JOHN ANTOON II, District Judge.
At approximately 2:00 p.m. on September 29, 2009, Stephen Rousseau ("Rousseau") and Michael Rosario ("Rosario") (collectively "Defendants") were transporting prisoners to various detention facilities in the State of Florida. One of the passengers was Tommy Lee Benton ("Benton"). It was a hot day, and the prisoners, including Benton, complained about the lack of ventilation in the stainless steel compartment where they were seated. Rousseau pulled the van off of the highway and parked in an empty parking lot. Defendants then opened the door to the rear of the van, and Rosario pulled Benton out of the van and onto the ground, and they beat and kicked Benton. Benton has sued Defendants for damages under 42 U.S.C. § 1983 alleging they were acting under color of law and exerted excessive force.
The case proceeded to a non-jury trial. Upon consideration of the evidence and testimony presented, arguments of counsel, the following findings of fact and conclusions of law are issued in accordance with Federal Rule of Civil Procedure 52(a)(1) in support of the Court's determination that Benton has proved his case by a preponderance of the evidence and is entitled to recover from Defendants.
Benton
At trial, Benton offered his own testimony and that of three witnesses — Emmanuel Curry, Christopher Mohr, and James C. Wiley.
Benton, Curry, Mohr, and Wiley testified that it was hot on September 29, 2009, and the inside of the passenger compartment was hot, smelly, and humid. All of the prisoners, including Benton, complained of the heat throughout the day.
In contrast to Rousseau's testimony, Benton testified that Defendants failed to promptly reactivate the ventilation system in the prisoner compartments. When Benton requested reactivation of the ventilation system, Rosario stated, "You all motherfuckers need to learn to say please." Benton responded, "Is please constitutionally required for ventilation?" Rousseau testified that Benton's complaints escalated, and he began yelling and striking his hands and feet against the metal divider in the prisoner compartment. Benton testified that despite his complaints, he was not disruptive. Benton denied kicking or striking the interior of the transport vehicle, and Curry and Wiley corroborated this testimony. Curry explained that an inmate seated in the adjoining compartment was tapping on the metal partition, but at no point did the tapping increase to banging.
Rousseau admitted he could not see the prisoners from where he was seated but could only hear them. Rousseau stated on cross-examination that he actually was not certain whether Benton was responsible for the banging noises he heard. Additionally, Rousseau admitted that the incident report did not state that Defendants stopped the van due to loud banging noises originating from the prisoner compartment.
Approximately twenty minutes after Benton's exchange with Rosario, the transport vehicle came to a stop in a parking lot of a strip mall. Although Rousseau initially testified that Rosario made the decision to pull over the transport vehicle because he could not drive while Benton was yelling and banging, Rousseau admitted on cross-examination that because he was driving, he made the decision to stop the transport vehicle. The Court concludes that Benton's complaints regarding the temperature of the prisoner compartment did not rise to the level of disruptive behavior that warranted an unscheduled stop of the transport vehicle.
Rousseau admitted using pepper spray but explained he used the pepper spray because Benton failed to comply with Rosario's commands to exit the vehicle. However, Benton, Curry, Mohr, and Wiley consistently testified that neither Defendant issued a verbal warning before Rosario grabbed Benton and Rosario pepper-sprayed Benton. The Court finds that Rousseau's testimony regarding this issue is not credible. Rousseau also testified that Benton slid back on the six to eight-inch seat to a reclining position, propped his left leg up on the vehicle wall, and hung his right foot near the door. It is difficult for the Court to imagine how Benton could have placed himself in this position when he was wearing leg irons and there were at least two other inmates in the small prisoner compartment. Accordingly, the Court finds Rousseau's testimony does not warrant belief.
Although Rousseau denies striking or kicking Benton, the Court credits Benton's testimony, which was corroborated by Curry, regarding this matter. Rosario grabbed Benton's hair, dragged Benton out of the vehicle, and threw him to the ground. Both Defendants punched Benton in the head and kicked him several times in the side, where a pre-existing, unhealed stab wound was visible. After Defendants finished hitting Benton, they placed a "black box" — a device that further limits a prisoner's range of motion — on his hands. Benton was loaded back on the van. Although Benton continued to complain about the temperature of the van, his complaints were not loud. No other prisoners complained after the incident because they were afraid Defendants would use excessive force against them.
