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Equal Employment Opportunity Commission Actions Against Public Employers to Enforce Settlement or Conciliation Agreements, (2003)

Court: United States Attorneys General Number:  Visitors: 5
Filed: Sep. 08, 2003
Latest Update: Mar. 03, 2020
Summary:  United States v. Morgan, 222 U.S. 274, 282 (1911); 57, 59, (1983) (EEOC Litigation Authority Against State and Local Governments), (concluding that the EEOC lacked authority to present its views in court inde-, pendently of the Attorney General in litigation against public employers);
        Equal Employment Opportunity Commission Actions
         Against Public Employers to Enforce Settlement or
                     Conciliation Agreements
The Equal Employment Opportunity Commission lacks the authority to initiate an action in federal
  court against a public employer to enforce a settlement or conciliation agreement negotiated by the
  EEOC during its administrative process.

                                                                                September 8, 2003

         MEMORANDUM OPINION FOR THE ASSISTANT ATTORNEY GENERAL
                         CIVIL RIGHTS DIVISION

    This memorandum responds to your Office’s request for our opinion regarding
whether the Equal Employment Opportunity Commission (“EEOC”) has the
authority to initiate an action in federal court against a public employer to enforce
a settlement or conciliation agreement negotiated by the EEOC during its adminis-
trative process. We examine the issue in light of the Attorney General’s presump-
tively plenary authority over litigation on behalf of the United States, as well as
the corollary principle that statutory exceptions to this authority are narrowly
construed. We conclude that, because the relevant statutes do not clearly and
unambiguously grant the EEOC authority to sue public employers to enforce
settlement or conciliation agreements, any such actions must be brought by the
Attorney General.

                                         I. Background

                   A. The Attorney General’s Litigating Authority

    Any analysis concerning the litigating authority of an Executive Branch agency
must begin with the presumption that the Attorney General retains “full plenary
authority over all litigation, civil and criminal, to which the United States, its
agencies, or departments, are parties.” The Attorney General’s Role as Chief
Litigator for the United States, 
6 Op. O.L.C. 47
, 48 (1982) (“Attorney General as
Chief Litigator”). This authority is rooted in common law and tradition, see
Confiscation Cases, 74 U.S. (7 Wall.) 454, 458–59 (1868); The Gray Jacket, 72
U.S. (5 Wall.) 370 (1866), as well as the constitutional grant of all executive
power to the President and the duty of the President to “take Care that the Laws be
faithfully executed,” see U.S. Const. art. II, §§ 1, 3.
    Enforcing the nation’s laws through litigation is an unquestionably executive
function. Because the President “alone and unaided could not execute the laws,”
he does so “by the assistance of” the Attorney General, over whom the President
exerts “general administrative control.” Myers v. United States, 2
72 U.S. 5
2, 117
& 161–64 (1926). Centralizing federal litigation authority facilitates presidential



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         EEOC Actions Against Public Employers to Enforce Settlement Agreements


management and supervision of the various policies of Executive Branch agencies
and departments as they are implicated in litigation. Centralization also ensures
coordination in the development of positions taken by the government in litigation
and consideration of the impact of litigation on the government as a whole.
Because of the Attorney General’s government-wide perspective on matters
affecting the conduct of litigation in the Executive Branch, he is uniquely suited to
carry out these functions. See United States v. San Jacinto Tin Co., 
125 U.S. 273
,
278–80 (1888); Attorney General as Chief 
Litigator, 6 Op. O.L.C. at 54
–55.
   Congress codified the Attorney General’s preeminent role in litigation for the
United States in 1870, when it first created the Department of Justice and placed
the Attorney General at its head. See Act of June 22, 1870, ch. 150, 16 Stat. 162.1
The current version of the relevant law reads:

        Except as otherwise authorized by law, the conduct of litigation in
        which the United States, an agency, or officer thereof is a party, or is
        interested, and securing evidence therefore, is reserved to the officers
        of the Department of Justice, under the direction of the Attorney
        General.

