OPINION BY PANELLA, J.
Appellant, Gerald Travis Buterbaugh, appeals from the judgment of sentence arising from a conviction of third-degree murder.
The trial court set forth the relevant facts and procedural history as follows.
Trial Court Opinion, 11/14/11 at 1-8 (original footnotes and citations to the record omitted).
Appellant retained new counsel, David J. Foster, Esq., and filed a timely post-sentence motion. In that motion, Appellant argued that the sentence imposed was manifestly excessive, the evidence was insufficient to sustain the verdict, the verdict was against the weight of the evidence, as well as six additional evidentiary errors. The trial court also granted Appellant's requested leave to file supplemental post-sentence motions to allow additional time to review the trial and sentencing transcripts.
Appellant filed a timely supplemental post-sentence motion raising claims of ineffective assistance of counsel ("IAC") as well as challenges to the jury charge. Seeking to pursue his IAC claims on direct appeal, Appellant filed a Waiver of PCRA Rights to Allow Ineffectiveness Claims on Post-Sentence Motions and Direct Appeal. See Commonwealth v. Holmes, ___ Pa. ___, 79 A.3d 562, 563-564 (2013) (the trial
On November 5, 2012, a panel of this Court vacated the judgment of sentence and remanded the matter to the trial court for re-sentencing. The Commonwealth subsequently filed an Application for Reconsideration En Banc, which we granted.
Appellant raises eight (8) issues for our review:
Appellant' Brief at 5-6.
We address Appellant's arguments in order, with the exception of the final two
Appellant bears the burden of establishing ineffectiveness because the law presumes that counsel provided effective representation. See Commonwealth v. Faulk, 21 A.3d 1196, 1200 (Pa.Super.2011). To meet this burden, Appellant must establish by a preponderance of the evidence that "(1) [the] underlying claim is of arguable merit; (2) the particular course of conduct pursued by counsel did not have some reasonable basis designed to effectuate his [client's] interests; and (3) but for counsel's ineffectiveness, there is a reasonable probability that the outcome of the proceedings would have been different."
Appellant's defense at trial was homicide by misadventure.
Evidence of a person's character is inadmissible to prove that the person acted in conformity with that character or character trait on a particular occasion. See Pa.R.E. 404(a). However, in criminal cases, the accused may offer evidence of a
Commonwealth v. Amos, 445 Pa. 297, 284 A.2d 748, 751 (1971) (emphasis added).
Amos and its progeny support the proposition that the accused may offer character evidence of the victim only where self-defense is alleged. See, e.g., Commonwealth v. Beck, 485 Pa. 475, 402 A.2d 1371, 1373 (1979); Commonwealth v. Rivers, 383 Pa.Super. 409, 557 A.2d 5, 9 (1989); Commonwealth v. Ignatavich, 333 Pa.Super. 617, 482 A.2d 1044, 1047 (1984). Since Appellant's defense in this matter was homicide by misadventure, and not self-defense, he may not utilize character evidence of the victim pursuant to Amos.
Thus, the trial court properly ruled that Henry's criminal record was irrelevant to Appellant's defense of accidental misadventure. Accordingly, since trial counsel cannot be ineffective for failing to raise a meritless claim, we deny Appellant's first IAC argument. See Commonwealth v. Pursell, 508 Pa. 212, 495 A.2d 183, 189 (1985).
Next, Appellant maintains the trial court erred by failing to instruct the jury on the first three subdivisions of the Pennsylvania Suggested Standard Criminal Jury Instruction ("Pa.S.S.C.J.I.") for criminal causation ("causation instruction"), § 15.2501C, and that trial counsel was ineffective for failing to contest that omission. Appellant suggests causation was critical to the jury's analysis because Henry's aggressive behavior was an intervening cause of his death sufficient to preclude a finding of third degree murder. See Appellant's Brief at 39. Specifically, Appellant alleges Henry approached his truck in a threatening manner. See id.
The causal connection required to attach criminal responsibility for the death of a victim must be more direct than the tort law concept of proximate cause. See Commonwealth v. Stafford, 451 Pa. 95, 301 A.2d 600, 602 (1973). In Commonwealth v. Nunn, our Court described the two-part test to determine criminal causation.
