regulatory measure" under Heller. 628 F.3d 673, 683 (4th Cir.2010). The Fourth Circuit decided that the district court's approach, which upheld § 922(g)(9) by analogizing it to § 922(g)(1), was inappropriate in light of Heller's requirement that courts must use a heightened standard of scrutiny to review laws that potentially violate
Though the constitutionality of § 922(g)(9), in the wake of Chester, remains unresolved in the Fourth Circuit, it has been widely upheld in several other circuits. See, e.g., United States v. Booker, 644 F.3d 12, 26 (1st Cir.2011) (upholding § 922(g)(9) under intermediate scrutiny review); United States v. Skoien, 614 F.3d 638, 641-42 (7th Cir.2010) (same); United States v. White, 593 F.3d 1199, 1206 (11th Cir.2010) (upholding § 922(g)(9) as "presumptively lawful" under Heller). Additionally, many district courts in the Fourth Circuit have upheld § 922(g)(9) under intermediate scrutiny review. See, e.g., United States v. Smith, 742 F.Supp.2d 855, 870 (S.D.W.Va.2010); United States v. Tooley, 717 F.Supp.2d 580, 598 (S.D.W.Va. 2010); United States v. Brown, 715 F.Supp.2d 688, 698 (E.D.Va.2010); United States v. Walker, 709 F.Supp.2d 460, 467 (E.D.Va.2010). This Court, joining the majority view, also upholds § 922(g)(9) against a Second Amendment challenge.
Ross also argues that the GCA, by violating his Second Amendment right to bear arms, violates the Ninth Amendment, which provides that "enumeration in the Constitution of certain rights shall not be construed to deny or disparage others retained by the people." U.S. CONST. amend. IX. The Second Amendment aside, Ross's Ninth Amendment challenge is unpersuasive: the Court holds, as have other courts, that the Ninth Amendment does not establish an individual right to bear arms. See United States v. Finnell, 256 F.Supp.2d 493, 498 (E.D.Va.2003) ("[C]ircuit courts across the country have consistently held that the Ninth Amendment does not impinge upon Congress' authority to restrict firearm ownership, as it has done through the enactment of § 922(g)(9).").
Ross proceeds to argue that the GCA violates the Commerce Clause of the Constitution. U.S. Const. art. 1, § 8, cl. 3. Related to this claim, he argues that the GCA violates the Tenth Amendment. U.S. CONST. amend. X. The Court rejects both of these challenges. Courts have consistently upheld the GCA, and § 922(g) in particular, as a legitimate exercise of Congress's Commerce Clause power. See, e.g., United States v. Morse, 97 Fed.Appx. 430, 431 (4th Cir.2004) ("[Section] 922(g) is a valid exercise of Congress' power under the Commerce Clause."); United States v. Bostic, 168 F.3d 718, 723-24 (4th Cir.1999) ("Congress acted within its authority under the Commerce Clause in enacting Section 922(g)(8)."). Moreover, because § 922(g) has been deemed a valid exercise of Congress's Commerce Clause power, it does not violate the Tenth Amendment. See, e.g., New York v. United States, 505 U.S. 144, 156, 112 S.Ct. 2408, 120 L.Ed.2d 120 (1992) ("If a power is delegated to
Ross next argues that the GCA violates the Privileges and Immunities Clause of the Fourteenth Amendment. U.S. CONST. amend. 14, § 1. However, as Defendants point out, the Supreme Court recently rejected a claim that the Privileges and Immunities Clause supports a right to bear arms. See McDonald v. City of Chi., ___ U.S. ___, 130 S.Ct. 3020, 3030-31, 177 L.Ed.2d 894 (2010) (rejecting an attempt to enforce the right to bear arms against the states through the Privileges and Immunities Clause).