28 U.S.C. § 516 (2000). Similarly, section 519 provides that “[e]xcept as other-
wise authorized by law, the Attorney General shall supervise all litigation to which
the United States, an agency, or officer thereof is a party.” 28 U.S.C. § 519
(2000).2 In codifying the Attorney General’s otherwise plenary litigating authority,


   1
      By that legislation, “Congress intended to gather into the Department of Justice, under the super-
vision and control of the Attorney-General, all the litigation and all the law business in which the
United States are interested, and which previously had been scattered among different public officers,
departments, and branches of the Government . . . .” Perry v. United States, 
28 Ct. Cl. 483
, 491 (1893).
Congress did so in several ways, including by providing that “solicitor[s]” from various department and
agencies “shall be transferred from the Departments with which they are now associated to the
Department of Justice; and . . . shall exercise their functions under the supervision and control of the
head of the Department of Justice.” Act of June 22, 1870, § 3, 16 Stat. at 162. Congress also granted
the Attorney General supervisory authority over the U.S. Attorneys and over “all other attorneys and
counselors employed in any cases or business in which the United States may be concerned.” 
Id. § 16,
16 Stat. at 164. See generally Attorney General as Chief 
Litigator, 6 Op. O.L.C. at 48
–51.
    2
      Further centralizing the conduct of litigation on behalf of the United States, President Roosevelt
issued Executive Order 6166, “the [p]urpose of section 5 of [which], among other things, was to
transfer responsibility for the prosecution of criminal proceedings and suits by or against the United
States in civil matters to the Department of Justice.” Sullivan v. United States, 
348 U.S. 170
, 173
(1954). Section 5 of this Order, which remains in effect today, reads:
        Claims By or Against the United States
        The functions of prosecuting in the courts of the United States claims and demands by,
        and offenses against, the Government of the United States and of defending claims
        and demands against the Government, and of supervising the work of United States at-
        torneys, marshals, and clerks in connection therewith, now exercised by any agency or
        officer, are transferred to the Department of Justice.




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Congress did provide a limited exception where “otherwise authorized by law.” 28
U.S.C. §§ 516, 519. Nevertheless, in light of the constitutional and policy consid-
erations supporting centralized control of the federal government’s litigation, only
“a clear and unambiguous expression of the legislative will” suffices to establish
an exception to the Attorney General’s exclusive authority to litigate on behalf of
the United States. United States v. Morgan, 
222 U.S. 274
, 282 (1911); see also
United States v. Hercules, Inc., 
961 F.2d 796
, 798–99 (8th Cir. 1992) (“The
Supreme Court has indicated . . . that the statutory authority of the Attorney
General to control litigation is not diminished without a clear and unambiguous
directive from Congress.”) (citations omitted); Attorney General as Chief Litiga-
tor, 6 Op. O.L.C. at 48
(The Attorney General retains “full plenary authority” over
all litigation to which the United States is a party “absent clear legislative direc-
tives to the contrary.”); cf. 28 U.S.C. § 1345 (2000) (“[T]he district courts shall
have original jurisdiction of all civil actions, suits or proceedings commenced by
the United States, or by any agency or officer thereof expressly authorized to sue
by Act of Congress.”) (emphasis added).
    Although admittedly the case law is not entirely uniform, courts have, con-
sistent with this interpretive principle, repeatedly rejected claims that agencies,
rather than the Attorney General, have the authority to pursue litigation, “in the
absence of an express congressional directive.” Marshall v. Gibson’s Prods., Inc.,
584 F.2d 668
, 676 n.11 (5th Cir. 1978) (holding that only the Attorney General,
and not the Secretary of Labor, had authority to petition the court for an injunction
to enforce its inspection authority); see also FTC v. Guignon, 
390 F.2d 323
(8th
Cir. 1968) (holding that only the Attorney General, and not the FTC, had power to
seek court enforcement of FTC subpoenas because Congress had not “specif-
ic[ally] authoriz[ed]” it to do so); United States v. Santee Sioux Tribe, 
135 F.3d 558
, 562–63 (8th Cir. 1998) (holding that the Attorney General has the authority to
enforce National Indian Gaming Commission orders because the relevant statute
was silent on the issue). This Office has likewise rejected claims of independent
litigation authority ungrounded in clear and unambiguous statutory text. See, e.g.,
Litigation Authority of the Equal Employment Opportunity Commission in Title
VII Suits Against State and Local Governmental Entities, 
7 Op. O.L.C. 57
, 59
(1983) (“EEOC Litigation Authority Against State and Local Governments”)
(concluding that the EEOC lacked authority to present its views in court inde-
pendently of the Attorney General in litigation against public employers); see
generally Attorney General as Chief 
Litigator, 6 Op. O.L.C. at 56
(“[T]he ‘other-
wise authorized by law’ language creating the exception to the Attorney General’s


        As to any case referred to the Department of Justice for prosecution or defense in the
        courts, the function of decision whether and in what manner to prosecute, or to defend,
        or to compromise, or to appeal, or to abandon prosecution or defense, now exercised
        by any agency or officer, is transferred to the Department of Justice.
Exec. Order No. 6166 (1933), reprinted in 5 U.S.C. § 901 note (2000).




