JULIE A. ROBINSON, District Judge.
In the aftermath of her daughter's tragic death, Plaintiff Beverly Stewart filed this lawsuit both individually and as Special Administrator of the Estate of Susan Leslie Stuckey against Defendants City of Prairie Village, Police Chief Wesley Jordan in his individual and official capacity, and against Officers Wes E. Lovett, Tim Schwartzkopf, Byron Roberson, Seth Meyer, John Olson, Dan Stewart, Benjamin Micheel, and Adam Taylor in their individual capacities. Plaintiff claims that Defendants violated Stuckey's right to be free from use of excessive force under the Fourth and Fourteenth Amendments and Stewart's right to familial association under the First and Fourteenth Amendments. The case is currently before the Court on Defendants' Motion to Dismiss (Doc. 3). In their motion, Defendants argue that Plaintiff has not alleged sufficient facts to show that any Defendant violated Stuckey's or Stewart's rights. And further, Defendants argue that Defendants sued in their individual capacity are immune from liability under the doctrine of qualified immunity. The motion is fully briefed, and the Court is prepared to rule. As explained more fully below, the Court grants the motion in part and denies the motion in part.
To survive a motion to dismiss, a complaint must present factual allegations, assumed to be true, that "raise a right to relief above the speculative level" and must contain "enough facts to state a claim to relief that is plausible on its face."
The Supreme Court has explained the analysis as a two-step process. For the purposes of a motion to dismiss, the court "must take all the factual allegations in the complaint as true, [but] we `are not bound to accept as true a legal conclusion couched as a factual allegation.'"
The following facts are alleged in Plaintiff's Complaint and construed in the light most favorable to Plaintiff. Susan L. Stuckey suffered from mental health problems, including severe depression and post-traumatic stress disorder, and she received Social Security disability. During March 2010, Stuckey's behavior became more erratic, her mental state greatly deteriorated, and her mental problems were quite obvious. Stuckey made frequent calls to the Prairie Village Police Department, and various members of the Prairie Village Police Department and the Johnson County Mental Health Center conducted welfare checks on Stuckey. Also at this same time, Stuckey's landlord had begun eviction proceedings against her because she refused to vacate the suite she had been temporarily occupying while her apartment was being cleaned following an accidental cooking fire. The Prairie Village Police Department knew of Stuckey's increasing mental health problems and the eviction proceedings.
On the morning of March 31, 2011, Stuckey was alone in her apartment in Prairie Village, Kansas. On that morning, Stuckey made several 911 calls to the Overland Park, Kansas, and Leawood, Kansas, Police Department, demanding that the police bring her cigarettes and stating that the police should be armed because she wanted the police to kill her, she would
The police informed the Johnson County Mental Health Center that they planned to remove Stuckey from her apartment. A staff member there offered to send a counselor to Stuckey's apartment, but an officer told the staff member that was not necessary. The police then evacuated the apartment building, with the exception of one woman. Fire department and emergency medical personnel were on the scene.
Defendant Lovett contacted Police Sergeant Byron Roberson and told him to mobilize the Prairie Village Critical Incident Response Team 1 ("CIRT 1"). Defendant Roberson acted as the team leader for CIRT 1. Defendants Olson, Stewart, and Meyer were also members of CIRT 1. Defendant Tim Schwartzkopf contacted Police Chief Wes Jordan and briefed him about the unfolding events. Chief Jordan was concerned about the possibility of a fire and gave his approval to enter the apartment.
Defendant Lovett wanted to enter Stuckey's apartment before the CIRT arrived, but Defendant Roberson knew Defendant Lovett had limited CIRT experience and told Lovett to wait to enter the apartment. Defendant Roberson also contacted an officer on the scene and directed him to attempt to calm Lovett and make him slow down. Defendant Roberson believed that if Stuckey wanted to harm herself or burn down the building she would have done it already.