947 A.2d 756, 760 (Pa.Super.2008) (citations and quotation marks omitted); see also 18 PA. CONS.STAT.ANN. § 303(a).
The first step in the analysis involves a heightened "but for" test which requires Appellant's act to be a direct and substantial factor resulting in the death of Henry. The second step of the analysis concerns the foreseeable consequences of Appellant's actions. Appellant's argument relates to the first step in the causation analysis since he contends that the accident would not have occurred if not for Henry's alleged intervening act. With this understanding, we turn our attention to the relevant causation instruction at issue.
"In reviewing a challenge to the trial court's refusal to give a specific jury instruction, it is the function of this Court to determine whether the record supports the trial court's decision." Commonwealth v. Thomas, 904 A.2d 964, 970 (Pa.Super.2006) (citation and brackets omitted). "[I]t has long been the rule in this Commonwealth that a trial court should not instruct the jury on legal principles which have no application to the facts presented at trial." Commonwealth v. McCloskey, 441 Pa.Super. 116, 656 A.2d 1369, 1374 (1995) (citation omitted).
The first subdivision of the causation instruction states:
Pa.S.S.C.J.I. § 15.2501C(1), Criminal Homicide — Causation.
This instruction is utilized "whenever there is an issue of whether the defendant's conduct killed the victim, i.e., was the legal cause of the victim's death." Pa. S.S.C.J.I. § 15.2501C, Criminal Homicide — Causation, Advisory Committee Note. This subdivision relates to the first step in the causation analysis because "[a] defendant's actions are the legal cause of death if they are a direct and substantial factor in bringing it about." Commonwealth v. Paquette, 451 Pa. 250, 301 A.2d 837, 839 (1973) (citations omitted).
Based on the evidence adduced at trial, Appellant caused Henry's death by striking him with his truck. The accident reconstruction expert testified that Appellant accelerated the vehicle to its maximum potential, and that the speed at which it was traveling at the time of impact was sufficient to cause death. See R.R. at 71a, 275. The testimony of the forensic pathologist established that the cause of Henry's death was multiple blunt force trauma caused by the collision. See id. at 90a-91a, 354-357. There was no contrary evidence introduced to suggest that Henry's death could be attributed to other causes. Therefore, the trial court was not required to instruct the jury with the first subdivision of the causation instruction because there was no issue regarding the legal cause of Henry's death.
The remaining subdivisions of the causation instruction "may be used singly or in combination when the kind of causation problems that they address are present." Pa.S.S.C.J.I. § 15.2501C, Criminal Homicide
Pa.S.S.C.J.I. § 15.2501C(2), Criminal Homicide — Causation.
This subdivision also addresses the first step in the causation analysis because it deals with situations where there are multiple direct causes that arguably resulted in death; it also implicates the second step in the analysis, foreseeability, because it has been applied to cases where there was an issue regarding the chain of causation. See Pa.S.S.C.J.I. § 15.2501C, Criminal Homicide — Causation, Advisory Committee Note, (citing Commonwealth v. Skufca, 222 Pa.Super. 506, 294 A.2d 787 (1972) (defendant's act of locking her children in a room and a subsequent fire that suffocated children were both direct causes of their death sufficient to sustain conviction of involuntary manslaughter); Commonwealth v. Evans, 343 Pa.Super. 118, 494 A.2d 383 (1985) (felonious conduct of appellant started an unbroken chain of causation which aggravated victim's heart disease sufficient to sustain conviction of second degree murder); Commonwealth v. McCloskey, 835 A.2d 801 (Pa.Super.2003) (appellant's act of furnishing alcohol to minors started the chain of causation that led to the death of three teenagers)).
The trial court did not err in concluding that this instruction is inappropriate to the facts of this case. Appellant claims an intervening act broke the chain of causation that would preclude a finding of third degree murder. Appellant is not claiming that multiple causes led to the death of the victim. Further, he is not claiming that the cause of death was too attenuated from his act of striking Henry with the truck. Accordingly, the trial court was not required to charge the jury with this instruction.
Lastly, we will address the third subdivision of the causation instruction.
Pa.S.S.C.J.I. § 15.2501C(3), Criminal Homicide — Causation.