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         EEOC Actions Against Public Employers to Enforce Settlement Agreements


authority in 28 U.S.C. §§ 516 and 519 has been narrowly construed to permit
litigation by agencies only when statutes explicitly provide for such authority.”).
    Furthermore, courts have construed statutory grants of independent litigating
authority to confer such authority only with respect to the particular proceedings to
which the statutory provision refers, and not as a broad authorization for the
agency to conduct litigation in which it is interested generally. See, e.g., 
Marshall, 584 F.2d at 672
–76 (holding that congressional authorization to the Secretary of
Labor to bring suit under certain circumstances would not be interpreted to
authorize the Secretary to institute litigation to enforce investigatory orders); ICC
v. Southern Ry. Co., 
543 F.2d 534
, 536–39 (5th Cir. 1976), aff’d, 
551 F.2d 95
(1977) (en banc) (holding that congressional authorization of the ICC to intervene
in enforcement suits and to continue such suits “unaffected by the action or
nonaction of the Attorney General” as well as grants to the district courts of
jurisdiction over suits for injunctions “upon complaint of the Commission” did not
vest the ICC with authority to institute actions for injunctions) (citations and
quotations omitted). Once again, this Office has followed the same interpretive
practice. See, e.g., Authority of the Equal Employment Opportunity Commission to
Conduct Defensive Litigation, 
8 Op. O.L.C. 146
, 156 (1984) (“EEOC Defensive
Litigation Authority”) (concluding that the congressional grant to the EEOC of
authority to bring suits against private employers does not authorize it to conduct
defensive litigation in suits brought “in connection with its federal sector adminis-
trative enforcement and adjudicative responsibilities, as well as in suits brought by
its own employees challenging Commission personnel decisions”).

                           B. The EEOC’s Litigating Authority

   An examination of the EEOC’s litigation authority begins with 42 U.S.C.
§ 2000e-4:3

        There shall be a General Counsel of the Commission appointed by
        the President, by and with the advice and consent of the Senate, for a
        term of four years. The General Counsel shall have responsibility for
        the conduct of litigation as provided in sections 2000e-5 and 2000e-6
        of this title. The General Counsel shall have such other duties as the
        Commission may prescribe or as may be provided by law and shall
        concur with the Chairman of the Commission on the appointment
        and supervision of regional attorneys.




   3
     Pursuant to these provisions, the EEOC enforces the substantive guarantees not only of Title VII
but also of other fair employment legislation, including Title I of the Americans With Disabilities Act,
42 U.S.C. § 12112 (2000), under which the question addressed in this opinion arose.




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                 Opinions of the Office of Legal Counsel in Volume 27


42 U.S.C. § 2000e-4(b)(1) (2000) (emphasis added). Besides establishing the
position of General Counsel, the statute also authorizes the appointment of
additional attorneys to represent the Commission other than in the Supreme Court:

      Attorneys appointed under this section may, at the direction of the
      Commission, appear for and represent the Commission in any case in
      court, provided that the Attorney General shall conduct all litigation
      to which the Commission is a party in the Supreme Court pursuant to
      this subchapter.

Id. § 2000e-4(b)(2).
    These provisions give the EEOC, through sections 2000e-5 and 2000e-6, the
power to initiate certain actions. The EEOC may also intervene in certain suits
brought by individuals:

      The Commission shall have power . . . to intervene in a civil action
      brought under section 2000e-5 of this title by an aggrieved party
      against a respondent other than a government, governmental agency
      or political subdivision.

