CHARLES S. COODY, Magistrate Judge.
In this 42 U.S.C. § 1983 action, Plaintiff Leslie, a state inmate presently incarcerated at the Frank Lee Youth Center Deatsville, Alabama, challenges the constitutionality of actions taken against him during his incarceration at the Easterling Correctional Facility ["Easterling"]. He contends that on January 1, 2012, his constitutional rights were violated when he was subjected both to an excessive use of force and a failure to be protected from the use of force. Leslie further alleges a due process violation regarding a disciplinary infraction issued against him following the January 1, 2012, incident. Named as defendants are Correctional Officers Lorenzo Greene ["Greene"] and Dennis Durry ["Durry"]. Leslie seeks injunctive relief, damages, legal costs, attorneys fees, and requests trial by jury. Doc. Nos. 1, 14.
Defendants filed special reports and supporting evidentiary materials addressing Leslie's claims for relief. Pursuant to the orders entered in this case, the court deems it appropriate to treat the special reports as motions for summary judgment. See Doc. Nos. 9, 28. This case is now pending on Defendants' motions for summary judgment. Upon consideration of such motions, the evidentiary materials filed in support thereof, and Leslie's responses in opposition to these motions, the court concludes that Defendants' motions for summary judgment are due to be granted.
"Summary judgment is appropriate `if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show there is no genuine [dispute] as to any material fact and that the moving party is entitled to judgment as a matter of law.'" Greenberg v. BellSouth Telecomm., Inc., 498 F.3d 1258, 1263 (11th Cir. 2007) (per curiam) (citation to former rule omitted); Fed.R.Civ.P. Rule 56(a) ("The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.").
Defendants have met their evidentiary burden. Thus, the burden shifts to Leslie to establish, with appropriate evidence beyond the pleadings, that a genuine dispute material to his case exists. Clark v. Coats & Clark, Inc., 929 F.2d 604, 608 (11th Cir. 1991); Celotex, 477 U.S. at 324; Fed.R.Civ.P. 56(e)(3) ("If a party fails to properly support an assertion of fact or fails to properly address another party's assertion of fact as required [by citing to materials in the record including affidavits, relevant documents or other materials] the court may ... grant summary judgment if the motion and supporting materials — including the facts considered undisputed — show that the movant is entitled to it."). A genuine dispute of material fact exists when the nonmoving party produces evidence that would allow a reasonable fact-finder to return a verdict in its favor. Greenberg, 498 F.3d at 1263. Consequently, to survive Defendants' properly supported motions for summary judgment, Leslie is required to produce "sufficient [favorable] evidence" which would be admissible at trial supporting his claims for relief. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986); Rule 56(e), Federal Rules of Civil Procedure. "If the evidence [on which the nonmoving party relies] is merely colorable, or is not significantly probative, summary judgment may be granted." Anderson, 477 U.S. at 249-250 (internal citations omitted). "A mere `scintilla' of evidence supporting the opposing party's position will not suffice; there must be enough of a showing that the [trier of fact] could reasonably find for that party. Anderson v. Liberty Lobby, 477 U.S. 242, 106 S.Ct. 2505, 2512, 91 L.Ed.2d 202 (1986)." Walker v. Darby, 911 F.2d 1573, 1577 (11th Cir. 1990). Conclusory allegations based on subjective beliefs likewise cannot create a genuine issue of material fact and, therefore, do not suffice to oppose a motion for summary judgment. Holifield v. Reno, 115 F.3d 1555, 1564 n.6 (11th Cir. 1997) (Leslie's "conclusory assertions ..., in the absence of [admissible] supporting evidence, are insufficient to withstand summary judgment."); Harris v. Ostrout, 65 F.3d 912, 916 (11th Cir. 1995) (grant of summary judgment appropriate where inmate produces nothing beyond his own conclusory allegations challenging actions of the defendants); Fullman v. Graddick, 739 F.2d 553, 557 (11
For summary judgment purposes, only disputes involving material facts are relevant. United States v. One Piece of Real Property Located at 5800 SW 74
Although factual inferences must be viewed in a light most favorable to the nonmoving party and pro se complaints are entitled to liberal interpretation by the courts, a pro se litigant does not escape the burden of establishing by sufficient evidence a genuine dispute of material fact. See Beard, 548 U.S. at 525; Brown v. Crawford, 906 F.2d 667, 670 (11th Cir. 1990). Thus, Leslie's pro se status alone does not mandate this court's disregard of elementary principles of production and proof in a civil case. In this case, Leslie fails to demonstrate a requisite genuine dispute of material fact in order to preclude summary judgment. Matsushita, supra.
