WALLACE CAPEL, JR., Chief Magistrate Judge.
This case is before the court on a pro se petition for writ of habeas corpus under 28 U.S.C. § 2254 filed by Alabama inmate Cinquincy Glenn ("Glenn"). Doc. No. 1.
On October 7, 2010, a Houston County jury found Glenn guilty of one count of first-degree rape, in violation of § 13A-6-61(a)(3), Ala. Code 1975, and one count of first-degree sodomy, in violation of § 13A-6-63(a)(3), Ala. Code 1975. Doc. No. 30-9 at 48-49. On November 5, 2010, the trial court sentenced Glenn as a habitual felony offender to concurrent terms of 37 years' imprisonment. Doc. No. 30-9 at 61-62.
Glenn appealed, asserting that the State's evidence was insufficient to support his rape conviction. See Doc. No. 30-5. On September 16, 2011, the Alabama Court of Criminal Appeals affirmed Glenn's conviction and sentence by unpublished memorandum opinion. Doc. No. 30-7. Glenn did not apply for rehearing or seek certiorari review by the Alabama Supreme Court. On October 5, 2011, the Alabama Court of Criminal Appeals issued a certificate of judgment. Doc. No. 30-8.
On June 14, 2012, Glenn filed a pro se Rule 32 petition
The trial court held an evidentiary hearing on Glenn's Rule 32 petition on November 15, 2012. Doc. No. 30-1 at 68-96. Glenn's trial counsel testified at the hearing, and the trial court also heard argument from Glenn and the State. On December 4, 2012, the trial court entered an order denying Glenn's Rule 32 petition. Doc. No. 30-1 at 56-58.
Glenn appealed, and by memorandum opinion entered on July 12, 2013, the Alabama Court of Criminal Appeals affirmed the trial court's denial of his Rule 32 petition. Doc. No. 30-2. Glenn's application for rehearing was overruled, after which he filed a petition for writ of certiorari in the Alabama Supreme Court. Doc. No. 30-3. On November 15, 2013, the Alabama Supreme Court denied Glenn's petition for writ of certiorari. Doc. No. 30-4. A certificate of judgment issued on that same date. Id.
On January 28, 2014, Glenn initiated this federal habeas action by filing a § 2254 petition
Doc. No. 1 at 7-9.
For the reasons that follow, it is the recommendation of the Magistrate Judge that Glenn's § 2254 petition be denied without an evidentiary hearing and that this case be dismissed with prejudice.
Glenn claims that the trial court erred by (a) allowing the victim to state during her testimony that he raped her (Doc. No. 1 at 7) and (b) failing to give lesser-included offense instructions (Doc. No. 1 at 9). Glenn raised the first of these claims in his Rule 32 petition, where it was rejected by the trial court on the ground it was not within the province of the court to inject itself into the trial. Doc. No. 30-1 at 57. Glenn pursued the claim in his Rule 32 appeal, where the Alabama Court of Criminal Appeals found the claim was procedurally barred under Rules 32.2(a)(3) and (5) of the Alabama Rules of Criminal Procedure because it could have been raised at trial and on direct appeal, but was not. See Ala.R.Crim.P. 32.2(a)(3) & (5). Doc. No. 30-2 at 5-6.
"Federal review of a petitioner's claim is barred by the procedural-default doctrine if the last state court to review the claim states clearly and expressly that its judgment rests on a procedural bar, and that bar provides an adequate and independent state ground for denying relief." Atkins v. Singletary, 965 F.2d 952, 955 (11th Cir. 1992); see Marek v. Singletary, 62 F.3d 1295, 1301-02 (11th Cir. 1995). The Alabama Court of Criminal Appeals' application of Ala.R.Crim.P. 32.2(a)(3) and (5) to Glenn's claim of trial court error constituted an adequate and independent state procedural ground for denying relief.
A habeas petitioner can overcome a procedural default by showing both "cause" for the default and resulting prejudice, Murray v. Carrier, 477 U.S. 478, 488 (1986), or by establishing a "fundamental miscarriage of justice," which requires a colorable showing of actual innocence, Schlup v. Delo, 513 U.S. 298, 324-27 (1995). Cause for a procedural default turns on whether the petitioner can show that an objective factor external to the defense impeded efforts to comply with the state's procedural rules. Murray, 477 U.S. at 488; United States v. Frady, 456 U.S. 152, 170 (1982). Examples of such external interference with the defense by government officials, or constitutionally ineffective assistance of counsel. Murray, 477 U.S. at 488.