Id. § 2000e-4(g)(6).
    Section 2000e-5, referenced in sections 2000e-4(b)(1) and (g)(6), provides for
the initiation of investigations and actions. Individuals may file a charge against
their employers with the EEOC alleging an “unlawful employment practice.” 42
U.S.C. § 2000e-5(a) & (b) (2000). Members of the EEOC may also file a charge.
Id. § 2000e-5(b).
The EEOC then notifies the employer of the charge and investi-
gates the allegations to determine whether “there is reasonable cause to believe
that the charge is true.” 
Id. In cases
in which a preliminary EEOC investigation
reveals “that prompt judicial action is necessary to carry out the purposes of the
Act, the Commission, or the Attorney General in a case involving a government,
governmental agency, or political subdivision, may bring an action for appropriate
temporary or preliminary relief pending final disposition of such charge.” 
Id. § 2000e-5(f)(2).
Absent this need, the EEOC completes its investigation within
120 days. 
Id. § 2000e-5(b).
If it finds no reasonable cause to credit the veracity of
the allegations, it dismisses the charge. 
Id. If, on
the other hand, the EEOC
determines that there is such reasonable cause, it attempts to eliminate the
unlawful practice “by informal methods of conference, conciliation, and persua-
sion.” 
Id. The EEOC
also encourages settlement prior to its reasonable cause
determination. 29 C.F.R. § 1601.20 (2002). Agreements resolving the EEOC’s
concerns reached after a reasonable cause determination are called “conciliation
agreements,” while those reached prior to such a determination are generally




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         EEOC Actions Against Public Employers to Enforce Settlement Agreements


called “predetermination settlements.” See EEOC v. Pierce Packing Co., 
669 F.2d 605
, 608 (9th Cir. 1982); 42 U.S.C. § 2000e-5(b).4
    If the EEOC does not reach an agreement with the employer, it may “bring a
civil action against any respondent not a government, governmental agency, or
political subdivision.” 42 U.S.C. § 2000e-5(f)(1). In the case of public employers,
however, “the Commission shall take no further action and refer the case to the
Attorney General who may bring a civil action.” 
Id. If the
EEOC or the Attorney
General chooses not to file suit, the aggrieved individual may bring a civil action
against the employer. In cases brought by individuals, “the court may, in its
discretion, permit the Commission, or the Attorney General in a case involving a
government, governmental agency, or political subdivision, to intervene in such
civil action.” 
Id. Finally, “[i]n
any case in which an employer . . . fails to comply
with an order of a court issued in a civil action brought under this section, the
Commission may commence proceedings to compel compliance with such order.”
Id. § 2000e-5(i).
    Section 2000e-6, referenced in connection with the General Counsel’s litigating
authority under section 2000e-4(b)(1), authorizes the EEOC and the Attorney
General to bring “pattern or practice” suits against employers. As originally
enacted, section 2000e-6 authorized only the Attorney General to bring such suits.
See 42 U.S.C. § 2000e-6(a) (2000). In 1972, Congress amended this section to
transfer this function of the Attorney General to the EEOC two years after
enactment “unless the President submits, and neither House of Congress vetoes, a
reorganization plan.” 
Id. § 2000e-6(c).5
The President submitted such a plan in
1978, transferring back to the Attorney General the exclusive power to bring
“pattern or practice” suits against state or local governments, or political subdivi-
sions. President’s Reorganization Plan No. 1, § 5, 43 Fed. Reg. 19,809, 92 Stat.
3781 (1978), reprinted in 42 U.S.C. § 2000e-4 note. Later that year, the President
issued Executive Order 12068, implementing the reorganization plan. 3 C.F.R. 209
(1979). The EEOC retained the authority to litigate “pattern or practice” actions
against private employers.




     4
       One court has concluded that the EEOC’s litigating authority turns on this temporal distinction.
See Pierce 
Packing, 669 F.2d at 608
(distinguishing predetermination settlements from conciliation
agreements and holding that the EEOC had no authority to sue to enforce predetermination settlements
even against a private employer). Our analysis, however, applies equally to both predetermination
settlements and conciliation agreements.
     5
       Although the clause in section 2000e-6 purporting to give Congress the power to veto the Presi-
dent’s reorganization plan is unconstitutional under INS v. Chadha, 
462 U.S. 919
(1983), we have
previously concluded that this provision is severable from the remainder of the act granting the
President reorganization authority. See EEOC Defensive Litigation 
Authority, 8 Op. O.L.C. at 149
n.6.




