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United States v. Arciniega-Zetin, 16-4145 (2019)

Court: Court of Appeals for the Tenth Circuit Number: 16-4145 Visitors: 13
Filed: Jan. 10, 2019
Latest Update: Mar. 03, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT January 10, 2019 _ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 16-4145 (D.C. No. 2:14-CR-00154-DN-EJF-8) ALEJANDRO ARCINIEGA-ZETIN, (D. Utah) Defendant - Appellant. _ ORDER AND JUDGMENT* _ Before PHILLIPS, McHUGH, and MORITZ, Circuit Judges. _ A Utah jury found Alejandro Arciniega-Zetin (Arciniega) guilty of distributing heroin and, alternatively
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                                                                                  FILED
                                                                      United States Court of Appeals
                      UNITED STATES COURT OF APPEALS                          Tenth Circuit

                            FOR THE TENTH CIRCUIT                           January 10, 2019
                        _________________________________
                                                                          Elisabeth A. Shumaker
                                                                              Clerk of Court
 UNITED STATES OF AMERICA,

       Plaintiff - Appellee,

 v.                                                          No. 16-4145
                                                 (D.C. No. 2:14-CR-00154-DN-EJF-8)
 ALEJANDRO ARCINIEGA-ZETIN,                                    (D. Utah)

       Defendant - Appellant.
                      _________________________________

                            ORDER AND JUDGMENT*
                        _________________________________

Before PHILLIPS, McHUGH, and MORITZ, Circuit Judges.
                   _________________________________


      A Utah jury found Alejandro Arciniega-Zetin (Arciniega) guilty of distributing

heroin and, alternatively, of aiding and abetting the distribution of heroin. He appeals

on two grounds. First, he contends that the district court erroneously instructed the

jury on the law governing constructive possession, distribution, and aiding and

abetting and that it should not have given a deliberate-ignorance instruction. He

failed to preserve these issues by timely objecting in the district court, so he now

argues for plain error. But the government argues that plain-error review is




      *
         This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
unavailable because Arciniega invited the erroneous instructions. Alternatively, the

government argues that even if he were allowed to try, Arciniega could not show

plain error. Second, Arciniega argues that his conviction lacks sufficient supporting

evidence. We agree with the government that Arciniega’s arguments lack merit, so

we affirm.

                                   BACKGROUND

      In October 2011, the FBI joined the Salt Lake City police department in

investigating a major drug-trafficking ring operating in the area. Law enforcement

had learned of drug activity occurring in the locked, upstairs room of a local auto-

body shop. Between July 2012 and early 2013, agents placed two pole cameras at

locations near the shop to monitor activity outside it. During this time, agents also

obtained a federal warrant to install hidden cameras in the shop’s lobby. On April 25,

2013, agents obtained another federal warrant, this time to install a hidden camera

and microphone in the upstairs room.

      From May 1, 2013 until June 29, 2013, the FBI monitored all happenings in

that upstairs room. It also continued to monitor activity in the lobby of the shop and

outside the shop. From this surveillance, agents knew that Samuel Covarrubias-

Velazquez (Covarrubias) controlled access to the shop’s locked, upstairs room. They

repeatedly saw him unpackage, weigh, and buy bulk quantities of methamphetamine

and heroin and then, without leaving the room, store the narcotics above the ceiling

of a utility closet. In addition, they saw him routinely remove the narcotics from that

location and break down the bulk amounts into smaller amounts for redistribution.

                                           2
      On June 1 and 8, 2013, agents surreptitiously entered the locked room to

inspect, weigh, and take samples of the suspected heroin and methamphetamine. On

June 1, agents found two packages, one containing 105 grams of heroin, the other,

97.5 grams of heroin. On June 8, they found two packages of methamphetamine, the

first containing 452 grams, the other, 917.5 grams. They also found a shoebox that

held two packages of heroin, the first of which weighed 1,017.5 grams, the second,

757 grams.1

      On June 13, 2013, at about 10 p.m., Detective Kevin Ford, then working for

the Salt Lake City police department, was monitoring the pole-camera feed when he

saw two cars pull up to the auto shop. Covarrubias drove the first car, and Arciniega

drove the second. Detective Ford saw Carlos Tenengueno emerge from the back seat

of the Arciniega-driven car. Covarrubias got out of his car carrying a small object.

