WISE, Justice.
Dr. Stephen L. Wallace, the plaintiff/counterclaim-defendant below, appeals from a summary judgment of the Jefferson Circuit Court in favor of Belleview Properties Corporation, IPF/Belleview Limited Partnership ("IPF"), HR/Belleview, L.P., and Infinity Property Management Corporation (hereinafter referred to collectively as "the defendants"). We dismiss the appeal.
In August 1991, Wallace leased office space in the Belleview Shopping Center in Fairfield, Alabama, to use for his dental practice. Around 1996, the defendants purchased the shopping center and renewed Wallace's lease. The lease was renewed a second time in 2003 for a term of five years.
On December 22, 2005, Wallace sued the defendants,
The defendants filed answers to the complaint and asserted affirmative defenses. Also, IPF filed a counterclaim alleging breach of contract, essentially seeking unpaid rent. Wallace answered the counterclaim, alleging that he was constructively evicted from the premises because of the mold infestation and asserting defenses to IPF's counterclaim.
On August 28, 2009, the defendants filed a motion for a summary judgment as to Wallace's claims against them. On September 11, 2009, IPF filed a motion for a summary judgment on its counterclaim against Wallace. On January 20, 2010, the trial court conducted a hearing on the motions for a summary judgment.
On January 27, 2010, the trial court entered an order granting the defendants' motion for a summary judgment as to Wallace's claims against them. The trial court certified the judgment as to all claims filed by Wallace as final pursuant to Rule 54(b), Ala. R. Civ. P.
On February 11, 2010, Wallace filed a motion asking the trial court to reconsider or vacate its January 27, 2010, order and to set the matter for a hearing. The defendants filed a motion in opposition to
During a hearing on March 21, 2011, counsel for IPF specifically asked that the counterclaim be dismissed. As a result, on March 21, 2011, the trial court entered a final order of dismissal in the case. Wallace filed a notice of appeal to this Court on May 2, 2011.
In his notice of appeal and in the statement of jurisdiction in his brief to this Court, Wallace purports to appeal from the trial court's March 21, 2011, final order of dismissal. However, he categorizes his arguments as follows in his brief to this Court:
Also, in the summary of the argument portion of his brief to this Court, Wallace states: "This appeal is filed to challenge an erroneous grant of summary judgment, denial of a Rule 60 motion, and an improper and ineffective Rule 54(b) certification." Therefore, it is clear that Wallace is challenging the summary judgment the trial court entered in favor of the defendants on January 27, 2010, and the denial of his motion for reconsideration, rather than the trial court's March 21, 2011, final order of dismissal.
The defendants argue that this Court should dismiss this appeal as untimely. Specifically, they contend that the notice of appeal was filed more than 42 days after the trial court certified the summary judgment on Wallace's claims against them as final pursuant to Rule 54(b). The defendants also assert that, if Wallace's motion to reconsider was filed pursuant to Rule 59, it was denied by operation of law after 90 days, and the notice of appeal was not filed within 42 days after that denial. Finally, they allege that, if Wallace's motion to reconsider was filed pursuant to Rule 60(b), it was denied on December 27, 2010, and the notice of appeal was not filed within 42 days after that date. We agree with the defendants that Wallace's appeal is untimely.
With regard to when an appeal should be taken, Rule 4(a)(1), Ala. R.App. P., provides:
With regard to postjudgment motions in civil cases, Rule 59, Ala. R. Civ. P., provides, in relevant part:
Finally, Rule 59.1, Ala. R. Civ. P., provides:
As the defendants note, Wallace clearly filed his notice of appeal more than 42 days after the trial court certified the summary judgment in their favor as final pursuant to Rule 54(b) on January 27, 2010. However, on February 11, 2010, Wallace filed a motion asking the trial court to reconsider or vacate its January 27, 2010, order. If that motion is considered a postjudgment motion to alter, amend, or vacate filed pursuant to Rule 59, it was denied by operation of law 90 days after it was filed, because the trial court did not rule on it within 90 days and the time for ruling on it was not extended. Wallace did not file his notice of appeal within 42 days after the date the motion was denied by operation of law. Therefore, if the motion to reconsider was a postjudgment motion filed pursuant to Rule 59, Wallace's appeal is not timely.
