ACOSTA, United States Magistrate Judge.
Plaintiff Emily Johnson ("Johnson") filed this action asserting a single negligence claim against defendants Scott Gibson and Robert Stillson (collectively "Defendants") for injuries she sustained when she fell while jogging in Tom McCall Waterfront Park (the "Park"). Defendants move for summary judgment and seek substitution of the City of Portland ("City"), owner of the Park and Defendants' employer, as the sole defendant under OR.REV.STAT. 30.265. Johnson asks the court to take judicial notice of opinions entered by Judge Jones in her previous action filed in this court in February 2010 (the "First Action").
The court finds that Defendants are proper defendants
For the second time in the ongoing litigation between these parties, Defendants move to substitute the City as sole defendant relying on the Oregon Tort Claims Act (OR.REV.STAT. 30.260-30.300)(the "OTCA"). The version of the OTCA in effect at the time of Johnson's accident on July 16, 2009, and at the time this action was filed on April 6, 2011, provided, in pertinent part, that:
Judge Jones denied Defendants' motion to substitute the City as the sole defendant
First, Judge Jones found that because cities were immune from tort liability with regard to their governmental functions under common law and Oregon courts consider the creation and maintenance of parks to be a governmental function, Johnson could not bring an action for negligence against the City for injuries she received while jogging in the Park. Id. at 3-4 (quoting Schlesinger v. City of Portland, 200 Or.App. 593, 599, 116 P.3d 239 (2005)). Accordingly, he dismissed Johnson's negligence claim against the City, with prejudice.
Judge Jones then addressed the question of whether substitution of the City for the Defendants, which would effectively eliminate any recovery by Johnson for her injuries, violated the Remedy Clause. The Remedy Clause provides that "every man shall have remedy by due course of law for injury done him in his person, property, or reputation." The Oregon courts have construed the Remedy Clause to guarantee a remedy for any injury that existed in common law. Id. at 3 (quoting Jensen v. Whitlow, 334 Or. 412, 418, 51 P.3d 599 (2002)). Therefore, the legislature may not abolish a common law remedy without simultaneously providing a "constitutionally adequate substitute remedy." Id.
Judge Jones recognized that "at common law, city employees who negligently performed their job duties did not enjoy... immunity" and could be held liable for such negligence under common law. Id. at 4. He then explained that if he substituted the City for the Defendants, as apparently required under the OTCA, Johnson "would have no remedy in tort, emasculated or otherwise, for the injuries she suffered as a result of the individual defendants' alleged negligence" and that such action would "violate the remedy clause of Article I, section 10." Consequently, he denied Defendants' motion to substitute the City as the sole defendant and allowed Johnson to proceed on her negligence claims against the Defendants. Id. at 5.
The current version of the OTCA, which became effective on January 1, 2012, and was in effect when Defendants filed their motion to substitute on April 5, 2012, provides, in pertinent part, that:
OR.REV.STAT. 30.265 (2012).
OR.REV.STAT. 30.272, which limits liability for local public bodies for personal injury and death provides, in pertinent part, that:
OR.REV.STAT. 30.272 (2012). The impetus for the revisions to the OTCA were two cases in which the Oregon courts held that requiring substitution of a government body as the sole defendant in a negligence action against government employees violated the Remedy Clause by entirely eliminating a cause of action against the individuals and depriving the plaintiff of a constitutionally adequate remedy for their injuries, Clarke v. Oregon Health Sciences Univ., 343 Or. 581, 585, 175 P.3d 418 (2007), and Ackerman v. OHSU Medical Group, 233 Or.App. 511, 533, 227 P.3d 744 (2010).
