This appeal involves four of a group of twelve cases filed in the Middle District of Alabama by death row inmates challenging, under 42 U.S.C. § 1983, the constitutionality of the State's lethal injection protocol.
Since July 1, 2002, Alabama has employed lethal injection as its preferred method of executing inmates sentenced to death in the State.
Id. at 44, 128 S.Ct. at 1527 (citations omitted).
On April 26, 2011, Alabama substituted pentobarbital, "a short-acting barbiturate" sedative,
In the four cases at hand, the appellants ("Appellants"), death row prisoners awaiting execution, claim that if they are executed in accordance with the lethal injection protocol now in place, they will suffer "cruel and unusual punishment" in violation of the Eighth Amendment.
Appellants contend that the ADOC's current protocol presents a substantial risk of serious harm that comports with Baze's definition. They argue that the risk is substantial because midazolam, a sedative, is not an analgesic like sodium thiopental and pentobarbital. Consequently, they assert midazolam does not produce the sustained state of anesthesia necessary to render them insensate to the intolerable pain that will be generated by subsequent injections of rocuronium bromide and potassium chloride. To satisfy Baze's second prong, Appellants also propose three alternative methods of execution involving single injections of either sodium thiopental, compounded pentobarbital, or a 500-milligram bolus of midazolam.
Before us for review is the District Court's Memorandum Opinion and Order of March 31, 2017, granting the ADOC's motion to dismiss Appellants' complaints pursuant to Federal Rule of Civil Procedure 12(b)(6).
Because the District Court found that Appellants' complaints were identical to Smith's complaint, the Court concluded that its determination regarding the true nature of Smith's complaint as a "general challenge" to the three-drug protocol was "equally applicable" in Appellants' cases. Thus, it held, "[Appellants'] claims, just like Smith's claims, are time-barred."
Appellants ask us to reverse the District Court's dismissal of their Eighth Amendment claims on the basis that the District Court erred in construing their complaints as "general challenge[s]," in the face of allegations that plainly challenge the protocol on the basis that midazolam would not render them insensate. In response, the ADOC contends dismissal was proper because "this Court has already considered and rejected [Appellants'] claims in their co-plaintiff's case." In other words, the ADOC avers, because the District Court agreed with the ADOC's reading of Smith's complaint as a general challenge to the State's use of a three-drug lethal injection protocol, and because a panel of this Court did not disturb that interpretation, our decision in Smith precludes Appellants' claims in this case.
After carefully considering the record and the parties' briefs, we hold that dismissal of Appellants' claims was improper. We do so because we are not persuaded by the ADOC's argument — which the District Court accepted in Smith and this case — that Appellants' complaint is a general challenge to the State's three-drug lethal injection protocol. We also note that our decision today does not contradict the law-of-the-case doctrine, because the panel's holding in Smith does not apply in Appellants' cases and thus does not dictate our decision in this appeal. We therefore reverse the District Court's dismissal and remand the case for further proceedings.
The ADOC argues that we should affirm the District Court's dismissal of Appellants' cases for two independent reasons. First, it argues that our holding in Smith is the law of the case that binds our decision in this appeal, because Smith's case and Appellants' cases — having been included in the "Midazolam Litigation" — have now become the same case. Second, the ADOC asserts that Appellants' complaints are time-barred because they do not really challenge the State's use of midazolam as the first drug in its three-drug protocol. In actuality, the ADOC argues, the complaints are, "on [their] face," nothing more than "general challenge[s]" to the three-drug lethal injection protocol Alabama has used to carry out capital punishment sentences since 2002. We address the ADOC's arguments in order.
