W. Keith Watkins, CHIEF UNITED STATES DISTRICT JUDGE.
This case presents a constitutional challenge to Alabama Code § 45-11-82, the so-called Chilton County Anti-Clustering Law. (See Doc. # 22.) After the denial of the Rule 12(b)(6) motion to dismiss filed by Defendant Randall V. Houston ("Houston") (Doc. # 37), the Alabama legislature repealed the Anti-Clustering Law. Houston's second motion to dismiss followed hot on the repeal's trail, and is before the court today. (Doc. # 46.) Houston alleges that the repeal mooted this action, requiring its dismissal and the vacatur of the orders entered in the case to date. He is half-right: Although the repeal compels a finding that this case has become moot, under these facts the court declines to grant the equitable remedy of vacatur.
At issue is whether this dispute presents a justiciable case or controversy such that the court may exercise subject-matter jurisdiction. The parties do not contest personal jurisdiction or venue.
A Rule 12(b)(1) motion directly challenges the district court's subject-matter jurisdiction. Gilmore v. Day, 125 F.Supp.2d 468, 470 (M.D. Ala. 2000). "Rule 12(b)(1) motions to dismiss for lack of subject matter jurisdiction can be asserted on either facial or factual grounds." Carmichael v. Kellogg, Brown & Root Servs., Inc., 572 F.3d 1271, 1279 (11th Cir. 2009) (citing Morrison v. Amway Corp., 323 F.3d 920, 925 n. 5 (11th Cir. 2003)). "Facial challenges to subject matter jurisdiction are based solely on the allegations in the complaint. When considering such challenges, the court must, as with a Rule 12(b)(6) motion, take the complaint's allegations as true." Id. On the other hand, a "factual attack" challenges "jurisdiction in fact, irrespective of the pleadings." Morrison, 323 F.3d at 925. In a factual attack, "matters outside the pleadings, such as testimony and affidavits, are considered." Lawrence v. Dunbar, 919 F.2d 1525, 1529
The court already detailed the facts and procedural history of this case in the Memorandum Opinion and Order denying Houston's prior motion to dismiss and will expand on them only where relevant to its analysis. (See Doc. # 37 at 3-8); Martin v. Houston, 176 F.Supp.3d 1286, 1290-92 (M.D. Ala. 2016). However, the intervening repeal of the Anti-Clustering Law merits further discussion.
Plaintiff Ricky Martin ("Martin"), the pastor of Triumph Church in Clanton, Alabama, now finds himself free to resume his Christian ministry to homeless sex offenders. On August 30, 2016, Governor Robert Bentley signed into law Alabama Act No. 2016-466 (the "repeal"), an express repeal of the Anti-Clustering Law. (Doc. # 46-1 at 6-7.) The repeal was passed during a special legislative session, spending two days in the Senate and six days in the House before it was signed into law. (Doc. # 54-8 at 2-3.) No legislative history or other "record of deliberation" explains the legislature's motivation in passing the repeal. (Doc. # 54 at 7.) The repeal ended two years of legislative interference with Martin's religious calling.
Houston claims in his motion that the repeal rendered moot Martin's challenge to the Anti-Clustering Law. (See generally Doc. # 46.) More than just dismissal, Houston urges that the repeal compels the vacatur of the court's prior orders in this case. (Doc. # 46 at 5-9; see Docs. # 37, 45.) For his part, Martin contends that the legislature repealed the Anti-Clustering Law to manipulate the court's jurisdiction and avoid paying his attorneys' fees. (See generally Doc. # 54.) He further claims that vacatur would be improper, both because "there is no judgment to eliminate" and because Houston could have sought review of the orders sought to be vacated. (Doc. # 54 at 8 n.6.) The questions of mootness and vacatur are discussed in turn.