Though both Covarrubias and Tenengueno were known from the investigation,

Arciniega was not.

      The three men went into the shop’s main office on their way upstairs to the

locked room.2 Once upstairs, Covarrubias sat on a couch and unwrapped and weighed

a “burrito-shaped” package containing more than 100 grams of heroin. After placing


      1
         The agents took the seized samples to the laboratory, where technicians
tested the samples and identified them as methamphetamine and heroin.
      2
        The jury viewed the entire video of the three men in the room, including the
sixteen minutes they took counting, recounting, and bundling the cash, and heard
them joke and laugh together throughout the encounter. 158 (3:12 to 19:06, 4:18-22,
10:46-52, 13:34-36)

                                           3
the object into a container, Covarrubias handed Arciniega and Tenengueno a large

amount of cash.

       The three men then counted and recounted the money. Covarrubias was

apparently about $250 short. This led both Covarrubias and Tenengueno to make

telephone calls. During his call, Tenengueno mentioned that he and Arciniega were in

the room. In addition, an FBI language analyst testified about Arciniega’s having

placed a telephone call while in the room, too. As seen from the transcript provided

to the jury, Arciniega told an unidentified person, “Man, I’m here counting it” and

twice referred to something being “weigh[ed]” and something “cut” “in three.”

Suppl. R. vol. 1 at 2.

       Soon after this, Covarrubias appeared to furnish the needed money. During

this time, the three men remained friendly, even laughing together. The three men

bundled three stacks of cash, and Arciniega put the bundles in a bag. Covarrubias

then stored the purchased heroin in the ceiling. The three men left the room and the

auto shop. Detective Ford, who was watching events unfold on a pole-camera feed,

then saw a fourth man for the first time. Detective Ford testified that this man had

likely emerged from the front passenger seat of the Arciniega car when it pulled up,

and then served as a lookout during the drug transaction. This man and Arciniega

drove away together.

       Rather than accompanying Arciniega, Tenengueno departed as a passenger in a

Hummer that had parked near the shop as the men were leaving. Before the Hummer

pulled away, Tenengueno placed the bagged, bundled money in the back-seat area.

                                           4
All told, the three men had spent about eighteen minutes in the upstairs room. No

evidence showed that Arciniega had ever touched the package of heroin.

      After the Hummer left, the agents arranged for a local officer to follow and

stop it as soon as it committed a traffic violation. The Salt Lake City police officer

who did so soon learned that the driver, Jose Munoz, had a suspended driver’s license

and that the Hummer was not properly licensed. The officer impounded the Hummer

and, while inventorying its contents, recovered the bag, with $20,000 cash inside,

from behind the front seat. The cash was bundled into two stacks of $7,000 and one

of $6,000.

      On June 27, 2013, officers surreptitiously entered the upstairs room a third

time, this time finding three packages—the first contained 450 grams of heroin, the

second, 1,035 grams of suspected heroin, and the third, 76.5 grams of suspected

heroin.3 In addition, they found three bags, each containing about a pound of

suspected methamphetamine, and a fourth bag with 88.5 grams of methamphetamine.

      Though the warrant authorizing the closed-circuit-television feed from the

camera located in the upstairs room expired on June 29, 2013, the investigators

continued to monitor the video feed from the pole cameras and the shop-lobby

camera. R. vol. 3 at 247:11.



      3
         The officers could not take samples from two bags because of how they were
packaged. The suspected heroin was so tightly wrapped that if the officers had tried
to take a sample then and there, they would have “alert[ed] the individuals involved.”
R. vol. 3 at 235:21.

