NAZARIAN, J.
The saga before us in this case began in 2005 with an auto accident, but since has snowballed into litigation about litigation. Azizolah Abrishamian appeals a jury's verdict in the Circuit Court for Montgomery County finding that he breached his contract with appellee Washington Medical Group, P.C. ("WMG") to pay bills for medical treatment WMG provided to him after the accident. Mr. Abrishamian opposed WMG's claims by arguing that his treating physician at WMG, Pedro Macedo, M.D., refused to honor an agreement to testify as an expert on his behalf in the post-accident personal injury lawsuit. Mr. Abrishamian interpreted this refusal as relieving him of his obligation to pay WMG's bills, but WMG disagreed and sued to recover the unpaid balance. Mr. Abrishamian counterclaimed for fraud and breach of contract, and after some fairly complicated (but not really complex) pre-trial wrangling, a jury returned a verdict in favor of WMG. Mr. Abrishamian challenges a number of the circuit court's procedural and evidentiary decisions, and we affirm.
Mr. Abrishamian suffered a head injury in his auto accident, and his physician referred him to WMG for treatment. At his first visit to WMG, Mr. Abrishamian signed an Authorization and Assignment Agreement (the "A & A"), in which he agreed to pay WMG's medical bills out of the proceeds of any settlement or judgment he might recover from the lawsuit. Mr. Abrishamian recovered $30,000 in that suit, but never paid any of those proceeds to WMG. Instead, according to WMG, Mr. Abrishamian "filed an interpleader action in the Circuit Court to dispute the amounts owed to his medical providers." (The record does not contain any of the pleadings or other documents from that litigation.)
On January 11, 2010, WMG filed suit in the District Court for Montgomery County to enforce the A & A, seeking to recover unpaid medical bills totaling $11,510.00, plus interest and attorneys' fees. On November 21, 2011, after discovering that it had received payments shortly after the accident from Mr. Abrishamian's Personal Insurance Protection policy ("PIP") that it mistakenly had failed to apply to Mr. Abrishamian's account, WMG refiled its complaint and reduced the amount in dispute to $4,810.00. For his part, Mr. Abrishamian contends that WMG harbored an ulterior fraudulent motive for filing its initial
After WMG refiled the case in district court, it attempted repeatedly, without success, to serve Mr. Abrishamian and his counsel, Edward Brown. On May 16, 2011, the court entered an order allowing alternative service, and on June 13, 2011, denied Mr. Brown's motion to reconsider that order. The court entered an Affidavit Judgment against Mr. Abrishamian on August 4, 2011, and mailed a Notice of Judgment on August 18, 2011. He claims not to have received either (although he does not argue that the court mailed any documents to the incorrect address). Nevertheless, on September 2, 2011, in a classic failure to communicate,
The court vacated the Affidavit Judgment on November 14, 2011, and on December 12, 2011, Mr. Abrishamian filed a Counterclaim, also in district court. The Counterclaim alleged that WMG, through Dr. Macedo, had received payments from him to testify in the underlying personal injury litigation, but refused to do so. According to the Counterclaim, Dr. Macedo's refusal to testify rendered Mr. Abrishamian "unable to present $10,510.00 in medical bills and proof of injury" at trial (impliedly because the refusal came too late for Mr.
On January 25, 2012, Mr. Abrishamian filed a Motion for Order of Default (the "Default Motion") in the circuit court on the ground that WMG had not filed an Answer to the Counterclaim. On January 30, 2012, the court denied what it called "Plaintiff's Motion for Default" (emphasis added), reasoning that Mr. Abrishamian had already filed an Answer (in the "Order Denying Default"). The circuit court apparently mistook the Motion for Default as filed by WMG, and, we suspect, denied the motion based on Mr. Abrishamian's answer to the original Complaint. We discuss this order in greater detail below.