Subdivision 3 most directly addresses Appellant's argument because it encompasses the idea that "an independent intervening cause ... is antithetical to direct cause." Pa.S.S.C.J.I. § 15.2501C, Criminal Homicide — Causation, Advisory Committee Note. While this subdivision addresses Appellant's argument, the evidence adduced at trial does not support his contention that the trial court erred by failing to utilize this subdivision of the causation instruction.
Appellant's support for this claim is that Henry approached his truck in a threatening manner. He stated it appeared as though Henry was approaching the vehicle with the intention of either hitting the front hood or that he had just thrown
In sum, we agree with the trial court that, based on the evidence presented at trial, it is clear Appellant's actions were a direct and substantial factor in bringing about Henry's death. Further, there was insufficient evidence to support Appellant's claim of an independent intervening cause. Accordingly, the trial court did not err by omitting the three subdivisions of the causation instruction from the jury charge. Lastly, Appellant's second IAC argument fails because trial counsel cannot be ineffective for failing to raise a meritless claim. See Pursell, supra.
Appellant next challenges the propriety of the trial court's jury charge with respect to malice and voluntary manslaughter on the basis that the charges were prejudicial, misleading, and/or incomplete. He further alleges trial counsel was ineffective for failing to object to these alleged errors.
When conducting a review of jury instructions, it is important we read the charge as a whole to ascertain whether it was fair or prejudicial. See Commonwealth v. Prosdocimo, 525 Pa. 147, 578 A.2d 1273, 1274 (1990). The trial court is afforded broad discretion in phrasing jury instructions, and may choose its own wording as the long the law is clearly and accurately presented to the jury. See id.
When instructing the jury on the relevant law, the trial court may refer to relevant evidence in its charge, but in doing so, "it must not usurp the power of the jury to be the sole judge of the evidence." Commonwealth v. Meadows, 567 Pa. 344, 787 A.2d 312, 318 (2001) (citation omitted). Determining the proper balance between these competing principles varies based on the facts and circumstances of each case, but certain guidelines have been developed to facilitate this inquiry. See id.
Id. (citations and internal quotation marks omitted).
We begin with the malice charge. Appellant contends the trial court's charge prejudiced him "by emphasizing certain factors of the prosecution's evidence tending to prove malice without mentioning those factors tending to negate malice." Appellant's Brief at 41. Set forth below is the portion of the standard third degree murder instruction relating to malice:
Pa.S.S.C.J.I. § 15.2502C, Third Degree Murder.
Appellant objects to the following language, indicated in bold, which the trial court used in addition to the standard language:
R.R. at 197a, 778 (emphasis added).
Upon review, we determine that the trial court's charge was proper. The charge informed jurors of the legal principles applicable to the case, and referred to facts properly in evidence. Furthermore, the trial court reiterated and reaffirmed to the jury that they were solely responsible for determining the facts of the case by stating:
Id. at 198a, 784. Lastly, while Appellant suggests the trial court must mention facts that tend to negate malice, he fails to cite to any proposition of law supporting this contention. We find that the trial court's instruction was not in error due to its recitation of both the relevant law and facts, and as a result, did not prejudice Appellant. Therefore, we deny Appellant's third IAC claim because it does not possess merit. See Pursell, supra.
Turning next to the voluntary manslaughter jury charge, Appellant maintains the charge was incomplete because the trial court omitted the portion of the standard instructions relating to reducing circumstances that negate a finding of malice, and further that trial counsel was ineffective for failing to object to this omission.
"[A] voluntary manslaughter instruction is warranted only where the offense is at issue and the evidence would support such a verdict." Commonwealth v. Montalvo, 604 Pa. 386, 986 A.2d 84, 100 (2009) (citations omitted). Third degree murder is a killing done with legal malice, but without the specific intent to kill; voluntary manslaughter is a form of homicide that involves the specific intent to kill, but
The standard jury instructions for voluntary manslaughter states in part:
Pa.S.S.C.J.I. § 15.2503A, Voluntary Manslaughter — Murder in Issue.
The second subdivision addresses reducing circumstances, and Appellant contends the trial court erred by failing to include it in its charge. The trial court charged the jury as follows:
R.R. at 197a, 779.
