Filed: Aug. 16, 2017
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT August 16, 2017 _ Elisabeth A. Shumaker Clerk of Court SAMUEL ARP, Petitioner - Appellant, v. No. 17-5063 (D.C. No. 4:14-CV-00328-CVE-TLW) TRACY MCCOLLUM, Warden, (N.D. Okla.) Respondent - Appellee. _ ORDER DENYING CERTIFICATE OF APPEALABILITY* _ Before KELLY, MURPHY, and MATHESON, Circuit Judges. _ Samuel Arp, a prisoner of Oklahoma proceeding pro se,1 seeks to appeal from the district court’
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT August 16, 2017 _ Elisabeth A. Shumaker Clerk of Court SAMUEL ARP, Petitioner - Appellant, v. No. 17-5063 (D.C. No. 4:14-CV-00328-CVE-TLW) TRACY MCCOLLUM, Warden, (N.D. Okla.) Respondent - Appellee. _ ORDER DENYING CERTIFICATE OF APPEALABILITY* _ Before KELLY, MURPHY, and MATHESON, Circuit Judges. _ Samuel Arp, a prisoner of Oklahoma proceeding pro se,1 seeks to appeal from the district court’s..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT August 16, 2017
_________________________________
Elisabeth A. Shumaker
Clerk of Court
SAMUEL ARP,
Petitioner - Appellant,
v. No. 17-5063
(D.C. No. 4:14-CV-00328-CVE-TLW)
TRACY MCCOLLUM, Warden, (N.D. Okla.)
Respondent - Appellee.
_________________________________
ORDER DENYING CERTIFICATE OF APPEALABILITY*
_________________________________
Before KELLY, MURPHY, and MATHESON, Circuit Judges.
_________________________________
Samuel Arp, a prisoner of Oklahoma proceeding pro se,1 seeks to appeal from
the district court’s denial of his federal habeas application under 28 U.S.C. § 2254.
Exercising jurisdiction under 28 U.S.C. § 1291, we deny his requests to issue
certificates of appealability (“COAs”) on seven issues and dismiss this matter.
Mr. Arp’s central argument is that the district court, in denying his habeas
application, failed to address three claims he included in his application. We
* This order is not binding precedent, except under the doctrines of law of the
case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
Because Mr. Arp appears pro se, we construe his filings liberally, see Garza
v. Davis,
596 F.3d 1198, 1201 n.2 (10th Cir. 2010), but we do not craft arguments or
otherwise advocate for him, see Yang v. Archuleta,
525 F.3d 925, 927 n.1 (10th Cir.
2008).
conclude that, even if Mr. Arp properly presented these claims to the district court
(which we do not decide), he is not entitled to COAs on any of these claims. Further,
Mr. Arp is not entitled to a COA on the four claims the district court did address.
I. PROCEDURAL HISTORY
To explain Mr. Arp’s argument before us, we recount the state and federal
proceedings in his case.
1. State Proceedings
a. Trial
After Mr. Arp stabbed his girlfriend in 2011, an Oklahoma jury convicted him
of (1) Assault and Battery with a Dangerous Weapon After Two or More Felony
Convictions and (2) Obstructing an Officer. See Okla. Stat. Ann. tit. 21 §§ 645, 540.
He received a prison sentence of 60 years on the first count and 30 days on the
second count.
b. Direct Appeal
On direct appeal, the Oklahoma Court of Criminal Appeals (“OCCA”)
affirmed. See Arp v. State, No. F-2011-971 (Okla. Crim. App. Feb. 20, 2013)
(unpublished). Mr. Arp raised three state law evidentiary issues on appeal, arguing
that: (1) the State’s expert witness had given wide-ranging testimony about abused
women when there was no evidence of ongoing domestic abuse between Mr. Arp and
his girlfriend; (2) Mr. Arp’s girlfriend, whom the State called to rebut Mr. Arp’s self-
defense claim, had testified about Mr. Arp’s uncharged misconduct; and (3) the State,
2
in proving that Mr. Arp had prior felony convictions, had improperly revealed to the
jury that he had a murder conviction.
The OCCA rejected these claims. First, it ruled the trial court had not abused
its discretion in admitting the domestic violence expert testimony because there was
evidence of domestic abuse. Second, the OCCA determined Mr. Arp had not
objected to his girlfriend’s testimony on rebuttal and therefore reviewed for plain
error. It concluded he had not shown error, plain or otherwise, because her
testimony, including testimony regarding prior acts of violence, was relevant to rebut
his self-defense claim. Third, the OCCA ruled the trial court’s failure to redact
information from Mr. Arp’s prior convictions was not an abuse of discretion and that
it had not caused the jury to assess an excessive sentence.
c. Post-conviction proceedings
Mr. Arp next filed an application for state post-conviction relief. He raised
two claims: (1) his appellate lawyer had been constitutionally ineffective on direct
appeal by leaving out various claims regarding trial counsel’s ineffectiveness;2 and
(2) he was factually innocent. Although Mr. Arp styled his second claim as one of
“factual innocence,” the substance of his claim, he explained, was that his trial
counsel had failed to present evidence that his girlfriend was under the influence of
2
Mr. Arp asserted his appellate counsel had been ineffective for failing to
raise four alleged errors of trial counsel: (1) failure to call Mr. Arp and other
(unnamed) exculpatory witnesses, (2) failure to investigate the case, (3) failure to
object to rebuttal witness testimony, and (4) failure to adequately prepare for trial.