Within ten minutes of the arrival of Defendant Roberson and CIRT 1, Defendant Lovett declared that negotiations with Stuckey had failed. Defendant Lovett made this decision even though no officer trained in negotiations had spoken with Stuckey. An officer trained in hostage negotiation was on the scene, but Defendant Lovett felt the officer was too busy controlling the scene to talk to Stuckey.
Stuckey told Defendant Taylor that she wanted to talk to her mother. She gave Defendant Taylor her mother's name and telephone number. Defendant Taylor passed the information on to another officer, but no one contacted Stuckey's mother, Stewart. Had Stewart received a call from the police, she would have immediately gone to Stuckey's apartment to talk to her daughter. Instead, Defendant Taylor told Stuckey that the police could not contact her mother.
Stuckey remained barricaded in her apartment. Members of the CIRT surrounded Stuckey's building, and officers positioned snipers who could see into the apartment. Team members were clothed in riot gear with protective helmets. Defendant Roberson formulated an operation plan to enter the apartment and remove Stuckey. The operation plan did not include any provision for use of methods — further negotiations, the use of chemical munitions, or the use of non-lethal weapons — other than to forcibly enter the apartment and remove Stuckey. Defendant Lovett and Defendant Schwartzkopf approved the plan. This plan went against Prairie Village Police Department policy,
Defendant Lovett ordered Defendant Taylor to inform Stuckey that she had two minutes to exit her apartment or the police would remove her. After she failed to exit, Defendant Lovett ordered Defendant Roberson and his team to enter the apartment. Defendants Roberson, Olson, Stewart, Meyer, Taylor and Micheel positioned themselves outside Stuckey's front door in the hallway. Defendant Meyer breached the door using a battering ram and moved the door out of the way. Defendants Roberson and Olson entered the foyer of the apartment and saw Stuckey swinging a baseball bat, which they took from her. Defendant Roberson also took a broom handle from her. Defendant Roberson fired his TASER twice at Stuckey and Defendant Taylor fired his TASER once, but the TASER darts do not appear to have hit Stuckey.
Plaintiff alleges that an audio recording from the scene indicates that Defendant Roberson told Stuckey, "don't pick up that knife." Two seconds later, three shots were fired. Defendant Roberson claims that Stuckey grabbed a knife and then threw it at him as he shot her; he states that the knife bounced off his body armor and fell to the floor.
All three shots hit Stuckey, including one shot in the back. Stuckey died. The shots indicated that Stuckey was not shot at close range, and the location of the shots and the blood spatter from the apartment suggest that Defendant Roberson shot Stuckey in the living room, not the foyer as he originally described.
After the shooting, the Officer Involved Shooting Investigation Team (OISIT) investigated, and Johnson County, Kansas, District Attorney Stephen Howe cleared Defendant Roberson of criminal wrongdoing, although the investigation did not address whether the Defendants made operational errors or were adequately trained and supervised.
Plaintiff alleges numerous claims against Defendants, all of which arise under 42 U.S.C. § 1983. Under § 1983, a plaintiff must establish that (1) the defendant acted under the color of state law and (2) the actions deprived the plaintiff of rights, privileges, or immunities secured by the Constitution and laws of the United States.
Defendants claim that Plaintiff has failed to allege facts showing that the municipality, Defendant Jordan, in his official capacity, and any Defendants sued in their individual capacity violated any constitutional rights. Even if Plaintiff has met that burden, Defendants argue, the Defendants sued in their individual capacity are entitled to qualified immunity.
Plaintiff's Counts I, II, III, and IV all rely on the same underlying constitutional violation, Defendant Roberson's alleged
As a preliminary matter, this allegation is evaluated under the Fourth Amendment's reasonableness standard. "[A]ll claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest, investigatory stop, or other `seizure' of a free citizen should be analyzed under the Fourth Amendment and its `reasonableness' standard, rather than under a `substantive due process' approach."
Plaintiff alleges that Defendant Roberson used excessive force against Stuckey when he shot her three times, killing her. To state a claim of excessive force under the Fourth Amendment, a plaintiff must show both that a "seizure" occurred and that the seizure was "unreasonable."
