PER CURIAM.
Wayne Morrow filed a permissive appeal pursuant to Rule 5, Ala. R.App. P., from the Montgomery Circuit Court's order denying Morrow's request for a judgment declaring that the $100,000 cap on damages in § 11-47-190, Ala.Code 1975, applies to Morrow, a municipal employee who was sued in his individual capacity. We affirm the trial court's order.
In January 2009, Alice Yu sought to have Alabama Power Company ("Alabama Power") restore electrical service in her name at a commercial building she was leasing at 1940 N. Ripley Street in Montgomery ("the premises"). Because the premises had been without power for approximately eight months, the City of Montgomery ("the City") had to perform an electrical inspection of the premises and clear the premises for service before Alabama Power could restore electrical service. On January 29, 2009, Morrow, who was an electrical inspector with the City, inspected the premises. Morrow stated that there was a raised concrete pad at the back of the building and that there was an air-conditioning system on the raised concrete pad. Morrow also stated that there was a chain-link fence around the entire concrete pad, that the entry to the system was by a locked gate, and that the top of the fence was also enclosed by a chain-link fence that went over the air-conditioning system and was secured to the building. Morrow stated that, above the concrete pad, there was an electrical source that could be used to install a floodlight ("the electrical source") and that the electrical source was covered by a circular, weatherproof junction box. Morrow further stated that he did not find any electrical defects or any dangerous conditions with regard to the electrical system and that he approved the premises for the restoration of power. On January 30, 2009, Alabama Power restored power to the premises.
On June 30, 2009, Keandarick Russell, a minor, was staying with his great-grandmother,
On June 17, 2010, Shameka Caldwell, as Russell's mother and next friend, filed a wrongful-death action against multiple defendants, including fictitiously named defendants. On September 2, 2010, Caldwell amended her complaint to substitute Morrow and Yu for two of the fictitiously named defendants. In the amended complaint, Caldwell alleged that Morrow had negligently, recklessly, and/or wantonly inspected the premises and had negligently, recklessly, and/or wantonly allowed electrical service to be restored to the premises. In his answer, Morrow asserted that he was entitled to State immunity, to State-agent immunity, and to qualified immunity.
On March 15, 2011, Caldwell filed a second amended complaint. In the second amended complaint, Caldwell stated that Morrow "is sued herein in his individual capacity for his individual acts of negligence and wantonness which caused or contributed to cause the death of Keandarick Russell." Also, in her second amended complaint, Caldwell alleged that Morrow had acted "negligently and/or recklessly and/or wantonly and/or maliciously and/or willfully and/or with fraudulent conduct and/or in bad faith and/or intentionally and/or beyond his authority and/or under a mistaken interpretation of the law" when he inspected the premises; that he had been "negligent and/or wanton and/or reckless and/or malicious and/or willful and/or [had acted] with fraudulent conduct and/or in bad faith and/or intentionally and/or beyond his authority and/or under a mistaken interpretation of the law" when he allegedly did not follow proper protocol and procedures for inspecting the premises for electrical service; and that Morrow had negligently, recklessly, and/or wantonly allowed electrical service to be restored to the premises. Finally, in the second amended complaint, Caldwell stated that Morrow had "acted negligently and/or wantonly in this case and this action is brought against him specifically in his individual capacity." In his answer to the second amended complaint, Morrow again alleged that he was entitled to State immunity, to State-agent immunity, and to qualified immunity.
On July 1, 2011, Morrow filed a motion for a summary judgment in which he argued that he was entitled to State-agent immunity under Ex parte Cranman, 792 So.2d 392 (Ala.2000).
On May 25, 2012, Morrow filed a motion asking the trial court for "a judgment declaring the statutory limitations of liability of $100,000, pursuant to Ala.Code 1975, § 11-47-190, are applicable to Defendant Wayne Morrow in this case." Caldwell filed a response to Morrow's request for a declaratory judgment in which she contended that the statutory cap on recovery set forth in § 11-47-190 for damages against a municipality would not apply to the claims in this case because the claims were brought against Morrow in his individual capacity and because she alleged that Morrow had acted recklessly, wantonly, or willfully.
On June 27, 2012, the trial court entered an order denying Morrow's request for a judgment declaring § 11-47-190 applicable in which it stated, in pertinent part:
On June 28, 2012, Morrow filed a motion in which he requested that the trial court "certify the question of the extent to which any individual capacity claim against Morrow is limited to $100,000 under Ala.Code § 11-47-190, and to stay the proceedings pending the filing of a petition for interlocutory appeal, pursuant to Rule 5, Ala. R.App. P." The trial court provided the certification necessary for an interlocutory appeal pursuant to Rule 5, Ala. R.App. P.
Subsequently, Morrow filed a petition for permissive appeal in this Court. This Court granted the petition.