3
drugs when he stabbed her and that this information could have bolstered his self-
defense claim.
The state district court denied his post-conviction application. On the first
claim, it ruled that not one of his underlying trial counsel ineffectiveness theories was
meritorious and thus denied his appellate-ineffectiveness claim. On the second
claim—that Mr. Arp was factually innocent because his trial counsel had been
ineffective in failing to present self-defense evidence—the district court denied the
claim as waived because it could have been, but was not, presented on direct appeal.
Mr. Arp appealed the denial of his post-conviction application. The OCCA
affirmed. See Arp v. State, No. PC-2013-1097 (Okla. Crim. App. Feb. 20, 2014)
(unpublished). In evaluating Mr. Arp’s ineffectiveness claim under Strickland v.
Washington,
466 U.S. 668 (1984), the OCCA ruled Mr. Arp had failed to show that
his appellate counsel had performed deficiently or that Mr. Arp had been prejudiced.
The OCCA agreed with the state district court that Mr. Arp had procedurally
defaulted his second claim by not presenting it on direct appeal.
2. Federal Proceedings
Mr. Arp next filed an application for federal habeas relief in the U.S. District
Court for the Northern District of Oklahoma under 28 U.S.C. § 2254. The district
court understood Mr. Arp to raise four grounds for relief (grounds three and four
appear to overlap): (1) ineffective assistance of appellate counsel; (2) insufficient
evidence; (3) the Oklahoma courts’ refusal to decide his factual innocence claim
based on a state law procedural bar violated due process; and (4) the Oklahoma
4
courts’ failure to apply Supreme Court law and address the merits of Mr. Arp’s
procedurally barred claim also violated due process. See Arp v. McCollum, No. 14-
CV-0328-CVE-tlw,
2017 WL 1708027, at *2 (N.D. Okla. May 2, 2017)
(unpublished). The district court denied relief.
On ground one, the court applied the standard of review prescribed by the
Antiterrorism and Effective Death Penalty Act (“AEDPA”) because the OCCA had
adjudicated Mr. Arp’s appellate ineffectiveness claim on its merits. See Arp,
2017
WL 1708027, at *2-6; see also 28 U.S.C. § 2254(d). It concluded this ground failed
under AEDPA because the OCCA’s resolution of Mr. Arp’s claim was neither
contrary to, nor an unreasonable application of, clearly established Supreme Court
precedent. See
id. at *4-6; see also 28 U.S.C. § 2254(d)(1).
On ground two, the district court noted the OCCA’s enforcement of a state
procedural bar against Mr. Arp’s factual innocence/evidence sufficiency claim. See
Arp,
2017 WL 1708027, at *7. The court concluded this bar against claims that could
have been, but were not, raised on direct appeal was an adequate and independent
state law ground for the denial of relief.
Id. Mr. Arp was thus not entitled to federal
relief on this claim. See Thacker v. Workman,
678 F.3d 820, 835 (10th Cir. 2012)
(explaining that federal habeas relief is barred when a state prisoner “defaulted his
federal claims in state court pursuant to an independent and adequate state procedural
5
rule,” absent a showing of cause and prejudice for the default or a showing of a
fundamental miscarriage of justice (quotations omitted)).3
On grounds three and four, the district court concluded no relief was available.
See Arp,
2017 WL 1708027, at *9. These grounds challenged the state courts’
reliance on a procedural bar as violating due process. But the district court explained
that “challenges to state postconviction procedures do not rise to the level of federal
constitutional claims cognizable on habeas corpus review.”
Id. (citing Phillips v.
Ferguson,
182 F.3d 769, 773-74 (10th Cir. 1999); Sellers v. Ward,
135 F.3d 1333,
1339 (10th Cir. 1998); and Steele v. Young,
11 F.3d 1518, 1524 (10th Cir. 1993)
(stating due process challenge to Oklahoma post-conviction procedures not
“cognizable in a federal habeas proceeding”)).
Having rejected all four grounds, the district court denied relief and entered
judgment.4 Mr. Arp filed a timely notice of appeal.