Under the Fourth Amendment reasonableness standard, an officer's use of deadly force is "justified under the Fourth Amendment if a reasonable officer in [the officer's] position would have had probable cause to believe that there was a threat of serious physical harm to themselves or others."
In this case, several of the facts alleged weigh for Defendants' argument that Defendant Roberson's use of force was reasonable.
Conversely, even if Defendant "reasonably believed that it was necessary to use deadly force, the Court would still have to determine whether he recklessly or deliberately brought about the need to use such force."
Here, Plaintiff alleges that Defendant Roberson "grossly violated widely accepted law enforcement standards on crisis intervention and the use or force" by failing to use a trained negotiator, failing to use chemical munitions, and needlessly escalating the situation. Plaintiff further alleges that Defendant Roberson believed it unlikely that Stuckey was going to harm herself or others, which, viewed in the light most favorable to Plaintiff, suggests that there was no need to proceed immediately with the forced entry. These allegations, taken as true, state a plausible claim that Defendant Roberson recklessly or deliberately brought about the need to use deadly force. Thus, even if the Court found that Defendant Roberson had the necessary probably cause to believe at the time of the shooting that there was a
Because the Court has determined that Plaintiff alleged an underlying constitutional violation, the Court now assesses the claims in Counts I, II, III, and IV against each Defendant.
Although the Court has determined that Plaintiff's factual allegations demonstrate that Defendant Roberson violated a constitutional right, Defendant Roberson claims qualified immunity. When a defendant claims qualified immunity, the plaintiff bears the "heavy two-part burden" of showing (1) the defendant's violation of a constitutional right; and (2) that the "infringed right at issue was clearly established at the time of the allegedly unlawful activity such that a reasonable law enforcement officer would have known that his or her challenged conduct was illegal."
The Court "cannot find qualified immunity wherever we have a new fact pattern."
Here, then, taking the facts as Plaintiff relates them and making inferences in Plaintiff's favor, the Court must determine whether a reasonable officer would have known that shooting Stuckey when she had not yet picked up a knife and when she was not even facing the officers was unconstitutional. This is not a close question and thus does not require great specificity from prior case law to clearly establish that the actions were unlawful.
Moreover, even if the Court had determined that Defendant Roberson reasonably believed that it was necessary to use deadly force, the Court would still find that the remaining conduct alleged by the Plaintiff, that is, Defendant Roberson's reckless or deliberate conduct that precipitated the use of deadly force, was conduct that a reasonable officer would have recognized as unconstitutional.
The Tenth Circuit addressed a similar circumstance in an unpublished case, Hastings v. Barnes.
The court concluded that, under these facts, a jury could conclude that the officers' actions unreasonably escalated the situation to the point deadly force was required. Further, the court concluded that the Tenth Circuit had clearly established that an officer acts unreasonably when he aggressively confronts an armed and suicidal/emotionally disturbed individual without gaining additional information or by approaching him in a threatening manner.
In Count I, Plaintiff claims that Defendants Olson, Stewart, Meyer, Taylor, and Micheel — the officers that entered Stuckey's apartment with Roberson — are individually liable for use of excessive force. Defendants Olson, Stewart, Meyer, Taylor,
Courts have held officers liable in excessive force cases even when they did not personally use deadly force,
Similarly, Plaintiff here has alleged facts showing that the entire operation of entering Stuckey's apartment was substandard and likely to result in a violation of Stuckey's constitutional rights. The non-shooting officers here were not just passive observers. As a team, they used a battering ram to knock down Stuckey's front door, they forced their way into the apartment wearing riot gear, and they initiated a physical altercation with the mentally unstable Stuckey. The officers forcibly relieved Stuckey of her bat and broom, chased her into the living room, and then Defendant Roberson fired three shots as Stuckey was about to pick up a knife. Although no officer other than Defendant Roberson used deadly force, Plaintiff's allegations show that this case is analogous to Strachan. All of the officers caused Stuckey to be deprived of her constitutional rights by participation in a substandard operation, and their actions were not objectively reasonable.