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                                           II. Analysis

                 A. The EEOC’s Authority to Enforce Settlement or
                 Conciliation Agreements Against Public Employers

    Your Office has asked us to examine the EEOC’s authority to bring actions
against public employers to enforce predetermination settlement or conciliation
agreements negotiated by the EEOC during its administrative process. Because
Congress has provided no clear and unambiguous directive authorizing the EEOC
to bring such suits, we conclude that actions to enforce these agreements against
public employers are exclusively the province of the Attorney General.
    With one possible exception not relevant here,6 sections 2000e-5 and 2000e-6
define the full scope of the EEOC’s litigating authority. See EEOC Litigation
Authority Against State and Local 
Governments, 7 Op. O.L.C. at 61
–62; EEOC
Defensive Litigation 
Authority, 8 Op. O.L.C. at 149
–50. The grants of litigating
authority in sections 2000e-4(b)(1) and (g)(6) expressly incorporate the limitations
of sections 2000e-5 and 2000e-6. Furthermore, while section 2000e-4(b)(2) does
not expressly refer to these provisions, we have previously concluded “that the
limitations on the General Counsel’s authority which are set forth in § 2000e-
4(b)(1) necessarily are incorporated into the ‘litigation authority’ granted Commis-
sion attorneys in § 2000e-4(b)(2),” EEOC Defensive Litigation Authority, 8 Op.
O.L.C. at 149. As we explained, a contrary reading, which “would grant Commis-
sion attorneys authority which supersedes that of the General Counsel, under
whose supervision they work, pursuant to § 2000e-4(b)(1),” 
id. at 150,
“would be
contrary to congressional intent, the rule that exceptions to the Attorney General’s
plenary litigating authority are to be narrowly construed, and the plain language of
the statute,” EEOC Litigation Authority Against State and Local 
Governments, 7 Op. O.L.C. at 61
–62 (footnote omitted).
    Neither section 2000e-5 nor section 2000e-6 clearly and unambiguously vests
the EEOC with authority to sue to enforce predetermination settlement or concilia-
tion agreements. See 42 U.S.C. §§ 2000e-5 & 2000e-6. By contrast, these sections
explicitly vest the EEOC with litigating authority in a variety of other circum-
stances. For instance, section 2000e-5(i) specifically grants the EEOC authority to
initiate proceedings to enforce court orders issued in litigation brought under
section 2000e-5, including, presumably, settlements entered by court order. See 
id. 6 Section
2000e-9 provides that “[f]or the purpose of all hearings and investigations conducted by
the Commission or its duly authorized agents or agencies, section 161 of title 29 shall apply.” 42
U.S.C. § 2000e-9 (2000). Section 161, which sets forth the investigatory powers of the National Labor
Relations Board, authorizes the Board to issue subpoenas, and provides, “[i]n case of contumacy or
refusal to obey a subpoena,” for judicial enforcement “upon application by the Board.” 29 U.S.C.
§ 161(1) & (2) (2000). In light of these provisions, one court has concluded that the EEOC, like the
NLRB, may seek court enforcement of its subpoenas. See EEOC v. Ill. State Tollway Auth., 
800 F.2d 656
, 658 (7th Cir. 1986). We express no opinion on the correctness of this decision.




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         EEOC Actions Against Public Employers to Enforce Settlement Agreements


§ 2000e-5(i). Congress’s express allocation of authority to bring such ancillary
litigation in this context strongly weighs against finding an implicit grant of
analogous authority in those provisions of the statute that authorize the EEOC to
negotiate agreements during its administrative process. On the contrary, the
reticulate statutory text and structure make clear that where Congress wanted to
grant the EEOC independent litigating authority it did so explicitly, as is required
for any law derogating from the Attorney General’s power to litigate on behalf of
the United States.
    Furthermore, these statutory provisions nowhere specifically authorize the
EEOC to bring an action against a public employer under any circumstance. On
the contrary, all statutory references to litigation against public employers
expressly reserve such actions to the Attorney General and, conversely, nearly
every grant of litigating authority to the EEOC is explicitly limited to suits against
private employers.7 See 42 U.S.C. § 2000e-4(g)(6) (“The Commission shall have
power . . . to intervene in a civil action brought under section 2000e-5 of this title
by an aggrieved party against a respondent other than a government, governmental
agency or political subdivision.”); 
id. § 2000e-5(f)(1)
(requiring that in the case of
public employers, the EEOC “shall take no further action and shall refer the case
to the Attorney General who may bring a civil action.”); 
id. (authorizing interven-
tion in case brought by an individual plaintiff by “the Commission, or the Attorney
General in a case involving a government, governmental agency or political
subdivision”); 
id. § 2000e-5(f)(2)
(authorizing actions for preliminary injunctions
by “the Commission, or the Attorney General in a case involving a government,
governmental agency or political subdivision”); 
id. § 2000e-6
& President’s Reor-
ganization Plan No. 1, § 5 (authorizing only the Attorney General to pursue “pat-
tern or practice” actions against government employers). In short, as we have
previously concluded, “statutory analysis . . . demonstrates conclusively that the
EEOC lacks authority to prosecute, intervene in, or otherwise appear in, public
sector [antidiscrimination] litigation on its own behalf.” EEOC Litigation Authori-
ty Against State and Local 
Governments, 7 Op. O.L.C. at 64
; see also Proposed
Change in EEOC Regulations Concerning Right-to-Sue Notices for Public Sector
Employees, 
23 Op. O.L.C. 224
, 229 (1999) (“While carrying over to governmental
cases the EEOC’s administrative function in the initial processing of charges and
its important role in seeking to obtain voluntary compliance through conciliation,