"Federal courts are courts of limited jurisdiction." Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377,
"There must be a present, live controversy in order to avoid advisory opinions on abstract propositions of law. When the issues presented are no longer `live' or the parties lack a legally cognizable interest in the outcome, the case has become moot." Coal. for the Abolition of Marijuana Prohibition v. City of Atlanta, 219 F.3d 1301, 1309 (11th Cir. 2000) (alterations, internal citations, and quotation marks omitted). "No matter how vehemently the parties continue to dispute the lawfulness of the conduct that precipitated the lawsuit, the case is moot if the dispute `is no longer embedded in any actual controversy about the plaintiffs' particular legal rights.'" Already, LLC v. Nike, Inc., 568 U.S. 85, 133 S.Ct. 721, 727, 184 L.Ed.2d 553 (2013) (quoting Alvarez v. Smith, 558 U.S. 87, 93, 130 S.Ct. 576, 175 L.Ed.2d 447 (2009)). "Plainly, if a suit is moot, it cannot present an Article III case or controversy and the federal courts lack subject matter jurisdiction to entertain it." Coral Springs St. Sys., Inc. v. City of Sunrise, 371 F.3d 1320, 1328 (11th Cir. 2004) (citing Al Najjar v. Ashcroft, 273 F.3d 1330, 1336 (11th Cir. 2001) (per curiam)).
It takes no great feat of logic to find that this case no longer presents a live controversy. In his operative complaint, Martin sought only declaratory and injunctive relief vis-à-vis the Anti-Clustering Law; he did not seek even nominal damages. (See Doc. # 22 at 16.) With that law orphaned, there remains no "effectual relief" that Martin may be granted. Knox v. Serv. Emps. Int'l Union, Local 1000, 567 U.S. 298, 132 S.Ct. 2277, 2287, 183 L.Ed.2d 281 (2012). And while Martin does ask for attorneys' fees, this alone will not sustain a justiciable claim. Lewis v. Cont'l Bank Corp., 494 U.S. 472, 480, 110 S.Ct. 1249, 108 L.Ed.2d 400 (1990) ("[An] interest in attorney's fees is, of course, insufficient to create an Article III case or controversy where none exists on the merits of the underlying claim."). Thus, on first blush it would appear that this case is now moot.
But the analysis does not end there. "[I]t has long been the rule that voluntary cessation of allegedly illegal conduct does not deprive the tribunal of power to hear and determine the case, i.e., does not make the case moot." Harrell v. Fla. Bar, 608 F.3d 1241, 1265 (11th Cir. 2010) (quoting Nat'l Advert. Co. v. City of Miami, 402 F.3d 1329 (11th Cir. 2005), ("National II"), 402 F.3d 1329, 1333 (11th Cir. 2005)) (alteration and internal quotation marks omitted). "Otherwise, a party could moot a challenge to a practice simply by changing the practice during the course of the lawsuit, and then reinstate the practice as soon as the litigation was brought to a close." Jews for Jesus, Inc. v. Hillsborough Cty. Aviation Auth., 162 F.3d 627, 629 (11th Cir. 1998). Therefore, the standard for determining whether a defendant's voluntary conduct has mooted a case is a "stringent" one. Id. A case becomes moot only if later events make it "`absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.'" Friends of the Earth,
Houston's claim that the proper analytical framework is simple mootness rather than voluntary cessation must be addressed before launching into the voluntary-cessation inquiry. (See Doc. # 55 at 1-2.) Houston argues that the repeal was the handiwork of the Alabama legislature and that he, a representative of a separate branch of government, played no part in the repeal process. Therefore, he continues, this case is "no different from a case where, say, one of the parties has died." (Doc. # 55 at 2.) Hogwash. This lawsuit is another chapter in the legal fiction penned by Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 S.Ct. 714 (1908). The Eleventh Amendment bars a direct suit against the State itself, leaving Houston as the only party against whom Martin can seek to vindicate his rights. See Green v. Mansour, 474 U.S. 64, 68, 106 S.Ct. 423, 88 L.Ed.2d 371 (1985). To hold the voluntary-cessation framework inapplicable in this situation would be to undermine federal enforcement of the Constitution against state legislation; couching a legislative repeal as an external cause of mootness would allow a state government to dodge judicial review willy-nilly, simply by repealing challenged laws. The analysis thus proceeds under the voluntary-cessation rubric.