Wallace argues that his postjudgment motion to reconsider was filed pursuant to Rule 60(b), rather than Rule 59, because, he says, he sought relief as the result of mistake, inadvertence, surprise, or excusable neglect. If the motion was filed pursuant to Rule 60(b) and not Rule 59.1, "it was not denied by operation of law pursuant to Rule 59.1 after 90 days had expired from the time it was filed." Conway v. Housing Auth. of Birmingham Dist., 676 So.2d 344, 345 (Ala.Civ.App. 1996). See also Rhodes v. Rhodes, 38 So.3d 54, 63 (Ala.Civ.App.2009) ("[T]he 90-day period for ruling on postjudgment motions announced in Rule 59.1, Ala. R. Civ. P., applies only to motions filed under Rules 50, 52, 55, and 59, and not those filed under Rule 60(b)."). However, even if Wallace's motion to reconsider was a postjudgment motion filed pursuant to Rule 60, it was denied on December 27, 2010, and Wallace did not file his notice of appeal
In what is apparently an attempt to avoid a determination that his appeal is untimely, Wallace argues that, because the issues presented in his claims were intertwined with the issues in IPF's counterclaim, the trial court's Rule 54(b) certification in this case was improper; therefore, Wallace argues, the time for filing an appeal did not start to run until all the claims in the case were disposed of by the trial court's March 21, 2011, order dismissing IPF's counterclaim. In Allen v. Briggs, 60 So.3d 899, 903-05 (Ala.Civ.App.2010), the Alabama Court of Civil Appeals addressed and rejected a similar contention, reasoning as follows:
(Footnote omitted.)
Wallace argues that he should not be bound by Allen because that case was decided several months after the Rule 54(b) certification was entered in this case. However, his argument is not well taken because this Court and the Court of Civil Appeals had applied the same reasoning in previous cases. In Lewis v. State, 463 So.2d 154, 155 (Ala.1985), this Court stated: "A judgment certified by a trial court pursuant to Rule 54(b) is a final appealable judgment; the certification triggers the running of the 42-day appeal period."
In Bagley v. Mazda Motor Corp., 864 So.2d 301 (Ala.2003), this Court addressed a situation similar to Wallace's as follows:
Bagley, 864 So.2d at 315-17.
Also, in Lary v. Gardener, 908 So.2d 955 (Ala.Civ.App.2005), Lary sued Gardener, alleging negligence in connection with a motor-vehicle collision that damaged his vehicle. He also sued Farm Bureau, Gardener's automobile-liability insurance carrier, alleging that it had acted in bad faith by failing to investigate the collision and to pay benefits under Gardener's policy. Farm Bureau filed a motion to dismiss Lary's claims against it. On June 30, 2003, the trial court entered a judgment in Farm Bureau's favor and directed the entry of a final judgment as to all claims against Farm Bureau pursuant to Rule 54(b), Ala. R. Civ. P. On April 12, 2004, the trial court entered a summary judgment in favor of Gardener, and Lary filed a notice of appeal on May 20, 2004.
On appeal, Lary attempted to challenge the judgment in favor of Farm Bureau and the Rule 54(b) certification with regard to those claims. The Court of Civil Appeals rejected those claims as untimely, holding:
Lary, 908 So.2d at 957 n. 1.
Both Bagley and Lary involved arguments that Rule 54(b) certifications were improper and invalid. Also, in both cases, the courts found that the Rule 54(b) certification could not be challenged at the conclusion of other proceedings in the case because the appeals were untimely filed. Although the decision in Allen was the first time the Court of Civil Appeals referenced In re Lindsay, 59 F.3d 942 (9th Cir.1995), it was not the first time that court had refused to hear an untimely appeal from a Rule 54(b) certification. Rather, that court's decision in Allen was supported by its previous decision in Lary and by this Court's decisions in Lewis and Bagley. Therefore, we reject Wallace's argument that he should not be bound by the holding in Allen.
In the alternative, Wallace argues that the rule adopted in Allen should be overturned or modified based on the facts of this case. Wallace also argues that the Allen opinion makes it clear that there is support for his argument that an appellate court should be able to review the propriety of a Rule 54(b) certification on an appeal from a judgment resolving the remaining claims in the case, and he urges us to follow Page v. Preisser, 585 F.2d 336
Painter v. McWane Cast Iron Pipe Co., 987 So.2d 522, 529 (Ala.2007).
