ROBB, Chief Judge.
Following a jury trial, Roland Ball was convicted of sexual battery, a Class D felony. Ball appeals his conviction, raising three issues for our review, of which we find the following dispositive: whether the evidence is sufficient to support his conviction. Concluding there is insufficient evidence of sexual battery but sufficient evidence of the lesser-included offense of battery, we reverse and remand.
The facts most favorable to the verdict show that Roland Ball and Shaun Dozier were both residents at a housing complex for senior citizens and people needing specially-designed apartments. Dozier is in a wheelchair and takes "extremely strong medication for pain" that affects her memory. Transcript at 108. One evening in October 2009, Dozier's neighbor Jacob and Ball were watching movies with Dozier in her apartment. Jacob and Ball were drinking beer, but Dozier had nothing to drink. At some point in the evening, Jacob and Ball left to go to the liquor store to get more beer for themselves and to get a bottle of wine for Dozier at her request. Dozier fell asleep while they were gone. She testified that she awoke to Ball kissing and licking her face. After she asked him to stop twice, he did and left her apartment.
The State charged Ball with sexual battery. The information is captioned "Sexual Battery[;] I.C. 35-42-4-8(a)(2)[;] a Class D Felony." Appellant's Appendix at 55. The body of the information alleges:
Id. In the trial court's preliminary instructions to the jury, it read the allegations of the information as stated above. See Tr. at 99. It then instructed the jury on the statutory definition of sexual battery as follows:
Id. at 100.
Dozier and the investigating officer testified for the State and were cross-examined by Ball's counsel. Ball moved for a directed verdict at the conclusion of the State's case, noting the State was required to establish
Id. at 139 (emphasis added). Ball argued there was no evidence to establish Dozier was mentally disabled or deficient and the State responded that because Dozier was asleep she was "not mentally able to consent to any touching. . . ." Id. at 141. The motion for directed verdict was denied, and the defense rested without presenting any additional evidence. During closing argument, both the State and Ball's counsel referenced only the mentally disabled or deficient prong of the sexual battery statute.
The trial court gave the jury final instructions which again included the allegations contained in the information. The final instruction on the statutory definition of the crime read as follows:
Id. at 156. In addition, the jury was instructed on the elements of the crime as follows:
Id. at 156-57.
The jury found Ball guilty of sexual battery and he was sentenced to one and one-half years at the Indiana Department of Correction with six months to be executed and the remainder suspended to supervised
Our standard of reviewing a sufficiency claim is well-settled:
Drane v. State, 867 N.E.2d 144, 146-47 (Ind.2007) (quotations, citations, and footnote omitted) (emphasis in original). The interpretation of a statute, however, is a question of law that we review de novo. Montgomery v. State, 878 N.E.2d 262, 266 (Ind.Ct.App.2007).
Sexual battery as a Class D felony is defined by statute as:
Ind.Code § 35-42-4-8(a). We begin by noting that Ball contends he was "officially" charged with and convicted of sexual battery by force or threat of force because in addition to the statutory cite to Indiana Code section 35-42-4-8(a)(1) in the body of the information and the preliminary instruction to the jury that included the entire text of the sexual battery statute, both quoted above, the statutory cite in the probable cause affidavit, the chronological case summary, and the abstract of judgment is to Indiana Code section 35-42-4-8(a)(1). Although we acknowledge the discrepancies and caution the State and the trial court to be more assiduous in the future, it is clear from the body of the information, as well as from the evidence adduced at trial, the parties' arguments, and the final instructions the trial court gave to the jury, that Ball was charged with sexual battery upon a mentally disabled or deficient victim and that all parties understood that was the charge. See Ind.Code § 35-34-1-2(a)(3) (stating any error in the citation of the statutory provision alleged to have been violated in an information "does not constitute grounds for reversal of a conviction where the defendant was not otherwise misled as to the nature of the charges against" him); see also Jones v. State, 938 N.E.2d 1248, 1252 (Ind.Ct.App.2010) ("A charging information
Ball contends the State failed to prove that Dozier, by virtue of being asleep, was so mentally disabled or deficient that she could not give her consent to the touching.