Benton testified that during the drive to USPT headquarters in Melbourne, Florida, which took a total of two hours and twenty minutes, he sat with a shirt ripped down to his waist and his eyes closed because the pepper spray was running into his eyes.
Benton has visible dark marks or scars on his cheeks that he testified were the result of the pepper spray. Additionally, Benton explained that he now suffers headaches from being punched in the head. Benton also testified that he has numbness on his side where he was kicked and that he did not experience such numbness prior to this incident. In addition, Benton also has suffered shame, humiliation, and a loss of dignity from being beaten by Defendants. Benton explained that being beaten by prison guards is akin to having a "mark" against you; it shows weakness, and other prisoners will attempt to take advantage of that weakness. Benton's t-shirt, which cost approximately $12.00, was also ripped. Defendants presented no evidence to the contrary, and the Court accepts Benton's testimony as credible.
Section 1983 provides a vehicle for bringing claims for constitutional violations committed under color of state law. To prevail, Benton must demonstrate both that Rousseau deprived him of a right secured under the United States Constitution or federal law and that the deprivation occurred under color of state law. Arlington v. Cobb Cnty., 139 F.3d 865, 872 (11th Cir.1998). "A person acts under color of state law when he acts with authority possessed by virtue of his employment with the state." Griffin v. City of Opa-Locka, 261 F.3d 1295, 1303 (11th Cir.2001) (quotation omitted).
The issue of whether Rousseau acted under color of state law is not contested. The Court will therefore only address whether Rousseau deprived Benton of any constitutional rights.
A prisoner can establish a First Amendment retaliation claim by demonstrating that a prison official retaliated against him for exercising his right to free speech. O'Bryant v. Finch, 637 F.3d 1207, 1212 (11th Cir.2011). Benton must demonstrate that (1) his speech was constitutionally protected; (2) he suffered adverse action such that the defendant's retaliatory conduct would likely deter a person of ordinary firmness from engaging in such speech; and (3) there is a causal connection between the retaliatory action and the protected speech. Id. An inmate is considered "to be exercising his First Amendment right of freedom of speech when he complains to prison administrators about conditions of his confinement." Smith v. Mosley, 532 F.3d 1270, 1276 (11th Cir. 2008) (citing Farrow v. West, 320 F.3d 1235, 1248 (11th Cir.2003)).
It is clear that Benton engaged in constitutionally protected speech because he complained about the conditions of his confinement
Once a plaintiff has met his burden of establishing the first two factors, the burden then shifts to the defendant to show that there is no causal connection between the retaliatory action and the protected speech. Smith, 532 F.3d at 1278. If a defendant can demonstrate that he would have taken the same action in the absence of the protected activity, he is entitled to prevail. Id. (citing Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977), and Thaddeus-X v. Blatter, 175 F.3d 378, 399 (6th Cir.1999)). Rousseau cannot meet this burden. Rousseau stopped the transport vehicle a short time after Benton made his complaints regarding his conditions of confinement. Benton did not act disruptively, and therefore, the Court concludes that Benton's complaints were the motivating factor behind Rousseau's actions. The incident would not have occurred but for Benton's complaints regarding the conditions of his confinement. Thus, there is a causal connection between Rousseau's retaliatory action and Benton's protected speech.
Benton has demonstrated that Rousseau violated his First Amendment rights by retaliating against him for his use of protected speech. Accordingly, Benton prevails on this claim.
"Claims involving the mistreatment of arrestees or pretrial detainees in custody are governed by the Fourteenth Amendment's Due Process Clause instead of the Eighth Amendment's Cruel and Unusual Punishment Clause...." Cottrell v. Caldwell, 85 F.3d 1480, 1490 (11th Cir. 1996) (citing Bell v. Wolfish, 441 U.S. 520, 535 n. 16, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979)). Such claims, however, are analyzed under the same standard. Id.; Smith v. Vavoulis, 373 Fed.Appx. 965, 966 (11th Cir.2010). To prevail on a claim of excessive force, a plaintiff must establish that the force was maliciously and sadistically applied for the purpose of causing harm. Smith, 373 Fed.Appx. at 966 (citing Campbell v. Sikes, 169 F.3d 1353, 1374 (11th Cir.1999)). To determine whether the force was applied maliciously and sadistically — a subjective inquiry — federal courts look to the following factors: (1) the extent of the injury; (2) the need for application of force; (3) the relationship between that need and the amount of force used; (4) any efforts made to temper the severity of a forceful response; and (5) the extent of the threat to the safety of the staff and inmates, as reasonably perceived by the responsible officials on the basis of facts known to them. Id. A plaintiff must also prove an objective component — that a requisite amount of force was used against him. Id. To establish a requisite amount of force, a plaintiff must suffer from more than a de minimis injury; however "a significant injury is not required to establish... [a] violation." Id. (citing Hudson v. McMillian, 503 U.S. 1, 10, 112 S.Ct. 995, 117 L.Ed.2d 156 (1992); Johnson v. Breeden, 280 F.3d 1308, 1321 (11th Cir.2002)).