Rule 2(a)(1), Ala. R.App. P. When the trial court enters a Rule 54(b) certification, there is a facially valid order from which the time for filing a notice of appeal starts to run.
For the reasons set forth herein, Wallace did not timely file his notice of appeal. Accordingly, we dismiss this appeal for lack of jurisdiction. See Rule 2(a), Ala. R.App. P. ("An appeal shall be dismissed if the notice of appeal was not timely filed to invoke the jurisdiction of the appellate court.").
APPEAL DISMISSED.
MALONE, C.J., and STUART, PARKER, and MAIN, JJ., concur.
MURDOCK, J., concurs specially.
WOODALL, BOLIN, and SHAW, JJ., dissent.
MURDOCK, Justice (concurring specially).
I agree with the main opinion. I write separately first to offer in Part A below a rationale for the main opinion and for the authorities upon which it relies. Part B of this writing consists of additional authority and reasons in support of our holding today. Finally, in Part C, I comment upon the necessarily synonymous nature of finality for purposes of execution and finality for purposes of appeal.
A court's authority to make a decision and the correctness of that decision are two different things. The authority to make a decision is not dependent upon the making of a correct decision. A court with
Under our Rules of Appellate Procedure, the trial court is specifically given the authority to make an "express[] determination" as to whether there is any "just reason for delay" in making final an order that adjudicates at least one of, but less than all, the claims in an action. Rule 54(b), Ala. R. Civ. P. The trial court may make a "correct" decision or an "erroneous" decision but, unless determined to be erroneous and reversed in accordance with established appellate procedures, the decision it makes will stand. This is the nature of the authority to decide.
In most cases, the grant of authority to a trial court to decide if there is "no just reason for delay" translates to a grant of authority to decide whether the claim being adjudicated is "so closely intertwined" with a claim that will remain pending "`that separate adjudication would pose an unreasonable risk of inconsistent results.'" See, e.g., Highlands of Lay, LLC v. Murphree, 101 So.3d 206, 208 (Ala.2012) (quoting Lighting Fair, Inc. v. Rosenberg, 63 So.3d 1256, 1263 (Ala.2010)), and the cases cited therein. This is a decision that requires the trial court to carefully assess the factual, as well as legal, issues involved in the respective claims and likewise assess the risk of inconsistent results if those claims are adjudicated separately. Id. Although it is a decision susceptible to judicial review for error, it is still a decision committed in the first place to the authority of the trial court.
If, then, a determination as to whether there is or is not a "just reason for delay" is one that is within the authority of the trial court, a decision by that court as to that issue is not "invalid and void" in the same way a decision is void when it is made in a circumstance in which the trial court has no authority to make it. The dissent is incorrect, therefore, to suggest that a trial court's determination as to whether there is any "just reason for delay" is "invalid" or "void." It may be incorrect and subject to reversal, but it is a decision that is within the power of the trial court to make, at least under the predicate circumstances described in Rule 54(b), i.e., where more than one claim is presented and the trial court has adjudicated the entirety of at least one of, but less than all, those claims.
Professor Moore explains that it is a judgment "entered under the authority of
Id. (emphasis added).
It is true that this Court and the Court of Civil Appeals repeatedly have acted ex mero motu when we or they have perceived error by the trial court in its decision that there was no "just reason for delay." See, e.g., Hammock v. Wal-Mart Stores, Inc., 8 So.3d 939 (Ala.2008); Watson v. Life Ins. Co. of Alabama, 74 So.3d 470 (Ala.Civ.App.2011). We have done so, however, because error by the trial court as to that decision would have meant that the underlying judgment presented on appeal could not in fact properly be considered final for purposes of its appealability. That is, we have found it necessary to address the "no just reason for delay" determination by the trial court, despite the absence of appropriate arguments in the briefs concerning it, because error in that determination would have implicated the jurisdiction of the appellate court to assess the merits of the underlying substantive judgment presented in the case. In those cases where we have reversed the trial court's "no just reason for delay" decision, we have never held that that decision — although in error — was beyond the authority or the jurisdiction of the trial court. To the contrary, when we have found fault with that decision, we have done so on its merits and not on the ground that the decision was void. We have been able to review the "no just reason for delay" decision itself, on its merits, in each case because in each case that decision itself has been brought within the "bosom" of the appellate court in a timely manner, i.e., within the 42 day days from the entry of that decision itself.
