ROBERTO A. LANGE, District Judge.
Plaintiff David A. Gates (Gates), a retired veteran, brought this suit against Defendant United States Government (Government)
The Government complied with Local Rule 56.1(A) of the Civil Local Rules of Practice of the United States District Court for the District of South Dakota by filing a statement of material facts along with its motion for summary judgment. Doc. 49. Local Rule 56.1(B) required Gates, the party opposing the Government's motion for summary judgment, to "respond to each numbered paragraph in the moving party's statement of material facts with a separately numbered response and appropriate citations to the record." D.S.D. Civ. L.R. 56.1(B). Gates did not file such a response under Local Rule 56.1(B), but did file a memorandum in opposition to the Government's motion for summary judgment in which he states that he agrees with "most of" the Government's material facts. Doc. 51 at 1. Although Gates provided some commentary in response to certain of the Government's statement of material facts, he did not include any citation to the record to support such commentary. Further, the vast majority of Gates's commentary on the facts did not contradict the Government's material facts but, instead, either offered argument or provided assertions that do not create genuine issues of material fact. Many of the issues Gates discussed in his memorandum are irrelevant to whether summary judgment should enter in favor of the Government. Nevertheless, this Court is mindful of its duty to construe pro se pleadings liberally, Bracken v. Dormire, 247 F.3d 699, 703 (8th Cir.2001), and will therefore attempt, where possible, to draw the facts from portions of the Government's statement of material facts either accepted or not addressed by Gates's memorandum in opposition to the Government's motion for summary judgment.
On September 15, 2008, Gates was admitted to a drug and alcohol treatment program at the Black Hills Healthcare Systems (BHHCS) domiciliary in Hot Springs, South Dakota. Doc. 49 at ¶ 4. Upon his admission to the program, Gates was given a copy of the Veterans Health Administration domiciliary handbook, which discussed, among other things, the rules governing patients' use of VA computers, the program's policy of randomly testing patients for drugs and alcohol use, and the VA's closed circuit surveillance system (CCTV) in access points and public areas within the facility. Doc. 49 at ¶ 5; Doc. 48-1. Gates signed several documents relating to these rules and policies, including an acknowledgment that he had read and understood the information in the handbook, Doc. 49 at ¶ 6; a treatment contract that conditioned his acceptance into the program upon his consent to random drug and alcohol testing, Doc. 49 at ¶¶ 28-30; Doc. 29-3; and a document entitled "Guidelines for Computer Use by Patients" that stated "COMPUTER USE WILL BE MONITORED. IF GUIDELINES ARE VIOLATED, YOUR ACCESS WILL BE REMOVED IMMEDIATELY," Doc. 49 at ¶ 8, 10; Doc. 29-6. During orientation to the program, another patient gave Gates a tour of the facility and advised him that the facility was monitored by a CCTV system. Doc. 49 at ¶ 34. Gates was already aware of the CCTV system because he had previously participated in a treatment program at the facility. Doc. 49 at ¶ 35.
Following his discharge from the Hot Springs program, Gates filed an invasion of privacy complaint with the VA Office of Inspector General. Doc. 49 at ¶ 58. Thereafter, he sought admission to the Living Skills for Success (LSS) program at the Ft. Meade, South Dakota, VA campus. Doc. 49 at ¶ 48. Gates had to wait approximately eighty days before he was admitted into the LSS program on July 30, 2009. Doc. 49 at ¶¶ 49, 59. Upon being admitted to the LSS program, each veteran received an LSS handbook setting forth the program's policies. Doc. 49 at ¶ 52. The LSS handbook notified veterans that their rooms would be subject to searches, Doc. 49 at ¶ 53, and stated that "weapons are prohibited on Government Property .... [p]ossession of such items could be prosecuted as a Federal Offense as well as result in immediate discharge from the program[,]" Doc. 49 at ¶ 51; Doc. 48-3 at 5. On September 8, 2009, Gates was irregularly discharged from the LSS program for violating the program's prohibition on weapons after a random search of his room revealed inhalants and a camping hatchet. Doc. 49 at ¶¶ 54-55, 64.