                                            5
      From these cameras, on September 13, 2013 at about 8:43 p.m., officers saw

Arciniega arrive at the shop, driving a car that Tenengueno had previously used.

Once there, Arciniega retrieved a backpack from the car’s trunk and entered the shop.

Covarrubias met him, and the two men appeared to go upstairs. Arciniega later left

the shop and put the backpack inside the car.

      On September 21, 2013 at about 3:50 p.m., Arciniega arrived at the shop,

driving the same car he had the week before. Again, Arciniega retrieved a bag from

the car’s trunk, and again, he met Covarrubias. The men once more appeared to go to

the upstairs room. This time, though, Arciniega left the shop empty handed.

      FBI Special Agent Jason Kennedy, the primary case agent, would later testify

at Arciniega’s trial that he believed Arciniega had delivered narcotics to the shop

during these two September visits. Though Agent Kennedy had spent ten to twenty

hours a day for many days monitoring the activity in the shop’s upstairs room, he saw

only drug activity, never legitimate business activity. He testified that he saw people

arrive at the shop to deliver suspected narcotics “all the way until April 2nd of 2014.”

R. vol. 3 at 254:5–6. That day, law-enforcement officers executed a search warrant at

the shop’s locked, upstairs room, seizing about 2.5 kilograms of heroin.

      At Arciniega’s trial, Covarrubias testified that he had already pleaded guilty to

various crimes, including conspiring to distribute heroin at the shop in May and June

2013. He described how he had used the shop’s upstairs room to buy, repackage, and

redistribute methamphetamine and heroin, including the heroin that he bought for

$20,000 on the night of June 13, 2013.

                                           6
       Though Arciniega wanted to call Tenengueno as a witness, Tenengueno

refused to testify. Instead of live testimony, the parties agreed to read to the jury a

stipulation of what Tenengueno’s testimony would have been, namely, that

Tenengueno distributed the heroin to Covarrubias on July 13, 2013; that Arciniega

drove Tenengueno to the auto-body shop at about 10 p.m. that night; that Arciniega

didn’t know that Tenengueno was going to the shop to complete a narcotics

transaction; and that Arciniega became aware of the narcotics transaction while in the

upstairs room.

       The jury found Arciniega guilty of distributing heroin. He now appeals his

conviction.

                                       DISCUSSION

       Arciniega asserts that the district court committed two reversible errors:

(1) that it improperly instructed the jury and (2) that it refused to dismiss the heroin-

distribution charge for insufficient evidence at the close of the government’s case-in-

chief. We address each alleged error in turn.

A.     Arciniega’s Claims of Instructional Error

       Though Arciniega acknowledges that he never objected to any jury instructions in

the district court, he argues on appeal that the district court erred by incorrectly

instructing the jury on the law governing constructive possession, distribution, and aiding

and abetting and by giving a deliberate-ignorance instruction. Arciniega contends that we




                                               7
should review these claims under the plain-error standard. But we agree with the

government that Arciniega invited any error, precluding his requested plain-error review.4

       In United States v. Jereb, this court applied the invited-error doctrine to preclude

Mr. Jereb’s claim of instructional error. 
882 F.3d 1325
, 1341 (10th Cir. 2018). Despite

never having objected in the district court, Mr. Jereb contended on appeal that the district

court had erred by not instructing the jury that assault is an element of each means of

violating 18 U.S.C. § 111.5 
Id. at 1334.
But his position on appeal “directly

contradict[ed]” what he had argued in the district court—that “[i]f the jury could convict

upon a unanimous finding of one of the other means of violating the statute, it necessarily

need not find assault in every case.” 
Id. at 1341;
see also 
id. at 1335–38
(summarizing the

parties’ exchange with the district court about the § 111 instruction). In this circumstance,

this court ruled that Mr. Jereb had induced the error he complained of on appeal. 
Id. at 1341.
As we noted, a party cannot induce the district court to rely on an erroneous




