WISE, Justice.
On February 17, 2010, a panel of the Disciplinary Board ("the Board") of the Alabama State Bar ("the Bar") ordered that Douglas H. Cooner be disbarred from the practice of law. Cooner appealed the
Cooner I, 59 So.3d at 37.
Cooner argues that the order on remand does not comply with this Court's mandate in Cooner I.
On appeal from the order on remand, Cooner contends that the Board did not vacate its February 17, 2010, order, even though this Court instructed it do so in Cooner I; that the order on remand does not comply with this Court's mandate in Cooner I because it does not include specific findings of fact as to each allegation of misconduct; that the Board made only "cosmetic changes" in the order on remand; and that the order on remand "still simply recites the testimony and other evidence presented at the hearing." Cooner's brief, at p. 16. We agree.
Initially, it does not appear that the Board vacated its February 17, 2010, order as we instructed in Cooner I. In fact, the Board adopted the procedural history set forth in the February 17, 2010, order.
The order on remand contains a section titled "Findings of Fact," which includes a statement of facts with numbered paragraphs. It also includes a section titled "Conclusions of Law," in which the Board quoted the specific Rule of Professional Conduct involved in charges IV, IX, X, and XI against Cooner, and found that Cooner was guilty of violating each of those rules.
However, the order on remand does not fully comply with our mandate in Cooner I because the order on remand still does not include specific findings of fact as to each allegation of misconduct. In its brief, the Bar states:
The Bar's brief, at p. 43 (capitalization in original). However, the "findings of fact" included in the order on remand are nothing more than a general recitation of the evidence presented at the hearing. Additionally, those "findings of fact" are nearly identical to the recitation of evidence this Court previously held was not sufficient to comply with Rule 4.2, Ala. R. Disc. P. See Cooner I, 59 So.3d at 39. Because the order on remand does not include specific findings of fact as to each allegation of misconduct, the order on remand does not comply with either Rule 4.2, Ala. R. Disc. P., or with this Court's mandate in Cooner I, supra. Accordingly, we must again reverse the Board's order of disbarment and remand this cause with directions that the Board vacate its February 17, 2010, order of disbarment, vacate its order on remand, and enter a new order that complies with Rule 4.2, Ala. R. Disc. P. See Cooner I, supra.
Cooner also argues that this Court should dismiss the remaining formal charges against him because of the Board's allegedly "excessive delay and its failure to comply with this Court's mandate." Cooner's brief, at p. 19. Specifically, he contends that the Board's failure to comply with Rule 4.2, Ala. R. Disc. P., in its February 17, 2010, order frustrated his right to appellate review pursuant to Rule 12(f), Ala. R. Disc. P.; that the Board's
Cooner cites this Court's decisions in Noojin v. Alabama State Bar, 577 So.2d 420 (Ala.1990), and Hayes v. Alabama State Bar, 719 So.2d 787 (Ala.1998), to support his position that the disciplinary charges against him should be dismissed based on the Board's delay in entering the order on remand. However, the circumstances in Hayes and Noojin that warranted a dismissal of the disciplinary charges in those cases are vastly different from the circumstances presented here.
In Noojin, Noojin pleaded guilty to a misdemeanor in the United States District Court for the Southern District of Alabama ("the federal district court"). In November 1988, Noojin received a suspended sentence and probation. The conditions of his probation provided that he not engage in the practice of law for a period of one year and that, if a complaint based on the action charged in the federal criminal proceeding or any earlier act was filed with the Bar, Noojin's response to the complaint would be that he would not oppose a one-year suspension of his law license.
On November 29, 1988, the Mobile Bar Association notified Noojin that there was a complaint against him that arose out of the action that was the basis for the proceedings in the federal district court. Noojin filed a written response that was accompanied by a conditional guilty plea. Noojin subsequently contacted the Bar regarding the status of the charges against him. Both individuals he spoke with told Noojin that the matter was still pending in the local committee. On June 29, 1989, Noojin filed a motion to dismiss the proceeding, even though no formal charges had been filed against him at that time. Noojin did not receive a response to his motion. However, on October 24, 1989, Noojin was served with disciplinary charges. After a hearing was conducted, the Board found him guilty of three of the six charges and suspended him from the practice of law for a period of one year. Noojin appealed from the Board's order suspending him from the practice of law.