On January 31, 2012, WMG filed an Opposition to the Motion for Default (the "Opposition to Default Motion") (it presumably had not seen the court's order denying the Default Motion), along with an Answer to the Counterclaim. A brief respite of filings followed (and no request from Mr. Abrishamian for a clarification of the Order Denying Default). Then, on February 28, 2012, WMG moved to disqualify Mr. Brown pursuant to Maryland Rule 2-504 and Maryland Lawyer's Rule of Professional Conduct Rule 3.7 (the "Motion to Disqualify"). WMG argued that the core dispute in the case — whether Dr. Macedo agreed to serve as an expert witness — centered around a conversation between Dr. Macedo and Mr. Brown about whether Dr. Macedo had agreed unequivocally to testify. The court granted the Motion to Disqualify in an Order, dated March 29, 2012 (the "Disqualification Order"), that stated "that Edward J. Brown, Esquire, is DISQUALIFIED as counsel/attorney of record for [Mr. Abrishamian] in the above-captioned case." Mr. Brown viewed the Order as less than a total bar, however; a month later, on April 30, 2012, WMG moved to strike a notice of deposition (the "Motion to Strike Macedo Deposition"), that Mr. Brown had signed as counsel for Mr. Abrishamian and that purported to note Dr. Macedo's deposition.
After receiving the Motion to Strike Macedo Deposition, and at the request of WMG's counsel, the circuit court judge (not the one who ultimately presided at trial) called the parties in and held a hearing. The judge did not see the ambiguity that Mr. Brown had seen in his Disqualification Order:
The docket entry characterizes the court's ruling as a "partial" grant of the Motion to Strike Macedo Deposition, and the record contains no other reference to the remaining requests in that motion. On May 7, 2012, Mr. Abrishamian moved to reconsider what he referred to as the "May 3, 2012 Order" (the "Motion for Reconsideration"). But that "order," which issued from the bench, simply clarified the scope of the Disqualification Order that the court issued on March 29, 2012. Mr. Abrishamian argued in the Motion for Reconsideration that the scope of the Court's ruling improperly barred him from serving as trial counsel in the entire case, but should only have barred him from serving as trial counsel. The court denied the Motion for Reconsideration on June 5, 2012.
Over the next several months, the parties filed various motions to quash, motions for postponement, and motions for attorneys' fees. And perhaps not surprisingly, efforts at alternative dispute resolution met with no success.
Prior to trial, WMG moved in limine to exclude any testimony by Mr. Abrishamian regarding his allegation in the Counterclaim that Dr. Macedo offered to "enhance" a brain imaging study. The court denied the motion without prejudice, but left open the possibility that Mr. Abrishamian could revisit it once trial was underway. The court reasoned that even if it were true, the claim alleged a "prior bad act" that Maryland Rule 5-404 would exclude. The court also found that the substance of the conversation was not relevant:
(Emphasis added.)
Mr. Abrishamian filed several other pre-trial motions as well, including a motion asking the court to take judicial notice, under Maryland Rule 5-201, of a number of "facts" that we list here, as he phrased them:
In denying the motion, the court noted that Mr. Abrishamian had not offered the documents from other cases themselves, but had asked the court to endorse his descriptions, and the court "declin[ed] to take judicial notice of something that's no longer in the court record." At the same time, WMG told the court that it would seek attorneys' fees and pre-judgment interest from the court if it prevailed, not from the jury.
The case was tried to a jury on February 11-12, 2013. The jury returned a verdict in favor of WMG for $2,900.00. On April 18, 2013, the court granted WMG's petition for attorneys' fees in the amount
Mr. Abrishamian filed a timely notice of appeal.
Mr. Abrishamian's list of appellate issues includes nearly every pre-trial decision the circuit court made.
Maryland Rule 2-613 provides that "[i]f the time for pleading has expired and as provided by these rules, the court, on written request of the plaintiff, shall enter an order of default." Md. Rule 2-613(b). The Rule then requires the Clerk to issue a notice of default to the defendant, who may file a motion within thirty days asking the court to vacate the order. Md. Rule 2-613(c). The motion to vacate must "state the reasons for the failure to plead and the legal and factual basis for the defense to the claim." Md. Rule 2-613(d). Importantly, and in light of the overarching preference that judgments reflect the merits of a dispute rather than procedural "gotcha" victories, the court must vacate the default if it "finds that there is a substantial and sufficient basis for an actual controversy as to the merits of the action and that it is equitable to excuse the failure to plead." Md. Rule 2-613(e).