3
The district court also rejected Mr. Arp’s arguments that he could circumvent
the procedural bar. First, he did not qualify for the “fundamental miscarriage of
justice exception.” See Arp,
2017 WL 1708027, at *7-8 (explaining that Mr. Arp
challenged only the legal sufficiency of the evidence supporting his conviction and
that “‘actual innocence’ refers to factual innocence and not mere legal sufficiency”).
Second, it rejected his argument that the sufficiency claim had been defaulted
because of his appellate counsel’s ineffectiveness. See
id. at *8 (concluding that,
because the trial record revealed sufficient evidence of Mr. Arp’s guilt, appellate
counsel’s failure to raise a sufficiency challenge on direct appeal did not affect the
result of his direct appeal).
4
The district court declined to issue Mr. Arp a COA on any of the four
grounds. See Arp,
2017 WL 1708027, at *10. By separate order, it granted Mr.
Arp’s request to proceed with this appeal in forma pauperis.
6
II. LEGAL BACKGROUND
“A state prisoner whose petition for a writ of habeas corpus is denied by a
federal district court does not enjoy an absolute right to appeal.” Buck v. Davis,
137
S. Ct. 759, 773 (2017). Before we may exercise jurisdiction over Mr. Arp’s appeal,
he must obtain COAs for the issues he wishes to raise. See 28 U.S.C.
§ 2253(c)(1)(A), (c)(3). A COA may issue “only if the applicant has made a
substantial showing of the denial of a constitutional right.” § 2253(c)(2). “At the
COA stage, the only question is whether the applicant has shown that ‘jurists of
reason could disagree with the district court’s resolution of his constitutional claims
or that jurists could conclude the issues presented are adequate to deserve
encouragement to proceed further.’”
Buck, 137 S. Ct. at 773 (quoting Miller-El v.
Cockrell,
537 U.S. 322, 327 (2003)).
III. DISCUSSION
Mr. Arp has filed a combined opening brief and request for COAs. He asserts
seven claims for relief—the four claims the district adjudicated and three more that
he asserts it overlooked. We address Mr. Arp’s claims in two sets: (1) the three
claims the district court did not address and (2) the other four claims it rejected. We
conclude Mr. Arp is not entitled to a COA on any of his claims.
7
1. The Three Direct Appeal Claims
Mr. Arp explains that he intended to include in his § 2254 application the three
claims he presented to the OCCA on direct appeal:
1. The trial court erred in admitting testimony from the domestic
violence expert;
2. The trial court erred in admitting testimony from Mr. Arp’s
girlfriend about his uncharged misconduct; and
3. The State wrongly informed the jury that he had previously
been convicted of murder and used that information to argue for a
more severe sentence.
He included the three direct appeal claims in a section of his habeas
application addressing the procedural history of this case. On the next page, the
habeas form directs applicants as follows: “For this petition, state every ground on
which you claim that you are being held in violation of the Constitution, laws, or
treaties of the United States.” ROA at 7, ¶ 12 (emphases added). Following this
instruction, Mr. Arp presented the four grounds (labeled “GROUND I, GROUND II,”
etc.) that the district court later considered and rejected. His three direct appeal
claims were not included.
Mr. Arp now requests that we grant COAs and remand so the district court can
address the three claims he says he intended to raise all along. Citing his status as a
pro se litigant, the absence of trained law clerks within the Oklahoma Department of
Corrections to assist prisoners with their filings, his good faith, and the prospect that
he will serve a 60 year sentence at age 55, Mr. Arp asks us to overlook his error in
8
not including the direct appeal claims in the appropriate section of his habeas
application.
Even if we could overlook his technical error, we cannot grant Mr. Arp COAs
on any of his three claims because he has not “made a substantial showing of the
denial of a constitutional right” as required under 28 U.S.C. § 2253(c)(2) (emphasis
added). His direct appeal claims all raised state law evidentiary issues. They do not
implicate federal law and thus cannot serve as a basis for federal habeas relief. See
Estelle v. McGuire,
502 U.S. 62, 67-68 (1991) (explaining “federal habeas corpus
relief does not lie for errors of state law” (quotations omitted)); Hooks v. Workman,
689 F.3d 1148, 1180 (10th Cir. 2012) (explaining federal habeas courts “sit only to
vindicate an applicant’s constitutional rights” and that “federal habeas review is not
available to correct state law evidentiary errors” (brackets and quotations omitted)).
Although a state prisoner may seek federal habeas relief “if a state law
decision is so fundamentally unfair that it implicates federal due process,”
Leatherwood v. Allbaugh,
861 F.3d 1034, 1043 (10th Cir. 2017), Mr. Arp has not
argued that his direct appeal claims are anything other than matters of state law. He
argued them as state law issues on direct appeal; he described them the same way in
his federal habeas application; and now, in his application for COAs, he argues the
direct appeal claims in state law terms. Because “[f]ederal habeas relief is not
available to correct state law errors,”
id., we decline to grant a COA on any of Mr.