One of Glenn's § 2254 claims is that his trial counsel was ineffective for failing to object when the victim stated during her testimony that he raped her. See Doc. No. 1 at 7. Assuming Glenn asserts this allegation of ineffective assistance as "cause" for his procedural default of his claim of trial court error, Glenn, as discussed below in Part II.A.1 of this Recommendation, demonstrates no merit to his ineffective assistance claim. An ineffective assistance claim must be meritorious to serve as cause to overcome the procedural default of another claim. Edwards v. Carpenter, 529 U.S. 446, 451 (2000). Because, as discussed below, Glenn does not show that his counsel was ineffective for failing to object when the victim stated he raped her, Glenn does not demonstrate cause excusing the default of his claim that the trial court erred by allowing the victim to state that he raped her.
As for Glenn's claim that the trial court erred by failing to give lesser-included offense instructions (see Doc. No. 1 at 9), such a claim could have, and should have, been raised at trial and on direct appeal. However, in deciding Glenn's Rule 32 appeal, the Alabama Court of Criminal Appeals did not deny relief on this claim based on an applicable Rule 32 procedural bar (e.g., Ala.R.Crim.P. 32.2(a)(3) and (5)). Instead, the court rejected the claim as lacking merit and as insufficiently pleaded under Rules 32.6(b) and 32.3 of the Alabama Rules of Criminal Procedure.
"When it enacted the Antiterrorism and Effective Death Penalty Act of 1996 (`AEDPA'), Congress significantly limited the circumstances under which a habeas petitioner may obtain relief." Hardy v. Allen, 2010 WL 9447204, at *7 (N.D. Ala. Sep. 21, 2010). To prevail on a § 2254 claim adjudicated on the merits by the state courts, a petitioner must show that a decision by the state courts was "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or was "based on an unreasonable determination of the facts, in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d)(1) & (2); see Williams v. Taylor, 529 U.S. 362, 404-05 & 412-13 (2000).
A state court's decision is "contrary to" federal law either if it fails to apply the correct controlling authority, or if it applies the controlling authority to a case involving facts "materially indistinguishable" from those in a controlling case, but nonetheless reaches a different result. Williams, 529 U.S. at 404-06; Bell v. Cone, 535 U.S. 685, 694 (2002). A state court's decision is an "unreasonable application" of federal law if it either correctly identifies the governing rule but then applies it to a new set of facts in a way that is objectively unreasonable, or it extends or fails to extend a clearly established legal principle to a new context in a way that is objectively unreasonable. Williams, 529 U.S. at 407.
"Objectively unreasonable" means something more than an "erroneous" or "incorrect" application of clearly established law, and a reviewing federal court may not substitute its judgment for the state court's even if the federal court, in its own independent judgment, disagrees with the state court's decision. See Williams, 529 U.S. at 411; Lockyer v. Andrade, 538 U.S. 63, 76 (2003). The reviewing court "must determine what arguments or theories supported or . . . could have supported[ ] the state court's decision; and then it must ask whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with the holding in a prior decision of [the Supreme] Court." Harrington v. Richter, 562 U.S. 86, 102 (2011). "This is a `difficult to meet,' and `highly deferential standard for evaluating state-court rulings, which demands that state-court decisions be given the benefit of the doubt.'" Cullen v. Pinholster, 536 U.S. 170, 181 (2011) (internal citations omitted).
Federal courts are likewise directed to determine whether the state court based its findings on "an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d)(2). A federal court "may not characterize these state-court factual determinations as unreasonable `merely because [we] would have reached a different conclusion in the first instance.'" Brumfield v. Cain, 135 S.Ct. 2269, 2277 (2015) (citation omitted) (alteration in original). A state court's determinations of is "presumed to be correct," and the habeas petitioner "shall have the burden of rebutting the presumption of correctness by clear and convincing evidence." 28 U.S.C. § 2254(e)(1).
Glenn claims his trial counsel rendered ineffective assistance by failing to object when the victim stated during her testimony that he raped her. Doc. No. 1 at 7.
At Glenn's October 2010 trial, the victim, D.A., testified about an incident that occurred at her house one day in August 2009, when she was six years old. D.A. testified in part as follows:
Doc. No. 30-9 at 147-49 (emphasis added).
In his Rule 32 petition, Glenn argued that his counsel should have objected to the victim's statement that he raped her, on the ground that the statement amounted to a legal conclusion on an ultimate issue for the jury's determination. See Doc. No. 30-1 at 20-22 & 29-33. At the hearing on Glenn's Rule 32 petition, Glenn's trial counsel explained that, instead of objecting to the victim's statement during the State's direct examination of her, he used the opportunity during cross-examination of the victim to address her use of the word "rape" as suggesting that she had been coached by others to use a word with a meaning she did not understand and that her testimony was not based on her recollection of actual events. Doc. No. 30-1 at 88-89. The trial transcript reflects that Glenn's counsel cross-examined the victim to this effect. Doc. No. 30-9 at 156-57.