On January 1, 2012, Greene pepper sprayd Leslie twice. Leslie maintains Greene's conduct amounted to excessive force because his actions, which comprised making threatening statements, did not reach a "threat level per D.O.C. regulations" requiring Greene's use of pepper spray under the circumstances. Doc. No. 1. In an amendment to the complaint, Leslie claims Durry failed to protect him from Greene's use of force when this officer watched Greene pepper spray him twice and failed to intervene. Doc. No. 14.
Greene indicates that at approximately 2:15 a.m. he was escorting Leslie from Dorm C2 to the lobby with his property. When Leslie began cursing Greene the guard ordered him to stop. Leslie kept on, however, stating "You fucked my life up. I won't make parole now. I'm going to fuck you up." Greene again directed Leslie to stop at which time Greene states Leslie shoved a laundry cart into him and walked towards him stating "I'm going to fuck you up!" Greene pulled out his Sabre Red pepper spray, yelled "Gas!" and sprayed a one second burst at Leslie's face. Leslie commented "Is that all you fucking got?" and continued to advance towards the officer. Greene sprayed Leslie again in the face at which time he stopped his actions. Durry, a Dorm C1 rover, handcuffed Leslie. Doc. No. 7, Greene Affidavit.
Durry, while roving Dorm C1 heard a commotion at approximately 2:15 a.m. coming from the C-Dorm lobby. He looked in the lobby and observed Leslie sitting at a table being loud, disrespectful, and insubordinate to Greene. Durry then watched Leslie take off his coat and lunge at Greene who yelled "Gas!" and sprayed Leslie in the face as the inmate lunged at the officer. After being sprayed, Durry watched Leslie fall back onto the table and state "That's all you got?" Leslie got up from the table and walked towards Greene at which time Durry saw Greene spray Leslie again. Durry states three other correctional officers entered C-Dorm lobby at 2:20 a.m. Leslie then complied with Durry's request to turn around to the rear to be handcuffed. Doc. No. 26, Durry Affidavit.
Leslie was taken to the health care unit for assessment and decontamination at 2:35 a.m. Medical personnel observed that Leslie had "bilateral red eyes." The effects from the pepper spray were visible on his face and neck area also red. Medical personnel released Leslie to DOC custody at 2:55 a.m. Doc. No. 7, Exhs. 2, 3.
Defendants' evidentiary material includes the DOC incident report and a use of force investigative report. The incident report reflects that Leslie's conflict with Greene began shortly before 2:00 a.m. when the guard observed Leslie off his assigned bed. Greene reported the incident to Sergeant Kerry Williams who told Greene to escort Leslie to the shift commander's office. After questioning Leslie about his conduct in the dorm Sgt. Williams reprimanded him and told him to pack his belongings because he was being moved to the restricted privileges dorm-Dorm C1. The remainder of the report depicts the incident in similar fashion to Greene's description of the events as stated in his affidavit but reflects that besides stating "Is that all you fucking got," after he was initially sprayed, Leslie also stated "I'm going to fucking kill you." Doc. No. 7, Exh. 3.
Captain Nathaniel Lawson prepared a use of force investigative report on January 6, 2012, after interviewing Leslie, Greene, and Durry. He made the following determinations:
Doc. No. 7, Exh. 5 at 1.
Captain Lawson recommended a finding that the use of force was justified. To support his recommendation Captain Lawson noted that Leslie pushed a laundry cart at Greene, Greene feared Leslie would cause him bodily harm, and Leslie was sprayed a second time because he continued to walk towards Greene in a threatening manner. Doc. No. 7, Exh. 5 at 2.
