Filed: Mar. 28, 2018
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT March 28, 2018 _ Elisabeth A. Shumaker Clerk of Court VANESSA G. LYONS CALVIN, Plaintiff - Appellant, v. No. 17-6150 (D.C. No. 5:16-CV-01225-HE) HANK CHANG; SOUTHWEST (W.D. Okla.) ABSTRACT & TITLE CO.; BANCFIRST; JEFF L. BREWER; ROBIN J. BREWER; SCOTT PRUITT; FRED SMITH; GERALD F. NEUWIRTH; JOHN W. DOOLIN; VICKIE LEYJA; SHIRLEY ANN LYONS; NATIONWIDE ADVANTAGE MORTGAGE COMPANY; MARKET ONE REAL
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT March 28, 2018 _ Elisabeth A. Shumaker Clerk of Court VANESSA G. LYONS CALVIN, Plaintiff - Appellant, v. No. 17-6150 (D.C. No. 5:16-CV-01225-HE) HANK CHANG; SOUTHWEST (W.D. Okla.) ABSTRACT & TITLE CO.; BANCFIRST; JEFF L. BREWER; ROBIN J. BREWER; SCOTT PRUITT; FRED SMITH; GERALD F. NEUWIRTH; JOHN W. DOOLIN; VICKIE LEYJA; SHIRLEY ANN LYONS; NATIONWIDE ADVANTAGE MORTGAGE COMPANY; MARKET ONE REAL E..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 28, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
VANESSA G. LYONS CALVIN,
Plaintiff - Appellant,
v. No. 17-6150
(D.C. No. 5:16-CV-01225-HE)
HANK CHANG; SOUTHWEST (W.D. Okla.)
ABSTRACT & TITLE CO.; BANCFIRST;
JEFF L. BREWER; ROBIN J. BREWER;
SCOTT PRUITT; FRED SMITH;
GERALD F. NEUWIRTH; JOHN W.
DOOLIN; VICKIE LEYJA; SHIRLEY
ANN LYONS; NATIONWIDE
ADVANTAGE MORTGAGE
COMPANY; MARKET ONE REAL
ESTATE FIRM; FNU CHANG,
Defendants - Appellees.
–––––––––––––––––––––––––––––––––––
VANESSA G. LYONS CALVIN,
Plaintiff - Appellant,
v. No. 17-6175
(D.C. No. 5:17-CV-00610-HE)
STATE OF OKLAHOMA; SHIRLEY (W.D. Okla.)
ANN LYONS, in her individual and
official capacity; JOHN W. DOOLIN, Bar
#2427, in his individual and official
capacity; VICKIE LEYJA, Bar #17527, in
her individual and official capacity;
COMANCHE COUNTY DISTRICT
ATTORNEY’S OFFICE; GERALD F.
NEUWIRTH, in his individual and official
capacity as District Judge; MARKET ONE
REAL ESTATE FIRM; HANK CHANG,
in his individual and official capacity; FNU
CHANG, Mrs. Hank Chang in her
individual and official capacity; JEFF L.
BREWER, in his individual and official
capacity; ROBIN J. BREWER, in her
individual and official capacity; BREWER
LIVING TRUST 2008; NATIONWIDE
ADVANTAGE MORTGAGE
COMPANY; SOUTHWEST ABSTRACT
& TITLE COMPANY; BANCFIRST,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BRISCOE, HARTZ, and McHUGH, Circuit Judges.
_________________________________
We have consolidated these appeals for disposition. Plaintiff Vanessa G.
Lyons Calvin filed two actions pro se in the Western District of Oklahoma. Each
action asserted claims against Shirley Ann Lyons and other defendants arising from
state-court probate proceedings involving the estate of Ms. Calvin’s father, Jimmie
Lyons.