From a careful review of the record, we conclude there is a lack of evidence to support a finding of reducing circumstances. Even assuming Henry did approach the truck in a threatening manner and/or threw an object at the truck, this would not justify Appellant's subsequent use of deadly force since this display was excessive under the circumstances. See Commonwealth v. Cutts, 281 Pa.Super. 110, 421 A.2d 1172, 1173 (1980) (when confronted with non-deadly force, a defendant's retaliation must not be excessive). A jury could not find that Appellant needed to strike Henry as a means to defend himself or the other occupants in the vehicle. Furthermore, Appellant testified he did not know whether Henry was involved in the assault against Mr. Souders. See R.R. at 147a, 578. Lastly, Henry did not verbally threaten or physically assault Appellant. See id. at 578-579.
Because the facts do not support a voluntary manslaughter jury charge, we deny Appellant's claim of trial error, as well as his fourth IAC claim. See Pursell, supra.
In Appellant's fifth IAC claim, he contends trial counsel provided ineffective representation for failing to object to the opinion testimony provided by Souders. Within this claim, he also presents two separate arguments regarding trial court error. We will first address the IAC claim, followed by a discussion of the two claims of trial court error.
As mentioned, Appellant's fifth IAC claim relates to opinion testimony provided by Souders. Souders testified that he
Pa.R.E. 701 provides the standard for lay opinion testimony:
Pa.R.E. 701(a)-(c).
Souders' opinions were based on the conclusions he drew from observing Appellant's conduct on the date of the incident. He was in Appellant's pickup, located directly next to him in the middle of the seat, see R.R. at 80a, 312, and could see everything transpiring before him. See id. at 79a, 310. The conclusions he drew were not based upon specialized knowledge, but instead fell within the realm of common knowledge, experience, and understanding. Such lay opinion testimony is admissible pursuant to Pa.R.E. 701, thus there was no basis for trial counsel to object. Accordingly, we deny Appellant's fifth IAC claim based on his failure to raise a claim with arguable merit. See Pursell, supra. We now turn to the two claims of trial court error.
Appellant's first claim relates to a conversation between Souders and Keri Clark ("Clark"). Shortly after the incident, Souders allegedly told Clark that he did not remember what happened. See R.R. at 274a. Trial counsel planned to use this testimony to impeach Souders' recollection of the events that evening. See id. The trial court ruled that Clark was precluded from testifying "as to any conversation between [Clark] and [Souders] as to what he recalled or his response thereto." R.R. at 119a, 467.
Appellant fails to suggest why this testimony is not hearsay, or alternatively, meets one of the recognized hearsay exceptions. See Appellant's Brief at 53. The Pennsylvania Rules of Appellate Procedure require that each question an appellant raises be supported by discussion and analysis of pertinent authority, and failure to do so constitutes waiver of the claim. See Giant Food Stores, LLC v. THF Silver Spring Development, L.P., 959 A.2d 438, 444 (Pa.Super.2008); see also Pa.R.A.P. 2119(a). Since Appellant has failed to set out a relevant discussion on this issue "[t]his Court will not act as counsel and will not develop arguments on behalf of [Appellant]." Irwin Union Nat'l Bank and Trust Co. v. Famous, 4 A.3d 1099, 1103 (Pa.Super.2010). Accordingly, this claim must fail.
Lastly, Appellant maintains the trial court erred by precluding the testimony of Rodney Waters regarding the injured and inebriated condition of Souders on the night of the incident. Once again, Appellant fails to set forth a discussion and analysis of this issue, see Appellant's Brief at 53, resulting in a waiver of the claim.