In Count IV, Plaintiff claims that Defendants Olson, Stewart, Meyer, Taylor, and Micheel are individually liable for failing to intercede and protect Stuckey from Defendant Roberson's alleged excessive force. All law enforcement officers have an affirmative duty to intervene to protect the constitutional rights of persons when other law enforcement officers deprive those rights in their presence.
Defendants argue that because the other officers had no way to know that Defendant Roberson would use deadly force against Stuckey, they had no realistic opportunity to intervene. Plaintiff, on the other hand, argues that Defendants Meyer, Olson, Stewart, Taylor, and Micheel had the opportunity to refuse to break down the door, refuse to storm into Stuckey's apartment, stop Defendant Roberson from drawing his gun after his attempts to TASER Stuckey failed, and prevent Defendant Roberson from pursuing Stuckey as she retreated into her apartment. Under the facts as Plaintiff has alleged them, the officers had an opportunity to stop Defendant Roberson and failed to do so, rendering them liable for his use of excessive force. To the extent that Defendants disagree, this is a question of fact for the jury.
Further, it was clearly established at the time of this incident that an officer who fails to intervene to prevent a fellow officer's excessive use of force may be liable under § 1983.
Plaintiff claims that Defendants Lovett, Schwartzkopf, and Jordan are individually liable for the excessive use of force both in Count I and in Count III based on their supervision of the operation. Defendants argue that Plaintiff has not alleged facts that create liability for Defendants Lovett, Schwartzkopf, and Jordan. Defendants further argue that, even if Plaintiff has alleged facts creating such liability, Defendants Lovett, Schwartzkopf, and Jordan are entitled to qualified immunity.
Although Defendants Lovett, Schwartzkopf, and Jordan supervised Defendant Roberson, the Court's finding that Plaintiff alleged facts sufficient to show that Defendant Roberson violated Stuckey's clearly established constitutional rights does not mandate the same finding for his supervisors. A plaintiff must show a violation of a clearly established constitutional right for each defendant in a § 1983 suit who claims qualified immunity;
Nevertheless, a supervisor can be liable for the injuries caused by the conduct of a subordinate "in situations where an affirmative link exists between the constitutional deprivation and either the supervisor's personal participation, his exercise of control or direction, or his failure to supervise."
Based on Plaintiff's allegations, Defendant Lovett had tactical command of the scene at Stuckey's apartment, decided not to use an officer trained in hostage negotiations, ordered that Stuckey be given a two-minute deadline to surrender, approved Defendant Roberson's substandard plan for entering the apartment, and ordered the forced entry itself. The facts also support an inference that Defendant Lovett was closely supervising the officers on the scene.
Plaintiff also successfully states a claim in Count III against Defendant Schwartzkopf. Plaintiff alleges that Defendant Schwartzkopf was on the scene and approved Roberson's plan for entry into the apartment. As above, based on the Court's determination that Defendant Roberson's plan unreasonably escalated the situation and aggressively precipitated the use of deadly force against Stuckey, the Plaintiff shows an affirmative link between a constitutional deprivation and Defendant Schwartzkopf's exercise of control or direction and his failure to supervise. Because the Constitutional rights at issue here were well established at the time of this incident, the Court also denies Defendant Schwartzkopf's request for qualified immunity. The Court dismisses Count I against Defendant Schwartzkopf, because Count I does not allege any facts concerning Defendant Schwartzkopf.
Plaintiff alleges that Defendant Jordan is the top supervisor and final policy maker for the Prairie Village Police Department, that he recklessly and needlessly escalated the situation by authorizing the officers' entry into Stuckey's apartment, and that he failed to provide necessary leadership, training, and supervision to his officers. The Fourth Amendment reasonableness test extends to a supervisor's authorization of a particular degree of force to effect a seizure.
A municipality may not be held liable under § 1983 simply because it employs a person who is liable under
In Count I, Plaintiff asserts a claim against the City for unconstitutional use of excessive force, but fails to make any allegations in Count I that could support municipal liability. Thus, the Court dismisses Count I as against the City.