In No. 17-6150, Ms. Calvin appeals the dismissal of her Second Amended
Complaint asserting claims under 42 U.S.C. § 1983, assorted other federal statutes,
and state law. In No. 17-6175, she appeals the dismissal of her complaint seeking
*
After examining the briefs and appellate records, this panel has determined
unanimously that oral argument would not materially assist in the determination of
these appeals. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The cases are
therefore ordered submitted without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
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criminal charges against Ms. Lyons. Because the district court properly dismissed
each action, we affirm.
We review the district court’s dismissal of a complaint for lack of jurisdiction
de novo. Safe Streets All. v. Hickenlooper,
859 F.3d 865, 877-78 (10th Cir. 2017).
In conducting our review we accept the complaint’s factual allegations as true. See
id. at 878. The basis for federal jurisdiction must appear on the face of a well-
pleaded complaint. See Firstenberg v. City of Santa Fe,
696 F.3d 1018, 1023
(10th Cir. 2012).
We also review de novo a dismissal under Fed. R. Civ. P. 12(b)(6) for failure
to state a claim. Safe Streets
All., 859 F.3d at 878.
A pleading is required to contain a short and plain statement of the claim
showing that the pleader is entitled to relief. We accept as true all well-
pleaded factual allegations in the complaint and view them in the light most
favorable to the plaintiff. We then determine whether the plaintiff has
provided enough facts to state a claim to relief that is plausible on its face.
Id. (citations and internal quotation marks omitted).
We construe Ms. Calvin’s pro se filings liberally, but do not serve as her
advocate. See James v. Wadas,
724 F.3d 1312, 1315 (10th Cir. 2013).
No. 17-6150
The district court dismissed Ms. Calvin’s amended complaint, concluding that
it failed to allege a basis for federal question jurisdiction; and that, assuming that she
had made a prima facie showing of diversity jurisdiction, its factual allegations were
insufficient to state a claim. It also dismissed with prejudice Ms. Calvin’s claims
against the Oklahoma Attorney General and the District Attorney of Comanche
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County, based on Eleventh Amendment or sovereign immunity; and her claims
against a state-court judge, based on judicial immunity.
Ms. Calvin then filed her Second Amended Complaint. The defendants again
moved to dismiss, arguing that Ms. Calvin had failed to cure the deficiencies
identified in the amended complaint. The district court granted their motions to
dismiss. Specifically, it concluded the Second Amended Complaint “fail[ed] to state
a colorable federal claim such as might be the basis for federal question jurisdiction.”
R. at 78. Further, to the extent the Second Amended Complaint relied on diversity
jurisdiction, or supplemental jurisdiction over state law claims, it failed to state a
claim against any defendant. To the extent it sought injunctive relief at odds with the
orders of the state probate court, the district court found that it lacked jurisdiction
over the complaint, under the “probate exception” to federal jurisdiction. See, e.g.,
Marshall v. Marshall,
547 U.S. 293, 312 (2006). The district court noted the
injunctive claims for relief were also likely barred by the Rooker—Feldman doctrine.
It also denied leave to amend, finding that granting such relief would be futile.
Our independent review of the Second Amended Complaint persuades us that
the district court’s dismissal was entirely appropriate. In addition to the deficiencies
noted by the district court, the Second Amended Complaint does not contain a short
and plain statement of the grounds for relief. Instead, it is full of boilerplate
assertions about federal jurisdiction, including extensive summaries of Supreme
Court decisions. It also attempts to incorporate by reference the allegations of the
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prior, dismissed complaint. We therefore affirm the district court’s dismissal of the
Second Amended Complaint.
