Filed: Sep. 04, 2018
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT September 4, 2018 _ Elisabeth A. Shumaker Clerk of Court BRIAN DALE GROOM, Plaintiff - Appellant, v. No. 17-3260 (D.C. No. 6:16-CV-01387-JWL) COMMISSIONER, SSA, (D. Kan.) Defendant - Appellee. _ ORDER AND JUDGMENT* _ Before BACHARACH, PHILLIPS, and McHUGH, Circuit Judges. _ Brian Groom appeals the district court’s order affirming the Commissioner’s decision to deny his application for disabili
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT September 4, 2018 _ Elisabeth A. Shumaker Clerk of Court BRIAN DALE GROOM, Plaintiff - Appellant, v. No. 17-3260 (D.C. No. 6:16-CV-01387-JWL) COMMISSIONER, SSA, (D. Kan.) Defendant - Appellee. _ ORDER AND JUDGMENT* _ Before BACHARACH, PHILLIPS, and McHUGH, Circuit Judges. _ Brian Groom appeals the district court’s order affirming the Commissioner’s decision to deny his application for disabilit..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT September 4, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
BRIAN DALE GROOM,
Plaintiff - Appellant,
v. No. 17-3260
(D.C. No. 6:16-CV-01387-JWL)
COMMISSIONER, SSA, (D. Kan.)
Defendant - Appellee.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BACHARACH, PHILLIPS, and McHUGH, Circuit Judges.
_________________________________
Brian Groom appeals the district court’s order affirming the Commissioner’s
decision to deny his application for disability insurance benefits and supplemental
security income. Exercising jurisdiction under 28 U.S.C. § 1291 and 42 U.S.C.
§ 405(g), we affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I. Background
Mr. Groom applied for benefits based on his degenerative disc disease,
obesity, asthma, and carpal tunnel syndrome. After his claims were denied initially
and upon reconsideration, he requested a hearing. An administrative law judge (ALJ)
granted a hearing, at which Mr. Groom was represented by counsel. The ALJ
concluded Mr. Groom was not disabled because he was able to perform his past
relevant work as a sales clerk. The Appeals Council denied review, so the ALJ’s
decision is the Commissioner’s final decision in this case. See 20 C.F.R. § 404.981.
Mr. Groom then appealed to the district court, where he was represented by
new counsel. He argued that the ALJ failed to include the limitations stated in a
consultation report by Dr. Berg when it assessed his residual functional capacity.
Dr. Berg’s report states that Mr. Groom could perform simple work and meet the
demands of superficial interpersonal interactions. Mr. Groom argued that the report
should be read as stating the full extent of his capabilities and that the ALJ failed to
account for its limitations. But the district court found that the record supported the
ALJ’s determination that the report simply stated some, but not all, of Mr. Groom’s
capabilities, without setting forth specific limitations. The court explained:
[Mr. Groom’s] argument that ‘the plain language reading of Dr. Berg’s
opinion supports that Mr. Groom retained the capacity for only simple
work’ is an argument in favor of his characterization of Dr. Berg’s
opinion. However, Dr. Berg did not so limit [Mr. Groom]. As the
Commissioner suggests, Dr. Berg opined that [Mr. Groom] is clearly
able to perform simple work and to meet the demands of superficial
interpersonal interactions, he did not opine that was the most that
[Mr. Groom] could do. In fact, a fair reading of Dr. Berg’s report
suggests that [Mr. Groom] would be able to do much
more.
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Rawle at 488-89 (brackets omitted). Noting that the ALJ’s interpretation of the report
was supported by evidence in the record, the district court affirmed.
Mr. Groom is proceeding pro se in this appeal, so we liberally construe his
pleadings. See Mayfield v. Bethards,
826 F.3d 1252, 1255 (10th Cir. 2016). In his
opening brief, he lists thirteen alleged errors by the ALJ, but only one of his
arguments was made before the district court.
II. Analysis
As a threshold matter, we do not consider arguments that were not presented to
the district court unless compelling reasons require us to excuse the forfeiture.
Allman v. Colvin,
813 F.3d 1326, 1330 (10th Cir. 2016). Mr. Groom contends
without support that his new allegations of error “were not discoverable and could
not have been raised at the district level,” Aplt. Opening Br. at 20, but he has not
alleged circumstances which would compel us to address arguments he did not make
in the district court. Accordingly, those arguments are forfeited. See
Allman,
813 F.3d at 1330.
With respect to arguments that are preserved, we review the ALJ’s decision to
determine whether its factual findings are supported by substantial evidence and
whether it applied the correct legal standards. Lax v. Astrue,
489 F.3d 1080, 1084
(10th Cir. 2007). “Substantial evidence is such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.”
Id. (internal quotation
marks omitted). “In conducting our review, we may neither reweigh the evidence nor
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substitute our judgment for that of the Commissioner.” Qualls v. Apfel,
206 F.3d
1368, 1371 (10th Cir. 2000).
In determining Mr. Groom was not disabled, the ALJ applied the familiar
five-step process from our case law. See
Lax, 489 F.3d at 1084 (describing the
five-step evaluation process). The claimant bears the burden of establishing a prima
facie case of disability in the first four steps.
Id. The ALJ determined Mr. Groom
was not disabled at step four.
Mr. Groom argues the ALJ did not give enough weight to his impairments in
assessing his residual functional capacity and cites Dr. Berg’s assessment that
Mr. Groom “ha[d] become tense, irritable and preoccupied with his pain for the past
several years.” R. at 416. However, our role is not to reweigh the evidence
presented to the ALJ. See
Qualls, 206 F.3d at 1371. The ALJ’s interpretation of
Dr. Berg’s report was reasonable and supported by evidence in the record. Nothing
in the report contradicts the ALJ’s assessment of Mr. Groom’s residual functional
capacity, and Mr. Groom points to no evidence contradicting the ALJ’s determination
that Mr. Groom’s mental impairment was not severe. Although Mr. Groom argues
the report must be interpreted as imposing limitations on his capabilities, “[t]he
substantial-evidence standard does not allow us to displace the [ALJ’s] choice
between two fairly conflicting views,”
Lax, 489 F.3d at 1088 (internal quotation
marks omitted).
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III. Conclusion
Finding no reversible error in the denial of Mr. Groom’s claims, we affirm the
district court’s judgment. We deny Mr. Groom’s motion to supplement the record on
appeal.
Entered for the Court
Carolyn B. McHugh
Circuit Judge
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