       4
         We would still affirm if we applied the plain-error standard. The evidence
leaves us confident that any instructional error did not “affect[] the outcome of the
district court proceedings.” United States v. Olano, 
507 U.S. 725
, 734 (1993). In
short, we would conclude that Arciniega hasn’t met his burden to show a reasonable
probability that absent instructional error, the case would have had a different
outcome. Arciniega’s showing is insufficient to undermine our confidence in the
jury’s finding that he aided and abetted the heroin distribution. See United States v.
Benford, 
875 F.3d 1007
, 1017 (10th Cir. 2017).
       5
         Those means are “forcibly assault[ing], resist[ing], oppos[ing], imped[ing],
intimidat[ing], or interfer[ing] with any person designated in section 1114 of this title
[federal officers and employees] while engaged in or on account of the performance
of official duties.” 18 U.S.C. § 111(a)(1).
                                             8
proposition of law and then later complain of the error on appeal. See 
id. at 1338
(quoting

United States v. Morrison, 
771 F.3d 687
, 694 (10th Cir. 2014)).

       Here, Arciniega jointly proposed the instructions he now complains about. During

the final-pretrial conference two business days before trial, the district court asked

counsel about the court’s recently sent package of preliminary instructions. Both parties

told the court that they approved those instructions. Next, the court asked whether the

parties would be jointly submitting voir dire questions. In response, Arciniega’s attorney

told the court that the voir dire questions were “labeled government” but that the

prosecutor and he had “last week worked out almost all the issues on instructions and the

voir dire, so those would be jointly proposed.” R. vol. 3 at 11:19–22.

       On appeal, Arciniega contends that his counsel was jointly proposing only the

preliminary instructions. This would make no sense. After all, the parties had already

agreed to use the court’s package of preliminary instructions. Later in the pretrial

conference, Arciniega’s attorney returned to the subject of the jointly requested

instructions, telling the court about two preliminary instructions he wanted to be included

“in the government’s, in our joint request.” R. vol. 3 at 26:20–21. Nothing in the record

shows the district court and counsel later even mentioning the now-challenged jury

instructions. We conclude from all this that the “jointly proposed” instructions—as

described by Arciniega’s counsel—included each of the instructions that Arciniega now

challenges.

       “Under the invited error doctrine, this Court will not engage in appellate review

when a defendant has waived his right to challenge a jury instruction by affirmatively

                                              9
approving it at trial.” 
Jereb, 882 F.3d at 1335
(quoting United States v. Cornelius, 
696 F.3d 1307
, 1319 (10th Cir. 2012)). When a party proposes a jury instruction, “any error

[in that instruction] was ‘invited’ . . . and cannot form the basis for reversal.” United

States v. Hunter, 
739 F.3d 492
, 494 (10th Cir. 2013).

       The invited-error doctrine doesn’t apply when a party simply “provided the district

court ‘settled circuit law,’ only for that settled law to be upended at some later date.”

Jereb, 882 F.3d at 1335
. But here, Arciniega cannot show a post-trial change in settled

circuit law affecting any of his four assertions of instructional error.

       Indeed, for three of the allegedly erroneous instructions—on distribution,

deliberate ignorance, and aiding and abetting—Arciniega doesn’t even argue that the law

changed in the time between his conviction and our deciding this case. That leaves

Arciniega having jointly proposed these challenged instructions on points of law

unaffected by any supervening authority (yet allegedly out of step with existing

authority)—a path that the invited-error doctrine blocks.