Mr. Abrishamian contends that the circuit court was required to enter an order of default against WMG on his Counterclaim (there is no issue of default regarding WMG's claims against him, so nothing in this section relates at all to the jury
Had the Clerk entered an order of default, the next step would not have been a judgment on the Counterclaim, but notice to WMG and a thirty-day opportunity to file a motion to vacate the entry of default. And it seems to follow, based on the actual progression of events, that WMG would have filed such a motion, made the arguments it raised (successfully) in the Opposition to Default Motion, and that Mr. Abrishamian would have opposed such a motion with the arguments it made in the Default Motion. Put another way, it is clear that WMG would not have conceded the merits of the Counterclaim (because it fought them), and the circuit court in fact considered and decided the same issues and arguments an order of default would have placed before it, even if somewhat later in the life of the case. Faced with the same questions, albeit on an inverted posture, we are comfortable that the circuit court would have vacated an order of default under Rule 2-613(c), just as it declined to impose a default later, and that the Clerk's ministerial error did not prejudice Mr. Abrishamian.
Although Mr. Abrishamian argues that we must review the Order Denying Default de novo, we are persuaded that the more appropriate standard is the one we apply when default has been entered and the circuit court is asked to vacate it. Under those circumstances, the court has broad discretion, which "`must be exercised liberally, lest technicality triumph over justice.'" Holly Hall Publ'ns, Inc. v. Cnty. Banking & Trust Co., 147 Md.App. 251, 262, 807 A.2d 1201 (2002) (quoting Royal Ins. Co. of America v. Miles & Stockbridge, P.C., 133 F.Supp.2d 747, 768 (D.Md.2001)). We reviewed the standard in detail in Holly Hall, where the trial court refused to vacate an entry of default. Although the trial court in that case entered default against a defendant in an original claim and not a counterclaim, the circumstances otherwise were similar — the complaint related to previously filed actions, counsel for the parties had a tense working relationship, and the parties already were litigating a separate but related action. Id. at 254, 807 A.2d 1201. Counsel had an answer prepared, but, as he explained in a motion to strike the order of default, he held the answer while the parties discussed the possibility of settlement, then mistakenly failed to file it when the parties broke off those discussions. Id. at 255-56, 807 A.2d 1201. The court declined to grant the defendant's motion to strike the entry of default, a decision the defendant appealed.
We discussed both facets of Rule 2-613(e) in Holly Hall. First, we addressed the requirement that a party show a "substantial and sufficient basis for a controversy as to the merits," and explained that "[a] conclusory statement that merely tracks the language of the rule is insufficient." Holly Hall, 147 Md.App. at 260, 807 A.2d 1201. Second, we examined in depth the Rule's requirement that the court consider whether "it is equitable to excuse the failure to plead," noting at the outset the "broad general discretion" of the trial court and the purpose of the rule in Maryland, which is "not punitive in nature." Id. at 261-62, 807 A.2d 1201. We emphasized that the goal of the rule is "to ensure that justice is done[, which] requires consideration of all relevant circumstances in any given case." Id. at 265, 807 A.2d 1201. We noted further that "[t]echnicality, while important, should not be
In this case, we recognize that the Opposition to Default Motion didn't address whether WMG had a meritorious defense. But technically it didn't have to, because it wasn't styled as a Rule 2-613 motion in the first place — WMG wasn't aware that the court had issued the Order Denying Default, so it opposed the Default Motion generally rather than addressing the specific requirements under Rule 2-613(c). But as we look back at the circuit court record, the answer to the question of whether WMG had a meritorious defense is obvious — WMG prevailed at trial when the court granted its motion to dismiss.
As to the second prong of the Holly Hall analysis, WMG's explanation for failing to answer tracks the argument that succeeded in Holly Hall. WMG's original attorney had left his law firm in August 2011, when Mr. Abrishamian filed the Counterclaim, and through inadvertence (or at worst, benign neglect), the answer to the Counterclaim slipped through the cracks. But WMG opposed the Default Motion within six days of filing (even though it had already been denied), within two months after Mr. Abrishamian filed the Counterclaim, and filed its Answer the same day.