Arp’s direct appeal claims or to remand them. See United States v. Thomas,
33 F.
9
App’x 446, 448 (10th Cir. 2002) (unpublished)5 (explaining that, where “[t]he district
court did not address petitioner’s remaining claims,” the “oversight [did] not entitle
petitioner to a COA . . . because even had the district court addressed these claims,
the result would not have been different”); cf. United States v. Leopard,
170 F.3d
1013, 1017-18 (10th Cir. 1999) (granting COA and remanding when district court
failed to address defendant’s motion to amend for inclusion of a claim that was an
“evident winner” and that “[a]t the very least . . . raise[d] a substantial question”).
Mr. Arp has not shown that reasonable “jurists could conclude the issues
presented are adequate to deserve encouragement to proceed further.”
Miller-El, 537
U.S. at 327. We deny his COA requests on these three claims.
2. The Four Claims Resolved by the District Court
Mr. Arp’s combined brief and application for COAs states he “also take[s]
issue on the remaining four (4) post-conviction grounds” the district court resolved
against him. Aplt. Br. at 16. But his COA arguments are directed at the three direct
appeal claims, discussed above, not the four claims the district court considered and
rejected. Regardless, we conclude Mr. Arp is not entitled to a COA on any of the
four claims because reasonable jurists could not “debate whether (or, for that matter,
agree that) the petition should have been resolved in a different manner.”
Miller-El,
537 U.S. at 336 (quotations omitted).
5
We cite unpublished cases in this order only for their persuasive value. See
Fed. R. App. P. 32.1, 10th Cir. R. 32.1.
10
On the first ground (appellate counsel ineffectiveness), the district court
denied relief under AEDPA. See Arp,
2017 WL 1708027, at *2-6; see also 28 U.S.C.
§ 2254(d). In determining whether to issue a COA, “[w]e look to the [d]istrict
[c]ourt’s application of AEDPA to [Mr. Arp’s] constitutional claims and ask whether
that resolution was debatable amongst jurists of reason.”
Miller-El, 537 U.S. at 336
(emphasis added); see Dockins v. Hines,
374 F.3d 935, 938 (10th Cir. 2004)
(“AEDPA’s deferential treatment of state court decisions must be incorporated into
our consideration of a habeas petitioner’s request for COA.”); see also Harrington v.
Richter,
562 U.S. 86, 101 (2011) (explaining that, when state court rejected
applicant’s claim under Strickland, federal habeas relief is unavailable “so long as
fairminded jurists could disagree on the correctness of the state court’s decision”
(quotations omitted)). For substantially the same reasons given in the district court’s
order, we conclude its determination that Mr. Arp’s ineffectiveness claim does not
give rise to federal habeas relief under AEDPA is not debatable among jurists of
reason. See Arp,
2017 WL 1708027, at *4-6. Because the correctness of the district
court’s decision under AEDPA is not subject to reasonable debate, Mr. Arp is not
entitled to a COA on this ground.
Similarly, the district court’s conclusion that an independent and adequate
state procedural rule barred his second ground—regarding the sufficiency of the
evidence/his factual innocence—is not subject to debate among jurists of reason. See
Arp,
2017 WL 1708027, at *7-9. When, as happened on Mr. Arp’s second ground, a
“district court denies a habeas petition on procedural grounds,” the prisoner cannot
11
obtain a COA without showing “that jurists of reason would find it debatable whether
the petition states a valid claim of the denial of a constitutional right and that jurists
of reason would find it debatable whether the district court was correct in its
procedural ruling.” Slack v. McDaniel,
529 U.S. 473, 484 (2000) (emphasis added).
Mr. Arp has not made either showing, and we therefore decline to issue a COA on his
second ground.
The district court rejected Mr. Arp’s third and fourth grounds as “not ris[ing]
to the level of federal constitutional claims cognizable on habeas corpus review”
because they challenged Oklahoma’s procedural rules regarding post-conviction
applications, as opposed to trial errors in his case. Arp,
2017 WL 1708027, at *9.
Under our precedent, reasonable jurists could not debate the correctness of the
district court’s decision to deny relief. See
Phillips, 182 F.3d at 772 (“The federal
courts on habeas review cannot strike down as unconstitutional a state post-
conviction procedural rule.”); see also
Sellers, 135 F.3d at 1339. As we have done in
other cases raising similar challenges, see, e.g., Wallin v. Miller, 661 F. App’x 526,
534-35 (10th Cir. 2016) (unpublished); Walton v. Falk, 577 F. App’x 893, 894 (10th
Cir. 2014) (unpublished), we decline to issue a COA on either of these grounds.
12
IV. CONCLUSION
We deny Mr. Arp’s COA requests and dismiss this matter.
Entered for the Court
Scott M. Matheson, Jr.
Circuit Judge
13