       For the challenged instruction on constructive possession, Arciniega at least

argues that the settled circuit law changed after his trial. He notes that in July 2016, four

months after his trial, this court decided United States v. Little, which, he says, changed

our circuit’s constructive-possession law to fit a recent United States Supreme Court

decision. 
829 F.3d 1177
, 1182 (10th Cir. 2016) (citing Henderson v. United States, 
135 S. Ct. 1780
, 1784 (2015)). Little held that constructive possession contains as an element

that a defendant not only have power to exercise dominion and control over an object, but



                                              10
also the intent to do so.6 
Id. Until then,
our leading circuit authority on this point, United

States v. Colonna, had rejected any requirement that the government prove intent to

exercise dominion or control over an object. 
360 F.3d 1169
, 1178–79 (10th Cir. 2004),

abrogated by 
Henderson, 135 S. Ct. at 1784
.

       Even so, we conclude that Arciniega also invited the erroneous instruction on

constructive possession. A year before his trial, the Supreme Court ruled in Henderson

that “[c]onstructive possession is established when a person, though lacking such

physical custody [actual control], still has the power and intent to exercise control over

the 
object.” 135 S. Ct. at 1784
. In Little, we “agree[d] that Henderson change[d] the law

of constructive possession in our 
circuit.” 829 F.3d at 1182
. We declared that “Colonna’s

disavowal of an intent requirement is incompatible with the Supreme Court’s decision in

Henderson . . . .” 
Id. So Henderson
set the controlling rule in our circuit before Arciniega

jointly proposed the inconsistent constructive-possession instruction. And when he

induced the district court to accept the parties’ constructive-possession instruction,

Arciniega failed to avail himself of the intent-to-control element that Henderson had

created. See United States v. Martinez, No. 16-1393, 
2018 WL 4334098
, at *5 (10th Cir.


       6
         In United States v. Simpson, 
845 F.3d 1039
, 1060 (10th Cir. 2017), we
suggested that Little was the case that changed our circuit’s law on constructive
possession by adding the intent-to-control element. For two reasons, we decline to
follow that suggestion. First, as noted above, Little itself says that Henderson
changed the rule in our circuit to add this element. Second, Simpson’s view on this
point is dicta because both Henderson and Little postdated Mr. Simpson’s verdict.
See 
Little, 845 F.3d at 1060
. And we are not bound by this dicta from Simpson. See
Bates v. Dep’t of Corr., 
81 F.3d 1008
, 1011 (10th Cir. 1996) (“[A] panel of this Court
is bound by a holding of a prior panel of this Court but is not bound by a prior
panel’s dicta.”).
                                              11
Sept. 11, 2018) (recognizing that our circuit’s law on constructive possession had

changed not with Little but instead a year earlier with Henderson). Accordingly,

Arciniega cannot avoid invited error on this instruction, either.

       In sum, the invited-error doctrine bars appellate review of all four of Arciniega’s

jury-instruction challenges.

B.     Sufficiency of the Evidence

       Arciniega next contends that the evidence at trial was insufficient to sustain his

conviction for distributing heroin and for aiding and abetting its distribution.

       In evaluating the sufficiency of evidence, we review the record in the

government’s favor and ask whether a reasonable jury could have found the defendant

guilty beyond a reasonable doubt. United States v. Davis, 
1 F.3d 1014
, 1017 (10th Cir.

1993). In doing so, we give the government the benefit of all reasonable inferences from

the evidence, direct and circumstantial. 
Id. “[W]e accept
the jury’s resolution of

conflicting evidence and its assessment of the credibility of witnesses.” United States v.

Dirden, 
38 F.3d 1131
, 1142 (10th Cir. 1994).

       Before resolving Arciniega’s unusual sufficiency-of-evidence claim, it helps to

pause and get our bearings. As an overview, we consider three circumstances in which

defendants might raise the sufficiency-of-evidence issue.

       First, and ordinarily, the district court has correctly instructed the jury on the law

and no supervening authority has arisen since. There, reviewing the evidence’s

sufficiency is straightforward: We compare the elements with the evidence, and the

evidence suffices if a reasonable jury could convict.