Our opinions to date and those of the Court of Civil Appeals, discussed in Part B below, therefore reflect the quintessentially and uniquely final nature of a Rule 54(b) decision, a decision that not only is intended as the final word of the trial court as to the claim it addresses but is in fact the act that imparts finality to an otherwise nonfinal adjudication of that claim. Ultimately, these opinions are entirely consistent with the fact that this is a determination within the authority of the trial court, and moreover is one that contemplates no further action on the part of the trial court and that, therefore, is properly treated as a final judgment in and of itself.
The well respected treatise, Federal Practice and Procedure, explains as follows:
15A Charles Alan Wright et al., Federal Practice and Procedure § 3914.7 (2d ed.1992) (emphasis added; footnote omitted). The same treatise further states:
10 Charles Alan Wright et al., Federal Practice and Procedure § 2654 (3d ed.1998) (emphasis added).
In Jacquot v. Rozum, 790 N.W.2d 498 (S.D.2010), the South Dakota Supreme Court reviewed the same two federal appellate decisions noted in the main opinion: Page v. Preisser, 585 F.2d 336 (8th Cir. 1978), and In re Lindsay, 59 F.3d 942 (9th Cir.1995), which reach opposite results. As the main opinion notes, in Lindsay the federal court of appeals held that "`[a] Rule 54(b) determination, right or wrong, starts the time for appeal running.'" 120 So.3d at 490 (quoting Lindsay, 59 F.3d at 951).
The South Dakota Supreme Court, after discussing both Page and Lindsay, concluded that the better course is to require a party seeking to challenge a Rule 54(b) order to do so by a timely appeal after the entry of that partial judgment. In so doing it specifically relied upon Lindsay and one other case, the decision of our own Court of Civil Appeals in Allen v. Briggs, 60 So.3d 899 (Ala.Civ.App.2010), quoting much of the passage from Allen that appears in the main opinion. See 120 So.3d at 489. I find both Allen and the decision of the South Dakota Supreme Court to be well reasoned.
The dissenting opinion suggests that our "caselaw" is at odds with today's decision. It suggests that we should adhere to "long-standing practice found in our caselaw" and not "abandon our current practice." 120 So.3d at 503. I find no reported Alabama "caselaw" at odds with our decision today, nor do I find any Alabama cases that heretofore have endorsed some "long-standing" or "current" practice different than that articulated by the main opinion today.
To the contrary, four Alabama precedents discussed in the main opinion indicate a "current" practice that is exactly what is articulated in the main opinion. Two of these decisions were rendered by this Court and articulate a clear rule fully in accord with the holding in the main opinion. See the discussion in the main opinion of Lewis v. State, 463 So.2d 154, 155 (Ala.1985) ("A judgment certified by a trial court pursuant to Rule 54(b) is a final appealable judgment; the certification triggers the running of the 42-day appeal period."), and Bagley v. Mazda Motor Corp., 864 So.2d 301, 317 (Ala.2003) ("The Bagleys' notice of appeal, filed ... almost four years after the partial summary judgment was last certified as final, is untimely as to that partial summary judgment and the Bagleys' appeal from that partial judgment is dismissed."). 120 So.3d at 493.
Moreover, two other Alabama appellate court opinions have expressly addressed challenges to the propriety of the Rule 54(b) certification itself and have held that the appellate court can address that issue only in the context of an appeal brought within 42 days of the certification. See Allen v. Briggs, 60 So.3d at 903 ("Although Allen argues on appeal that a Rule 54(b) certification was not proper in this case, we have held that he is precluded from raising that issue now, because, insofar as his appeal is from the summary-judgment order, his appeal comes too late, having been filed more than 42 days after the entry of the summary-judgment order on July 31, 2009." (emphasis added)); Lary v. Gardener, 908 So.2d 955, 957 n. 1 (Ala.Civ. App.2005) ("Although Lary has asserted in his briefs to this court that [the certified] judgment, and the direction of the entry of a final judgment pursuant to Rule 54(b), were erroneous, his challenges are untimely because he did not file a notice of appeal
The dissent also states:
120 So.3d at 504. I believe that both the conclusion stated at the outset of this passage and the predicate for this conclusion stated in the last sentence misread the main opinion. As to the predicate notion that "nothing prevents the trial court from later recognizing that the claims disposed... are intertwined with remaining claims," the whole point of our holding today is that the appeal must be taken from a judgment certified as final in the same way as an appeal must be taken from any other final judgment. When an appeal is not taken, that judgment becomes "final" and "res judicata" in the same sense as does any final judgment from which no appeal is taken. Having entered a final judgment finding that the adjudicated claim is not intertwined with remaining claims and that the adjudication of the claim is appropriate for certification, and no appeal having been taken from that judgment, the trial court is in fact prevented from later changing its mind and trying to undo what it has already made final. Such is the nature of a "final judgment."