The Government has filed both a motion to dismiss under Federal Rules of Civil Procedure 12(b)(6) and 12(h)(3) and for summary judgment under Rule 56. Docs. 47, 50. A motion to dismiss for a lack of subject matter jurisdiction may be brought at anytime under Rule 12(h)(3). A Rule 12(h)(3) motion to dismiss is evaluated under the same standards as a motion to dismiss pursuant to Rule 12(b)(1). Berkshire Fashions, Inc. v. M.V. Hakusan II, 954 F.2d 874, 879 n. 3 (3d Cir.1992). Unlike a motion to dismiss for a lack of subject matter jurisdiction, a motion to dismiss under Rule 12(b)(6) "must be made before pleading if a responsive pleading is allowed." Fed.R.Civ.P. 12(b); see also Westcott v. City of Omaha, 901 F.2d 1486, 1488 (8th Cir. 1990) ("Technically ... a Rule 12(b)(6) motion cannot be filed after an answer has been submitted."). Here, the Government filed answers in both cases before it filed its Rule 12(b)(6) motion. However, courts may treat an untimely motion to dismiss under Rule 12(b)(6) as a Rule 12(c) motion for judgment on the pleadings. See Westcott, 901 F.2d at 1488 ("But since Rule 12(h)(2) provides that a defense of failure to state a claim upon which relief can be granted may be advanced in a motion for judgment on the pleadings under Rule 12(c), we will treat the ... motion as if it had been styled a 12(c) motion." (internal marks and quotation omitted)). This Court will therefore construe the Government's motion to dismiss under Rule 12(b)(6) as a Rule 12(c) motion. A motion to dismiss brought under Rule 12(c) is reviewed under the same standard as a Rule 12(b)(6) motion. Westcott. 901 F.2d at 1488. When considering such a motion to dismiss, courts must accept the plaintiffs factual allegations as true and construe all inferences in favor of the plaintiff. Retro Television Network, Inc. v. Luken Communications, LLC, 696 F.3d 766, 768 (8th Cir.2012). To withstand such a motion to dismiss, "a complaint must contain enough facts to `state a claim to relief that is plausible on its face.'" Id. (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Gates has alleged plausible claims in his complaints under the FTCA against the Government, so this Court at this stage denies the motion to dismiss and turns its focus to whether summary judgment should enter for the Government because of a lack of genuine issues of material fact on Gates's allegations.
Under Rule 56(a) of the Federal Rules of Civil Procedure, summary judgment is proper when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Summary judgment is not "a disfavored procedural shortcut, but rather ... an integral part of the Federal Rules as a whole, which are designed `to secure the just, speedy, and inexpensive determination of every action.'" Celotex Corp. v. Catrett, 477 U.S. 317, 327, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (quoting Fed.R.Civ.P. 1). On summary judgment, courts view "the evidence and the inferences that may be reasonably drawn from the evidence in the light most favorable to the nonmoving party." EEOC v. CRST Van Expedited, Inc., 679 F.3d 657, 686 (8th Cir.2012) (quoting Mayer v. Countrywide Home Loans, 647 F.3d 789, 791 (8th Cir.2011)). A party opposing a properly made and supported motion for summary judgment must cite to particular materials in the record supporting the assertion that a fact is genuinely disputed. Fed.R.Civ.P. 56(c)(1); Gacek v. Owens & Minor Distrib., Inc., 666 F.3d 1142, 1145 (8th Cir.2012).