                                              12
       Second, sometimes the district court has correctly instructed the jury on the

existing law, but a supervening authority has changed the law after trial. If the defendant

did not contemporaneously object to the instruction, we must review the instruction for

plain error. The defendant will likely win on at least the first two prongs of plain error,

and if he also shows the third and fourth prongs, then he is entitled to a new trial. By

bringing a sufficiency-of-the-evidence challenge, though, the defendant can do even

better than that—he can win outright. We must order the dismissal of any charge that the

government failed to prove by sufficient evidence under the law in force during his trial.

But if the government’s proof suffices under that now-outdated law, then showing that

this proof would not suffice under the supervening law won’t win the defendant a

dismissal. See 
Benford, 875 F.3d at 1014
–15 (“We analyze the sufficiency of the

evidence under the law in effect at the time of trial.”); see also United States v. Wacker,

72 F.3d 1453
, 1465 (10th Cir. 1995) (“[T]he government . . . cannot be held responsible

for ‘failing to muster’ evidence sufficient to satisfy a standard which did not exist at the

time of trial.”). The Sixth Circuit favors measuring sufficiency under the law in force at

trial, regardless of intervening changes, in part “because a sufficiency-based reversal

would preclude retrial under the Double Jeopardy Clause.” United States v. Houston, 
792 F.3d 663
, 669 (6th Cir. 2015); accord 
Benford, 875 F.3d at 1015
(citing Houston).

       Third, are cases like this one, in which the district court has incorrectly instructed

the jury on the law, but only after the defendant induced it to err by proposing the

erroneous instruction. In that circumstance, the defendant has invited the error, and plain-

error review is unavailable for the erroneous instruction. But when we measure the

                                             13
sufficiency of the evidence, do we apply the law as instructed, or the governing law in the

circuit at the time of the trial? If we measure the evidence by the law as instructed, we

may deprive the jury of the opportunity to properly decide the case. If instead we measure

the evidence by the law that the defendant induced the district court to overlook, then he

may remain in prison even though the government couldn’t have proved all the elements

of the crime. But that may be the price for the defendant’s inviting error.

       We decline to decide the issue today, because we would affirm Arciniega’s

conviction under either the governing or instructed law,7 and because we don’t have the

benefit of the parties’ briefing on the issue. This means that for this case, despite

Arciniega’s invited error, we will give him the benefit of the supposedly favorable law

governing aiding and abetting that he neglected to include in the jointly proposed

instructions.




       7
         We would affirm the aiding-and-abetting conviction under either the law in
place at the time of trial or the law as instructed. But we agree with Arciniega that we
could not affirm his heroin-distribution conviction under the government’s theory
that he constructively possessed the heroin as Henderson and Little define
constructive possession. The record contains no evidence that Arciniega ever touched
the heroin. The best the government can do is to say that Tenengueno and Arciniega
provided the heroin to Covarrubias at a different location. That isn’t good enough.
The record shows that Arciniega aided and abetted the heroin transaction as
Tenengueno’s subordinate, but all evidence points to Tenengueno and Covarrubias as
the main parties to the deal. Quite simply, Arciniega would have had no reason to
actually possess the heroin, so we cannot say that the evidence suffices to show that
he intended to do so.

                                              14
       Arciniega contests only the aiding-and-abetting instruction’s failure to require

proof of “advance knowledge” of the heroin-distribution crime. So he acknowledges that

the government’s proof satisfied the instruction given:

       [Y]ou may find a defendant guilty of the offense charged if you find beyond
       a reasonable doubt that the government has proved that another person
       actually committed the offense with which the defendant is charged, and that
       the defendant aided or abetted that person in the commission of the offense.
              ....
              In order to aid or abet another to commit a crime, it is necessary that
       the defendant willfully and knowingly associated himself in some way with
       the crime, and that he willfully and knowingly seek by some act to help make
       the crime succeed.
              ....
              The mere presence of a defendant where a crime is being committed,
       even coupled with knowledge by the defendant that a crime is being
       committed, or the mere acquiescence by a defendant in the criminal conduct
       of others, even with guilty knowledge, is not sufficient to establish aiding
       and abetting. Presence or association is, however, a factor that you may
       consider along with other evidence in reaching your verdict. An aider and
       abetter must have some interest in the criminal venture.