The Eleventh Circuit has sketched out a special set of rules that apply where the defendant who claims to have changed his ways is a governmental actor. When dealing with a governmental defendant, the court turns to a three-factor test to determine whether the cessation of challenged conduct will moot the challenge. See Rich v. Sec'y, Fla. Dep't of Corr., 716 F.3d 525, 531-32 (11th Cir. 2013). First, the court must ask "whether the termination of the offending conduct was unambiguous." Id. at 531 (quoting Nat'l Ass'n of Bds. of Pharmacy v. Bd. of Regents of the Univ. Sys. of Ga., ("NABP"), 633 F.3d 1297, 1310 (11th Cir. 2011)). Second, the court "look[s] to whether the change in government policy or conduct appears to be the result of substantial deliberation, or is simply an attempt to manipulate jurisdiction." Id. at 532 (quoting NABP, 633 F.3d at 1310). And third, the court "ask[s] whether the government has `consistently applied' a new policy or adhered to a new course of conduct." Id. (quoting NABP, 633 F.3d at 1310). If the answer to the first question is yes — i.e., if the governmental defendant unambiguously has terminated the offending conduct — the court invokes a rebuttable presumption of mootness.
Accordingly, the analysis starts with asking whether the repeal brought an unambiguous end to the challenged conduct — namely, the enforcement of the Anti-Clustering Law. The timing of the repeal informs this inquiry, Rich, 716 F.3d at 531, and hardly paints a rosy picture for the legislature. On April 6, 2016, the court issued its Memorandum Opinion and Order denying Houston's motion to dismiss. (Doc. # 36.) Within a week, the parties began communicating about how to proceed with the case in a manner that would expedite a final decision and, ultimately, appellate review. (See generally Doc. # 54-1.) By April 22, the parties were discussing whether the case could be settled.
Once it became clear that the case would not be dismissed
Such a finding would reflect the weight of precedent on voluntary cessation by governmental actors. Courts tend to look askance at defendants who claim to have changed their ways but only brought their conduct to an end after suit was filed. See, e.g., Rich, 716 F.3d at 532 (casting doubt on policy change made only after suit was filed and holding that the challenged conduct had not unambiguously terminated); NABP, 633 F.3d at 1312 (holding that policy was not unambiguously terminated, in part because its cessation was not announced until a hearing for a preliminary injunction); Harrell, 608 F.3d at 1267 (noting that post-litigation change in policy did not unambiguously terminate the challenged conduct); see also Jager v. Douglas Cty. Sch. Dist., 862 F.2d 824, 833-34 (11th Cir. 1989) (pointing out that a change in policy "[u]nder the imminent threat of the [plaintiffs'] lawsuit" evinced ambiguity of termination). This is a logical stance: Post-suit cessation of conduct is more likely a response to the suit than a true change of heart by the defendant. This rationale is all the more convincing here, where the Anti-Clustering Law was not repealed until after the denial of Houston's first dispositive motion. The state legislature, having already robbed Martin of his ASORCNA congregation, appears to have passed the repeal to rob him of the compensation owed to his attorneys.
But, despite the apparent legislative skullduggery, Eleventh Circuit precedent commands a finding of unambiguous termination. The voluntary-cessation jurisprudence puts particular credence in the lack of ambiguity in repealing a statute — even when there are other reasons to doubt the defendant's good faith. E.g., Harrell, 608 F.3d at 1266-67 (explaining that "a clandestine or irregular" decision "to cease a challenged behavior" will not qualify as unambiguous cessation, unless it takes the form of a statutory repeal). Indeed, when faced with the repeal of a challenged statute, the Eleventh Circuit has applied the Troiano presumption without further question or comment. See Coral Springs, 371 F.3d at 1328-29. This generous grant of latitude jives with Supreme
In his briefing, Martin did not argue that the third factor — the consistent application of the new policy or course of conduct — militated against a finding of mootness. (See Doc. # 54 at 3.) Thus, the matter hinges on whether the repeal "appears to be the result of substantial deliberation, or is simply an attempt to manipulate jurisdiction." Rich, 716 F.3d at 532.