Absent a waiver, sovereign immunity protects the United States and its
Gates's complaint in CIV 11-3013-RAL asserts that the Government invaded his privacy while he was a patient at the Hot Springs treatment program by subjecting him to random drug and alcohol testing (Count I); conducting video surveillance of patients' sleeping areas (Count II); monitoring his email activity while he was on a VA computer (Count III); and accidentally disclosing information pertaining to his discharge from the program to unauthorized individuals (Count IV). Gates's complaint is captioned "COMPLAINT Invasion of Privacy," Doc. 1, and South Dakota law recognizes the tort of invasion of privacy, see Truxes v. Kenco Enters., Inc., 80 S.D. 104, 119 N.W.2d 914, 917 (1963). However, the counts in Gates's complaint do not expressly identify invasion of privacy as the basis for his claims, but refer to the United States Constitution, federal and state criminal statutes, and certain federal regulations. Doc. 1. Of course, claims that the Government violated the Constitution or federal regulations typically do not fall within the FTCA's waiver of sovereign immunity, see Washington, 183 F.3d at 874 ("[C]onstitutional tort claims are not cognizable under the FTCA."); Klett v. Pim, 965 F.2d 587, 589 (8th Cir.1992) ("The violation of a federal statute or administrative regulation by an agency of the United States does not, standing alone, create a cause of action under the FTCA."), and Gates has not
The Supreme Court of South Dakota in 1963 first recognized a common law tort action for invasion of privacy in Truxes, 119 N.W.2d at 917. The Court defined an actionable violation of the right to privacy as:
Id. at 916 (citation omitted). The Court refined this definition in Montgomery Ward v. Shope, 286 N.W.2d 806 (S.D.1979), explaining that the right of privacy is invaded by; "(a) Unreasonable intrusion upon the seclusion of another; or (b) Appropriation of the other's name or likeness; or (c) Unreasonable publicity given to the other's private life; or (d) Publicity that unreasonably places the other in a false light before the public." Id. at 808 n. 1 (citing Restatement (Second) of Torts §§ 652A-E (1977)).
The definitions in Truxes and Shope suggest that in South Dakota there are several different theories or forms of the tort of invasion of privacy. This approach is consistent with section 652A of the Restatement (Second) of Torts. See Fletcher v. Price Chopper Foods of Trumann, Inc., 220 F.3d 871, 875 (8th Cir.2000) (explaining that the Restatement (Second) of Torts "delineates four separate torts grouped under the rubric `invasion of privacy'"). The Supreme Court of South Dakota has not expounded on these theories in any great detail but has instead either relied on the definition in Truxes, see Maynard v. Heeren, 563 N.W.2d 830, 834 n. 3 (S.D. 1997) (quoting Truxes definition of invasion of privacy); Krueger v. Austad, 545 N.W.2d 205, 215-16 (S.D.1996) (same), or focused its discussion on the "intrusion upon seclusion" theory of the tort of invasion of privacy, see Baldwin v. First Nat'l Bank of the Black Hills, 362 N.W.2d 85, 88 (S.D.1985) ("Only an unreasonable, unwarranted, serious and offensive intrusion upon the seclusion of another is regarded as tortious." (citing Shope, 286 N.W.2d 806)); Kierstad v. Ravellette Publ'n, Inc., 517 N.W.2d 419, 424 (S.D.1994) ("Before claimants may recover on an invasion of the right to privacy claim, they must demonstrate an unreasonable, unwarranted, serious and offensive intrusion upon the seclusion of another." (citing Baldwin, 362 N.W.2d at 88)).
The intrusion upon seclusion theory of invasion of privacy appears to be the thrust of the claims in Gates's complaint in CIV 11-3013-RAL. In its most recent discussion of the intrusion upon seclusion theory, the Supreme Court of South Dakota explained:
Roth v. Farner-Bocken Co., 667 N.W.2d 651, 660-61 (S.D.2003). In South Dakota, "whether there is an offensive invasion of privacy involves a question of law. If the court first decides there is substantial evidence tending to show a serious, unreasonable, unwarranted and offensive interference with another's private affairs, then the case is one to be submitted to the jury." Shope, 286 N.W.2d at 810.