Leslie requests declaratory and injunctive relief against Defendants, see Doc. Nos. 1, 14, but he is no longer incarcerated at Easterling. The transfer or release of a prisoner renders moot any claims for injunctive or declaratory relief. See County of Los Angeles v. Davis, 440 U.S. 625, 631 (1979); see also Cotterall v. Paul, 755 F.2d 777, 780 (11th Cir. 1985) (past exposure to even illegal conduct does not in and of itself show a pending case or controversy regarding injunctive relief if unaccompanied by any continuing present injury or real and immediate threat of repeated injury). Therefore, his requests for equitable relief are moot.
Claims of excessive force by prison officials against convicted inmates are governed by the Eighth Amendment's proscription against cruel and unusual punishment. Campbell v. Sikes, 169 F.3d 1353, 1374 (11th Cir. 1999). The standard applied to an Eighth Amendment excessive force claim contains both a subjective and objective component. Hudson, 503 U.S. 1, 8 (1992). The subjective component requires that prison "officials act[ed] with a sufficiently culpable state of mind." Id. (internal quotations omitted). Regarding the objective component, a Leslie must show that "the alleged wrongdoing was objectively harmful enough to establish a constitutional violation." Id. (internal quotations omitted). Not every malevolent touch by a prison official amounts to a deprivation of constitutional rights. Id. at 9. Summary applications of force are constitutionally permissible when prison security and order, or the safety of other inmates or officers, have been placed in jeopardy. Whitley, 475 U.S. at 312.
In extending Whitley to all cases involving allegations of force, the Hudson Court reasoned:
503 U.S. at 6 (citations omitted).With these concerns in mind, the Hudson Court set out certain factors that should be considered in evaluating whether the use of force was wanton and unnecessary. They include: 1) the extent of the injury suffered by the inmate; 2) the need for the application of force; 3) the relationship between the need and the amount of force used; 4) the threat reasonably perceived by the prison official; 5) any efforts made to temper the severity of a forceful response. Id. at 7-8. "From consideration of such factors, `inferences may be drawn as to whether the use of force could plausibly have been thought necessary, or instead evinced such wantonness with respect to the unjustified infliction of harm as is tantamount to a knowing willingness that it occur.' Whitley, 475 U.S. at 321, 106 S.Ct. 1078 (quoting Johnson Glick, 481 F.2d 1028, 1033 (2
There is no dispute among the parties that Leslie was in an agitated state about being moved to the restricted privileges dorm and was being very vocal about it in the C-Dorm lobby. It is also undisputed that Greene ordered Leslie to stop his verbal agitation and threatening remarks and that Leslie disobeyed the order by stating he would not shut up, and that Greene could not make him shut up. Leslie then made additional comments that the guard was "fucking [his] life up for nothing;" he was "waiting for work release," and "you [Greene] just want to fuck up my life over a mistake." Doc. No. 18 at Exh. A. Greene agrees that Leslie made these statements but asserts the inmate also said "I'm going to fuck you up." Doc. No. 7, Exh. 1. Green again ordered Leslie to be quiet, but alleges Leslie again failed to comply with this order and walked towards him and shove a laundry cart at him while stating "I'm going to fuck you up!" Doc. No. 7, Exh. 1. Leslie contends it was Greene who approached the table where he was sitting and moved the laundry cart containing Leslie's property off to the side at which time Leslie stated to him "I see how you are, I see thru [sic] you. You let them violate and play poker, watch fuck-movies, and run around late, but you want to fuck-up the White man for anything you can." Doc. No. 18, Exh. A. Greene then sprayed Leslie with a one second burst of pepper spray. Id.; Doc. No. 7, Exh. 1.
While there is some disagreement among the parties whether Leslie was sitting at the table or walking towards Greene when the guard initially sprayed him, Leslie concedes that he had failed to comply with repeated directives from Greene he cease his defiant and belligerent behavior and then continued this conduct by stating to Green"You just fucked up. I'll sue your ass now, and fuck you up. Is that all you got?"