Martin claims that the legislative timeline and lack of legislative history show that the repeal was not the product of deliberative reasoning. (Doc. # 54 at 6-8.) As noted by Martin, "[t]he bill moved with lightning speed through the legislative special session." (Doc. # 54 at 6 n.8.) Between its first reading and ultimate passage, the bill was before the Senate for two days and the House for six days. No bill passed so hurriedly, Martin surmises, could have enjoyed substantial deliberation. (Doc. # 54 at 7.) Houston, by contrast, looks at this same abbreviated schedule and finds an overabundance of deliberation. He claims that the bill "survive[d]" committee hearings, four weeks of newspaper publication, and legislative readings and votes; it therefore passes muster. (Doc. # 55 at 5.) In other words, because the state legislature followed its own procedures in enacting the repeal, the
Martin further argues that the lack of legislative history shows a lack of substantial deliberation. He points out that neither the bill nor Houston's declaration (Doc. # 46-1) gives any rationale for the repeal. Therefore, "[t]o the extent that there was any legislative concern for safety (however baseless those concerns may have been),... those concerns will remain the same as Pastor Martin re-establishes that portion of his ministry." (Doc. # 54 at 7.) This is convincing logic: Absent a change in either the circumstances or the legislature's reasoning, the repeal smacks of an attempt to close the courthouse doors, not a reasoned re-charting of the legislature's path. But, in fairness, the Anti-Clustering Law itself also was enacted without leaving a trace of legislative history. And more significantly, the court is leery of creating precedent demanding extensive legislative history for a finding that a law was the product of substantial deliberation. Regardless, the complete lack of any "record of deliberation" by the lawmakers weighs in favor of a finding of jurisdictional manipulation. (See Doc. # 54 at 7.)
But is this enough to rebut the Troiano presumption? A hard look at relevant precedent suggests not. More than just "speculation that [Houston or the legislature] may return to [their] previous ways," Martin must adduce "concrete evidence of secret intentions." National II, 402 F.3d at 1334. Prior Eleventh Circuit and Supreme Court cases inform whether Martin's evidence regarding the timing and speed of the repeal's passage meets this burden.
Only twice has the Eleventh Circuit or the Supreme Court found a justiciable case or controversy despite the repeal or amendment of a challenged law.
Aladdin's Castle is much more instructive and merits full discussion. In that case, the City of Mesquite had passed an ordinance governing the operation of "coin-operated amusement establishments." 455 U.S. at 285, 102 S.Ct. 1070. Section 6 of the ordinance required the chief of police to evaluate all applicants' "connections with criminal elements"; Section 5 prohibited the admission of children under the age of seventeen into a licensed establishment, unless accompanied by a legal guardian. Id. at 286, 102 S.Ct. 1070. Aladdin's Castle sought to open such an "amusement center" in a Mesquite shopping mall, and the city government accommodated that aim by writing an age exemption into Section 5 of the ordinance, requiring accompaniment by a legal guardian only for minors under the age of seven. Id. However, Aladdin's Castle was ultimately denied a license after the chief of police concluded that the establishment had "connections with criminal elements." Id. at 287, 102 S.Ct. 1070. Aladdin sued in state court, where it obtained an injunction requiring the City to issue it a license. Id. Within a month after complying with the state-court order, the City repealed the age exemption in Section 5 and defined the "connections with criminal elements" language in Section 6. Id. Aladdin then sued in federal court, seeking an injunction against enforcement of the newly amended ordinance's age restriction and criminal-elements requirement. Id. at 287-88, 102 S.Ct. 1070. The trial court upheld Section 6's age restriction but struck down Section 5's criminal-elements language as unconstitutionally void; the Fifth Circuit reversed the ruling on Section 6 and affirmed on Section 5. Id. at 288, 102 S.Ct. 1070. Before the Supreme Court could pass judgment on the matter, the City once again amended the ordinance, this time eliminating the "connections with criminal elements" language. The age restriction, however, stayed in place. Id. Reviewing the matter for mootness, the Court held that a live controversy remained. Id. at 289, 102 S.Ct. 1070. Central to the Court's reasoning were (1) the City's prior gamesmanship with the Section 6 age restriction and (2) the City's brazen announcement at oral argument that it would reenact the provision if the judgment were vacated. Id. at 289, 289, 102 S.Ct. 1070 n.11. Thus, the Court found that "the city's repeal of the objectionable language would not preclude it from reenacting precisely the same provision if the District Court's judgment were vacated" and held that the matter was not moot. Id. at 289, 102 S.Ct. 1070.