The trial court's certification included the following controlling question of law for permissive appeal:
This case presents a pure question of law. This Court has held: "`"[O]n appeal, the ruling on a question of law carries no presumption of correctness, and this Court's review is de novo."' Rogers Found. Repair, Inc. v. Powell, 748 So.2d 869, 871 (Ala.1999) (quoting Ex parte Graham, 702 So.2d 1215, 1221 (Ala.1997))." City of Prattville v. Corley, 892 So.2d 845, 847 (Ala.2003).
In answering the trial court's question, we are guided by the following principles of statutory construction:
City of Prattville v. Corley, 892 So.2d at 848.
First Union Nat'l Bank of Florida v. Lee Cnty. Comm'n, 75 So.3d 105, 111-12 (Ala. 2011).
Morrow argues that the plain language of § 11-47-190 clearly dictates that the $100,000 statutory cap on recovery would apply to the claims against him even though he is being sued in his individual capacity and even though Caldwell is alleging that he acted recklessly, willfully, and wantonly. This Court has not yet addressed whether the statutory cap on recovery set forth in § 11-47-190 would apply to limit the liability of municipal employees sued in their individual capacity.
(Emphasis added.)
The first sentence of § 11-47-190 recognizes the principle that municipalities are generally immune from suit ("No city or town shall be liable for damages....") and then provides an exception for actions seeking damages for the negligent acts of the agents or employees of municipalities ("unless such injury or wrong was done or suffered through the neglect, carelessness, or unskillfulness of some agent, officer, or employee"). There is no exception in the statute allowing an action against a municipality for the wanton or willful conduct of its agents or employees. Cremeens v. City of Montgomery, 779 So.2d 1190, 1201 (Ala. 2000) ("A municipality cannot be held liable for the intentional torts of its employees. See Ala.Code 1975, § 11-47-190...."); Town of Loxley v. Coleman, 720 So.2d 907, 909 (Ala.1998) ("This Court has construed § 11-47-190 to exclude liability for wanton misconduct.").
Further, this Court has interpreted the first sentence of § 11-47-190 as serving
Ellison v. Town of Brookside, 481 So.2d 890, 891-92 (Ala.1985).
The second sentence of § 11-47-190, which provides a cap on any recovery on a judgment resulting therefrom, begins with the word "however." The use of the sentence adverb (or conjunctive adverb)
Morrow advances a different reading of the second sentence of § 11-47-190. Specifically, he points to the language that "no recovery may be had under any judgment... against ... any ... employee ... in excess of" $100,000 and contends that this provides a blanket cap on any damages awarded against any municipal agent or employee in any action. In other words, he would interpret the second sentence as limiting recovery from actions that are different from the actions allowed by the first sentence, including recovery in actions alleging wanton or willful conduct against municipal employees in their individual capacity. This reading of § 11-47-190 improperly disconnects the second sentence from the context of the entire section and fails to acknowledge the conjunctive adverb "however" that links the second sentence to, and causes it to modify, the first sentence.
Further, it is clear that the reference to judgments against "any officer or officers, or employee or employees, or agents" in the second sentence is made because of the need to be clear that municipal liability is limited to $100,000 even where that liability is a function of an action against one of those persons in their official capacity or of the special statutory indemnity imposed on a municipality by 11-47-24, Ala.Code 1975. As to the former, in Smitherman v. Marshall County Commission, 746 So.2d 1001, 1007 (Ala.1999), this Court held that
By the same token, because of the need to be clear that municipal liability is limited to $100,000 even where that liability is a function of an action against a municipal employee in his or her official capacity or of the special statutory indemnity imposed on the city by 11-47-24, the second sentence of § 11-47-190 specifically addresses "judgments ... by way of indemnity under Section 11-47-24" that arise from judgments against "any officer or officers, or employee or employees, or agents" of a municipality.
Section 11-47-24, Ala.Code 1975, provides:
As this Court noted in Benson v. City of Birmingham, 659 So.2d 82, 87 (Ala.1995), by amending § 11-47-190 in 1994 to add the second sentence, the legislature clarified the fact that the limitation on recovery against a municipality also limits the amount for which a municipality may indemnify a negligent employee.
Finally, no language in § 11-47-190 suggests that it is intended to apply to claims against municipal employees who are sued in their individual capacities. Rather, when the statute is read as a whole, it is clear that the limitation on recovery in the second sentence of § 11-47-190 is intended to protect the public coffers of the municipality, not to protect municipal employees from claims asserted against them in their individual capacity.
Because the plain language of § 11-47-190 does not limit the recovery on a claim against a municipal employee in his or her individual capacity, the $100,000 statutory cap on recovery set forth in § 11-47-190 would not apply to Caldwell's claims against Morrow. Therefore, the trial court properly denied Morrow's request for a judgment declaring that it would. Accordingly, we affirm the trial court's order.
AFFIRMED.
STUART, BOLIN, PARKER, MAIN, WISE, and BRYAN, JJ., concur.
MOORE, C.J., concurs in the result.
MURDOCK, Justice (concurring specially).