In Clarke, the Oregon Supreme Court addressed the issue of "whether the Oregon Tort Claims Act ..., specifically ORS 30.265(1) and ORS 30.270(1), as applied to this case, violates the Remedy Clause of Article I, section 10, of the Oregon Constitution." Clarke, 343 Or. at 585, 175 P.3d 418. The parents of an infant who suffered brain damage as the result of negligent treatment by individuals employed by a hospital filed an action on the infant's behalf against the hospital and the individuals who treated the infant. Id. at 586, 175 P.3d 418. The trial court granted the defendants' motion to substitute the hospital as the sole defendant in the action pursuant to OR.REV.STAT. 30.265, and then limited the plaintiff's recovery to $200,000, the maximum allowed under OR.REV.STAT. 30.270(1) for an action against the state. Id. at 586-87, 175 P.3d 418. The plaintiff appealed, challenging the trial court's substitution of the hospital and limitation of
The Oregon Supreme Court affirmed the appellate court, finding that "the application of ORS 30.265(1) and ORS 30.270(1) in this case violates Article I, section 10." Id. at 586, 175 P.3d 418. The court applied the two-part test it created in Smothers v. Gresham Transfer, Inc., 332 Or. 83, 23 P.3d 333 (2001)
Id.
The Ackerman court relied heavily on Clarke and held that capping a plaintiff's recovery to the $400,000 available under the OTCA violated the Remedy Clause when viewed in light of the fact that the jury awarded the plaintiff $1,412,000 in damages at trial. Ackerman, 233 Or.App. at 533, 227 P.3d 744. In Ackerman, the plaintiff filed an action against a physician who performed surgery to repair a disc injury in plaintiff's neck, as well as the medical group and hospital that employed the physician, asserting that the physician's negligence resulted in plaintiff's severe injury. Id. at 514, 227 P.3d 744. After trial, the trial court entered judgment in favor of plaintiff for the full amount of the $1,412,000 jury verdict, but specifying that as a public body, the hospital was only liable for $200,000 of that amount under the OTCA. Id. at 513, 227 P.3d 744. On appeal, the appellate court found that the medical group was an instrumentality of the state that would have been protected by sovereign immunity at common law. As such, the legislative limitation on recovery from the medical group under the OTCA to $200,000 did not offend the Remedy Clause. Id. at 526, 227 P.3d 744. The court then addressed defendants' motion to substitute the hospital for the negligent physician as required under OR. REV. STAT 30.265.
The legislative history for the current version of the OTCA contains many references to Clarke and Ackerman. Roy Pulvers, an attorney speaking to the Senate and House Judiciary Committees in support of SB 397, the bill amending the OTCA to eliminate the required substitution in cases that exceeded the caps, explained that:
(Tienson Decl. Ex. C at 1-3, Ex. D at 1-3.)
Similarly, Amy Wayson, Vice President and General Counsel of Oregon Health & Science University testified before both committees and stated that the reason for the proposed changes to the OTCA was:
(Tienson Decl. Ex. E at 2, Ex. G at 2.)
Finally, the Staff Measure Summary prepared for the Senate Judiciary Committee by Cheyenne Ross, Committee Counsel, represents that the "[m]easure continues to make [the] OTCA consistent with [the] holding in [the] Clarke case." (Tienson Decl. Ex. B.) Ross further explains that "Senate Bill 397 A is the legislature's further response to the Court's concern about the elimination of the cause of action against the individual. It allows a plaintiff to proceed against a named individual or individuals when the amount of damages alleged exceeds the cap, without relieving the public body of its obligations to indemnify." (Tienson Decl. Ex. B.)
The case law, statutes, and legislative history discussed above make it clear that as of December 28, 2007, the date Clarke was filed, the law in Oregon was that when a plaintiff asserts a claim against a public body and a negligent agent or employee of that public body and the damage claim measurably exceeds the OTCA cap for the public body, the plaintiff must be able to proceed against the negligent individual to avoid a violation of the Remedy Clause. This court finds no reason in this case to vary from the clear tenets of the Oregon courts and legislature.
Johnson's cause of action arose on July 16, 2009, the date she fell while jogging the Park. The version of the complaint in effect at the time Defendants filed their motion to substitute (the "Amended Complaint") specifically alleges that "the amount in controversy exceeds the sum of $75,000" for jurisdictional purposes but then generally seeks "economic and noneconomic damages in amounts to be proven
Defendants' motion to substitute the City as the sole defendant is denied. Johnson is entitled to proceed against the Defendants in this action. Johnson's Request for the Court to Take Judicial Notice of Judge Jones's ruling in the First Action is denied as moot. Johnson offered those rulings primarily in support of her argument that Defendants' motion to substitute the City as sole defendant should be denied. In light of the fact that the court has ruled in her favor on those issues without the need to take judicial notice of Judge Jones's previous rulings and considered them merely for their precedential value, the court need not decide whether such rulings are appropriate for judicial notice in this action. Accordingly, Johnson's request for judicial notice is denied as moot.