Likewise, therefore, I disagree with the conclusion stated at the outset of the above-quoted passage, i.e., that uncertainty as to the finality of a certified judgment "still exists." The straightforward requirement that a party take an immediate appeal from a judgment certified as final under the circumstances presented in this case creates certainty, not uncertainty.
In an attempt to support its position as quoted above, the dissent further asserts in a footnote that "[t]he main opinion addresses the issue in this case in terms of a waiver" and that, "[i]f the main opinion purports to hold that an improperly certified judgment, left unchallenged, is actually final, then the trial court would lose jurisdiction over the judgment after 30 days." 120 So.3d at 504 n. 11. The dissent adds that this approach would "foreclose" an "avenue" that should be available to the losing party.
Again, I believe the dissent misreads the main opinion. The main opinion does indeed hold that a judgment as to the entirety of one of several claims in an action that is certified as "final" under Rule 54(b) is "actually final." That in fact is the very point of the main opinion, just as it is the point of the authorities upon which the main opinion relies. Of course, this also can be expressed as a "waiver." When someone forgoes their right to appeal any final judgment, they can be said to have "waived" their right to appeal. Again, the straightforward requirement that a party must take an immediate appeal from a
Finally, it is important to acknowledge the synonymous nature of the finality of a Rule 54(b) judgment for purposes of execution and for purposes of appeal. The purposes and effects of a Rule 54(b) certification necessarily mean that an order certified as final under Rule 54(b) is final for all the same purposes as any other judgment and, accordingly, must be viewed as being "as final" as any other final judgment. 10 Charles Alan Wright et al., Federal Practice and Procedure § 2654 (3d ed.1998), for example, states that "Rule 54(b) also is important because of the collateral effects of a determination under the rule." (Emphasis added.) The referenced "collateral effects" of a Rule 54(b) judgment are the same as those of any other judgment. As further explained in Federal Practice and Procedure:
10 Federal Practice and Procedure § 2661. Professor Moore likewise explains that a judgment certified as final under Rule 54(b) is a final judgment "for all purposes," specifically emphasizing its finality for purposes of the "running of time to appeal," as well as for purposes of "res judicata," the accrual of interest and "execution." See Moore's Federal Practice § 54.26[1]-[4]. See also Redding & Co. v. Russwine Constr. Corp., 417 F.2d 721, 728 (D.C.Cir.1969) ("[T]he role Rule 54(b) plays with reference to the finality of a judgment for purposes of appeal has implications as regards its finality for purposes of execution as well." (footnote omitted)).
The latter authorities, including the opinion of the United States Court of Appeals for the District of Columbia in Redding, point to the absolute unworkability — "chaos" would be the right word in many cases — of a scenario where a judgment as to a claim is certified as final and execution ensues (so that a money judgment is collected or a judgment deed to land is delivered), only to have the losing party decide years later that he or she should not so readily have acquiesced in the certified judgment and therefore choose to appeal an already executed judgment along with
A ruling by this Court that a defendant (or a plaintiff) can be told years after the entry of a judgment, certified as final by an authorized trial court order that was not appealed at the time by the opposing party, that that judgment was in fact not final and that a defendant who thought he could move on with his life may be forced back into the litigation (or that a plaintiff and the plaintiff's lawyer may be required years later to disgorge themselves of a monetary recovery, contingency fees, and expense reimbursements from a collected judgment, or to surrender land upon which construction may have since occurred) no doubt would be a source of real consternation among the bench and the bar. Insofar as Rule 54(b) is concerned, such a ruling would take the "final" out of the word "final."
SHAW, Justice (dissenting).