In its order denying Glenn's Rule 32 petition, the trial court found:
Doc. No. 30-1 at 57.
Addressing this issue in Glenn's appeal from the denial of his Rule 32 petition, the Alabama Court of Criminal Appeals held:
Doc. No. 30-2 at 5.
Strickland v. Washington, 466 U.S. 668 (1984), sets forth the established federal law on claims of ineffective assistance of counsel and requires that a petitioner alleging ineffective assistance establish that his counsel's performance was deficient and that he was actually prejudiced by the inadequate performance. 466 U.S. at 687. This requires showing both that "counsel made errors so serious that counsel was not functioning as the `counsel' guaranteed the defendant by the Sixth Amendment," and that "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Id. The petitioner must demonstrate that counsel's performance "fell below an objective standard of reasonableness," id. at 688, and that "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different," id. at 694.
An attorney's performance is presumed to have been reasonable and must not be examined aided by judicial hindsight. Messer v. Kemp, 760 F.2d 1080, 1088 (11th Cir. 1985). Federal courts apply a "heavy measure of deference to counsel's judgments." Singleton v. Thigpen, 847 F.2d 668, 670 (11th Cir. 1988) (quoting Strickland, 446 U.S. at 691). Under the Strickland standard, strategy decisions by counsel are entitled to great deference. See Strickland, 446 U.S. at 689 (discussing the danger of hindsight in such an evaluation and noting that the defendant must overcome the presumption that, under the circumstances, the challenged action "might be considered sound trial strategy"). A federal court's § 2254 review under Strickland is another step removed from the original analysis, or as the Supreme Court puts it, "doubly deferential." Burt v. Titlow, 134 S.Ct. 10, 13 (2013) (quotation marks and citation omitted); see Tanzi v. Sec'y, Florida Dep't of Corr., 772 F.3d 644, 652 (11th Cir. 2014) (quoting Burt).
Here, applying the proper measure of deference to counsel's judgments and to the state court's rulings, this court finds Glenn fails to show that the state court's denial of his ineffective assistance claim was an unreasonable application of Strickland or any other federal law as determined by the United States Supreme Court.
Glenn claims his trial counsel was ineffective for failing to request lesser-included offense instructions. Doc. No. 1 at 8. In his Rule 32 petition, Glenn argued that his counsel should have requested that the jury be instructed on the offense of sexual abuse in the first-degree as a lesser-included offense of both the first-degree rape and first-degree sodomy counts in the indictment. Doc. No. 30-1 at 17-20. According to Glenn, he was entitled to such instructions because the State did not establish the element of penetration necessary to support convictions for rape and sodomy, while the offense of sexual abuse involves mere sexual contact.
Addressing this issue in Glenn's appeal from the denial of his Rule 32 petition, the Alabama Court of Criminal Appeals stated:
Doc. No. 30-2 at 5 (footnote omitted).
Section 13A-6-61(a)(3), Ala.Code 1975, provides as follows: "A male commits the crime of rape in the first degree if . . . [h]e, being 16 years or older, engages in sexual intercourse with a female who is less than 12 years old." "Sexual intercourse" is defined at § 13A-6-60(1), Ala. Code 1975, as having "its ordinary meaning and occur[ing] upon any penetration, however slight; emission is not required."
Section 13A-6-63(a)(3), Ala. Code 1975, provides that a person commits the crime of sodomy in the first degree if "[h]e, being 16 years old or older, engages in deviate sexual intercourse with a person who is less than 12 years old." "Deviate sexual intercourse" is defined at 13A-6-60(2), Ala. Code 1975, as "[a]ny act of sexual gratification between persons not married to each other involving the sex organs of one person and the mouth or anus of another." Penetration is not an element of the offense of sodomy under Alabama law. Chandler v. State, 555 So.2d 1138, 1140 (Ala. Crim. App. 1989); Glover v. State, 518 So.2d 247, 248 (Ala. Crim. App. 1987).
Through the victim's own testimony, the State presented the evidence of penetration (the victim's testimony that Glenn "took out his thing and put [it] in me") required to support a first-degree rape conviction under § 13A-6-61(a)(3) and the evidence of "deviate sexual intercourse" (the victim's testimony that Glenn "was licking down at my privacy") required to support a first-degree sodomy conviction under § 13A-6-63(a)(3). Glenn's defense at trial was to deny any sexual contact with the victim whatsoever. Thus, the only evidence presented at trial either established commission of the offenses of first-degree rape and first-degree sodomy, or, if the defense's version was believed, established the commission of no offense at all. There was no evidence supporting a jury instruction on first-degree sexual abuse based on mere sexual contact. As such, Glenn was not entitled to have the jury instructed on sexual abuse in the first-degree as a lesser-included offense of the first-degree rape and first-degree sodomy counts in the indictment. Therefore, the state court correctly found no merit in Glenn's claim that he was entitled to have the trial court give lesser-included offense instructions to the jury.