We begin our analysis by dispensing with the ADOC's law-of-the-case argument. The law-of-the-case doctrine holds
Here, the ADOC argues, since the District Court consolidated Smith's case and Appellants' cases as part of the "Midazolam Litigation," all of those cases are now one case, such that Smith's affirmance of the District Court's dismissal of Smith's complaint now dictates our decision in this appeal. Thus, the ADOC argues, since the panel in Smith accepted the District Court's reading of Smith's complaint as a time-barred "general challenge" to Alabama's three-drug lethal injection protocol, we must now read Appellants' complaints as time-barred general challenges as well.
We disagree. Appellants and Smith's shared status as part of the "Midazolam Litigation" does not change the fact that they are still separate cases.
Indeed, compare Smith's case with Appellant Borden's case. The District Court entered judgment as to Smith on November 18, 2016. Borden's case was not consolidated until January 2017. How then can the ADOC now argue that Smith's failure to respond to the ADOC's interpretation of his complaint must be imputed to Borden? It cannot: so far as the law-of-the-case doctrine is concerned, the cases are not and cannot be one and the same. Simply put, "consolidating" multiple cases brought by multiple parties against multiple defendants for the purpose of streamlining discovery and trial does not transform those cases into "one case" such that the law-of-the case doctrine applies.
Even assuming that Smith's case and Appellants' cases are one, Smith cannot dictate our decision here. In Frazier, we explained that Smith could not apply to that case because the District Court expressly stated that its decision only applied to Smith's case, and not the four other cases that were filed contemporaneously with Smith's. What's more, the Smith panel's decision pertained only to Smith. As we noted in Frazier, Smith had no application in the four other contemporaneously filed cases. Frazier, 869 F.3d at 1242, 2017 WL 3815265, at *28. Thus, the ADOC's law-of-the-case argument fails.
Having set aside the ADOC's law-of-the-case argument, we consider the fulcrum of this appeal: whether Appellants' Eighth Amendment claim is sufficient to survive the ADOC's Rule 12(b)(6) motion to dismiss. We must first determine whether the Complaint states a claim for relief under the governing legal standard. We review a district court's decision to grant a motion to dismiss de novo. Hoffman-Pugh v. Ramsey, 312 F.3d 1222, 1225 (11th Cir. 2002). When considering a motion to dismiss, we "accept as true the facts as set forth in the complaint and draw all reasonable inferences in the plaintiff's favor." Randall v. Scott, 610 F.3d 701, 705 (11th Cir. 2010).
Appellants' complaints are identical, save for their different accounts of each Appellant's conviction and litigation history.
The Complaint alleges that the third drug, potassium chloride, "indisputably causes an unconstitutional level of pain" when a prisoner is not "in a deep level of anesthesia" before potassium chloride is administered. And, Appellants allege, midazolam cannot be trusted to put prisoners in such a sedated state. They argue that midazolam, as "a sedative and not an analgesic," would likely render a prisoner "unable to respond to ... the ADOC's consciousness check" yet would do little or nothing to prevent the prisoner from "feel[ing] the excruciating effects of the second and third drugs." Thus, with respect to Baze's "substantial risk of serious harm" prong, Appellants argue that using midazolam as the first drug creates a serious risk that they will be subjected to the intolerable pain the administration of rocuronium bromide and potassium chloride will cause.
With respect to the requirement that they plead and prove the existence of a readily available and implementable alternative protocol that would significantly reduce that risk, they argue that "a single bolus of [compounded] pentobarbital ... is the most common method of execution in the United States"; thus, it is "read[ily] available, and would entirely reduce the risk of pain associated with administering the paralytic and potassium chloride, because those drugs would not be used." Alternatively, they argue that sodium thiopental is available and "would cause death without need of a paralytic or potassium chloride." Finally, as a third alternative, Appellants argue that "a 500mg dose of midazolam will likely cause death in under an hour," and, as evidenced by its adoption of midazolam as the first drug in its protocol, the ADOC "can obtain midazolam."