R. vol. 1 at 152–53.

       To support Arciniega’s argument that this instruction is legally incomplete—that it

fails to include as an element that he had advance knowledge of the entire crime—he

relies on Rosemond v. United States, a case decided well before Arciniega induced the

court to instruct the jury as it did. See 
572 U.S. 65
, 69 (2014). In relying on Rosemond,

Arciniega likens his legal situation to that of Justus Rosemond. To evaluate the merits of

that view, we must take a close look at Rosemond.

       In the Court’s words, Rosemond arose “from a drug deal gone bad.” 
Id. at 67.
A

woman agreed to sell a pound of marijuana to two other men, and she took two men with

her to the sale, one of whom being Mr. Rosemond. 
Id. After the
buyers assaulted one of

                                            15
the seller’s male compatriots and ran with the marijuana, one of the male compatriots

“exited the car and fired several shots from a semiautomatic handgun.” 
Id. The woman
gave chase in her car, but that ended when an officer stopped her car in response to a

dispatcher’s alert. 
Id. at 67–68.
       Because the government was uncertain which of the two men had fired the gun,

prosecutors charged Mr. Rosemond with violating 18 U.S.C. § 924(c) and aiding and

abetting that offense under 18 U.S.C. § 2. 
Id. at 68.
The government’s primary theory

was that Mr. Rosemond had fired the gun. 
Id. As in
Arciniega’s case, the district court

instructed the jury that to aid and abet, a defendant “must ‘willfully and knowingly

associate[] himself in some way with the crime, and . . . seek[] by some act to help make

the crime succeed.’” 
Id. (alterations in
original). But the district court refused Mr.

Rosemond’s proposed instruction, which required that he could be “found guilty of

aiding or abetting a § 924(c) violation only if he ‘intentionally took some action to

facilitate or encourage the use of the firearm,’ as opposed to the predicate drug offense.”

Id. at 69.
The district court opted for an instruction “telling the jury that it could convict if

‘(1) the defendant knew his cohort used a firearm in the drug trafficking crime, and

(2) the defendant knowingly and actively participated in the drug trafficking crime.’” 
Id. The Supreme
Court reviewed the common-law standards for accomplice liability,

citing its cases holding that under 18 U.S.C. § 2 “those who provide knowing aid to

persons committing federal crimes, with the intent to facilitate the crime, are themselves

committing a crime.” 
Id. at 71
(quoting Cent. Bank of Denver v. First Interstate Bank of

Denver, 
511 U.S. 164
, 181 (1994)). The Court noted that “[a]s at common law, a person

                                               16
is liable under § 2 for aiding and abetting a crime if (and only if) he (1) takes an

affirmative act in furtherance of that offense, (2) with the intent of facilitating the

offense’s commission.” 
Id. (citing 2
Wayne R. LaFave et al., Substantive Criminal Law

§ 13.2 at 337 (2003)).

       The Court then turned to how “those two requirements—affirmative act and

intent—apply in a prosecution for aiding and abetting a § 924(c) offense.” 
Id. In particular,
the Court referenced the “compound nature” of that “double-barreled crime”—

“‘us[ing] or carr[ying] a firearm’ when engaged in a ‘crime of violence or drug

trafficking crime.’” 
Id. (alterations in
original). For this “combination crime,” the Court

concluded that “[a]n active participant in a drug transaction has the intent needed to aid

and abet a § 924(c) violation when he knows that one of his confederates will carry a

gun.” 
Id. at 75,
77. Then “the accomplice has decided to join in the criminal venture, and

share in its benefits, with full awareness of its scope—that the plan calls not just for a

drug sale, but for an armed one.” 
Id. at 77–78.
This requires that the § 924(c) defendant

have “advance knowledge—or otherwise said, knowledge that enables him to make the

relevant legal (and indeed, moral) choice.” 
Id. at 78.
Deciding to go ahead with the

venture with this knowledge “shows his intent to aid an armed offense.” 
Id. From this,
Arciniega argues that the aiding-and-abetting instruction for drug

distribution (in Rosemond-style terminology, a single-barreled crime) must also require

advance knowledge of the entire crime. In Rosemond, the Court did not apply its

advance-knowledge requirement to the first part of the § 924(c) offense—that is, the

drug-trafficking crime. In other words, the Court did not require proof that Rosemond