Summary judgment is appropriate where the "movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED.R.CIV.P. 56(a) (2012). Summary judgment is not proper if material factual issues exist for trial. Warren v. City of Carlsbad, 58 F.3d 439, 441 (9th Cir.1995).
The moving party has the burden of establishing the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). If the moving party shows the absence of a genuine issue of material fact, the nonmoving party must go beyond the pleadings and identify facts which show a genuine issue for trial. Id. at 324, 106 S.Ct. 2548. A nonmoving party cannot defeat summary judgment by relying on the allegations in the complaint, or with unsupported conjecture or conclusory statements. Hernandez v. Spacelabs Medical, Inc., 343 F.3d 1107, 1112 (9th Cir.2003). Thus, summary judgment
The court must view the evidence in the light most favorable to the nonmoving party. Bell v. Cameron Meadows Land Co., 669 F.2d 1278, 1284 (9th Cir.1982). All reasonable doubt as to the existence of a genuine issue of fact should be resolved against the moving party. Hector v. Wiens, 533 F.2d 429, 432 (9th Cir.1976). Where different ultimate inferences may be drawn, summary judgment is inappropriate. Sankovich v. Life Ins. Co. of North America, 638 F.2d 136, 140 (9th Cir.1981).
However, deference to the nonmoving party has limits. A party asserting that a fact cannot be true or is genuinely disputed must support the assertion with admissible evidence. FED.R.CIV.P. 56(c) (2012). The "mere existence of a scintilla of evidence in support of the [party's] position [is] insufficient." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Therefore, where "the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no genuine issue for trial." Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (internal quotations marks omitted).
Defendants move for summary judgment asserting they are entitled to immunity under the Public Use of Lands Act (OR.REV.STAT. 105.672-105.696) (the "Act"). Johnson concedes the City is immune from liability under the Act but argues that Defendants do not qualify as "owners" under the Act and, therefore, are not entitled to protection under the Act. Alternatively, Johnson asserts that the Act, as applied to Defendants, violates the Remedy Clause.
The Act provides, in relevant part, that:
OR.REV.STAT. 105.682(1) (2007).
OR.REV.STAT. 105.676 (2007).
Johnson was jogging in the Park when she was injured. Jogging has been identified as a recreational activity for the purposes of the Act. Conant v. Stroup, 183 Or.App. 270, 282, 51 P.3d 1263 (2002)(plaintiff, who was injured while jogging on defendant's land, was using defendant's land for recreational purposes). There is no dispute the Park is land covered by the Act or that Johnson was not charged for her use of the Park. The only question before the court is whether Defendants qualify as "owners" for the purposes of the Act.
Johnson alleges that the City "owned, operated, and maintained" the Park and that Defendants "were and are employees of the City of Portland and were responsible for maintenance and/or repair of the sprinkler system" in the Park at the time of her injury. (Second Am Compl. ¶¶ 1, 5). At least one Oregon court has held that those who maintain and operate improvements on land covered by the Act qualify as "owners" under the Act.
In Brewer v. Dept. of Fish and Wildlife, 167 Or.App. 173, 176, 2 P.3d 418 (2000), plaintiffs filed a wrongful death action against various state agencies, including the Oregon Fish and Wildlife Commission ("Commission"), and the Swackhammer Ditch Improvement District ("Swackhammer"), for damages related to the deaths of two individuals who drowned while swimming below a fish migration dam. Plaintiffs alleged the defendants were negligent in building and maintaining the dam in such a manner that it created a dangerous undertow in which the decedents were caught, causing injuries which resulted in their death. Id. All of the defendants moved to dismiss the action claim immunity under the Act. Id. at 177, 2 P.3d 418. The trial court granted the motion and dismissed the case. Plaintiffs appealed asserting that not all of the defendants fell within the protection of the Act. Id. Plaintiffs conceded the state agency that owned the land on which the dam was located was covered by the Act but argued that the Commission, who constructed and owned the dam, and Swackhammer, who maintained and operated the dam, were not "owners" of the land, therefore, not entitled to protection under the Act. Id.
