TERRY F. MOORER, Magistrate Judge.
Wanda Jackson Browder ("Plaintiff" or "Browder") applied for disability insurance benefits under Title II of the Social Security Act ("the Act"), 42 U.S.C. §§ 401 et seq., and supplemental security income under Title XVI of the Act, 42 U.S.C. §§ 1381 et seq., on March 5, 2010. R. 21. After being denied on May 7, 2010, Browder timely filed for and received a hearing before an administrative law judge ("ALJ") who rendered an unfavorable decision on January 6, 2012.
Browder seeks judicial review of the Commissioner's decision denying her application for disability insurance benefits. United States District Courts may conduct limited review of such decisions to determine whether they comply with applicable law and are supported by substantial evidence. 42 U.S.C. § 405. The court may affirm, reverse and remand with instructions, or reverse and render a judgment. Id.
The Court's review of the Commissioner's decision is a limited one. The Court's sole function is to determine whether the ALJ's opinion is supported by substantial evidence and whether the proper legal standards were applied. See Jones v. Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999); Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983).
"The Social Security Act mandates that >findings of the Secretary as to any fact, if supported by substantial evidence, shall be conclusive.'" Foote v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995) (quoting 42 U.S.C. §405(g)). Thus, this Court must find the Commissioner's decision conclusive if it is supported by substantial evidence. Graham v. Apfel, 129 F.3d 1420, 1422 (11th Cir. 1997). Substantial evidence is more than a scintilla — i.e., the evidence must do more than merely create a suspicion of the existence of a fact, and must include such relevant evidence as a reasonable person would accept as adequate to support the conclusion. Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997) (citing Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971)); Foote, 67 F.3d at 1560 (citing Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982)).
If the Commissioner's decision is supported by substantial evidence, the district court will affirm, even if the court would have reached a contrary result as finder of fact, and even if the evidence preponderates against the Commissioner's findings. Ellison v. Barnhart, 355 F.3d 1272, 1275 (11th Cir. 2003); Edwards v. Sullivan, 937 F.2d 580, 584 n.3 (11th Cir. 1991) (quoting MacGregor v. Bowen, 786 F.2d 1050, 1053 (11th Cir. 1986)). The Court must view the evidence as a whole, taking into account evidence favorable as well as unfavorable to the decision. Foote, 67 F.3d at 1560 (citing Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). The Court "may not decide facts anew, reweigh the evidence, or substitute [its] judgment for that of the [Commissioner]," but rather it "must defer to the Commissioner's decision if it is supported by substantial evidence." Miles v. Chater, 84 F.3d 1397, 1400 (11th Cir. 1997) (quoting Bloodsworth, 703 F.2d at 1239).
The Court will also reverse a Commissioner's decision on plenary review if the decision applies incorrect law, or if the decision fails to provide the district court with sufficient reasoning to determine that the Commissioner properly applied the law. Keeton v. Dep't of Health and Human Servs., 21 F.3d 1064, 1066 (11th Cir. 1994) (citing Cornelius v. Sullivan, 936 F.2d 1143, 1145 (11th Cir. 1991)). There is no presumption that the Commissioner's conclusions of law are valid. Id.; Brown v. Sullivan, 921 F.2d 1233, 1236 (11th Cir. 1991) (quoting MacGregor, 786 F.2d at 1053).
The Social Security Act's general disability insurance benefits program ("DIB") provides income to individuals who are forced into involuntary, premature retirement, provided they are both insured and disabled, regardless of indigence.
42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A "physical or mental impairment" is one resulting from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques. 42 U.S.C. §§ 423(d)(3), 1382c(a)(3)(D).
The Commissioner of Social Security employs a five-step, sequential evaluation process to determine whether a claimant is entitled to benefits. See 20 C.F.R. § 404.1520, 416.920 (2010).
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986).