Moreover, Glenn shows no reasonable likelihood that, had the jury been instructed on sexual abuse in the first-degree as a lesser-included offense, it would have returned verdicts finding him guilty of that offense instead of the first-degree rape and first-degree sodomy counts in the indictment. See Magnotti v. Sec'y for Dep't of Corr., 222 F. App'x 934, 940 (11th Cir. 2007) ("[T]he evidence presented at Magnotti's trial was sufficient to sustain a conviction for robbery. As such, even assuming without deciding that Magnotti's counsel was deficient in failing to request jury instructions on other lesser included offenses, that deficiency does not suggest that there was a reasonable probability that the outcome would have been different because the jury had sufficient evidence to find Magnotti guilty of the greater offense of robbery."); Harris v. Crosby, 151 F. App'x 736, 738 (11th Cir. 2005) (holding that habeas petitioner could not demonstrate prejudice resulting from counsel's failure to request instruction on lesser-included offense because "[the petitioner's] assertions that he would have been convicted of the lesser included offense, as opposed to the greater offense, are pure speculation—speculation both that the state trial court would have decided to instruct the jury on the lesser included offense and that the jury, if instructed on the lesser included offense, would have convicted on it instead of the higher offense. That speculation is insufficient to undermine our confidence in the outcome of his trial.")
Glenn demonstrates neither deficient performance nor resulting prejudice from his counsel's failure to request that the jury be instructed on first-degree sexual abuse as a lesser-included offense of the charges in the indictment. He therefore fails to show that the state court's denial of this ineffective assistance claim was an unreasonable application of Strickland or any other federal law as determined by the United States Supreme Court. 28 U.S.C. § 2254(d)(1); Williams, 529 U.S. at 404-05 & 412-13. Nor has Glenn rebutted the presumption of correctness given to the state court determinations of fact. 28 U.S.C. § 2254(d)(2) & (e)(1). He is not entitled to habeas relief on this claim of ineffective assistance of counsel.
Glenn also claims that his trial counsel was ineffective for failing to preserve the issue of the sufficiency of the evidence based on the lack of medical and scientific evidence showing proof that penetration occurred. Doc. No. 1 at 7. It is difficult for this court to say that Glenn presented this claim of ineffective assistance of counsel to the state courts. While Glenn argued throughout his Rule 32 petition that the State failed to establish the element of penetration necessary to support his convictions, the grounds of ineffective assistance of counsel asserted in his Rule 32 petition contain no claim that his trial counsel failed to preserve the issue of the sufficiency of the evidence based on the lack of medical and scientific evidence showing proof that penetration occurred. In any event, Glenn's trial counsel did in fact preserve the issue of the sufficiency of the evidence on both counts of the indictment through a motion for judgment of acquittal made at the close of the State's evidence. See Doc. No. 30-10 at 102-03. The motion for judgment of acquittal sufficed to preserve any issue of the sufficiency of the evidence based on the lack of medical and scientific evidence regarding penetration. As already discussed, and contrary to Glenn's suggestion otherwise, the victim's testimony by itself was sufficient to establish the required elements of offenses of which he was convicted. This claim entitles Glenn to no relief.
Accordingly, it is the RECOMMENDATION of the Magistrate Judge that the petition for writ of habeas corpus under 28 U.S.C. § 2254 be DENIED and this case be DISMISSED with prejudice.
The Clerk of the Court is DIRECTED to file the Recommendation of the Magistrate Judge and to serve a copy on the petitioner. The petitioner is DIRECTED to file any objections to this Recommendation on or before August 10, 2018. Any objections filed must specifically identify the factual findings and legal conclusions in the Magistrate Judge's Recommendation to which the petitioner objects. Frivolous, conclusive or general objections will not be considered by the District Court.
Failure to file written objections to the proposed findings and recommendations in the Magistrate Judge's report shall bar a party from a de novo determination by the District Court of factual findings and legal issues covered in the report and shall "waive the right to challenge on appeal the district court's order based on unobjected-to factual and legal conclusions" except upon grounds of plain error if necessary in the interests of justice. 11th Cir. R. 3-1; see Resolution Trust Co. v. Hallmark Builders, Inc., 996 F.2d 1144, 1149 (11th Cir. 1993); Henley v. Johnson, 885 F.2d 790, 794 (11th Cir. 1989).
Harris v. Reed, 489 U.S. 255, 264 n.10 (1989).