    7
      Only one clear grant of litigation authority is not expressly so limited. See 42 U.S.C. § 2000e-5(i)
(granting the EEOC the power to sue employers to enforce court orders). In addition, to the extent that
42 U.S.C. § 2000e-9 can be read as a grant of litigating authority, see supra note 6, it also is not
expressly limited to private employers, and one court has upheld the EEOC’s authority to sue public
employers under this provision. See Ill. State Tollway 
Auth., 800 F.2d at 660
. Neither section 2000e-
5(i) nor section 2000e-9 mentions suits against public employers, however, and we express no opinion
as to whether these sections authorize such suits. In all events, neither provision authorizes the EEOC
to sue a public employer to enforce a predetermination settlement or conciliation agreement.




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                      Opinions of the Office of Legal Counsel in Volume 27


Congress unequivocally conferred sole litigating authority in such cases on the
Attorney General.”).
    Our conclusion is also consistent with the rationales underlying the presump-
tion in favor of the Attorney General’s control over all litigation, including
consistency and coordination of government litigation positions. Enforcement of
predetermination settlement or conciliation agreements is not merely a matter of
straightforward contract interpretation and may implicate the meaning of the
substantive provisions of antidiscrimination law. For instance, agreements have
included promises by the employer that it will, in the future, act consistently with
Title VII. See, e.g., EEOC v. Cleveland State Univ., 
1982 U.S. Dist. LEXIS 11885
,
at *2 (N.D. Ohio Jan. 13).8 Suits to enforce such agreements, like the action in
Cleveland State, involve questions of whether the employer has conformed to the
substantive requirements of federal antidiscrimination law.

               B. Cases Allowing EEOC Enforcement of Settlement or
                              Conciliation Agreements

   Although several courts have permitted the EEOC to bring actions to enforce
predetermination settlement or conciliation agreements, their reported decisions
have involved private employers and thus not confronted the EEOC’s authority to
enforce such agreements against state and local government entities.9 See, e.g.,
EEOC v. Henry Beck Co., 
729 F.2d 301
(4th Cir. 1984); EEOC v. Safeway Stores,
Inc., 
714 F.2d 567
(5th Cir. 1983); EEOC v. Liberty Trucking Co., 
695 F.2d 1038
(7th Cir. 1982); cf. EEOC v. Contour Chair Lounge Co., 
596 F.2d 809
(8th Cir.
1979) (entertaining EEOC suit to enforce conciliation agreement without discus-
sion). Whatever the merit of their holdings as to private employers,10 we do not
find these decisions helpful in determining whether the EEOC has authority to
bring suit to enforce predetermination settlement or conciliation agreements
against public employers given the pervasive and unequivocal distinction drawn
by 42 U.S.C. § 2000e between suits against public and private employers.