That, however, is not the end of the inquiry. Nor is it the basis upon which the District Court dismissed Appellants' cases. A complaint must also be dismissed if it is time-barred under the applicable statute of limitations. Claims like Appellants' brought under 42 U.S.C. § 1983 are subject to "the statute of limitations governing personal injury actions in the state where the § 1983 action has been brought." McNair v. Allen, 515 F.3d 1168, 1173 (11th Cir. 2008). Thus, in this case, Alabama's two-year limitations period for personal injury actions applies. See Ala. Code. § 6-2-38(j) ("All actions for any injury to the person ... of another ... must be brought within two years."); McNair, 515 F.3d at 1173 (explaining that an Eighth Amendment method-of-execution claim brought by a death row inmate in Alabama under § 1983 is subject to a "governing limitations period [of] two years").
An Eighth Amendment method-of-execution claim "accrues on the later of the date on which state review is complete, or the date on which the capital litigant becomes subject to a new or substantially changed execution protocol." McNair, 515 F.3d at 1174. Although we have never articulated what precisely constitutes a "substantial change" in a given execution protocol, we have explained that a change must "significantly alter the method of execution" to qualify as "substantial." Gissendaner v. Comm'r, Ga. Dept. of Corr., 779 F.3d 1275, 1282 (11th Cir. 2015) (per curiam). Determining whether a significant alteration to a state's execution protocol has been made is "a fact-dependent inquiry" that requires careful consideration of the specific allegations and evidence presented by the plaintiff in each case. Arthur v. Thomas, 674 F.3d 1257, 1260 (11th Cir. 2012) (per curiam).
Thus, we must decide whether the District Court erred in concluding that Appellants' challenge was actually a "general challenge" to the State's three-drug lethal injection protocol, notwithstanding which drug is used as the first drug. All Appellants but Borden filed their complaints in April 2016; Borden filed his complaint on September 7, 2016. Alabama substituted midazolam for pentobarbital on September 10, 2014, while the State adopted lethal injection, by way of a three-drug protocol, on July 1, 2002. Hence, if Appellants challenge the State's three-drug protocol generally, the Complaint is barred. On the other hand, if they "really" challenge only the use of midazolam as the first drug, it isn't. We thus review the
We first observe that we are not constrained to follow Smith's acceptance of the ADOC's interpretation of the Complaint as a general challenge to the State's three-drug protocol. We explain above and in Frazier why the law-of-the-case doctrine is inapplicable in this instance. Smith fares no better as pure precedent. The case was not published and therefore is not binding precedent. See, e.g., United States v. Manella, 86 F.3d 201, 204 (11th Cir. 1996) (per curiam).
Moreover, although an unpublished opinion may serve as persuasive authority, we are not persuaded to give our imprimatur to the proposition that a plaintiff is required to respond to an adversary's interpretation of his complaint in order to survive a Rule 12 (b)(6) motion to dismiss when the complaint plainly alleges a claim for relief in accordance with Federal Rule of Civil Procedure 8(a).
In Smith, although Smith's complaint focused consistently on midazolam's alleged ineffectiveness, the ADOC argued his challenge bespoke an ulterior motive: to renew an otherwise time-barred "general challenge" to Alabama's three-drug protocol. The ADOC argued,
The District Court accepted that argument, basing its adoption of the ADOC's reading of Smith's complaint on the fact that all of Smith's proposed alternatives consisted of single-drug protocols, instead of the State's prior three-drug protocols using either sodium thiopental or pentobarbital. In its view, those "one-drug protocol proposals strip[ped] away the veneer from Smith's claim" to reveal "its true identity." Smith, 221 F.Supp.3d at 1334. The Court explained,
Id. at 1333. Thus, the Court concluded, Smith's "midazolam argument is a smokescreen, diverting attention from the fact that his Eighth Amendment claim challenging the ADOC's three-drug, lethal-injection protocol is time-barred." Id.
Next, the District Court observed that Smith "d[id] not address Defendants' contention that his claim, in actuality, is a challenge against the use of any three-drug execution protocol." Id. at 1334. Accordingly, the Court concluded that Smith's true claim was such a challenge, which "accrued long ago" and was long since "time-barred." Id.