Finally, we disagree that Mr. Abrishamian suffered any harm from the court's denial of the Default Motion. We see no connection between the Clerk's error in not entering an order of default on the counterclaim and the disqualification of his counsel, which arose (as we discuss in greater detail below) because counsel testified as part of Mr. Abrishamian's defenses to WMG's claims (and thus beyond the scope of the potential default). Rather than pressing for an order of default well before trial, Mr. Abrishamian proceeded with discovery and the remainder of the litigation, effectively acting as if the court had denied the Default Motion. We decline to reward Mr. Abrishamian's decision to wait until the morning of trial to demand a default, a litigation tactic that would subvert the recognized goal of "`conform[ing] to principles of justice and right'" that we espoused in Holly Hall, 147 Md.App. at 265, 807 A.2d 1201 (quoting Black's Law Dictionary 558 (7th ed. 1999)).
Mr. Abrishamian next challenges the trial court's decision to disqualify Mr. Brown as his counsel. He argues first that the court erred in failing to convene a hearing on the question, and contends that if it had, the court surely would have
The governing ethical rule precludes lawyers from serving both as counsel and a witness in a case, save for three narrow circumstances:
Md. Rule 16-812, Rules of Prof. Conduct, Rule 3.7(a).
Mr. Brown argues that State v. Goldsberry, 419 Md. 100, 18 A.3d 836 (2011), required the circuit court to hold "an evidentiary hearing ... if the Court was even contemplating granting the Motion [to Disqualify]." We disagree. First, Goldsberry is a criminal case that turns on a Sixth Amendment deprivation that obviously is not at issue here. See id. at 132, 18 A.3d 836 (the trial court's "failure to develop a factual record ... denied Goldsberry his Sixth Amendment right to counsel of his choice."). Mr. Abrishamian enjoys no such constitutional right to counsel, and he suffered no Constitutional prejudice when the circuit court disqualified his counsel without a hearing.
Second, we do not see how Mr. Brown could have avoided disqualification in any event. His credibility has always been a core issue in this case: Mr. Abrishamian claimed out of the gate that Dr. Macedo lied to Mr. Brown about whether he planned to testify in Mr. Abrishamian's personal injury trial. Mr. Brown testified at trial about conversations he had not only with Mr. Abrishamian and Dr. Macedo, but also with Alex Bocian, who worked at Dr. Macedo's office. Mr. Brown's substantive centrality to the issues in the case should have compelled him to back out at the beginning, and the timing of the Motion to Disqualify doesn't really matter. See Klupt v. Krongard, 126 Md.App. 179, 207, 728 A.2d 727 (1999) ("When the attorney in question is so clearly aware before the fact of the potential conflict between his roles as advocate and witness, then the
Last, we disagree with Mr. Abrishamian's assertion that Mr. Brown should have been permitted to participate in all stages of the litigation other than the trial. He overreads a passing footnote in Klupt, in which we affirmed the trial court's disqualification of the appellant's counsel even as the appellant offered to waive the conflict that formed the basis of the court's decision. The appellant in Klupt raised the question of whether the attorney who had been disqualified should have participated in that pending appeal. We explained that "[t]he [trial] court's order of disqualification is not explicit on the question of whether [counsel] was disqualified from representing the appellants at trial or from any further participation in this case." Id. at 211 n. 6, 728 A.2d 727 (emphasis added). That's all we said: the footnote did not suggest that any sort of piecemeal disqualification at the trial level would have been appropriate, but simply compared involvement at the trial level with involvement at the appellate level. Disqualification of counsel at the trial level can extend to any aspect of the litigation the circuit court deems appropriate under the circumstances, and the circuit court properly prohibited Mr. Brown's involvement in discovery as well as at trial in this case.
Mr. Abrishamian next argues that the trial court should have permitted him to testify that Dr. Macedo offered to "enhance" a diagnostic imaging test, ostensibly to increase his potential damages in the auto tort trial. WMG responds that the testimony would have admitted inadmissible information about alleged prior bad acts, and the trial court also barred it (properly) as unduly prejudicial. The trial court granted WMG's Motion in Limine, but did so without prejudice and on several different grounds:
(Emphasis added.)