In Count II, Plaintiff argues that the City had a policy or custom that directly caused Stuckey's deprivation of constitutional rights under the fifth (failure to train/supervise) and perhaps the fourth (ratification) method of establishing municipal liability.
"[A] municipality will not be found liable under a ratification theory unless a final decision maker ratifies an employee's specific unconstitutional actions, as well as the basis for these actions."
To state a claim for municipal liability under § 1983 for inadequate training or supervision of police officers in use of
As discussed in the previous section, taking Plaintiff's allegations as true, she has established that the officers exceeded their constitutional limitations on the use of force. This fulfills the first requirement. The Plaintiff has also alleged facts meeting the second requirement, and, moreover, the parties do not disagree that this situation is a usual and recurring situation with which officers must deal.
For the third requirement,
Further, "[e]ven where the City's "policy is not unconstitutional, a single incident of excessive force can establish the existence of an inadequate training program if there is some other evidence of the program's inadequacy.""
Here, the Plaintiff seeks to prove a City custom of failing to train or supervise its officers based on an alleged City practice of using deadly force without regard for the need for the use of such force, an alleged City practice of failing to adequately investigate an officer's use of force, an alleged City practice of failing to investigate whether operational plans comply with reasonable police standards, an alleged City practice of failing to investigate constitutional violations committed by law enforcement officers, and an alleged City practice of failing to follow the police department's written policies on the use of force and CIRT operations. Further, Plaintiff alleges that the City and Defendant Jordan were deliberately and/or recklessly
Finally, under the fourth requirement, "for liability to attach in a failure to train case, the identified deficiency in a city's training program must be closely related to the ultimate injury, so that it actually caused the constitutional violation."
Because the Plaintiff has met all four requirements, she has stated a claim for municipal liability under § 1983 for inadequate training or supervision of police officers.
In Count V, Plaintiff claims that Defendants violated her right to familial association with her daughter, Stuckey. Defendants argue that Plaintiff fails to state a claim because no one violated Plaintiff's right to associate with her daughter. The Tenth Circuit recognized the right of familial association as a constitutionally protected liberty interest in Trujillo v. Board of County Commissioners.
Thus, the Court must look to see whether the Defendants directed their acts at Stewart's familial relationship with her daughter with knowledge that the acts would adversely affect Stewart's rights. Plaintiff states that Stuckey told officers that she wanted to speak with Stewart, her
The Court finds Plaintiff's claim problematic for two reasons. First, Plaintiff has not identified how Defendants interfered with Stewart's right of familial association.
Defendants argue that Plaintiff has not alleged that Defendant Roberson's use of force was directed at the familial association between Stewart and her daughter, Stuckey. Plaintiff clarifies that she is not alleging that Defendants interfered with her right of familial association through Defendant Roberson's use of force. Instead, Plaintiff asserts that "Defendants interfered with her right of association when they intentionally failed to contact her and lied to her daughter." If this conduct could at all be considered interference with familial association,
Moreover, Plaintiff alleged that the officers did not comply with Stuckey's request, but Plaintiff has not alleged that Defendant prevented her from talking to her daughter. This is not a case where Stewart attempted to contact her daughter, but officers prevented her from doing so. Officers here simply failed to take the affirmative act of calling Stewart. The Court cannot find that this action, or lack of action, constitutes deprivation of Stewart's right of familial association. To recognize a right to receive a call from a family member as a constitutionally protected right would stretch the right to familial relationship far beyond what it currently protects. Thus, the Court does not find that Plaintiff has alleged interference with her right of familial association.
Even if Plaintiff had alleged an interference with Stewart's right to familial association, the Complaint contains no factual allegations that Defendants' failure to call her was directed at the familial relationship with knowledge that their failure to call would adversely affect that relationship. Her statement to that effect is a bare legal assertion. Her factual allegations
Thus, because Plaintiff has not identified how Defendants interfered with her right of familial association, and because Plaintiff failed to allege facts showing that the Defendants took action knowingly directed at her relationship with her daughter, Plaintiff has failed to state a claim in Count V.