Count I of Gates's complaint in CIV 11-3013-RAL alleges that the Government invaded his privacy by subjecting him to random drug and alcohol tests to which Gates had consented in his treatment contract as a part of his acceptance into the Hot Springs drug and alcohol treatment program. Doc. 49 at ¶¶ 28-30; Doc. 29-3. When a plaintiff consents to certain conduct, that conduct rarely constitutes an "unreasonable, unwarranted, serious and offensive intrusion" upon the plaintiffs seclusion. Baldwin, 362 N.W.2d at 88. In Baldwin, the defendant bank disclosed financial information about the plaintiff to a Wyoming bank to whom the plaintiff had given permission to check his credit. Id. at 87. The plaintiff sued the defendant bank, alleging that the disclosure of information was a tortious invasion of his privacy. Id. at 88. The trial court granted the defendant bank a directed verdict and the Supreme Court of South Dakota affirmed, finding that the plaintiffs consent to have the Wyoming bank check his credit necessarily included consent to the defendant bank — which had previously extended the plaintiff credit — to disclose the information it did. Id. Because the plaintiff had consented to the defendant bank's conduct, the conduct was not an unreasonable intrusion upon the plaintiffs seclusion. Id.
Like the plaintiff in Baldwin, Gates consented to the conduct that he now claims invaded his privacy. Gates signed a treatment contract wherein he expressly agreed to submit to random drug and alcohol tests. Doc. 49 at ¶¶ 28-30; Doc. 29-3. Although Gates now disagrees with the VA's drug and alcohol testing policy, he was free to weigh the benefit of receiving treatment against the cost of being subject to the drug and alcohol tests. Because Gates chose to consent to the drug and alcohol tests, the Government's conduct in subjecting him to random drug and alcohol testing as a matter of law was not an unreasonable intrusion upon Gates's seclusion. Moreover, Gates testified during his deposition that the random drug and alcohol testing did not do any actual damage to him. Doc. 48-2 at 19. Accordingly, this Court grants the Government's motion for summary judgment on Count I of Gates's complaint in CIV 11-3013-RAL.
Count II of Gates's complaint in CIV 11-3013-RAL alleges that the Government invaded his privacy by monitoring patients' sleeping areas via the CCTV system. Doc. 1 at 1, 5. The record belies this allegation. The Government submitted an affidavit from Domiciliary Chief Dean Cromwell explaining that the CCTV system was not used to monitor patients' sleeping areas and that any cameras installed near patients' sleeping areas were focused on public spaces such as exits and hallways. Doc. 37. Gates has not directed this Court to any evidence that refutes Cromwell's affidavit, and no such evidence exists in the record. Gates himself stated
Count III of Gates's complaint in CIV 11-3013-RAL asserts that the Government intruded upon his private affairs by monitoring his use of his Yahoo email account. The Government argues that it is entitled to summary judgment on Count III because Gates did not have an objectively reasonable expectation of privacy on the VA's computers and because Gates consented to the monitoring. Gates disagrees, arguing that he had a right to "free and private" communications and that he was never told he had absolutely no right to privacy on VA computers. Doc. 51 at 7.
The Supreme Court of South Dakota in Roth required for an intrusion on seclusion claim an "unreasonable, unwarranted, serious and offensive" intrusion that "would be offensive and objectionable to a reasonable man of ordinary sensibilities." 667 N.W.2d at 660-61 (citations omitted). Similarly, other courts have made clear that in order to have an interest in seclusion or privacy that the law will protect, a plaintiff must have an objectively reasonable expectation of seclusion or privacy in the matter intruded upon. See Wiles v. Ascom Transp. Sys., Inc., 478 Fed.Appx. 283, 293-94 (6th Cir.2012) (holding that to prove intrusion upon seclusion in Kentucky, a plaintiff must show an intrusion into a private matter in which the plaintiff had a reasonable expectation of privacy); Kline v. Sec. Guards, Inc., 386 F.3d 246, 260 (3d Cir.2004) (stating that Pennsylvania tort of intrusion upon seclusion requires that plaintiff have a reasonable expectation of privacy into matter intruded upon); Med. Lab. Mgmt. Consultants v. Am. Broad, Cos., 306 F.3d 806, 812-813 (9th Cir.2002) (interpreting section 652B of the Restatement (Second) of Torts, which sets forth the tort of intrusion upon seclusion, as requiring proof that the plaintiff had an objectively reasonable expectation of seclusion in the matter intruded upon); Fletcher, 220 F.3d at 877 ("A legitimate expectation of privacy is the touchstone of the tort of intrusion upon seclusion."); Russ v. Causey, 732 F.Supp.2d 589, 608 (E.D.N.C.2010) (holding that in North Carolina, an intrusion upon seclusion occurs "where the solitude, seclusion, private affairs, or personal concerns of a person are invaded in circumstances where that person would otherwise have a reasonable expectation of privacy"); Lorenzo v. United States, 719 F.Supp.2d 1208, 1215 (S.D.Cal.2010) (applying California law and explaining that "[i]n order to show intrusion, a plaintiff must have an objectively reasonable expectation of seclusion or solitude in the place, conversation or data source" (citation omitted)); Hough v. Shakopee Pub. Sch., 608 F.Supp.2d 1087, 1117 (D.Minn.2009) (applying Minnesota law and explaining that tort of intrusion upon seclusion requires a showing of an intrusion "into some matter in which a person has a legitimate expectation of privacy" (citation omitted)).