Generally, evidence of an individual's character or character trait, which includes prior criminal convictions, is inadmissible to prove that an individual acted in conformance with that character trait on a particular occasion. See Pa.R.E. 404(a)(1). However, such evidence is admissible in two
Generally, certain crimes involving dishonesty or false statement, whether the result of a guilty verdict, plea, or nolo contendere, may be admitted for the purpose of attacking the credibility of a witness. See Pa.R.E. 609(a). Our law recognizes that unauthorized use of a motor vehicle is a crimen falsi crime. See Commonwealth v. Johnson, 340 Pa.Super. 26, 489 A.2d 821, 824 (1985). However, as in this case, when the conviction is more than ten (10) years old, it is admissible only after a determination by the trial court that the probative value of the conviction substantially outweighs its prejudicial effect. See Pa.R.E. 609(b). Consequently, this claim has arguable merit since it occurred more than ten (10) years ago, and thus may have been deemed inadmissible by the trial court. Before addressing whether trial counsel had a reasonable basis in pursuing this strategy, we will first discuss the remaining convictions.
The remaining convictions were used by the Commonwealth as rebuttal evidence of good character. When the accused offers evidence of a pertinent character trait that is admitted, it opens the door and allows the Commonwealth to rebut the evidence relating to defendant's character trait. See Pa.R.E. 404(a)(2)(A); 42 PA. CONS.STAT. ANN. § 5918.
Throughout the trial, Appellant presented evidence, through his own testimony and the testimony of others, that he has a good reputation in the community and that he was a peaceful, law-abiding person. Accordingly, this opened the door and allowed the Commonwealth to rebut Appellant's claims. In doing so, however, the Commonwealth was not entitled to impeach Appellant's character by admitting his criminal history through a non-character witness on rebuttal. Instead, the Commonwealth should have either cross-examined Appellant's character witnesses regarding the prior convictions, see Pa. R.E. 405(a)(1), or impeached Appellant with the prior convictions during cross-examination. See 42 PA. CONS.STAT.ANN. § 5918(1). Accordingly, this claim also has arguable merit. We must next determine if trial counsel possessed a reasonable basis for his actions with respect to all of the prior criminal convictions.
"In determining whether counsel's action was reasonable, we do not question
With this in mind, we find that trial counsel had a reasonable belief that the evidence supporting Appellant's good character outweighed the crimen falsi and rebuttal evidence. He described this belief as follows.
R.R. at 281a-282a.
Trial counsel's reference to the strength of Appellant's good character evidence is significant. "Evidence of good character is substantive, not mere makeweight evidence, and may, in and of itself, create a reasonable doubt of guilt and, thus, require a verdict of not guilty." Commonwealth v. Harris, 785 A.2d 998, 1000 (Pa.Super.2001) (citation omitted). Evidence relating to a defendant's good character is so important that failure to present available character witnesses may constitute ineffective assistance of counsel if there is no reasonable basis for such failure. See Commonwealth v. Mickens, 409 Pa.Super. 266, 597 A.2d 1196, 1203 (1991).
Accordingly, in an attempt to bolster Appellant's defense that the incident was an accident, trial counsel had to establish that Appellant would never intentionally harm anyone due to his good character and respect for the law. In doing so, trial counsel understood that pursuing this strategy would likely expose Appellant to the aforementioned convictions. However, he reasonably believed the negative effect those convictions presented was mitigated since the convictions were not close in time to the current incident, and because some of the offenses were summary offenses. Most importantly, he reasonably believed that Appellant's own positive character evidence outweighed the rebuttal evidence.
With this strategy in mind, trial counsel attempted to inoculate the stigma attached to the D.U.I. convictions by mentioning them in the opening statement and in Appellant's case in chief. See R.R. at 10a, 34-35. Trial counsel stressed in his cross-examination of Trooper Cachara that a majority of Appellant's criminal history occurred prior to his 23rd birthday, over 19 years ago. See id. at 168a, 664. In addition, during this cross-examination, trial counsel was successful in having Trooper Cachara characterize Appellant's summary convictions as "similar to a speeding ticket as far as severity, but it's just on the criminal side of the crimes code." Id. at 168a, 665. In addition, while the form by which the rebuttal evidence was introduced was objectionable, it does not change the fact that the Commonwealth could still have utilized that evidence by cross-examining Appellant's character witnesses or Appellant himself.
Lastly, the trial court stressed to the jury that these convictions could only be used for a limited purpose by stating:
R.R. at 192a, 759.
Accordingly, because trial counsel had a reasonable basis in pursuing the aforementioned strategy and because Appellant failed to demonstrate prejudice, we deny his final IAC claim.