We review a trial court's decision to admit or exclude evidence based on relevance for an abuse of discretion. Fenner v. State, 381 Md. 1, 25, 846 A.2d 1020 (2004). We disagree with WMG in one regard: Dr. Macedo's offer (assuming its truth for present purposes only, and making no judgment as to its veracity) could not have been precluded as a prior bad act, because Rule 5-404(b) relates only to criminal proceedings. See Ruffin Hotel Corp. of Md. v. Gasper, 418 Md. 594, 625, 17 A.3d 676 (2011). But the trial court acted within its discretion in deeming the testimony
Maryland Rule 5-401 defines relevant evidence as evidence "having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Md. Rule 5-401. Rule 5-403 permits exclusion of some relevant evidence nonetheless: "Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence." Md. Rule 5-403.
First, we agree with the trial court's assessment that this evidence was not relevant. It had nothing to do with the contract claim or the disputes of fact between Mr. Abrishamian and Dr. Macedo. Even though Mr. Abrishamian perceived a "pattern" of fraud on Dr. Macedo's part, absolutely no evidence supported that claim. Second, even if relevant, evidence about this conversation would have caused prejudice that outweighed any probative value. See Alban v. Fiels, 210 Md.App. 1, 23, 61 A.3d 867 (2013) (where plaintiff offered testimony in hit-and-run trial that defendant drove off smirking after causing the accident, trial court "could have reasonably concluded that the introduction of the disputed testimony would have been unduly prejudicial"). We also note that Mr. Abrishamian cited no cases relating to the relevance/probative value argument, which consumes all of two paragraphs in his brief. Van Meter v. State, 30 Md.App. 406, 408, 352 A.2d 850 (1976) ("[I]issues can be waived for failure to comply with the procedural requirements to preserve the right of appellate review.")
Finally, although WMG didn't raise this argument, we note that Mr. Abrishamian waived his right to press this issue on appeal. When he first argued this point in the course of WMG's Motion in Limine, the court ruled against WMG, without prejudice, and told counsel for Mr. Abrishamian that he could raise the matter during trial "at an appropriate time outside the jury." But through the course of Mr. Abrishamian's testimony, when counsel had the chance to elicit testimony from him about the alleged conversation, counsel never did so, leaving us with no decision of the circuit court to review.
Mr. Abrishamian appears to make the same argument with respect to both pre-judgment interest and attorneys' fees, i.e., that the court should not have permitted WMG to submit them after the jury reached its verdict. The issues are separate, but the outcome is the same for both: Mr. Abrishamian failed to preserve the issue for review.
Prior to trial, counsel for WMG told the court that he wanted to petition the court for attorneys' fees and pre-judgment interest after the jury returned a verdict. He explained his rationale about the pre-judgment interest:
(Emphasis added.)
In the course of the court's review of proposed jury instructions and the verdict sheet, both the court and counsel for WMG referred to the fact that attorneys' fees would not be addressed in the verdict sheet. (From the trial court: "Attorneys' fees, damages is out." Then, from counsel for WMG: "[W]e've agreed already that we're going to submit the attorneys' fees to the court after trial anyway.") Counsel for Mr. Abrishamian said nothing at the time, and impliedly acceded in the court's treatment as to fees as well. See Van Meter, 30 Md.App. at 408, 352 A.2d 850 ("[I]issues can be waived for failure to comply with the procedural requirements to preserve the right of appellate review."); see also Md. Rule 8-131(a) ("Ordinarily, the appellate court will not decide any ... issue unless it plainly appears by the record to have been raised in or decided by the trial court."); Halloran v. Montgomery Cnty. Dep't of Pub. Works, 185 Md.App. 171, 201, 968 A.2d 1104 (2009) (noting that Rule 8-131(a) "arises from the principle that `[w]hen a party has the option either to object or not to object, his failure to exercise the option while it is still within the power of the trial court to correct the error is regarded as a waiver of it estopping him from obtaining a review of the point or question on appeal'") (quoting Basoff v. State, 208 Md. 643, 650, 119 A.2d 917 (1956)).