Gates is unable to demonstrate that he had an objectively reasonable expectation of privacy or seclusion in his use of a VA computer. First, the VA owned the computers
Count IV of Gates's complaint in CIV 11-3013-RAL alleges that the VA placed "unreasonable publicity" on his private life and placed him in a "false light before the public"
A party opposing a properly supported motion for summary judgment "has an affirmative burden to designate specific
Gates's complaint in CIV 12-3011-RAL alleges that the Government retaliated against him for filing an invasion of privacy complaint with the VA Office of Inspector General by delaying his admission to the LSS program at the Fort Meade, South Dakota VA campus (Count I); fabricating LSS medication protocols and erroneously determining that Gates was in violation of these protocols (Count II); changing LSS program rules to aggravate Gates and goad him into doing something that would justify an irregular discharge from the LSS program (Count III); denying Gates admission to a CWT program (Count IV); refusing Gates's request for help (Count V); and not showing him "even the smallest degree of Dignity or respect" while he was a patient in the LSS program (Count VI).
Gates's complaint in CIV 12-3011-RAL does not identify which particular VA policies he believes the VA violated. As
Title 27A of the South Dakota Codified Laws concerns the treatment of the mentally ill. Chapter 27A-12 of Title 27A enumerates the rights of mental health patients, including the right to "a humane environment that affords appropriate individual privacy, individual dignity and reasonable protection from harm." SDCL § 27A-12-1. Chapter 27A-12 goes on to explain that a person who exercises his or her rights under Title 27A is "not subject to any reprisal, including reprisal through the actual or threatened denial of any treatment, benefits, privileges, or other rights." Id. § 27A-12-33.1. Although neither the Supreme Court of South Dakota nor the parties in this case have addressed whether Title 27A provides a private cause of action, SDCL § 27A-1-6 suggests that it does. This section reads:
Id. § 27A-1-6.
Whether Title 27A, enumerating rights of mental health patients, applies to someone like Gates who voluntarily enrolled in the VA's drug and alcohol treatment program is debatable. Yet even if this Court assumes that Title 27A applies to Gates and provides him with a private cause of action for retaliation, the Government is still entitled to summary judgment on Counts I through VI of Gates's complaint in CIV 12-3011-RAL. As noted above, "[w]hen a party ... has the burden of proof on an issue, it must present evidence sufficient to create a genuine issue of material fact to survive a properly supported summary judgment motion." Crotty, 455 F.3d at 831. Rule 56(c)(1) of the Federal Rules of Civil Procedure requires that a "party asserting that a fact cannot be or is genuinely disputed must support the assertion by: (A) citing to particular parts of materials in the record...." Although Gates would bear the burden at
For the reasons stated above, it is hereby
ORDERED that the Government's motion to dismiss is denied, but that the Government's motion for summary judgment, Doc. 47, is granted.