Appellant's remaining two arguments are challenges to his sentence. First, Appellant maintains the sentencing court abused its discretion by focusing solely on the severity of the conviction and retributive aspect of the punishment, and by failing to consider Appellant's rehabilitative needs, his potential for redemption, and other mitigating factors. See Appellant's Brief at 63-64. In other words, Appellant is raising a challenge to the discretionary aspects of sentencing.
We begin by addressing out standard of review in sentencing matters:
Commonwealth v. Hoch, 936 A.2d 515, 517-18 (Pa.Super.2007) (citation omitted).
The right to appellate review of the discretionary aspects of a sentence is not absolute, and must be considered a petition for permission to appeal. See Hoch, 936 A.2d at 518 (citation omitted). An appellant must satisfy a four-part test to invoke this Court's jurisdiction when challenging the discretionary aspects of a sentence.
Commonwealth v. Moury, 992 A.2d 162, 170 (Pa.Super.2010) (citations omitted).
Appellant fulfilled the first two elements by filing a timely notice of appeal, and by preserving his claim in a motion for modification of sentence. Appellant also met the third element because his brief contains the necessary concise statement of the reasons relied upon for appeal. Therefore, we must determine if Appellant's challenge to the discretionary aspect of his sentence raises a "substantial question."
Whether a particular challenge to a sentence amounts to a substantial question is determined on a case-by-case basis. See Commonwealth v. Coulverson, 34 A.3d 135, 142 (Pa.Super.2011) (citation omitted). "A substantial question exists only when the appellant advances a colorable argument that the sentencing judge's actions were either: (1) inconsistent with a specific provision of the Sentencing Code; or (2) contrary to the fundamental norms which underlie the sentencing process." Commonwealth v. Glass, 50 A.3d 720, 727 (Pa.Super.2012) (citations and internal quotation marks omitted).
"[A]rguments that the sentencing court failed to consider the factors proffered in 42 Pa.C.S. § 9721 does present a substantial question whereas a statement that the court failed to consider facts of record, though necessarily encompassing the factors of § 9721, has been rejected." Commonwealth v. Dodge, 77 A.3d 1263, 1272 n. 8 (Pa.Super.2013).
While Appellant frames his argument, in part, by stating the sentencing court failed to consider certain statutory factors, in substance Appellant merely asserts the court failed to consider mitigating facts of record. Therefore, we deny his claim since it fails to raise a substantial question.
Appellant's final argument is that the trial court abused its discretion by applying the deadly weapon enhancement ("DWE") to his sentence. Specifically, Appellant maintains that the vehicle he was driving on the night of the incident does not qualify as an "instrumentality" pursuant to the DWE. This Court has found that application of the DWE presents a substantial question for review. See Commonwealth v. Pennington, 751 A.2d 212, 215-216 (Pa.Super.2000). Therefore, we proceed to the merits of this issue.
Our function in interpreting a statute is to ascertain and effectuate the intent of the General Assembly. See 1 PA. CONS. STAT.ANN. § 1921(a). The DWE, as part of the Pennsylvania Sentencing Guidelines adopted by the Pennsylvania Sentencing Commission, present a unique question of interpretation that was succinctly described by our Supreme Court in Commonwealth v. Hackenberger:
575 Pa. 197, 836 A.2d 2, 4 n. 9 (2003) (citations omitted). Thus, the dictates of the Statutory Construction Act are applicable to our analysis based on the quasi-legislative character of the DWE.
The Statutory Construction Act commands, "[w]hen the words of a statute are clear and free from ambiguity, the letter of
Penal provisions of a statute must be strictly construed. See 1 PA. CONS.STAT. ANN. § 1928(b)(1). Such a directive does not compel us to attribute the narrowest possible meaning to the words, nor does it require us to disregard legislative intent; instead, it means that if we determine the language of a penal statute is ambiguous, this language will be interpreted in the light most favorable to the accused. See Commonwealth v. Booth, 564 Pa. 228, 766 A.2d 843, 846 (2001).
The deadly weapon enhancement provides, in part:
204 PA. Code § 303.10(a)(2)(i)-(iii).
The trial court determined that Appellant's truck was a deadly weapon for purposes of the DWE. In reaching this conclusion, it dismissed Appellant's argument that an automobile was not a deadly weapon pursuant to the holding of Commonwealth v. Burns, 390 Pa.Super. 426, 568 A.2d 974 (1990).