Furthermore, the need for force was not high; Benton was not being disruptive as he complained about the temperature of the prisoner compartment. There was no need for Defendants to stop the transport vehicle, pepper-spray Benton, who's ability to move was severely constrained, and then beat and kick him. The Court concludes that the amount of force used on Benton was high considering that there was little to no need for the use of force, and Benton was extremely vulnerable. See Dobbins v. Giles, 451 Fed.Appx. 849, 851 (11th Cir.2012) (concluding that there was no need for the defendant to punch and slap the wheel chair-bound plaintiff in the face for failing to promptly get out of bed for the cell shake-down).
Rousseau also made no effort to temper his use of force. Rousseau did not issue any warnings to Benton after stopping the van and opening the doors to the prisoner compartment. Instead, Rosario grabbed Benton's shirt, and Rousseau applied pepper spray. Rather than terminating the punishment or enforcement action at that juncture, Defendants proceeded to remove Benton — who was handcuffed and shackled — from the vehicle, slam his body onto the hot pavement, and beat and kick him. See Skelly, 456 Fed.Appx. at 848 (concluding that the defendants could have tempered their use of force instead of tasing a handcuffed and compliant pretrial detainee).
Additionally, there was no threat to Defendants or the other inmates; there is no evidence that Benton acted violently or that the other inmates felt unsafe. Benton has thus established that the use of force was applied maliciously or sadistically for the purpose of causing harm. Cf. McReynolds v. Ala, Dep't of Youth Servs., 204 Fed.Appx. 819, 822 (11th Cir.2006) (holding that the complaint set forth sufficient allegations to allow the inference of malicious and sadistic intent where it alleged that the injured detainee was neither disruptive nor a threat to staff or other inmates, at least one defendant continued to strike the detainee after he was injured, and one defendant made statements indicating that he derived pleasure from assailing the detainee).
Consequently, with regard to the objective component of this claim, the evidence reflects that more than the requisite amount of force was used against Benton. Thus, an analysis of the subjective and
Because the Court finds in favor of Benton regarding both his constitutional claims, Rousseau's ore tenus motion for directed verdict, filed pursuant to Federal Rule of Civil Procedure 52(c) is denied.
"[C]ompensatory damages may be awarded based on physical pain and suffering caused by a defendant's use of excessive force, apart from any damages based on monetary loss." Slicker v. Jackson, 215 F.3d 1225, 1231 (11th Cir.2000). In other words, a federal district court may award compensatory damages based on actual injuries suffered, even if a plaintiff cannot present evidence of out-of-pocket loss or other monetary harms. Id. (citing Carey v. Piphus, 435 U.S. 247, 98 S.Ct. 1042, 55 L.Ed.2d 252 (1978) and Atkins v. New York City, 143 F.3d 100, 104 (2d Cir.1998)). Additionally, a plaintiff may also be "awarded compensatory damages based on demonstrated mental and emotional distress, impairment of reputation, and personal humiliation." Slicker, 215 F.3d at 1231 (citing Wright v. Sheppard, 919 F.2d 665, 669 (11th Cir.1990)). Pursuant to 42 U.S.C. § 1997e(e), in order to recover for mental or emotional injury suffered while in custody, a prisoner must demonstrate more than a de minimis physical injury. Williams v. Brown, 347 Fed.Appx. 429, 436 (11th Cir.2009).