By disregarding the allegations that appeared on the face of Smith's complaint and instead basing its dismissal on only the sufficiency of what it and the ADOC deemed "the true nature" of his complaint, the District Court effectively reshaped Smith's complaint into a different claim altogether. It did so despite the fact
Thus, we review Appellants' Complaint anew. And we are convinced by that review that the Complaint in fact challenges the State's substitution of midazolam for pentobarbital as the first drug in its three-drug protocol. From cover to cover, the Complaint trains specifically on midazolam's alleged inability to properly function as an anesthetic. In the Complaint's second paragraph, Appellants allege that midazolam is "a sedative with no analgesic properties" that will "create[] an illusion of adequate anesthesia." Appellants go on to allege that "midazolam[] is a benzodiazepine, not a barbiturate like pentobarbital"; as such, "[m]idazolam is not designed for use as the sole drug in anesthesia, but as an anesthetic adjunct." The Complaint then sums up its allegations concerning midazolam's ineffectiveness thusly:
Fairly read, then, the crux of Appellants' Eighth Amendment claim is simply that "[u]sing midazolam in conjunction with a paralytic and potassium chloride violates Baze, Furman, and any evolving standards of decency." Put simply, the challenge at issue was a specific challenge to the ADOC's use of midazolam in its execution protocol.
The alternative execution methods Appellants proffered in the Complaint do not change the specific nature of the challenge. The ADOC argues that because all three of Appellants' proposed alternatives involve single-drug protocols, their specific challenge to midazolam is in truth a general attack on Alabama's continued use of its three-drug lethal injection protocol. The logical conclusion of this argument is that a prisoner challenging the use of a particular drug in a three-drug protocol must propose only a procedure keeping the three-drug protocol intact in order to avoid having his complaint styled as a "general challenge." The District Court agreed, stating, "to comply with Glossip, [Smith] would be required to propose an alternative drug(s), such as sodium thiopental or pentobarbital, to be used as the first drug in the ADOC's three-drug protocol, essentially a return to the ADOC's pre-midazolam protocol." Smith, 221 F.Supp.3d at 1334 (emphasis added).
Not so. A prisoner must meet two prongs. First, he must show that (1) the challenged protocol presents a "substantial risk of serious harm." Baze, 553 U.S. at 50,
Because the Complaint alleges facts that, if proven true, would satisfy both prongs of the Baze standard, we hold that the District Court erred in concluding that Appellants' claim was time-barred.
Accordingly, we reverse the District Court's dismissal of Appellants' complaint. The case is remanded for further proceedings consistent with this opinion.
REVERSED AND REMANDED.
Smith responded by agreeing that the "Court can and should order the Defendants to use Mr. Smith's identified single-drug midazolam alternative." But Smith also argued that, before implementing the proposed execution protocol, the ADOC must, to the Court's satisfaction, "adopt[] an adequate protocol, including accounting for all necessary equipment and sufficient training to execute Mr. Smith using his proposed single-drug midazolam alternative." As part of that protocol, Smith argued that the ADOC should follow the recommendation of Smith's expert witness, Dr. Tackett, who recommended "a loading dose between 2.5 and 3.75 grams" of midazolam "followed by a continuous IV infusion until death."
The ADOC, replying on November 18, rejected Smith's proposal that the ADOC employ Dr. Tackett's formulation of the midazolam alternative, contending that his proposed formulation was a material departure from the formulation Smith described in his complaint, "a one-drug protocol consisting of a 500-milligram bolus of midazolam followed by a continuous infusion."
On receiving the ADOC's reply to Smith's response to its order to show cause, the Court realized that Smith and the ADOC had reached an impasse. Thus, the Court entered an order abandoning further consideration of the midazolam alternative and granted the ADOC's motion to dismiss.