The burden of proof rests on a claimant through Step 4. See Phillips v. Barnhart, 357 F.3d 1232, 1237-39 (11th Cir. 2004). Claimants establish a prima facie case of qualifying disability once they meet the burden of proof from Step 1 through Step 4. At Step 5, the burden shifts to the Commissioner, who must then show there are a significant number of jobs in the national economy the claimant can perform. Id.
To perform the fourth and fifth steps, the ALJ must determine the claimant's Residual Functional Capacity ("RFC"). Id. at 1238-39. RFC is what the claimant is still able to do despite his impairments and is based on all relevant medical and other evidence. Id. It also can contain both exertional and nonexertional limitations. Id. at 1242-43. At the fifth step, the ALJ considers the claimant's RFC, age, education, and work experience to determine if there are jobs available in the national economy the claimant can perform. Id. at 1239. To do this, the ALJ can either use the Medical Vocational Guidelines
The grids allow the ALJ to consider factors such as age, confinement to sedentary or light work, inability to speak English, educational deficiencies, and lack of job experience. Each factor can independently limit the number of jobs realistically available to an individual. Id. at 1240. Combinations of these factors yield a statutorily-required finding of "Disabled" or "Not Disabled." Id.
Browder, age 56 at the time of the hearing, has completed her high school equivalency diploma, and is able to read and write. R. 46. Browder has past relevant work as a housekeeper/cleaner (unskilled, light), retail manager (skilled, light), construction worker (heavy), structural steel worker (skilled, heavy), and auto service station attendant (semi-skilled, light). R. 29, 61. Browder's alleged disability onset date is May 11, 2004. R. 21. Browder has not engaged in substantial gainful work activity since her alleged disability onset date. R. 23. Browder meets the insured status requirements of the Social Security Act through June 30, 2007. Id. Browder claims she is unable to work because of lumbar arthritis and disc disease, degenerative arthritis of the right knee, dysarthria/neuralgia, depression, hypertension, and shoulder pain. See Doc. 13 at 3; R. 23.
Browder received treatment from various medical practitioners and the ALJ considered the medical records from these practitioners. Throughout most of 1998, Browder saw Harold Fuller, Jr., M.D. ("Dr. Fuller") and James L. Head, M.D. ("Dr. Head") for various complaints, but the relevant records relate to Browder's depression and anxiety. R. 23, 276-87. On January 5, 1998, Dr. Head diagnosed Browder with severe depression and referred her to Dr. Fuller to be admitted for psychiatric care after several discussions involving marital problems. R. 287. Browder was prescribed Zoloft, Trazadone, and Loestrin and discharged on January 7, 1998 after her condition improved. Browder saw Dr. Head again in February and August of 1998 with further complaints of depression due to marital problems. R. 276, 282. Dr. Head adjusted Browder's medication, prescribed Xanax, and instructed Browder to seek psychiatric assistance because it was not his field of expertise. Id.
On March 15, 2000, James D. Voreis, M.D. ("Dr. Voreis") began treating Browder for anxiety and depression, and prescribed Paxil and Xanax. R. 430. However, on subsequent visits, Dr. Voreis only treated Browder for anxiety, and refilled her Xanax prescription. See e.g. R. 412, 414-16, 418-19, 421, 424, 427-29, 433, 633.
In 2000, Browder complained to Dr. Voreis of right knee pain with a history of past surgeries. R. 26. On November 10, 2000, Dr. Voreis reported that an x-ray of Browder's right knee returned normal findings. R. 26, 585. Browder returned in June of 2001, again with persistent right knee pain. R. 26, 425. Dr. Voreis found her knee to be "stiff," and noted that "I think she's just doomed to arthritic problems with [her] right knee." Id. Browder began receiving regular steroid injections to her knee, and was prescribed Lortab for pain management. R. 26, 395, 406, 416, 421-25.