Aladdin's Castle presents a high bar — one that Martin cannot clear.
A finding of mootness meshes with prior cases calling for "evidence indicating that the government intends to return to its prior legislative scheme." National II, 402 F.3d at 1334; see also Coral Springs, 371 F.3d at 1329 (requiring a showing of "a substantial likelihood that the challenged statutory language will be reenacted" to avoid mootness); cf. Clarke, 915 F.2d at 705 (requiring "overwhelming evidence" of manipulation). The evidence adduced by Martin is too speculative, too abstract, and too circumstantial; it calls for too attenuated a chain of logic to find that the state legislature would "return to its prior legislative scheme." See National II, 402 F.3d at 1334. Especially when considering this evidence in light of the Troiano presumption of mootness, the court has no choice but to find that the repeal mooted this case.
Analogous Eleventh Circuit case law reinforces this result, too. Research unearthed six decisions holding that a governmental defendant's voluntary cessation did not moot a claim for injunctive relief. Rich, 716 F.3d 525; NABP, 633 F.3d 1297; Harrell, 608 F.3d 1241; Am. Civil Liberties Union v. Fla. Bar, 999 F.2d 1486 (11th Cir. 1993); National I, 934 F.2d 283; Jager, 862 F.2d 824. Each of these cases held (explicitly or implicitly) that the cessation was ambiguous and therefore are of limited value to this analysis: ambiguity of cessation, by itself, justifies the claim's survival and distinguishes those cases from the unambiguous repeal of the Anti-Clustering Law. Rich, 716 F.3d at 532; NABP, 633 F.3d at 1311; Harrell, 608 F.3d at 1267; Am. Civil Liberties Union, 999 F.2d at 1495; National I, 934 F.2d at 286; Jager, 862 F.2d at 833-34. But in one case, the Eleventh Circuit went so far as to say that the plaintiff's claims would not be moot even if the Troiano presumption of mootness were applied.
Even though the legislature managed to close the courthouse doors, it cannot lock them shut. If the legislature were to put the Anti-Clustering Law back on the books, Martin may reinstate his lawsuit. And if suit were reinstated, the defendant would not be able to worm out of paying attorneys' fees by obtaining a second repeal. Jews for Jesus, Inc., 162 F.3d at 630; see also National II, 402 F.3d at 1335. Rather, "such `flip-flopping' would create a reasonable expectation" that the law would be reenacted, thereby precluding a finding of mootness and all but ensuring a ruling on the merits. Jews for Jesus, Inc., 162 F.3d at 630.