Burns was convicted of multiple offenses arising out of an hour-long chase he led police officers on while driving a tractor-trailer. One of Burns' convictions was aggravated assault, for which the trial court sentenced him to three to six years. Included in that sentence was the DWE of one to two years because the trial court concluded the tractor-trailer he operated was a deadly weapon. Burns appealed, and our Court held that the General Assembly did not intend motor vehicles to be deadly weapons for purposes of the DWE. In support of this conclusion, this Court stated:
Burns, 568 A.2d at 977.
Thus, the Burns court initially determined, albeit in a conclusory fashion, that a motor vehicle can be a deadly weapon. At this point, the analysis was complete pursuant to the Statutory Construction Act since there was no ambiguity in the DWE. Instead, the Court continued its discussion by referencing various offenses
Now that we have had an opportunity to revisit this discussion as a main issue before us, we cannot disregard the explicit directives of the Statutory Construction Act by ignoring the plain meaning of the DWE. The Burns Court did not cite the plain meaning provision from the Act in its discussion.
The plain language of the DWE in Section 303.10 applies to any offense for which a deadly weapon was possessed or used. 204 PA. Code § 303.10(a)(4). Section 303.10 specifically excludes those offenses for which a deadly weapons is an element of the crime, and lists the excluded offenses in Section 303.10(a)(3). See Hackenberger, 836 A.2d at 4-5 (stating that the perceived purpose underlying the DWE is immaterial when, pursuant to the plain language of the provision, the defendant utilized a deadly weapon to commit the crime and said crime was not set forth as one of the excluded offenses). None of the excluded offenses is an offense involving automobiles.
The Pennsylvania Commission on Sentencing promulgated the Sentencing Guidelines to assist the courts in imposing sentences. See Commonwealth v. Walls, 592 Pa. 557, 926 A.2d 957, 961 n. 3 (2007). "The guidelines were designed to bring greater rationality and consistency to sentences and to eliminate unwarranted disparity in sentencing." Id. (citation omitted).
The DWE provision of the Sentencing Guidelines provides that when the court determines that the defendant possessed a deadly weapon during the commission of a criminal offense, the court must add at least 12 months and up to 24 months to the guideline sentence that would otherwise have been applicable. See 204 PA. Code §§ 303.10(a), 303.17b.
For our purposes, an automobile is clearly not a firearm, nor is it one of the dangerous weapons defined in 18 PA.CONS. STAT.ANN. § 913. See 204 PA. Code § 303.10(a)(2)(i),(ii). Therefore, our analysis will focus on determining the meaning and scope of the terms "device, implement, or instrumentality" set forth in Section 303.10(a)(2)(iii).
The Sentencing Guidelines do not define the terms "device, implement, or instrumentality." Only one of those terms, "instrumentality," has been defined by our Court for purposes of the DWE. Our Court, quoting Black's Law Dictionary, determined an instrumentality is a "thing used to achieve an end or purpose." Commonwealth v. Raybuck, 915 A.2d 125, 129 (Pa.Super.2006). (quoting BLACK'S LAW DICTIONARY (8th ed. 2004)).
Without statutory or decisional authority defining the terms defining the terms "device" or "implement," we thus turn to the dictionary meanings of these words.
Merriam-Webster defines a "device" as "an object, machine, or piece of equipment that has been made for some special purpose." MERRIAM-WEBSTER, http://www.merriam-webster.com/dictionary/device (last visited March 4, 2014). "Implement" is defined as "an object used to do work." MERRIAM-WEBSTER, http://www.merriam-webster.com/dictionary/implement
"Capable" is defined as "able to do something[,] having the qualities or abilities that are needed to do something." MERRIAM-WEBSTER, http://www.merriam-webster.com/dictionary/capable (last visited March 4, 2014). Utilization of this word promotes the idea that the device, implement, or instrumentality need not originally be designed to produce death or serious bodily injury. Instead, it may be utilized in a different manner to achieve a more nefarious result. From a review of these definitions, we discern that collectively, a "device, implement, or instrumentality" is an object, whether simple or complex, that is utilized in a fashion to produce death or serious bodily injury, which need not be consistent with the original purpose of the object.