On December 20, 2002, Browder saw Dr. Voreis with complaints of tailbone and back pain. R. 26, 395. Dr. Voreis found that Browder has lumbar arthritis and disc disease and her right knee is crepitant. Id. Browder returned multiple times with complaints of back and knee pain, and on May 14, 2003, Dr. Voreis noted that she "appears to have a left ac separation" after a fall in which she also injured her left shoulder. R. 26, 389. Dr. Voreis warned Browder that she might be in pain for the next six weeks, and prescribed her a "full dose pack" of Lortab. Id. Browder returned for a follow-up on June 18, 2003, and reported that her back is "better," but she still cannot turn quickly to the left. Id. Dr. Voreis also noted that she was having "less intense pain," as well as normal neurological, neurovascular, and extremity findings. Id. Browder continued to be seen for chronic back and knee problems and was treated with Lortab pain medication and steroid injections to her knee. R. 26, 387.
On June 25, 2004, Browder saw Dr. Voreis complaining that the left side of her face and tongue are numb after having a tooth pulled in March. R. 26, 378. Dr. Voreis noted that Browder was "somewhat dysarthic," and refilled her Lortab. Id. Dr. Voreis also prescribed Elavil for depression; however, he did not note anything pertaining to depression or her mental state. Id. On September 2, 2004, Browder told Dr. Voreis that she had an appointment with an oral surgeon the following day. R. 26, 376. However, she returned on October 20, 2004 with left jaw pain, and Dr. Voreis continued treatment with pain medication.
Throughout 2005, Dr. Voreis continued to treat Browder's back, knee, jaw pain, and anxiety with medication (steroid knee injections, Lortab, and Xanax). R. 26, 477-85. On December 16, 2005, Browder finally reported some improvement, stating that the Lyrica had reduced her pain "from a 15 to about a 10 on a scale of 10," and added that she "can actually function now". R. 26, 477. Dr. Voreis continued Browder on Lortab and Lyrica. Id.
On February 10, 2006, Browder had a "relapse" with the pain in her jaw and she said she cannot handle the Depo-Medrol knee injections. R. 475. The remainder of Browder's 2006 visits with Dr. Voreis consists of treatment for a cyst in her throat as well as anxiety and depression due to an impending surgery on the cyst, numerous physical injuries due to accidents around the house, cold symptoms, and sporadic complaints of continued knee and jaw pain. R. 160-74.
On February 23, 2007, Browder presented with an ongoing complaint of sinusitis. R. 26, 457. During the visit, Browder said that her prescription for Tegretol has helped relieve her jaw pain. Id. On March 26, 2007, Browder saw Dr. Voreis after falling off of the side rail of a truck and reinjuring her knee. R. 26, 455. Dr. Voreis noted a positive straight leg raise, but further noted that her right knee appears stable with no cyanosis, clubbing, or edema. Id. In April and May of 2007, Dr. Voreis also found that her right knee was still stable, but she was experiencing some jaw pain. R. 26, 452-54. Dr. Voreis gave Browder a knee injection and prescribed Lortab for pain management. Id.
After review of the medical records, the ALJ found that Browder has the following severe impairments: lumbar arthritis and disc disease, degenerative arthritis of the right knee, and dysarthria/neuralgia. R. 23. The ALJ found that Browder "has the residual functional capacity to perform light work and unskilled work" with no limitations. R. 25. The ALJ then found that considering Browder's "age, education, work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that [she] can perform." Id.
Browder raises two issues for judicial review:
See Doc. 13 at 7.
Browder argues that the Commissioner's decision should be reversed because the ALJ failed to properly consider her impairments singly and in combination, their severity level, and the effect they have on her ability to work. See Doc. 13 at 7. Specifically, Browder argues that the ALJ improperly determined that her depression and anxiety are non-severe impairments, and completely failed to evaluate her hypertension, left shoulder pain, and intractable/neuropathic jaw pain. Id.