"The equitable remedy of vacatur ensures that `those who have been prevented from obtaining the review to which they are entitled are not treated as if there had been a review.'" Camreta v. Greene, 563 U.S. 692, 712, 131 S.Ct. 2020, 179 L.Ed.2d 1118 (2011) (quoting United States v. Munsingwear, 340 U.S. 36, 39, 71 S.Ct. 104, 95 S.Ct. 36 (1950)). Vacatur "clears the path for future relitigation of the issues between the parties and eliminates a judgment, review of which was prevented through happenstance." Munsingwear, 340 U.S. at 40, 71 S.Ct. 104. Because vacatur is an equitable remedy, it will be granted only if found to be in the public interest. U.S. Bancorp Mortg. Co. v. Bonner Mall P'ship, 513 U.S. 18, 26, 115 S.Ct. 386, 130 L.Ed.2d 233 (1994). "Judicial precedents are presumptively correct and valuable to the legal community as a whole. They are not merely the property of private litigants and should stand unless a court concludes that the public interest would be served by a vacatur." Id. at 26-27, 115 S.Ct. 386 (quoting Izumi Seimitsu Kogyo Kabushiki Kaisha v. U.S. Philips Corp., 510 U.S. 27, 40, 114 S.Ct. 425, 126 L.Ed.2d 396 (1993) (Stevens, J., dissenting)). The court concludes that vacatur is not in the public interest, and that the repeal was not the product of "happenstance." See Munsingwear, 340 U.S. at 40, 71 S.Ct. 104. Accordingly, Houston cannot show "equitable entitlement to the extraordinary remedy of vacatur," U.S. Bancorp, 513 U.S. at 26, 115 S.Ct. 386, and his request for vacatur will be denied.
The Supreme Court has long recognized "that the public interest is best served by granting relief when the demands of `orderly procedure' cannot be honored." Id. at 27, 115 S.Ct. 386 (internal citation omitted) (quoting Munsingwear, 340 U.S. at 41, 71 S.Ct. 104). Conversely, "the public interest
Id. Houston "step[ped] off the statutory path" in seeking a repeal of the Anti-Clustering Law rather than appellate review of the court's orders. Equity frowns upon a grant of vacatur premised on "mootness [caused] by voluntary action." Id. at 24, 115 S.Ct. 386. Moreover, given that the parties still hotly contest whether the repeal brought about a permanent change in policy, the public interest is best served by keeping the court's orders on the books. The public interest therefore counsels against a grant of vacatur, making that remedy improper.
Similarly — and as an alternative basis for this decision — the repeal was not the product of happenstance, but rather resulted from Houston's concerted effort to moot the issue and avoid paying attorneys' fees. Vacatur protects parties from judgments left unreviewed due to the "vagaries of circumstance"; it does not allow a party to moot his own case, then turn around and ask the court to wipe clean the slate of litigation. Camreta, 563 U.S. at 712, 131 S.Ct. 2020 (citation omitted); cf. U.S. Bancorp, 513 U.S. at 24, 115 S.Ct. 386 (explaining that voluntary settlement of a case does not justify vacatur of the orders entered in that case). Houston points to three appellate decisions that he claims "recognize[ ] the propriety of vacatur in the event of a legislative repeal or amendment." (Doc. # 46 at 7); Khodara Envtl., Inc. ex rel. Eagle Envtl. L.P. v. Beckman, 237 F.3d 186 (3d Cir. 2001); Valero Terrestrial Corp. v. Paige, 211 F.3d 112 (4th Cir. 2000); Nat'l Black Police Ass'n v. District of Columbia, 108 F.3d 346 (D.C. Cir. 1996). These out-of-circuit decisions do not bind the court. Moreover, none of the cited opinions confronted a repeal or amendment obtained with the purpose of avoiding an adverse judgment, greatly reducing their persuasive value in this case. Houston may have been able to obtain the repeal, but he will not obtain vacatur of the court's prior orders.
Accordingly, it is ORDERED as follows:
1. Houston's motion to dismiss (Doc. # 46) is GRANTED insofar as it seeks dismissal of this action as moot;
2. Houston's motion to dismiss (Doc. # 46) is DENIED insofar as it seeks vacatur of the court's prior orders; and
3. This case is DISMISSED without prejudice.
A final judgment will be entered separately.
DONE this 23rd day of December, 2016.