                                              17
knew he was heading to a drug deal when he got into the car. But Arciniega argues we

must do just that for his crime of aiding and abetting heroin distribution. We agree that

Arciniega needed to know before the heroin sale was completed that he was aiding and

abetting this offense. But we have no difficulty concluding that a reasonable jury could

find that he did know that. In short, a reasonable jury could have found that Arciniega

knew he was assisting a drug transaction each step of that night’s journey. Though

Arciniega says he did not even know a drug deal was going to happen in the upstairs

locked room, a reasonable jury could certainly decide otherwise.

       First, the jury could consider the events leading up to the three men’s arrival at the

shop. Covarrubias arrived first, and Arciniega immediately pulled in behind.

Tenengueno got out of the back seat, and Arciniega got out of the driver’s-side door.

Covarrubias appeared to be holding an object later believed to the heroin. The three men

went directly upstairs into the locked room and immediately began consummating the

heroin purchase. To complete the purchase, $20,000 changed hands—hardly the sort of

event seasoned drug dealers would invite an innocent stranger to attend.

       Second, the jury could consider the events inside the room from observing and

listening to the recordings that the government introduced. The jury saw Arciniega fully

engaged, counting cash, at ease and without hesitation. Arciniega contributed to

completing the offense. Absent the money being counted and recounted and bundled and

packaged (all roles he welcomed while acting friendly and jovial with Tenengueno and

Covarrubias), the drug deal couldn’t have occurred.



                                             18
       Third, the jury could consider the events after the men left the shop. A fourth man

had remained in the Arciniega car, and the jury heard testimony that he had likely acted

as a lookout. If Arciniega were ignorant of any imminent drug deal, he could have

remained in the car, but he did not. In addition, Arciniega registered no surprise during

the $20,000 heroin sale or when, even though he had driven Tenengueno to the drug deal

immediately behind Covarrubias’s car, Tenengueno left in a different automobile, the red

Hummer driven by Munoz.

       Fourth, the jury heard evidence about Arciniega’s two September 2013 trips to

the shop, during which he carried a backpack and a bag to meet with Covarrubias.

The jury could reasonably conclude that Arciniega was continuing to involve himself

in the same drug-distribution activity. And in seeing that he was doing so, the jury

could reasonably believe that he was not a mistaken stranger to the June 13, 2013

drug transaction. This evidence amply proved Arciniega’s aiding and abetting the drug

offense, from start to finish.

       Thus, even if Arciniega could challenge the sufficiency of the evidence on

Rosemond grounds, despite inducing the district court to give an instruction without

an advance-knowledge element, and even if Rosemond’s advance-knowledge

requirement applied to single-barreled crimes like drug distribution,8 we conclude



       8
        Neither the Supreme Court nor this circuit court has extended Rosemond
beyond the combination crime of 18 U.S.C. § 924(c). That alone would have defeated
any plain-error argument based on Rosemond even had Arciniega not invited the
error.

                                            19
that a reasonable jury could find that Arciniega’s actions and words showed that he

did indeed have advance knowledge that he was aiding and abetting a drug

distribution.

       We therefore reject Arciniega’s challenge to the evidence’s sufficiency.

                                   CONCLUSION

       For these reasons, we affirm.

                                            Entered for the Court


                                            Gregory A. Phillips
                                            Circuit Judge




                                          20

Source:  CourtListener

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