Browder argues that although the ALJ did discuss her listed impairments of depression and anxiety, the ALJ erred in finding them to be non-severe impairments. The claimant bears the burden of proving that an impairment meets or equals a listed impairment. See Bowen v. Yuckert, 482 U.S. 137, 146 n. 5 (1987); Wilkinson ex rel. Wilkinson v. Bowen, 847 F.2d 660, 662 (11th Cir. 1987). The United States Supreme Court held that "[f]or a claimant to show that his impairment matches a listing, it must meet all of the specified medical criteria" and that "[a]n impairment that manifests only some of those criteria, no matter how severely, does not qualify." Sullivan v. Zebley, 493 U.S. 521, 530 (1990). Similarly, the Eleventh Circuit held that the claimant:
Bell v. Bowen, 796 F.2d 1350, 1353 (11th Cir. 1986) (citing 20 C.F.R. §§ 404.1525 and 404.1526).
Here, the ALJ did a full and thorough evaluation of Browder's diagnoses for depression and anxiety. R. 23-25. The ALJ ultimately found that "[i]n total, the claimant's medically determinable mental impairments of anxiety and depression, considered singly and in combination, did not cause more than minimal limitation in the claimant's ability to perform basic mental work activities and were therefore non-severe." R. 24. In making this finding the ALJ considered the four functional areas set out in section 12.00C of the Listing of Impairments. Id.; see 20 C.F.R., Part 404, Subpart P, Appendix 1.
First, the ALJ found that Browder has no limitation in her activities of daily living, after finding that Browder's daily activities are only limited by her physical, not mental, impairments. R. 24. The ALJ found this consistent with her hearing testimony and her application for SSI where she stated that she is able to care for herself and her animals so long as she takes her pain medication. Id. Next, the ALJ found that Browder only had a mild limitation in social functioning, due to her ability to shop in public places, and visit family, among others, while unaccompanied. Id. Next, the ALJ found that Browder only has a mild limitation in concentration, persistence or pace due to her testimony that she is able to perform concentration intensive tasks such as watching television, managing her savings account and checkbook, and paying bills. Id. The ALJ stated that although the findings suggest no limitation, the ALJ gave Browder the "benefit of doubt" and found that she may experience some limitation due to her physical complaints and possible medication side effects. Id. Finally, the ALJ found that Browder had no episodes of decompensation which have been of an extended duration. Id. Since Browder's medically determinable mental impairments cause no more than a mild limitation in the first three functional areas and there were no episodes of decompensation of an extended duration, the ALJ found the impairments to be non-severe. Id.
Despite bearing the burden to present "specific medical findings that meet the various tests" when challenging the ALJ's determination on the severity of an impairment, Browder offers nothing other than a simple statement that the ALJ "dismissed" her impairments of depression and anxiety. See Doc. 13 at 7. This statement does not provide the Court with a proper analysis as to how the ALJ erred, and it is clear from the record that the ALJ carefully and thoroughly reviewed Browder's depression and anxiety in compliance with the law. The Court finds that the ALJ's determination on the severity of Browder's impairment for depression and anxiety is supported by substantial evidence.
Browder avers that the ALJ completely failed to evaluate her hypertension; however, this argument fails because Browder never raised nor presented evidence that hypertension is a severe impairment. The burden of proof rests on a claimant through Step 4. See Phillips, 357 F.3d at 1237-39. Thus, at step two in the sequential evaluation the burden is on the claimant to establish that she has a severe impairment or combination of impairments. Street v. Barnhart, 133 Fed. App'x 621, 627 (11th Cir. 2005). The Eleventh Circuit has held that an ALJ "is under no `obligation to investigate a claim not presented at the time of the application for benefits and not offered at the hearing as a basis for disability.'" Id. (quoting Pena v. Chater, 76 F.3d 906, 909 (8th Cir.1996)). Here, Browder wholly fails to raise hypertension as a listed impairment in both her application for SSI as well as in her hearing testimony where she was represented by counsel.
Browder avers that the ALJ completely failed to discuss her intractable or neuropathic jaw pain, and instead only found a severe impairment of dysarthria/neuralgia. See Doc. 13 at 7-9. Browder points to the medical records to support her contention that she has had jaw pain dating back to 2004 that "represents much more than a loss of clear speech as the ALJ apparently represents with his finding of dysarthria/neuralgia." See Doc. 13 at 8. Browder's argument is without merit.