I respectfully dissent. Except as otherwise provided by law, appeals lie only from final judgments. Gilbert v. Nicholson, 845 So.2d 785, 790 (Ala.2002) ("It is well settled that `[a]n appeal will not lie from an order or judgment which is not final.'" (quoting Robinson v. Computer Servicenters, Inc., 360 So.2d 299, 302 (Ala.1978))). This principle is not aspirational; it is statutory. See Ala.Code 1975, § 12-22-2 ("From any final judgment of the circuit court or probate court, an appeal lies to the appropriate appellate court as a matter of right...."); John Crane-Houdaille, Inc. v. Lucas, 534 So.2d 1070, 1073 (Ala. 1988) ("[Section 12-22-2] embodies our time-honored rule that a final judgment is an essential precondition for appealing to this Court.").
Except as otherwise provided by law, this Court does not have jurisdiction over a nonfinal judgment. Crutcher v. Williams, 12 So.3d 631, 636 (Ala.2008) ("`"The question whether an order appealed from is final is jurisdictional...."'" (quoting Hinson v. Hinson, 745 So.2d 280, 281 (Ala.Civ.App.1999), quoting in turn Powell v. Powell, 718 So.2d 80, 82 (Ala.Civ.App.1998))). This is because a nonfinal judgment is interlocutory and is subject to change by a trial court, which retains jurisdiction over the remainder of the case. Miller v. Santiago, 642 So.2d 446, 447 (Ala.1994) ("However, because no final judgment had been entered in this case, all orders up to that point were interlocutory, and, therefore, subject to change."). Further, such a nonfinal, interlocutory judgment "does `not terminate the action as to any of the claims or parties, and the order or other form of decision is subject to revision at any time before the entry of judgment adjudicating all the
A proper certification under Rule 54(b), Ala. R. Civ. P., will deem an otherwise nonfinal judgment as "final" for purposes of appellate jurisdiction. Sparks v. City of Florence, 936 So.2d 508, 512 (Ala.2006) ("Rule 54(b), Ala. R. Civ. P., confers appellate jurisdiction over an otherwise nonfinal order...."). An improper Rule 54(b) certification, however, does not render a nonfinal judgment appealable, does not confer jurisdiction on this Court, and will not support an appeal. Dzwonkowski v. Sonitrol of Mobile, Inc., 892 So.2d 354, 362 (Ala.2004) ("`[T]he trial court cannot confer appellate jurisdiction upon this [C]ourt through directing entry of judgment under Rule 54(b) if the judgment is not otherwise "final."'" (quoting Computer Servicenters, Inc., 360 So.2d at 302)); Harlan Home Builders, Inc. v. Hayslip, 58 So.3d 102, 108 n. 3 (Ala.2010) ("[T]he summary judgment entered by the trial court was not a final judgment that was properly appealable to this Court at the time it was entered or at the time it was purportedly certified as final by the trial court; therefore, this Court acquired no jurisdiction over the purported appeal of that judgment."). Thus, if a Rule 54(b) certification is invalid and void, the judgment is nonfinal, and this Court will ex mero motu note our lack of appellate jurisdiction and dismiss the appeal. Dzwonkowski, 892 So.2d at 362 ("`"When it is determined that an order appealed from is not a final judgment, it is the duty of the Court to dismiss the appeal ex mero motu."'" (quoting Tatum v. Freeman, 858 So.2d 979, 980 (Ala. Civ.App.2003), quoting in turn Powell v. Republic Nat'l Life Ins. Co., 293 Ala. 101, 102, 300 So.2d 359, 360 (1974))). We do not address, ex mero motu, a mere mistake; we do, however, address, ex mero motu, the fact that a judgment is not final and that the Court lacks appellate jurisdiction.
Further, an improper Rule 54(b) certification is set aside not because of a technical default, but because of the risk of an inconsistent result between the judgment certified as final and the subsequent final judgment on the remaining claims. Schlarb v. Lee, 955 So.2d 418, 419-20 (Ala. 2006) ("[A] Rule 54(b) certification should not be entered if the issues in the claim being certified and a claim that will remain pending in the trial court `"are so closely intertwined that separate adjudication would pose an unreasonable risk of inconsistent results."'" (quoting Clarke-Mobile Counties Gas Dist. v. Prior Energy Corp., 834 So.2d 88, 95 (Ala.2002), quoting in turn Branch v. SouthTrust Bank of Dothan, N.A., 514 So.2d 1373, 1374 (Ala.1987))). Such inconsistent results may prejudice both parties to the litigation.