I fully concur in the main opinion and the reasoning therein. I write separately to further explain the basis for my concurrence.
I must confess that, until recently, I found the provisions of §§ 11-47-190 and 191, Ala.Code 1975, confusing. The purpose of both sections appears to be to address the liability of municipal governments, but they seek to accomplish this with unusual clauses and categories, the meaning, need, and consistency of which are not readily apparent. I found the second sentence of § 11-47-190 particularly difficult to understand, given its multiple commas, conditional clauses, and especially the content and placement of the particular clause referring to judgments against "any officer or officers, employee or employees, or agents" of a municipality in the midst of a statute (two statutes if you include § 11-47-191) otherwise singularly focused on municipal-governmental liability and protecting municipal-government coffers. Having recently examined the historical context in which the first predecessors of these statutes were enacted, as well as early decisions of this Court rendered not long after their enactment, see discussion infra, I have come to what I believe is a clearer understanding of these statutes, and I offer the following observations.
First, the provisions of § 11-47-190 must, of course, be read as a whole. Second, they must be read in pari materia with the provisions of § 11-47-191. Moreover, the provisions of § 11-47-190 must be read as a whole and in pari materia with those of § 11-47-191 within the unique historical context of the preexisting doctrine of local governmental immunity and the debate relating to that doctrine attendant to the adoption of the Alabama Constitution of 1901.
The common-law doctrine of governmental immunity for municipal and county governments predates not only the adoption of § 11-47-190 and its predecessors, but also the adoption of the 1901 Constitution.
Further, as noted, the doctrine of local governmental immunity was a doctrine concerned with protecting local governments, specifically, the public coffers maintained by those governments, see, e.g., Smith v. Schulte, 671 So.2d 1334 (Ala. 1995), and Garner. It afforded no protection to local-government employees when they might be sued in their individual capacity on the basis of some duty imposed upon them personally by tort law (e.g., the duty to use due care vis-a-vis other motorists while driving on public roadways on municipal or county business). As this Court explained in Anders, a case indicating
Thus, the fact and amount of liability by a municipal employee in his or her individual capacity were not and are not proper, or intended, subjects of the legislature's enactment of §§ 11-47-190 and -191 and their predecessors. Instead, employees, officers, and agents of a municipality find themselves referenced in the last sentence of § 11-47-190 simply because of the need to be clear that governmental liability is limited to $100,000 even where that liability is a function of an action against one of those persons in his or her official capacity or of the special statutory indemnity obligation imposed on the municipality by § 11-47-24, Ala.Code 1975. The legislature's use of the word "however" to introduce the second sentence of § 11-47-190, and the relationship between the first and second sentences of § 11-47-190 that, as discussed in the main opinion, it reflects, simply reinforces this understanding.
As noted, the predecessors of §§ 11-47-190 and -191 date back to 1907, not long after the adoption of the 1901 Constitution and the debates over municipal liability that occurred at the convention that produced that constitution. The above-stated understanding of these statutes is informed, therefore, by a long line of cases, the first of which was decided in 1915. See City of Birmingham v. Carle, 191 Ala. 539, 68 So. 22 (1915) (explaining the meaning of the §§ 1273 and 1274, Ala.Code 1907); City of Birmingham v. Norwood, 220 Ala. 497, 126 So. 619 (1930) (explaining §§ 2029 and 2030, Ala.Code 1923); City of Anniston v. Hillman, 220 Ala. 505, 126 So. 169 (1930); City of Birmingham v. Corr, 229 Ala. 321, 157 So. 56 (1934); City of Mobile v. Reeves, 249 Ala. 488, 31 So.2d 688 (1947) (explaining §§ 502 and 503, Title 37, Ala.Code 1940); Brown v. City of Fairhope, 265 Ala. 596, 93 So.2d 419 (1957); Smitherman v. Marshall Cnty. Comm'n, 746 So.2d 1001 (Ala.1999); Health Care Auth. for Baptist Health v. Davis, [Ms. 1090084, May 17, 2013] ___ So.3d ___ (Ala.2013) (discussing the historical context and reasons for §§ 11-47-190 and -191); Ex parte City of Bessemer, 142 So.3d 543 (Ala.2013) (to like effect). See also Suttles v. Roy, 75 So.3d 90 (Ala. 2010) (applying § 11-93-2, but indicating that that Code provision and § 11-47-190 are to be construed in pari materia).
Finally, I note that the question before us in this permissive appeal is limited to whether, if an employee of a municipality is personally liable for a tort he or she commits in the course of his or her employment by a municipality, that liability can exceed the $100,000 cap referenced in § 11-47-190. Any such liability, however, would of course depend as a threshold matter on the existence of a duty that was
75 So.3d at 99 n. 5 (emphasis added). Additionally, when this Court overruled Suttles and Homewood's application for rehearing, Justice Shaw issued a special writing concurring specially and stating:
75 So.3d at 104 (emphasis added).