The ALJ found that Browder suffers from the following severe impairments: "lumbar arthritis and disc disease, degenerative arthritis of the right knee, and dysarthria/neuralgia." R. 23. Not only did the ALJ discuss Browder's jaw pain, he found it to be a severe impairment. While dysarthria is defined as a "disturbance of speech due to emotional stress, to brain injury, or to paralysis, incoordination, or spasticity of the muscles used for speaking," neuralgia is defined as "[p]ain of a severe, throbbing, or stabbing character in the course of distribution of a nerve." Stedman's Medical Dictionary 550, 1206 (27th ed. 2000). So although the ALJ did find that Browder suffers from a loss of speech, the ALJ also very clearly found that the nerve pain in Browder's jaw is also a severe impairment. In fact, the ALJ discussed Browder's jaw pain at length. R. 28. Therefore, Browder's argument is without merit, and the ALJ fully discussed Browder's jaw pain and found it to be a severe impairment. The ALJ's findings are supporting by substantial evidence.
Finally, Browder argues that the ALJ completely failed to discuss her left shoulder pain, but does not point to any evidence that shows that she was disabled during the relevant time period. Browder's argument here is also without merit. The ALJ clearly did discuss Browder's left shoulder pain. One of the main issues before the ALJ is whether Browder was disabled during the relevant time period. This case was complicated by the fact that just a few months after the date Browder was last insured, she was in a car accident that likely left her disabled. Unfortunately, the ALJ is not able to consider any impairments that arose after the date Browder was last insured and must stay within the relevant time period.
Browder argues that the Commissioner's decision should be reversed because he "discarded the opinion evidence of Dr. Voreis, clearly stating that the claimant had been disabled to work from 2004." See Doc. 13 at 8. Specifically, Browder argues that Dr. Voreis' opinion is the only opinion evidence in the record and it is "well supported by the extensive treatment records and testimony." See Doc. 13 at 9. Browder avers that when the ALJ "expressed discontent with the opinion forms and narrative, the physician completed an addendum statement for clarification." Id. Browder states that despite the addendum complying with the ALJ's request, the ALJ still rejected Dr. Voreis opinion evidence, and she asserts that the ALJ already "had made up his mind to disregard the evidence and deny the claim and did so even in the face of the treatment records and treating source opinion," asserting animus on the part of the ALJ. Id.
"An administrative law judge must accord `substantial' or `considerable' weight to the opinion of a claimant's treating physician unless "good cause" is shown to the contrary." Broughton v. Heckler, 776 F.2d 960, 961-62 (11th Cir. 1985) (citing Wiggins v. Schweiker, 679 F.2d 1387, 1389 (11th Cir. 1982)). However, the Eleventh Circuit has also held "[t]he law is clear that, although the opinion of an examining physician is generally entitled to more weight [. . .], the ALJ is free to reject the opinion of any physician when the evidence supports a contrary conclusion." Sryock v. Heckler, 764 F.2d 834, 835 (11th Cir. 1985). In rejecting a treating physician's opinion, the ALJ "must clearly articulate the reasons for giving less weight to the opinion of a treating physician, and the failure to do so is reversible error." MacGregor, 786 F.2d at 1053.
On January 4, 2011, Browder's treating physician Dr. Voreis completed a Social Security Disability Examination on Browder's behalf stating that Browder suffers from the following:
R. 353. Dr. Voreis ultimately opined that the combination of these impairments prohibit Browder from working an eight hour day and forty hours per week, and her pain has been disabling since 2004. R. 354. The ALJ stated that he "acknowledges the opinions provided by Dr. Voreis [. . .], dated January 4, 2011" that state that Browder is unable to perform less than a full range of sedentary work; however, the ALJ "has not given these opinions any weight because they fail to differentiate the limitations from claimant's impairments before and those after he date last insured." R. 27. The ALJ noted that Browder's "left shoulder trauma occurred in the accident in September 2007, again after the date last insured." R. 28.