The appellate court, noting that the definition of "owner" in the Act had not yet been interpreted by the courts, relied on the case of Denton v. L.W. Vail Co., 23 Or.App. 28, 30-31, 541 P.2d 511 (1975), in which the court found that contractors constructing a road on behalf of the federal government and on land owned by the federal government were "persons in possession of the land" and, therefore, owners under a previous version of the Act.
Id.
Here, Johnson alleges that Defendants were responsible for the maintenance and/or repair of the sprinkler system in the Park. Accordingly, Defendants are in the same position as Swackhammer, who maintained and operated the dam. Under the teachings of Brewer, it is evident that Defendants fall within the scope of the definition of "owner" as defined in the Act and are entitled to immunity.
Johnson contends that Brewer is distinguishable in that the courts held that state agencies, not individual employees, were owners under the Act. First, the court identified the defendants as "numerous state agencies (state defendants) and the Swackhammer Ditch Improvement District (Swackhammer)". Id. at 176, 2 P.3d 418. The court distinguished Swackhammer from the state agencies, thereby establishing, at least by implication, that Swackhammer was not a state agency. Furthermore, the court later noted that Swackhammer does not argue it is an instrumentality of the state and refuses to express an opinion on whether or not Swackhammer "is, in fact, the type of entity that may share the state's immunity." Id. at 181 n. 2, 2 P.3d 418. Second, the fact that the court did not specifically address the issue of whether an individual employee tasked with maintaining land owned by their employer qualify as an "owner" under the Act does not equate to a finding that such individuals are not "owners". The language used in Brewer — "those who maintain and operate improvements on land also fall within the scope of that definition" — can reasonably be construed to include the entity charged with maintenance as well as the employees specifically performing such maintenance. This interpretation is further supported by the fact that the maintenance of land owned by an entity may only be accomplished through the use of employees and failure to extend immunity to an owners' employees defeats the provision of immunity envisioned by the Act.
Johnson also argues that a finding by this court that Defendants are "owners" under the Act effectively overrules Judge Jones's decision on this issue. A careful reading of Judge Jones's decision, and the briefing on the motion before Judge Jones, make it clear that Judge Jones addressed only the question of whether substitution of the City as the sole defendant under OR. REV.STAT. 30.265(1) violated the Remedy Clause. Judge Jones briefly mentioned the City's immunity under the Act as support for his finding that such substitution would leave Johnson without a remedy in tort, but did not specifically consider whether Defendants would be considered "owners" under the Act. Accordingly, Judge Jones's prior ruling is not relevant to nor effected by this court's ruling.
Finally, Johnson also argues that Brewer is no longer good law in light of the fact it was issued before Smothers and the acknowledgment in Schlesinger v. City of Portland, 200 Or.App. 593, 600 n. 4, 116 P.3d 239 (2005), that the operative portions of a number of cases relied on in Brewer
Having determined that Defendants are entitled to immunity as "owners" under the Act, the court must now address Johnson's argument that such immunity violates the Remedy Clause. Johnson again argues that because she would have had a cause of action at common law against Defendants for their negligence in maintaining the Park, the immunity provided under the Act, which deprives her of any remedy against Defendants, violates the Remedy Clause. Defendants rely on Brewer to support their contention that the Act does not violate the Remedy Clause.
In Brewer, the court considered the question of whether the Act, which appears to abolish a right of action against individual landowners for injuries incurred as a result of recreational use of the individual's land, violates the Remedy Clause in this scenario. The court first found that the Act, as applied to public bodies, did not violate the Remedy Clause as the public bodies already enjoyed sovereign immunity with regard to claims of this nature. Brewer, 167 Or.App. at 183, 2 P.3d 418. It then applied the rule in existence at that time — that the legislature could not "abolish a remedy and at the same time recognize the existence of a right" without violating the Remedy Clause — and found that the Act as applied to individual landowners also did not violate the Remedy Clause. Id. at 183, 2 P.3d 418, quoting Hale v. Port of Portland, 308 Or. 508, 519, 783 P.2d 506 (1989). The court relied on the policy statement offered in OR.REV.STAT. 105.676 in reasoning:
Brewer, 167 Or.App. at 188-89, 2 P.3d 418. The court held that the legislative choice of "permitting recreational landowners to limit their liability in the event that they choose to open their lands to the public for recreational purposes without charge ... strikes an acceptable balance, by conferring benefits and certain detriments on both the landowners involved, and on the recreational users of that land. We conclude that the Act does not violate Article I, section 10, of the Oregon Constitution." Id. at 190-91, 2 P.3d 418.