Leslie argues that Defendant Greene's use of a chemical agent amounted to an excessive force under the circumstances. He maintains his conduct during the incident in question did not warrant the level of force used by Greene and also violated Department of Corrections' policy for use of pepper spray. Doc. No. 18. Leslie acknowledges expressing his displeasure over being moved to the restricted privileges dorm but insists his behavior did not warrant Greene's decision to pepper spray him. Id.
As explained, Defendants have denied Leslie's allegations regarding the use of force, in this instance a chemical agent, and maintain Greene did not use force maliciously and sadistically to cause Leslie harm. Doc. Nos. 7, 26. Rather, Greene maintains he pepper sprayd Leslie because he felt sufficiently threatened by the inmate after he shoved a laundry cart at the him and walked towards him in a hostile manner. Doc. No. 7. Thereafter, Leslie manifested a further aggressive posture and intent by asking Greene "Is that all you got?" prompting Greene's decision to pepper spray Leslie again. Id.
In evaluating the challenged conduct of prison officials, a court must keep in mind the paramount concerns of maintaining order and discipline in an often dangerous and unruly environment. Ort v. White, 813 F.2d 318, 322 (11th Cir. 1987). "[I]f force was applied in a good faith effort to maintain discipline, courts should give great deference to acts taken by prison officials in applying prophylactic or preventative measures intended `to reduce the incidence of riots and other breaches of prison discipline.'" McBride v. Rivers, 170 Fed.Appx. 648, 656 (11th Cir. 2006) (unpublished) (quoting Williams v. Burton, 943 F.2d 1572, 1576 (11th Cir. 1991));
The court finds the evidence insufficient to support a finding that Greene used force "maliciously and sadistically to cause harm" rather than "in a good-faith effort to maintain or restore discipline." See Hudson, 503 U.S. at 7. In reaching this conclusion the court finds that the need for the application of force was established by Leslie's repeated refusals to comply with Greene's orders and his threatening remarks coupled with a clearly agitated state. Greene's application of a chemical agent "in order to gain control of [the inmate] and force him to comply with [his] orders" is not excessive force. Rather than comply with Greene's directives to cease his unruly conduct, Leslie refused and continued with his "boisterous" language including cursing loudly and making verbal threats at Greene both before and after Greene initially pepper sprayd him. Doc. No. 18, Exh. A. "Prison guards may use force when necessary to restore order and need not wait until disturbances reach dangerous proportions before responding." Bennett v. Parker, 898 F.2d 1530, 1533 (11th Cir.1990). Use of chemical agents by prison officers on disruptive prisoners is not per se unconstitutional. Danley v. Allen, 540 F.3d 1298, 1307 (11th Cir. 2008) (overruled in part on other grounds, Randall v. Scott, 610 F.3d 701 (11th Cir. 2010)) ("Pepper spray is an accepted non-lethal means of controlling unruly inmates."); Spain v. Procunier, 600 F.2d 189, 196 (9th Cir. 1979) ("use of nondangerous quantities of [tear gas] in order to prevent a perceived future danger does not violate `evolving standards of decency' or constitute an `unnecessary and wanton infliction of pain.'"). "And prison guards do not have the luxury or obligation to convince every inmate that their orders are reasonable and well-thought out. Certainly they are not required to do so where an inmate repeatedly fails to follow those orders." Danley, 540 F.3d at 1307.
Second, the relationship between the need for force and the amount of force used, weighs against a finding of a constitutional violation as "[a] short burst of pepper spray is not disproportionate to the need to control an inmate who has failed to obey a jailer's orders." Danley, 540 F.3d at 1307; Vinyard v. Wilson, 311 F.3d 1340, 1348 (11th Cir. 2002 ("Courts have consistently concluded that using pepper spray is reasonable ... where the Leslie was ... refusing police requests."). Leslie does not dispute he failed to comply with Greene's directives before the first burst of pepper spray and thereafter continued not to follow the guard's orders prompting the officer's second application of pepper spray. Sanchez, McCray, 349 Fed.Appx. 479, 483 (11th Cir.2009) (use of pepper spray against inmate who refused to comply with officers' orders was permissible use of force).