As a result Dr. Voreis submitted an addendum on December 14, 2011, stating that Browder's most disabling impairment "stems from complications of having a tooth pulled in Florida." R. 738. Dr. Voreis also opined that:
R. 738. The ALJ assigned Dr. Voreis' opinion letter no weight "because it is inconsistent with the objective findings of record and his own treatment of the claiming, during the relevant time period." R. 28.
The Social Security Administration ("SSA") has spoken to the issue of the weight of treating sources:
20 C.F.R. § 416.927(c)(2), 404.1527(c)(2). Similarly, this Court has found that the ALJ has the "discretion to weigh objective medical evidence and may choose to reject the opinion of a treating physician." Gholston v. Barnhart, 347 F.Supp.2d 1108, 1114 (M.D. Ala. 2003); see also Fries v. Comm'r of Soc. Sec. Admin., 196 Fed. App'x 827, 833 (11th Cir. 2006) (holding that an ALJ may, by showing good cause, give minimal weight to a treating physician's opinion that a claimant is disabled when that opinion is "inconsistent with other evidence in the record.")
Here, the ALJ supported his rejection of Dr. Voreis' opinion letter with a series of objective evidence which tends to refute that Browder is disabled, most of it from Dr. Voreis' own records. R. 28. The ALJ found Dr. Voreis' opinion letters to be "inconsistent with the objective findings of the record and his own treatment of the claimant, during the relevant time period." R. 28. The ALJ noted that in December of 2005 and February of 2007, Browder reported that her medications (Lyrica and Tegretol) helped her pain and she said that she "can actually function now." R. 28, 457, 477. The ALJ found these records to be consistent with Browder's hearing testimony where she "confirmed that her medications were helpful prior to the date last insured and that she could perform generally normal activities, and had no medication side effects." R. 28, 53-55. The Court finds that the ALJ articulated good cause for rejecting Dr. Voreis' opinion letters. See Green v. Comm'r of Soc. Sec., 223 Fed. App'x 915, 923 (11th Cir. 2007) (finding that the ALJ had good cause to reject the opinion of the claimant's treating physician because the opinion conflicted with his medical records and with the claimant's testimony that her medication "eases [the pain] off"); Peters v. Astrue, 232 Fed. App'x 866, 871 (11th Cir. 2007) (holding that the ALJ articulated good cause for rejecting treating source opinions, especially considering inconsistencies between the treating notes and the disability evaluations).
The ALJ also noted that in instances where the physician's opinion letter substantially departs from the rest of the evidence of record, it is likely motivated by other factors such as sympathy for the claimant, desire to help the claimant, or even persistence on behalf of the claimant that he form a particular opinion. R. 28. The ALJ noted that there is no evidence to conclusively confirm the motives in the instant action, but rather it is another reason to not assign the opinion letter controlling weight. Id.
Finally, the ALJ stated Social Security Rulings 96-2p and 96-5p "provide that a physician's opinion on issues given to the Commissioner of Social Security is never entitled to controlling weight or special significance, because the ultimate decision of disability is reserved for the Commissioner." Id. (citing SSR 96-29; SSR 96-5p). The ALJ correctly noted that Dr. Voreis' opinion that Browder is unable to work is reserved to the Commissioner, and thus not a medical opinion afforded controlling weight. Lanier v. Comm'r of Soc. Sec., 252 F. App'x 311, 314 (11th Cir. 2007) (citing 20 C.F.R. § 404.1527(e) (explaining that a physician's opinion that a claimant is "disabled" or "unable to work" is not a medical opinion and that this opinion is reserved exclusively to the Commissioner)).
Therefore, the Court finds that the ALJ properly weighed the evidence in the record, and substantial evidence supports the ALJ's findings.
Pursuant to the findings and conclusions detailed in this Memorandum Opinion, the Court concludes that the ALJ's non-disability determination is supported by substantial evidence and proper application of the law. It is, therefore,