I believe that our caselaw is consistent with the decision in Page v. Preisser, 585 F.2d 336, 338 (8th Cir.1978):
(Emphasis added.) An erroneous Rule 54(b) certification does not confer appellate jurisdiction on this Court; appellate jurisdiction exists only when a judgment is final, and an erroneous Rule 54(b) certification does not create a final judgment.
The main opinion reverses this long-standing practice found in our caselaw. Here, the Court holds that the aggrieved party's failure to appeal immediately from a faulty Rule 54(b) certification and the resulting unappealable, nonfinal judgment waives any future challenge to the improper certification. Thus, what was an erroneous, mistaken, invalid certification that would not confer appellate jurisdiction over the underlying judgment has become unassailable by the parties.
I see no need to abandon our current practice. The main opinion notes that the jurisdictional nature of a defective Rule 54(b) certification can raise problematic issues of certainty when an immediate appeal is not taken.
Allen also notes another purported uncertainty arising out of our current practice, namely the uncertainty as to the finality of the certified judgment. In other words, although the certified judgment would appear final by virtue of the certification itself, such certification can be challenged and vacated when a final judgment disposing of all the claims in the action is entered, thus exposing the previously certified judgment to appellate review. But it cannot be said that the parties are unaware
In any event, the uncertainty as to the finality of a certified judgment still exists despite the rule expressed in the main opinion. Although a party must now immediately challenge an improper Rule 54(b) certification by appeal, nothing prevents the trial court from later recognizing that the claims disposed in the prior judgment are intertwined with remaining claims in the case and vacating that improvident certification.
Although the main opinion undertakes to cure the uncertainties identified in Allen, none of those uncertainties actually affect the instant case. But the problematic issue that does exist is the danger of an inconsistent result, which clearly occurred in this case. The main opinion, in an attempt to address uncertainties not at play, has enshrined the inconsistent judgments.
Both the uncertainties identified in the main opinion and the risk of inconsistent results can be alleviated if our often stated invitation to caution is heeded:
Schlarb, 955 So.2d at 419 (quoting Dzwonkowski, 892 So.2d at 363). It is the improper issuance of a Rule 54(b) certification that creates uncertainty and inconsistent results; no uncertainty exists if the prior judgment remains uncertified and the trial court refuses to issue a certification when a certification is improper.
I believe that the main opinion trades the easily recognized "uncertainties" created by an erroneous Rule 54(b) certification for an increased "unreasonable risk of inconsistent results." Schlarb, 955 So.2d at 419-20. I would apply the well settled principles that a judgment improperly certified under Rule 54(b) is not a final judgment, Dzwonkowski, supra; that nonfinal judgments are interlocutory and subject to modification and change by the trial court, Miller, supra; and that a nonfinal judgment is generally not subject to appellate jurisdiction. Sparks, supra.
BOLIN, J., concurs.
Ex parte Keith, 771 So.2d 1018, 1022 (Ala. 1998). Therefore, even assuming that it was timely filed, Wallace's request for clarification did not suspend the running of the time for filing a notice of appeal from the December 27, 2010, order.
585 F.2d at 339 (quoting Liberty Mut. Ins. Co. v. Wetzel, 424 U.S. 737, 743, 96 S.Ct. 1202, 47 L.Ed.2d 435 (1976) (emphasis added)). This may point to a basis for distinguishing Page from the present case and the cases relied upon by the main opinion, see also note 9, infra, though it is not necessary to fully consider this possibility for purposes of this case.
(The treatise also notes "the simple point that once the original trial proceedings have been completed, final judgment appeal should be available upon conclusion of most post-judgment proceedings" and that "[t]he finality requirement is met by orders entered after final judgment, too late or too collateral to be reviewed effectively on appeal from the final judgment, upon complete disposition of the post-judgment proceeding.") Compare State v. Chandler, 460 So.2d 1302, 1305 (Ala.Civ. App.1984) (explaining that an order denying collection of a prior judgment was itself a final, appealable judgment because it contemplated no further action by the trial court: "The denial of the motion to enforce the supersedeas bonds effectively terminated the State's efforts to collect its judgment from the sureties on the bond. It was a final judgment." (emphasis added)).