Third, the evidence fails to demonstrate that Greene's use of pepper spray had as its objective an intent to punish rather than the legitimate government objective of restoring order and control. While Leslie complains he lost visibility and suffered breathing difficulties from the chemical agent, Doc. No. 18, Exh. A, the body chart evaluation made shortly after the incident reflects Leslie's eyes, face, and neck were red from the pepper spray but otherwise does not reflect he had any other effect or injury. See Danley, 540 F.3d at 1308 (quoting Vinyard, 311 F.3d at 1348) ("Any injuries or discomfort [Leslie] suffered as a necessary result of a dose of pepper spray were neither substantial nor long lasting", as pepper spray "`is designed to disable a suspect without causing permanent physical injury.'"). Following decontamination, Leslie was released to DOC custody and processed into administrative segregation pending disciplinary action. Doc. No. 7, Exhs. 2, 3.
Regarding the fourth use of force factor, the court finds the extent of the threat reasonably perceived by Greene on the basis of facts known to him would reasonably permit the use of some force to compel Leslie's compliance with the orders of a prison official. Leslie's belief that his conduct and actions did not rise to a threat level sufficient to warrant any use of force by Greene misses the mark. Leslie's refusal to abide repeated orders along with his agitated state and threatening manner, even if such conduct did not amount to an immediate threat of physical harm to Greene, did not make the guard's actions in spraying Leslie unreasonable, especially where his paramount concerns involve the interests of preserving security, order, and safety not only of himself but also other prison personnel and inmates. See Soto v. Dickey, 744 F.2d 1260, 1267 (7th Cir. 1984) ("When an inmate refuse[s] to obey a proper order, he is attempting to assert his authority over a portion of the institution and its officials. Such refusal and denial of authority places the staff and other inmates in danger."). Further, Greene's actions in promptly reporting the incident to his supervisors so Leslie could be treated for the effects of the pepper spray undermines Leslie's contention that the guard engaged in the conduct complained of solely to inflict punishment.
Lastly, Greene's use of pepper spray rather than making physical contact with Leslie suggests a tempered response to the situation. The amount of force used by Greene was limited to no more than necessary to regain control of the situation. See Nasseri v. City of Athens, 373 Fed.Appx. 15, 18 (11th Cir. 2010) (guards are "permitted to use some force in controlling the situation and preventing it from escalating.").
The decision to pepper spray Leslie does not appear to the court to have been excessive under the circumstances. As explained, the existence of "a mere dispute over the reasonableness of a particular use of force or the existence of arguably superior alternatives" is not enough to support a claim of excessive force in an institutional setting. Campbell, 169 F.3d at 1375 (citing Whitley, 475 U.S. at 322). Further, Leslie has failed to demonstrate more than de minimis injury. He was decontaminated for the effects of pepper spray immediately after the incident with Greene. There is no evidence he sustained other effects or injury from the two short bursts of pepper spray. Leslie's relatively de minimis injuries from the effects of the pepper spray and all other facts and circumstances governing the January 1, 2012, incident, establish that Greene's administration of pepper spray to Leslie's facial area amounted to no more than a de minimis use of force. Cf. Wilkins v. Gaddy, 559 U.S. 34, 37 (2010) ("Injury and force, however, are only imperfectly correlated, and it is the latter that ultimately counts."). The court concludes that Defendant Greene is entitled to summary judgment on Leslie's Eighth Amendment excessive force claim.
Leslie maintains Durry acted with deliberate indifference by failing to protect him from Greene's use of excessive physical force in the C-Dorm Lobby. Doc. No. 14. Durry denies failing to protect Leslie from a use of force because Greene's conduct did not amount to a use of force against Leslie committed maliciously or sadistically for the very purpose of causing him harm. Doc. No. 26. Rather, Durry contends Greene used that amount of force necessary to bring Leslie under control and, Durry did not fail to protect Leslie from an excessive use of force. Id.