Mr. Abrishamian argues last that the circuit court should have taken judicial notice of certain information under Rule 5-201, which provides that upon a party's request, the court must take judicial notice of "adjudicative facts." WMG argues that the court properly declined to take judicial notice because the "facts" Mr. Abrishamian referred to were not contained in any court record and did not constitute "adjudicative facts." We agree with WMG — the trial court properly exercised its discretion not to take judicial notice of these non-adjudicative and highly disputed "facts."
Rule 5-201 describes the kinds of facts that properly are subject to judicial notice:
Md. Rule 5-201. We review the trial court's decision under the "clearly erroneous" standard, keeping in mind "[t]he principle that there is a legitimate range within which notice may be taken or declined and that there is efficacy in taking it, when appropriate." Smith v. Hearst Corp., 48 Md.App. 135, 141, 426 A.2d 1 (1981).
Trial courts can take judicial notice of "matters of common knowledge
What unites these various classes of information is not so much their nature as public or widely-known, but more their nature as undisputed — as one commentator has described it, falling into either the "everybody around here knows that" category, or the "look it up" category. See Lynn McLain, Maryland Evidence, State & Federal § 201:4(b)-(c), at 221, 237 (3rd ed. 2013). Put another way, "[i]f there is no reason to waste time proving a fact, it can be `judicially noted.'" Joseph Murphy, Maryland Evidence Handbook § 1000, at 489 (4th ed. 2010). But the doctrine does not typically extend to facts relating specifically to the parties involved. See, e.g., Walker v. D'Alesandro, 212 Md. 163, 169, 129 A.2d 148 (1957) (finding error where trial court took judicial notice that defendant had taken certain actions in his official
Mr. Abrishamian's requests for judicial notice (which we reproduced above in Part I as he recounted them in his motion) all relate to facts still in dispute in this case:
None of these categories describes information that a court could notice judicially. The parties conceivably could have stipulated to the authenticity of the documents in the first category (medical bills), although we don't mean to suggest WMG necessarily had to. The documents at issue, however, don't contain medical facts susceptible to judicial notice — they are the medical bills that form the basis of WMG's claims in this case. Compare Kassama v. Magat, 368 Md. 113, 119 n. 5, 792 A.2d 1102 (2002) (holding that the fact that the normal term of human pregnancy is 38 weeks was properly the subject of judicial notice).
As to the second category, we agree with the trial court that it could not take judicial notice of pleadings not in the record. See In re Nathaniel A., 160 Md.App. 581, 598, 864 A.2d 1066 (2005) (holding that trial court properly took judicial notice of pleadings in prior CINA determination where the pleadings were entered into evidence at the later proceeding). But see Cochran v. Griffith Energy Servs., Inc., 426 Md. 134, 145 n. 4, 43 A.3d 999 (2012) (taking judicial notice on appellate review of the contents of filings in a prior lawsuit, based on the fact that both parties agreed at oral argument that they had relevance to the appeal, and the court concluded that a "just result" would be reached by considering them). Moreover, Mr. Abrishamian wasn't simply asking the court to notice judicially the existence of the pleadings — he wanted the court to assume the truth of the assertions within those pleadings. Noticing pleadings does not mean accepting what they say as true, only that they exist as public records. See Lerner v. Lerner Corp., 132 Md.App. 32, 41, 750 A.2d 709 (2000) (taking judicial notice of an order and notice of judgment entered in the circuit court, but not, for example, of a party's offer to sell stock). The truth or falsity of the arguments remained for the court to decide.
In the third category, Mr. Abrishamian asked the court to notice facts that not only were in dispute, but that lay at the center of his claim. And for good measure, these disputed facts (like those in the first two categories) related specifically to this litigation and would not have been judicially noticed in the first instance. See Walker, 212 Md. at 169, 129 A.2d 148 (permitting trial court to take judicial notice that the defendant was the Mayor of Baltimore City, but finding error in its taking judicial notice that he was acting in
Mr. Abrishamian's last request, that the trial court judicially notice "HIPPA [sic] regulations,"