Citing Rule 11, Ala. R. Disc. Enf.,
Noojin, 577 So.2d at 424. In addressing this issue, this Court stated that, although the Bar had filed the formal charges against Noojin within the six-year period of limitations set forth in Rule 23, Ala. R. Disc. Enf., "special circumstances existed here, which appear to us to call for the application of the provisions of Rule 11." 577 So.2d at 424. This Court also noted that the Bar's delay in that case had worked to Noojin's disadvantage. This Court looked at the fact that Noojin did not receive the formal charges until three or four weeks before the end of his one-year period of suspension that was a condition of his probation; the fact that it appeared that Noojin was contemplating that the Bar would take action against him when he entered his guilty plea in the federal district court and his conditional plea in the local grievance proceeding; the fact that the Bar did not deny that, or explain why, the proceeding was delayed until shortly before Noojin was to complete the one-year suspension that was a condition of his probation in the federal case; and the fact that Noojin had contacted the Bar at the time plea negotiations were being conducted and had inquired as to the status of the grievance proceeding. Ultimately, this Court stated that "the record here is sufficient for us to conclude that the spirit of Rule 11 has been violated and the State Bar has provided no good cause to delay." 577 So.2d at 424. This Court went on to hold that, even if the disciplinary proceeding by the Bar was not barred, the question still existed as to "whether this Court should exercise its right to review the severity of the punishment in this case in view of all the attendant circumstances." 577 So.2d at 424. After recognizing this Court's inherent power to review discipline imposed by the Bar, this Court stated: "After examination of all the facts in this record, we believe that we should exercise our power and overturn the order of suspension in this case, because we believe it to be inappropriate in view of all the facts and circumstances of this case." 577 So.2d at 425 (emphasis added). Thus, the decision in Noojin appears to have been based on special circumstances that are simply not present in this case.
In Hayes, the Bar filed formal charges against Hayes and two other attorneys on May 15, 1996. Subsequently, the three attorneys were indicted for conduct related to their practice of law. In preparing to answer the Bar's formal charges against him and the other attorneys, Hayes sought discovery from the Bar regarding the allegations against him and sought to depose Richard Poff, whose complaint to the Bar had initiated the Bar's investigation of the attorneys. During the deposition, general counsel for the Bar alleged the deposition of Poff "was being taken in a bad faith attempt to obtain discovery for the criminal cases and terminated the deposition." 719 So.2d at 788 n. 2. On October 28, 1996, the Bar filed a motion with the Board seeking to stay the discovery in the attorneys' disciplinary proceedings pending the trial in the criminal cases, which the Board granted. On February 14, 1997, the attorneys pleaded guilty to various misdemeanor charges. Subsequently, the Bar filed a petition pursuant to Rule 22(a)(2), Ala. R. Disc. P., and asked the Board to declare the misdemeanors to which the attorneys pleaded guilty "serious crimes," and the Board granted the petition. The Board later entered an "Order of Final Discipline," in which it suspended the three
Relying on this Court's holding in Noojin, the attorneys in Hayes argued that the Bar's delay with regard to the remaining formal charges violated Rule 14, Ala. R. Disc. P., and warranted dismissal of those charges. In addressing this issue, this Court examined the facts to determine whether there was good cause to defer or delay the disciplinary proceedings in that case. This Court stated:
719 So.2d at 790-91. Thus, in Hayes, the remaining formal charges this Court ultimately dismissed had been stayed and were still pending at the time this Court held oral arguments. However, in this case, the Board has already conducted a hearing on the formal charges against Cooner and has found Cooner guilty of violating the Rules of Professional Conduct. Thus, the situation in this case is quite different from the situation presented by Hayes.
Additionally, Hayes and Noojin involved situations where the final disposition of the formal charges was stayed or deferred based on separate criminal proceedings. Therefore, those cases involved the application of Rule 14, Ala. R. Disc. P., and its predecessor, Rule 11, Ala. R. Disc. Enf. However, in this case, the Board did not delay or defer its entry of the order on remand based on separate criminal or civil litigation. As Cooner points out in his brief: "[N]o civil or criminal litigation was pending against [him] that might have served as an occasion for the Board to decide that good cause existed for the deferral or abatement of the case." Cooner's brief, at p. 20. Therefore, this case does not implicate Rule 14, Ala. R. Disc. P.
For the above-stated reasons, the facts in our prior decisions in Hayes and Noojin are distinguishable from the facts in this case and do not offer any actual support for Cooner's argument that the delay in the remand proceedings warrants a dismissal of the charges against him. Additionally,
For the above-stated reasons, we remand this cause with instructions that the Board vacate its February 17, 2010, order of disbarment; vacate the order on remand; and enter a new order that complies with Rule 4.2, Ala. R. Disc. P., and with this Court's prior mandate in Cooner I. The Board shall make due return to this Court at the earliest possible time and within 30 days after the date of this opinion.
REMANDED WITH INSTRUCTIONS.
MOORE, C.J., and STUART, BOLIN, PARKER, MURDOCK, MAIN, and BRYAN, JJ., concur.
Ex parte King, 821 So.2d 205, 208 (Ala.2001). Similarly, the Board had a duty to comply with this Court's mandate in Cooner I. Because the Board had a duty to comply with this Court's mandate, we will review Cooner's claim even though he did not first present it to the Board.