Finally, Ross argues that the GCA violates the Due Process Clause of the Fifth Amendment, U.S. CONST. amend. V, asserting that there is no rational basis to deny firearms to both violent and non-violent felons, as § 922(g)(1) attempts to do. The merits of this argument aside, however, Ross lacks standing to challenge § 922(g)(1), because he was purportedly denied a firearm under a different part of the statute, namely § 922(g)(9), which restricts firearm possession to those convicted of a misdemeanor of domestic violence. In any event, multiple circuits, including the Fourth Circuit, have upheld §§ 922(g)(1) and (9) against Fifth Amendment Due Process challenges. See, e.g., United States v. Vongxay, 594 F.3d 1111, 1119 (9th Cir.2010) (upholding § 922(g)(1)); United States v. Wilson, 118 Fed.Appx. 974, 977 (7th Cir.2004) (same); United States v. Lewis, 236 F.3d 948, 949 (8th Cir.2001) (upholding § 922(g)(9)); United States v. Mitchell, 209 F.3d 319, 323 (4th Cir.2000) (same). This Court, following Fourth Circuit precedent, rejects the Due Process Clause challenge.
Since none of Ross's constitutional challenges to § 922(g) have merit, they will all be dismissed pursuant to Fed.R.Civ.P. 12(b) (6) for failure to state a claim.
Ross claims that the Government's alleged "denial" of his request to purchase a handgun violated 18 U.S.C. § 921(a)(20) and 28 C.F.R. § 25.5. However, as Defendants note, neither the statute nor the regulation establish the remedy for someone improperly denied a gun under the GCA. What Ross presumably has in mind is to allege a violation of 18 U.S.C. § 925A, the provision of the GCA that establishes a private right of action for "[a]ny person denied a firearm" under the GCA's background check provision (Section 922(t)).
Under § 925A, an individual may bring an action for improper denial of a firearm
Notably, the statute only provides a remedy for an improper "denial." If a request to purchase a firearm is merely subject to a delay, whether proper or not, the statute allows the sale to proceed if the FBI has not denied the request within three business days. 18 U.S.C. § 922(t)(1)(B)(ii). In that event, the subsequent sale of the firearm appears to be at the discretion of the FFL. See 28 C.F.R. 25.6(c)(1)(iv)(B) (where "the NICS has not yet responded with a `Proceed' or `Denied' response [after three business days], the FFL may transfer the firearm" (emphasis added)). Other than "Delayed" or "Denied," the only other response the NICS is authorized to give to the FFL is "Proceed." 28 C.F.R. 25.6(c)(1)(iv). Thus, for Ross to state a claim against Defendants under § 925A, he must demonstrate that the NICS improperly provided a "Denied" response.
To review his claimed improper denials, Ross alleges that this occurred on two separate occasions. The first, on January 5, 2010, is referenced in Ross's Complaint, where he alleges that he attempted to purchase a hunting rifle but was denied the purchase after the FFL ran a background check. Ross appealed that denial to the FBI's CJIS division. In response, the FBI sent him a letter acknowledging the denial and informing him that the erroneous appearance of his nullified felony conviction in the NICS database had been corrected. At the same time, however, the FBI informed Ross that the second conviction on his record, independent of the nullified felony conviction, i.e. the misdemeanor conviction possibly involving domestic violence, presented "potentially prohibitive criteria" that would subject consideration of his request to future delays. The FBI recommended that Ross contact North Carolina's SBI to correct any errors in his record or clarify the conviction. It is unclear whether Ross ever contacted the SBI, although presumably he did not.
As Ross's Complaint stands, as opposed to his subsequent pleadings in the case, it does not allege that Ross has been denied a firearm since the FBI told him that it corrected the felony conviction in the NICS system or that it was delaying its response presumably based on the misdemeanor conviction that may have involved domestic violence. But in his Response to Defendants' Motion to Dismiss, Ross claims that a second denial of purchase occurred on February 12, 2011, after Defendants filed that Motion to Dismiss in this case. He alleges that his request was initially delayed due to a background check, and that three days after his initial attempt, he was told by the FFL that the FBI had in fact "denied" the firearm transfer. The question of just what the FBI did do in the case thus remains open. Accordingly, taking Ross's pro se status into account, the Court will grant him leave to submit an Amended Complaint that sets out what he contends are the more recent facts of his case.
Once Ross amends his complaint, Defendants should file an appropriate response indicating, at a minimum, whether 1) one
For the foregoing reasons, Defendants' Motion to Dismiss will be
The Motion to Dismiss Ross's claim under § 925A of the GCA is
A separate order will be entered.