Johnson argues that Brewer is no longer good law, relying on the more recent cases of Schlesinger, Smothers and Storm. In
Both Smothers and Storm addressed the issue of whether the exclusivity of Oregon's workers compensation statutes violated the Remedy Clause. The Oregon Supreme Court expressed concern that it "had not developed a consistent body of law interpreting the remedy clause of Article I, section 10" and then engaged in an extensive discussion of the history of the Remedy Clause, the purpose behind it, the proper interpretation of it, and the case law surrounding it. Smothers, 332 Or. at 90, 23 P.3d 333. The court explained the basic purpose of the Remedy Clause "is to protect absolute common-law rights respecting person, property, and reputation, as those rights existed when the Oregon Constitution was drafted in 1857." Id. at 118, 23 P.3d 333. Consequently, the court disavowed its prior holdings, "beginning with Perozzi [v. Ganiere, 149 Or. 330, 40 P.2d 1009 (1935)] that the legislature can abolish or alter absolute rights respecting person, property, or reputation that existed when the Oregon Constitution was drafted without violating the remedy clause in Article I, section 10." Id. at 119, 23 P.3d 333. Similarly, the court later stated:
Id. at 123, 23 P.3d 333. In Storm, the Supreme Court again recognized the lack of clearly established and consistent case law regarding the Remedy Clause identified in Smothers and specifically rejected the absence of a distinction between rights existing at common law and those legislatively created. Storm, 334 Or. at 221, 47 P.3d 476. The Storm court explained that:
Storm, 334 Or. at 222-23, 47 P.3d 476.
The Oregon Supreme Court did not specifically disavow, or even reference, Brewer
This conclusion is further supported by the reference to, and reliance on, Brewer in two appellate court decisions rendered after Smothers and Storm. In Conant v. Stroup, 183 Or.App. 270, 51 P.3d 1263 (2002), the Oregon appellate court relied on Brewer's discussion of the purpose of the Act and the trade made by private landowners making their lands available to the general public in exchange for immunity for liability resulting from use of that property in finding that the Act provided immunity to private landowners against a claim of negligence filed by an individual injured while jogging on the landowner's property held open to the public. Similarly, in Liberty v. Oregon, 200 Or.App. 607, 620, 116 P.3d 902 (2005) rev'd on other grounds, 342 Or. 11, 148 P.3d 909 (2006), decided en banc after Schlesinger, the court rejected out-of-hand the plaintiff's argument that the Act violated the Remedy Clause relying on Brewer and the balance of interests, or "legitimate trade-off" discussion contained therein.
The Oregon courts have clearly and consistently determined that the Act, as applied to private landowners, permissibly alters a right of action based on a legitimate balancing of competing interests in which certain benefits and detriments are conferred on both landowners willing to hold their property open for recreational use and on the recreational users of such property. Accordingly, the Act, as applied to both public and private landowners, does not violate the Remedy Clause. Defendants are properly characterized as "owners" under the Act and are, therefore, entitled to the immunity offered by the Act. Accordingly, Defendants are entitled to summary judgment on Johnson's claims for negligent maintenance and repair of the Park. Because the court has found that Defendants' are entitled to immunity under the Act, it need not, and will not, address the merits of Johnson's claim against Defendants.
Defendants' motion (#32) to substitute the City as the sole defendant is DENIED. Johnson's motion (#39) for judicial notice of Judge Jones's rulings in the First Action is DENIED as moot. Defendants' motion (#34) for summary judgment based on immunity provided by the Act is GRANTED.