Here, the court has determined that Greene's conduct in macing Leslie did not amount to an excessive use of force. Accordingly, Leslie's failure to intervene claim against Durry entitles him to no relief as this officer "had no attendant obligation to intervene." Crenshaw v. Lister, 556 F.3d 1283, 1294 (11th Cir. 2009) (holding that because officer who applied force did not violate arrestee's right to be free from excessive force, the non-intervening officer had no attendant obligation to intervene). Defendant Durry is entitled to summary judgment on Leslie's failure to protect claim.
Because of the incident between Leslie and Greene on January 1, 2012, Leslie received disciplinary infractions for violating Rule # 44 — threats — and Rule # 56 — failure to obey a direct order of a prison official. A disciplinary hearing on the charges was held on January 5, 2012. The hearing officer found Leslie guilty of both rule violations. On January 10, 2012, Warden Sconyers approved the hearing officer's determination regarding the finding of guilt for Leslie's violation of Rule #56. He disapproved the finding of guilt regarding the charge against Leslie for violating Rule #44. Doc. No. 7, Exh. 6.
Leslie alleges a violation of his right to due process during his disciplinary proceedings because Greene's testimony at the hearing differed from the written statement he submitted on the disciplinary report which, he claims, ultimately led to the Warden's disapproval of the infraction issued against him for violating Rule #44. Doc. Nos. 1, 34. To the extent Leslie argues Greene issued a false disciplinary infraction against him for making threats, he is entitled to no relief.
Prison inmates have no constitutionally guaranteed immunity from being falsely or wrongly accused of conduct which may cause the deprivation of a protected liberty interest. Freeman v. Rideout, 808 F.2d 949, 951 (2d Cir.1986); see also Collins v. King, 743 F.2d 248, 253 (5th Cir. 1984) (prisoner's claim he was falsely "charged with things he did not do," standing alone, states no due process claim). The undisputed evidence before the court reflects Leslie had the benefit of the minimum procedural due process protections set forth in Wolff v. McDonald, 418 U.S. 539 (1974), regarding the infraction in question where he was given the opportunity to rebut the charge against him. Doc. No. 7, Exh. 6. That Leslie endured disciplinary proceedings for an infraction where the initial finding of guilt was ultimately disapproved does not rise to the level of a constitutional violation. See generally Sandin v. Conner, 515 U.S. 472 (1995).
Leslie also alleges a general due process violation regarding Greene's use of pepper spray asserting that the officer violated ADOC policy based on the manner and circumstances under which he deployed his chemical agent. See Doc. No. 1; Doc. No. 18 at 7. Leslie's conclusory allegation supports no constitutional claim for relief as the mere failure of an official to follow an agency regulation or state law, without more, does not amount to a federal due process violation. See Snowden v. Hughes, 321 U.S. 1, 11 (1944); Murray v. Mississippi Dept. of Corrections, 911 F.2d 1167, 1168 (5th Cir.1990); Williams v. Nix, 1 F.3d 712, 717 (8th Cir.1993). Cf. Bell v. Wolfish, 441 U.S. 520, 543 n. 27 (1979) (noting that correctional standards recommendations by various organizations and associations "may be instructive in certain cases" but that "they simply do not establish the constitutional minima; rather, they establish goals recommended by the organization in question."). Defendants are entitled to summary judgment on Leslie's due process claims.
In light of the foregoing, it is the RECOMMENDATION of the Magistrate Judge that:
ORDERED that on or before
Failure to file a written objection to the proposed findings and advisements in the Magistrate Judge's Recommendation shall bar the party from a de novo determination by the District Court of issues covered in the Recommendation and shall bar the party from attacking on appeal factual findings in the Recommendation accepted or adopted by the District Court except upon grounds of plain error or manifest injustice. Nettles v. Wainwright, 677 F.2d 404 (5th Cir. 1982). See Stein v. Reynolds Securities, Inc., 667 F.2d 33 (11th Cir. 1982). See also Bonner v. City of Prichard, 661 F.2d 1206 (11th Cir. 1981) (en banc), adopting as binding precedent all of the decisions of the former Fifth Circuit Court of Appeals handed down prior to the close of business on September 30, 1981.