Ms. Calvin makes several specific arguments that we will address briefly. She
argues that the district court erred in concluding that the Oklahoma Attorney General
and an Oklahoma district attorney were entitled to “11th amendment judicial
immunity,” and that “the state and the district #5 and the Comanche county judge
have judicial immunity.” Aplt. Opening Br. at 20. Her argument conflates the
Eleventh Amendment and judicial immunity doctrines. More importantly, she fails
to identify facts sufficient to establish that the state-court judge lost judicial
immunity, either by taking non-judicial actions or by taking actions “in the complete
absence of all jurisdiction,” Mireles v. Waco,
502 U.S. 9, 11-12 (1991) (per curiam).
Ms. Calvin contends the district court erred by determining “that the case is a
probate matter and erred by not making any ruling or deciding on any [of] the issues
of fact in the action for relief from any damages for civil rights violations. . . .” Aplt.
Opening Br. at 21. She argues that a federal court of equity retains jurisdiction to
entertain suits in favor of legatees or heirs of an estate, notwithstanding any
limitation on its probate jurisdiction. The district court’s jurisdictional ruling was
narrow; it found it lacked jurisdiction only “to the extent [the complaint] seeks
injunctive relief at odds with the orders of the state probate court.” R. at 79. The
probate exception bars those requests for injunctive relief that would represent an
attempt to conduct probate proceedings or administer a decedent’s estate, or would
“endeavor[] to dispose of property that is in the custody of a state probate court.”
5
Marshall, 547 U.S. at 312. The district court’s order could extend no further than the
limits of the exception. But the district court also determined, more generally, that
“no basis for injunctive relief has been stated.” R. at 80. We agree with this
determination.
Finally, Ms. Calvin argues that the district court “erred in not allowing the
signature of the deputy clerk to process the default judgments filed against the
defendants/appellees.” Aplt. Opening Br. at 22. In its order dismissing the Second
Amended Complaint, the district court denied her motions for entry of default or
default judgment against the defendants based on their failure to timely answer her
complaint. See R. at 80. Each of the defendants except Jeff L. Brewer, Robin J.
Brewer, and Southwest Abstract and Title Company (“non-moving defendants”), had
filed motions to dismiss in response to her complaints, which were granted, thus
obviating the need for an answer to the complaint. See Fed. R. Civ. P. 12(a)(4).
These defendants therefore did not “fail[] to plead or otherwise defend” within the
meaning of Fed. R. Civ. P. 55(a). See Ashby v. McKenna,
331 F.3d 1148, 1151-52
(10th Cir. 2003) (internal quotation marks omitted) (discussing interplay between
Fed. R. Civ. P. 55 and 12(a)(4)).
As for the non-moving defendants, we discern no error in the district court’s
denial of Ms. Calvin’s requests for entry of default or default judgment against them.
The same reasons that supported dismissal of the claims in the Second Amended
Complaint against the defendants who moved to dismiss also supported judgment in
favor of the non-moving defendants. Having properly dismissed all claims against all
6
defendants, the district court was not required to grant requests for entry of default or
default judgment.
No. 17-6175
Ms. Calvin commenced a separate action with a “Motion for Criminal Charges
Against Shirley Ann Lyons for Bigimist [sic] Activity and the Attorney’s [sic] at
Law, Vickie C. Leyja . . . and John W. Doolin . . . for Concealing and Protecting
Bigimist [sic] Activity.” R. at 6. She also later filed an amendment to her
motion/complaint. Before service on the defendants, the district court dismissed the
complaint sua sponte, and denied leave to amend.
In its order, the district court applied essentially the same reasoning as in the
dismissal before us in No. 17-6150. It concluded that Ms. Calvin had failed to state
valid federal or state claims against the defendants, that the court lacked
subject-matter jurisdiction over most or all of her claims, and that a private litigant
could not seek to enforce a criminal bigamy law by a civil action of this type. Given
that this was the third case Ms. Calvin had filed involving substantially identical
claims, the district court found it appropriate to dismiss without leave to amend.
Having reviewed the record, Ms. Calvin’s appellate brief, and the applicable
law, we affirm the dismissal in this appeal for substantially the reasons articulated in
the district court’s order of June 27, 2017.
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Conclusion
We affirm the challenged dismissals in No. 17-6150 and in No. 17-6175.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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