Our case law supports such an interpretation by stating that, for purposes of the DWE, "[i]tems not normally classified as deadly weapons can become so based upon their use under particular circumstances." Commonwealth v. Rhoades, 8 A.3d 912, 917 (Pa.Super.2010) (intact glass bottle qualified as a deadly weapon). We found many examples in our cases: Commonwealth v. Raybuck, 915 A.2d 125 (Pa.Super.2006) (commercial mouse poison is an "instrumentality" for purposes of the DWE); Commonwealth v. Scullin, 414 Pa.Super. 442, 607 A.2d 750 (1992) (tire iron thrown at victim was a deadly weapon); Commonwealth v. Cornish, 403 Pa.Super. 492, 589 A.2d 718, 721 (1991) (fireplace poker used to strike victim constitutes a deadly weapon); Commonwealth v. Brown, 402 Pa.Super. 369, 587 A.2d 6, 7 (1991) (saw used to stab victim was a deadly weapon); Commonwealth v. Chapman, 365 Pa.Super. 10, 528 A.2d 990 (1987) (straightedge razor placed at the face of an individual is a deadly weapon). With this definition in mind, we must next determine if an automobile is a deadly weapon pursuant to the DWE.
Automobiles are four-wheeled vehicles "designed for passenger transportation...." See MERRIAM-WEBSTER, http://www.merriam-webster.com/dictionary/automobile (last visited March 4, 2014). An automobile is not specifically designed to cause death or serious bodily injury; it is designed for passenger transportation. However, like many of the objects previously mentioned, the character of an automobile changes based on the particular circumstances surrounding its use.
In this case, Appellant's vehicle was originally used for its intended purpose: to transport two friends and himself to a bar. However, the character of the vehicle changed to a deadly weapon the instant Appellant backed his vehicle out of the bar's parking lot, accelerated forward at its maximum rate of acceleration, and struck the victim with sufficient force to cause death. To conclude otherwise would result in the untenable position that an automobile is different than a litany of other everyday objects, which when used with a wicked purpose, can cause serious bodily injury or death.
Assuming arguendo that the terms "device, implement, or instrumentality" are ambiguous, we need only look to the Pennsylvania Crimes Code for guidance. The Crimes Code provides an almost verbatim definition of deadly weapon as the one set forth in the Sentencing Guidelines:
18 PA. CONS.STAT.ANN. § 2301.
Our Court has consistently held that a motor vehicle falls within the scope of a deadly weapon as defined by the Crimes Code. See, e.g., Commonwealth v. Packard, 767 A.2d 1068, 1071 (Pa.Super.2001) (concluding that defendant's action in driving across a median, aiming vehicle at a pedestrian, and striking the pedestrian was likely to cause serious bodily injury necessary to allow a jury to determine defendant used the vehicle as a deadly weapon); Commonwealth v. Thomas, 440 Pa.Super. 564, 656 A.2d 514, 518-519 (1995) (determining that defendant's actions in attempting to make a U-turn, jumping a four-inch-high curb, crashing through a wrought-iron fence, and running into a swing set were sufficient to find that defendant used the vehicle as a deadly weapon).
Therefore, we hold that a motor vehicle is a deadly weapon for purposes of the DWE.
For the aforementioned reasons, we affirm the trial court's judgment of sentence and dismiss Appellant's ineffective assistance of counsel claims in their entirety.
GANTMAN, J., concurs in the result.
WECHT, J., concurs in the result.
Commonwealth v. Hobson, 484 Pa. 250, 398 A.2d 1364, 1368 (1979) (citations omitted).
Alleyne and Apprendi dealt with factors that either increased the mandatory minimum sentence or increased the prescribed sentencing range beyond the statutory maximum, respectively. Our case does not involve either situation; instead, we are dealing with a sentencing enhancement. If the enhancement applies, the sentencing court is required to raise the standard guideline range; however, the court retains the discretion to sentence outside the guideline range. Therefore, neither of the situations addressed in Alleyne and Apprendi are implicated.