Ball first points us to Chatham v. State, 845 N.E.2d 203 (Ind.Ct.App.2006). In that case, the defendant was charged with sexual battery by force or threat of force for walking up behind the victim and grabbing her with his hand between her thighs. The victim turned around to face the defendant and then walked away; the defendant ran away. On appeal, the defendant argued the evidence was insufficient to show that the victim was compelled to submit to the touching by force or threat of force. The State argued the victim never had the opportunity to grant or deny consent to the touching as she was approached from behind and was taken off guard. Noting that evidence the victim did not voluntarily consent to the touching is not enough, by itself, to support the conclusion the victim was compelled to submit to the touching by force or threat of force, we reversed the sexual battery conviction. Id. at 207-08; see also Scott-Gordon v. State, 579 N.E.2d 602, 604 (Ind. 1991) (reversing conviction of sexual battery where defendant approached the victim from behind and grabbed his buttocks, holding that although victim's reaction in turning and punching defendant showed he did not voluntarily consent to the touching, there was no evidence the victim was compelled to submit to the touching by force or threat of force). Ball equates the facts of this case, where his kissing Dozier caught her unaware because she was asleep, to the facts of Chatham, where the victim was caught unaware because she was approached from behind. Although the facts are similar, Ball and the defendant in Chatham were charged under different provisions of the statute, and the result in Chatham is therefore not dispositive.
The rape and criminal deviate conduct statutes, however, include an additional, alternative prong not present in the sexual battery statute: a defendant may be convicted under either of those statutes if the victim is unaware the conduct is occurring. See Ind.Code §§ 35-42-4-1(a)(2); 35-42-4-2(a)(2). "Unaware" has been defined as "not aware: lacking knowledge or acquaintance: unconscious." Becker v. State, 703 N.E.2d 696, 698 (Ind.Ct.App.1998) (quoting Webster's Third New World Dictionary 2483 (1986 ed.)). Circumstances in which we have found a victim to be unaware include where the victim was asleep, as "a person is unconscious during sleep," id. (reviewing sufficiency of criminal deviate conduct conviction), and where the victim had lost consciousness due to intoxication, Glover v. State, 760 N.E.2d 1120, 1124 (Ind.Ct.App.2002) (reviewing sufficiency of rape conviction), trans. denied. Notably, although a victim who was unconscious due to intoxication has supported a conviction charged under either the mentally disabled or deficient or unawareness prongs, see Gale, 882 N.E.2d at 818 (mentally disabled or deficient), Glover, 760 N.E.2d at 1124 (unaware), sleep has only supported a conviction charged under the unawareness prong, not the mentally disabled or deficient prong, Becker, 703 N.E.2d at 698.
The State posited at oral argument that the unawareness prong might have been left out of the sexual battery statute so as not to catch "innocent conduct" within its definition. And yet, the State conceded, in addressing a hypothetical situation similar
As our supreme court noted in Scott-Gordon, not all touchings intended to arouse or satisfy sexual desires constitute sexual battery. 579 N.E.2d at 604. The plain meaning of "mentally disabled or deficient," as well as the facts of the cases in which a victim has been found to be mentally disabled or deficient, would exclude a temporary, natural state such as sleep from inclusion in that phrase. Moreover, the legislature did not include in the sexual battery statute the "unawareness" provision included in other sex offense statutes, and we believe it would be disharmonious to construe "mentally disabled or deficient" to include sleep for purposes of the sexual battery statute when the same phrase does not include sleep for purposes of the other sexual offense statutes. We therefore conclude that being asleep does not constitute being mentally disabled or deficient.
Dozier did not give her consent to Ball's advances but she was not unable to give her consent — in fact, as soon as she became aware of them, she expressly refused them. Although Ball does not dispute that he kissed Dozier while she slept, this is not conduct which is fairly covered by the definition of sexual battery. We therefore hold that the State failed to prove the element of mental disability or deficiency beyond a reasonable doubt and reverse Ball's conviction for sexual battery, a Class D felony.
When a conviction is reversed because of insufficient evidence, however, we may remand for the trial court to enter a judgment of conviction upon a lesser-included offense if the evidence is sufficient to support the lesser offense. Neville v. State, 802 N.E.2d 516, 519 (Ind.Ct. App.2004), trans. denied. The jury in this case was instructed on the elements of battery as a Class B misdemeanor. Battery as a Class B misdemeanor is defined as knowingly or intentionally touching another person in a rude, insolent, or angry manner. Ind.Code § 35-42-2-1(a). Evidence of touching, however slight, is sufficient to support a conviction for battery. Mishler v. State, 660 N.E.2d 343, 348 (Ind. Ct.App.1996). The evidence at trial was that Ball kissed Dozier and she did not desire his kisses. We conclude this evidence is sufficient to prove Ball committed battery as a Class B misdemeanor. See Chatham, 845 N.E.2d at 208 (reversing sexual battery conviction for insufficient evidence but remanding for entry of judgment of conviction of battery).
Sleep is not equivalent to a mental disability or deficiency for purposes of the sexual battery statute, and therefore, the State's evidence that Ball's victim was sleeping when he began kissing her is insufficient to support his conviction for sexual battery. However, the evidence proves Ball committed battery upon his victim. We therefore reverse Ball's sexual battery conviction and remand to the trial
Reversed and remanded.
DARDEN, J., and MAY, J., concur.