The Court observed scarring on Benton's face that Benton credibly testified was the result of Rousseau's use of pepper spray. In addition, Benton explained that he now suffers from headaches and numbness in his side — conditions he did not experience prior to being punched and kicked by Defendants. The Court concludes that Benton has demonstrated physical pain and suffering as a result of Defendants' actions. Benton also suffered the loss of a $12.00 shirt.
Because Benton has established that he suffered more than de minimis injury, he is also entitled to damages for his emotional distress. Benton testified regarding the humiliation and emotional distress he suffered after the events on September 29, 2009. Although damages for emotional distress or mental anguish are "at best difficult to measure," the Court harbors no doubt that Benton suffered mental and emotional anguish as a result of Defendants' actions. See Copley v. BAX Global, Inc., 97 F.Supp.2d 1164, 1171 (S.D.Fla. 2000). Having considered the above elements of compensatory damages, the Court concludes that Benton is entitled to $45,012.
Punitive damages are a form of prospective relief under the Prison Litigation Reform Act of 1996. See Johnson, 280 F.3d at 1325. 18 U.S.C. § 3626(a)(1)(A) provides that federal courts shall not grant or approve punitive damages, "unless the court finds that such relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right." See also Johnson, 280 F.3d at 1325. In other words, punitive damage awards must be "no larger than reasonably necessary to deter the kind of violations ... that occurred[,]" the awards imposed should be against "no more defendants than necessary to serve that deterrent function" and should be "the least intrusive way of doing so." Johnson, 280 F.3d at 1325. Further, a punitive damages award may be given even without a showing of actual loss by the plaintiff. Harris, 97 F.3d at 506.
Benton has filed a motion for entry of final default judgment as to Rosario (Doc. No. 129). Rosario was personally served on August 20, 2012 (Doc. No. 100). United States Magistrate Judge Kelly denied Rosario's motion to quash service of process — finding that personal service was properly made upon the defendant by the United States Marshal's Service — and counsel for Rosario had not provided any evidence to the contrary (Doc. No. 105).
Rosario failed to file an answer or otherwise respond to the Third Amended Complaint. The Clerk entered default as to Rosario on January 2, 2013 (Doc. No. 111). See Kelly v. Florida, 233 Fed.Appx. 883, 885 (11th Cir.2007) (noting that the federal procedural rules require court clerks to enter a defendant's default "[w]hen service of process is properly effected, but the served party fails to respond in a timely manner"). Thus, the record establishes a sufficient basis for entry of default judgment against Rosario. See Ohio Cas. Ins. Co. v. HDE, Inc., No. 6:12-cv-1153-Orl-28TBS, 2012 WL 6106410, at *2 (M.D.Fla. Nov. 19, 2012), report and recommendation adopted by 2012 WL 6106585 (M.D.Fla. Dec. 10, 2012).
By failing to answer a complaint, a default defendant is deemed "to admit the plaintiffs well-pleaded allegations of fact...." Cotton v. Mass. Mid. Life Ins. Co., 402 F.3d 1267, 1277 (11th Cir.2005). Thus, by not filing an answer, Rosario has admitted he forcibly grabbed Benton by the shirt, ripped Benton's shirt, dragged Benton out of the transport vehicle by his hair, slammed Benton down on the pavement, and punched and kicked Benton. The Court has found that Rousseau's actions amounted to retaliation and excessive force in violation of Benton's First and Fourteenth Amendment rights. The Court concludes that Rosario, who equally participated in the incident, also violated Benton's constitutional rights. Accordingly, the only issue remaining is that of damages.
A plaintiff may establish the necessary amount of damages by affidavit,
In accordance with the foregoing, it is ORDERED AND ADJUDGED as follows:
1. Rousseau's Ore Tenus Motion for Directed Verdict (Doc. No. 132) is
2. As set forth herein, Plaintiff Tommy Lee Benton prevails on his First Amendment retaliation claim and Fourteenth Amendment excessive force claim. Benton is awarded compensatory damages in the amount of $45,012 and punitive damages in the amount of $15,000 against each Defendant, for total damages of $60,012 as to each Defendant.
3. The Clerk shall enter judgment in favor of Plaintiff Tommy Lee Benton and against Defendant Rousseau in the amount of $60,012.
4. Benton's Motion for Default Judgment as to Rosario (Doc. No. 129) is
5. The Clerk shall close the case and terminate any pending motions.