Filed: Jun. 21, 2018
Latest Update: Mar. 03, 2020
Summary: FILED NOT FOR PUBLICATION JUN 21 2018 UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT VICTORINA MATA, No. 16-36015 Plaintiff-Appellant, D.C. No. 6:13-cv-00485-MC v. MEMORANDUM* OREGON HEALTH AUTHORITY, an Agency of the State of Oregon; CATHLEEN KAUFMANN; PATRICIA WENTZ, Defendants-Appellees. Appeal from the United States District Court for the District of Oregon Michael J. McShane, District Judge, Presiding Argued and Submitted May 10, 2018 Portla
Summary: FILED NOT FOR PUBLICATION JUN 21 2018 UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT VICTORINA MATA, No. 16-36015 Plaintiff-Appellant, D.C. No. 6:13-cv-00485-MC v. MEMORANDUM* OREGON HEALTH AUTHORITY, an Agency of the State of Oregon; CATHLEEN KAUFMANN; PATRICIA WENTZ, Defendants-Appellees. Appeal from the United States District Court for the District of Oregon Michael J. McShane, District Judge, Presiding Argued and Submitted May 10, 2018 Portlan..
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FILED
NOT FOR PUBLICATION
JUN 21 2018
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
VICTORINA MATA, No. 16-36015
Plaintiff-Appellant, D.C. No. 6:13-cv-00485-MC
v.
MEMORANDUM*
OREGON HEALTH AUTHORITY, an
Agency of the State of Oregon;
CATHLEEN KAUFMANN; PATRICIA
WENTZ,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Oregon
Michael J. McShane, District Judge, Presiding
Argued and Submitted May 10, 2018
Portland, Oregon
Before: RAWLINSON and CHRISTEN, Circuit Judges, and BLOCK,** District
Judge.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The Honorable Frederic Block, United States District Judge for the
Eastern District of New York, sitting by designation.
Plaintiff-Appellant Victorina Mata appeals a judgment entered after trial in
favor of Defendants-Appellees Oregon Health Authority (OHA), Cathleen
Kaufman, and Patricia Wentz. We have jurisdiction under 28 U.S.C. § 1291. We
affirm in part, reverse in part, and remand.
1. We reverse Jury Instruction No. 9 in part. The district court erred by
not instructing the jury that Mata’s reports to the Oregon Secretary of State and the
Oregon Bureau of Labor and Industries could support a retaliation claim under Or.
Rev. Stat. § 659A.230’s “civil proceeding” clause. We must predict how the
Oregon Supreme Court would resolve the discrepancy between Huber v. Or. Dep’t
of Educ.,
230 P.3d 937 (Or. Ct. App. 2010), and Or. Admin. R. 839-010-0140. See
Westlands Water Dist. v. Amoco Chem. Co.,
953 F.2d 1109, 1111 (9th Cir. 1991).
We are persuaded that contacting an administrative agency qualifies as “[b]ringing
a civil proceeding”—the interpretation that the Bureau of Labor and Industries
promulgated in Or. Admin. R. 839-010-0140. We need not decide whether the
statutory phrase “brought a civil proceeding” is an inexact term or a delegative
term, because we conclude the Oregon Supreme Court would endorse the Bureau’s
interpretation under either standard of review. See Bobadilla-German v. Bear
Creek Orchards, Inc.,
641 F.3d 391, 398 (9th Cir. 2011).
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Assuming the statutory phrase “brought a civil proceeding” is an inexact
term, the Bureau’s interpretation “is consistent with the legislature’s intent.”
Blachana v. Bureau of Labor & Indus.,
318 P.3d 735, 746 (Or. 2014); see also
Springfield Educ. Ass’n v. Springfield Sch. Dist. No. 19,
621 P.2d 547, 554 (Or.
1980) (“[T]he test is general: whether a particular interpretation . . . is consistent
with or tends to advance a more generally expressed legislative policy.”). Oregon
courts have recognized that the “statutory protection provided by the whistleblower
statute advances the public policy of encouraging citizens to assist in the
enforcement of state and federal laws.” Jensen v. Medley,
11 P.3d 678, 688 (Or.
Ct. App. 2000), rev’d on other grounds,
82 P.3d 149 (Or. 2003).1 The Bureau’s
interpretation is consistent with the statute and advances legislative policy. Thus, it
“is a valid interpretation of an inexact term (as well as a delegative term, under the
less stringent standard).” Bear
Creek, 641 F.3d at 398.
Huber does not acknowledge or analyze the Bureau’s interpretation. See
Huber, 230 P.3d at 942; see also Folz v. State ex rel. Or. Dep’t of Transp.,
404
P.3d 1036, 1041 (Or. Ct. App. 2017) (noting the discrepancy between Huber and
the administrative rule). We conclude that: (1) the Huber court’s silence about the
1
Jensen involved former Or. Rev. Stat. § 659.550, which was
renumbered as Or. Rev. Stat. § 659A.230 in 2001. See
Jensen, 82 P.3d at 151.
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rule; and (2) the rule’s consistency with the policy inherent in Or. Rev. Stat.
§ 659A.230 are “persuasive data” that the Oregon Supreme Court would not reach
the same result as Huber. Am. Tower Corp. v. City of San Diego,
763 F.3d 1035,
1047 (9th Cir. 2014).
Civil jury instructions are subject to harmless-error review, but we presume
prejudice when an instruction misstates the law. Clem v. Lomeli,
566 F.3d 1177,
1182 (9th Cir. 2009). Since OHA did not address prejudice in its answering brief,
it did not rebut that presumption.
Id. Accordingly, we reverse Jury Instruction
No. 9 in part. We need not decide whether reports to administrative agencies are
separately protected under the statute’s “reported criminal activity” clause.
2. We also affirm Jury Instruction No. 9 in part. Mata has not shown
that the district court erred by instructing the jury that her termination was the only
independently actionable retaliation she faced. The jury instruction was a product
of the district court’s ruling on summary judgment that Mata’s “other alleged acts
of retaliation such as moving [her] desk or excluding her from meetings do not rise
to the level of adverse employment actions worthy of separate and additional
retaliation claims.” “Our review is limited to the record presented to the district
court at the time of summary judgment.” Lippi v. City Bank,
955 F.2d 599, 604
(9th Cir. 1992). On appeal, Mata cites exclusively to evidence and exhibits from
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the trial record, so she has not shown that the district court erred at the summary
judgment stage.
3. The district court did not abuse its discretion by excluding Dr. Donald
Soeken from testifying on the grounds that his testimony would not have been
helpful to the trier of fact. For an expert’s testimony to help the trier of fact
understand the evidence, “the subject matter at issue must be beyond the common
knowledge of the average layman.” United States v. Finley,
301 F.3d 1000, 1007
(9th Cir. 2002). Soeken’s report did little more than vouch for Mata’s version of
events.
The parties shall bear their own costs on appeal.
AFFIRMED in part, REVERSED in part, and REMANDED.
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