    8
      The agreement in that case read in part: “All hiring, promotion practices, and other terms and
conditions of employment shall be maintained and conducted in a manner which does not discriminate
on the basis of race, color, sex, religion or national origin in violation of Title VII of the Civil Rights
Act of 1964 as amended.” 
1982 U.S. Dist. LEXIS 11885
, at *2.
    9
      The only opinions—both unpublished district court decisions—that do involve EEOC suits
against public employers to enforce negotiated agreements reach conflicting results. The court that
considered the issue of the EEOC’s power to sue public employers dismissed the EEOC’s action on the
ground that the EEOC lacked such authority. See EEOC v. State Univ. of N.Y., Upstate Medical Univ.,
No. 5:02-CV-0820 (NPM) (N.D.N.Y. Jan. 30, 2003). The other court did not consider the issue and
allowed the action to proceed. See Cleveland State, 
1982 U.S. Dist. LEXIS 11885
, at *6–*8.
    10
       Despite these decisions and the comparatively broad scope of the EEOC’s authority to litigate
against private employers, we note that no statutory provision specifically authorizes the EEOC to sue
to enforce predetermination settlement or conciliation agreements even against private entities. Regard-
less, we do not here address the EEOC’s authority to bring such actions.




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       EEOC Actions Against Public Employers to Enforce Settlement Agreements


   These decisions, furthermore, have not considered the question of which part of
the Executive Branch—the EEOC or the Attorney General—is authorized to sue to
enforce predetermination settlement or conciliation agreements. Rather, they have
held only that these agreements are judicially enforceable, see Safeway 
Stores, 714 F.2d at 574
; cf. Ruedlinger v. Jarrett, 
106 F.3d 212
(7th Cir. 1997) (allowing an
individual to sue to enforce a settlement agreement against a private employer),
and that suits to enforce them are within the jurisdiction of the federal courts
because they are not merely contract actions but arise directly under Title VII, see,
e.g., Henry 
Beck, 729 F.2d at 305
–06; Safeway 
Stores, 714 F.2d at 572
; Liberty
Trucking, 695 F.2d at 1044
; see also 42 U.S.C. § 2000e-5(f)(3) (“Each United
States district court . . . shall have jurisdiction of actions brought under this
subchapter.”). Because these decisions nowhere address the distinct and more
specific question presented here, see 
Marshall, 584 F.2d at 676
(“[T]he issue is not
whether the United States could initiate such a suit in the district court but whether
the Secretary [of Labor] can.”), it remains an “open one,” FEC v. NRA Political
Victory Fund, 
513 U.S. 88
, 97 (1994) (holding that the Federal Election Commis-
sion had no authority to litigate in the Supreme Court without the authorization of
the Justice Department despite the fact that the agency had done so previously);
see also United States v. More, 7 U.S. (3 Cranch) 159, 172 (1805) (Marshall, C.J.)
(“[T]he Court does not consider itself as bound by” a “sub silentio” assumption of
“jurisdiction.”).
   Finally, these decisions appear to be driven less by the text of section 2000e
than by policy considerations, specifically a perceived need to provide a forum in
which agreements can be enforced in order to effectuate the statute’s emphasis on
conciliation and voluntary resolution of discrimination complaints. See Henry
Beck, 729 F.2d at 305
–06 (stressing the importance of the EEOC’s ability to
“function as an efficient conciliator”); Liberty 
Trucking, 695 F.2d at 1043
(“This
statutory scheme [emphasizing conciliation] will be undermined by a holding that
the federal courts lack jurisdiction over suits seeking enforcement of conciliation
agreements.”); Safeway 
Stores, 714 F.2d at 573
(“If conciliation agreements were
unenforceable, there is little question that this primary role of voluntary compli-
ance would be undermined.”). Of course, such concerns cannot override the
constitutional and statutory presumption that the authority to litigate belongs to the
Attorney General. See, e.g., NRA Political Victory 
Fund, 513 U.S. at 95
–96
(acknowledging the “sound policy reasons [that] may exist for providing the FEC
with independent litigating authority in [the Supreme] Court” but holding that
these considerations cannot override the lack of statutory language doing so). In all
events, so long as the Attorney General may sue to enforce predetermination
settlement and conciliation agreements, these practical concerns need not arise.




                                         161
                 Opinions of the Office of Legal Counsel in Volume 27


                                  III. Conclusion

   We conclude that the EEOC lacks the authority to initiate an action in federal
court against a public employer to enforce predetermination settlement or concilia-
tion agreements reached by the EEOC during the administrative process. Our
conclusion is compelled by the language of the statute authorizing the EEOC’s
enforcement activities, as well as the well-settled, constitutionally-grounded
interpretive principle that, absent a specific and unambiguous directive to the
contrary, the United States’ litigating authority resides with the Attorney General.

                                            HOWARD C. NIELSON, JR.
                                          Deputy Assistant Attorney General
                                              Office of Legal Counsel




                                         162

Source:  CourtListener

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